*1 MONTGOMERY ELEVATOR
COMPANY, Appellant,
v. McCULLOUGH,
Kevin T. Minor his Friend,
Parent and Next M. James
MсCULLOUGH, Jr. and Federated De partment De Stores Shillito’s d/b/a Stores,
partment Appellees. McCULLOUGH, Minor, by
Kevin T. friend,
his Parent and next M. James
McCULLOUGH, Jr., Appellant,
MONTGOMERY ELEVATOR COMPANY Federated Stores Stores, Ap Shillito’s
d/b/a
pellees.
Supreme Kentucky. 5,
July 1984.
Rehearing Denied Oct.
sustained
Elevator’s
were trial errors
the instruc-
that there
of certain evi-
tions and
the admission
regarding prior accidents.
dence
Cetrulo, Covington,
appel-
Robert C.
Appeals remanded the case for
lant/Montgomery Elevator.
new trial.
Cincinnati, Ohio,
Gelwicks,
Joseph
W.
*3
Montgomery
and McCul-
Both
Elevator
Department
appellee/Federated
Stores.
lough
appealed from the decision
have
Holbrook, Cincinnati, Ohio, for
Lanny R.
Montgomery
Appeals.
Eleva-
the Court of
McCullough.
T.
appellee/Kevin
Appeals erred be-
tor claims the Court of
it
entitled to a directed verdict.
cause was
LEIBSON, Justice.
Appeals
McCullough claims the Court
products liability
This is a
case. On Feb-
Montgomery’s
erred because
sustained
24, 1979,
McCullough,
ruary
T.
Kevin
regarding instructions and evi-
position
riding
esca-
ten-year-old boy, was
the down
prior accidents.
dence of
at
lator in the Shillito’s
Store
granted
have
both sides’ motions for
We
Shopping
the Florence Mall
Center
Flor-
discretionary reviеw. We affirm the deci-
ence, Kentucky, when the tennis shoe on
Appeals
that Mont-
sion of the Court
right
caught up and crushed
his
foot was
not entitled to a di-
gomery Elevator was
and the
space
into the
the treads
between
rected
We reverse the decision
verdict.
He suffered a
side skirt of the escalator.
Appeals
that there was
the Court
crushing, cutting injury
resulted in
which
trial court’s instructions
error in either the
amputation
big
right
his
of the
toe on
introduction of evidence concern-
or
foot.
just-
as to
ing prior accidents so substantial
question
purchased
The escalator
ify a
trial.
new
Stores,
by Federated
Shillito’s,
operates
from Mont-
McCullough’s
owns
this case is
The heart of
gomery
It was built
Elevator Co.
question
the escalator
claim
accepted by
Federated
and installed
manufactured
defectively designed when
February
Thereafter the escalator
claim that it is
Montgomery
Elevator’s
by
maintained
Federated.
sent to the
not
because of letters
liable
Shillito’s,
the escalator
purchaser,
claim was filed
after
Originally the child’s
purchaser
advising the
had been installed
against
Montgomery
Federated and
both
propensity
catching
escalator’s
of the
part
of the
Elevator. Before trial
escalator
up
shoes “between the
tennis
against Federated was settled
(the
panel”
steps and the escalator skirt
$30,000.
against
McCullough’s claim
Mont-
sug-
phenomena), letters
“tennis shoes”
Elevator,
gomery
on defective
based
to decrease the
gesting remedial measures
jury
to a
of the
was submitted
Montgomery
likelihood of such instances.
$51,511.75.
an inter-
which awarded
Under
“a kit of
Elevator offered tо sell Shillito’s
appor-
rogatory
permitted
jury
your
angles
applied
stiffener
that can be
responsibility
Federated and
tion
between
escalator
present Montgomery standard
Elevator,
each
found
such acci-
against
skirts” as a deterrent
en-
responsible. The trial court
to be 50%
pro-
purchase and
failed to
dents. Shillito’s
Montgomery Eleva-
against
judgment
tered
remedial measures.
the recommended
vide
$25,755.87.
tor for
that an esca-
McCullough’s evidence was
to the
appealed
Montgomery Elevator
against the
design, guarding
lаtor of safer
claiming it was entitled to
Appeals
Court
shoes”
giving rise to
“tennis
claiming trial
defect
also
verdict and
a directed
at the
being manufactured
phenomena was
Appeals decided
The Court of
errors.
plant side
in the same
same time and
claim that
Montgomery Elevator’s
against
verdict,
type
to Shillito’s.
side
sold
but
with
entitled to a directed
it was
Montgomery Elevator claims that
purchaser
were offered to the
and that the
provided adequate warning
its letters
purchaser’s
remedy
failure to
the defect
purchaser
рotential danger
of the
superseding
was a
how to deal
and that such
such circumstances the
who
against
bars a claim
the manufacturer
product, knowing
uses the
public injured
using
member of the
while
measures,
failing
to take remedial
regardless
Shillito’s escalator
of whether
culpable.
also
is whether the
was defective when sold. The purchaser’s failure to act cuts off the man-
question is: What is the effect of such
responsibility.
ufacturer’s
letters from the manufacturer
pur
directing
The landmark
inquiry
cases
our
chaser when the claim is on behalf of a
Kellerman,
are House v.
Ky., 519 S.W.2d
party
sharing
third
not
in their transac
cause,
analyzing intervening
they
complete defense,
tions? Are
and Nichols v. Union Underwear
question of intervening
superseding
Inc., Ky.,
(1980),analyzing
*4
jury
consider,
cause for the
to
or no de
liability
design
for
products
defective
in a
fense whatsoever?
liability ease.
The answer is that such letters are not a
Kellerman,
passenger
House v.
a
defense
the circumstances of this case
grabbed
steering
sliding
wheel of a
car.
person
where the
injured is a member of House v. Kellerman states:
рublic,
bystander
or a user without
with,
begin
literally
“To
speaking there
notice
dangerous propensities
of the
of the
can
only
never be
one ‘cause’ of
product. This
disposes
answer
of Mont-
Every
result.
cause is a collection of
gomery Elevator’s claim to a directed ver-
factors,
many
some identifiable and oth-
dict and to its further claim to an instruc-
not,
ers
by prior
all determined
events.
type
tion of the
discussed in Bohnert
The
only
law seeks out
the collective
Equipment
Kendall, Ky.,
Co. v.
569
or
lays respon-
cause
causes for
it
(1978).
S.W.2d 161
sibility
pеrson
on some
persons.”
or
519
There is no area of tort
that has
law
S.W.2d at 382.
generated more
ques
confusion than the
The trial court had
jury
instructed the
on
superseding
tion of
intervening
or
cause.
intervening cause as a defense. Overrul-
question,
The
complicated enough
neg
in a
ing previous
contrary,
cases to the
we held
action,
ligence
is
further
po
confused
that:
tential
differences that
exist where
undisputed
“The
of whether an
products
claim is based on
liability.
act or circumstance was or was not a
presenting
Cases
seemingly diverse results
superseding
legal
cause is
issue
on somewhat similar
patterns
fact
are
resolve,
court to
ques-
and not a factual
Atcher, Ky.,
Ford Motor
v.Co.
310 S.W.2d
jury.”
tion for the
(1957),
510
Post v. American Cleaning
Equip. Corp., Ky.,
(1969),
Mfg.
Ky.,
(1973),
In
the character of warn
principal
the
case
ings that accompany
product
the
at the
cited on behalf
Elevator.
But,
time of sale are an evidentiary
perspective,
considera
proper
Bohnert does
in deciding
tion
whether
product
support Montgomery
posi-
the
is un
not
Elevator’s
reasonably unsafe.
employer,
Post v. Am.
sold Kendall’s
Cleaning
tion. Bohnert
Equipment
Co.,
Corp., Ky., 437
Reynolds
S.W.2d 516
Metal
an overhead crane.
(1968).
Sturm,
Co.,
But in
Ruger
subsequently
claimed that
Inc. v. Bohnert
Bloyd, Ky.,
correct
Reynolds
agree
denied such
“We
that the manufacturer has a
claims.
duty to warn the
ultimate user of
dangers
(other
product
in its
than those
The essence of Bohnert was an errone-
open
obvious).
that are
duty
This
is
ous trial court
making
pur-
instruction
non-delegable_
If the injury was the
chaser’s
remedy
failure to
a defect an in-
breach,
result of the manufacturer’s
tervening
important
point
The
liability
for the
will lie with the
is
Bohnert
the trial court was re-
manufacturer.”
Id.
The sole
in a
lia
behalf of an ultimate
bystander
user or
bility
case is whether the
is defec
who has not
adequately
been
warned of the
tive as defined in Nichols v. Union Under
danger. The manufacturer has a non-dele-
wear, supra. Adequate warnings and de
gable duty
provide product
reasonably
scriptive literature
evidentiary
are
consid
uses,
safe for its
duty
foreseeable
not
defects,
patent
erations. Like
abrogated by warning to the immediate
warning may
liability
terminate
as to those
purchaser.
purchaser
who has notice
get
warning.
who
But it has no effect
condition
be concur
get
on those who do
not
ex
rently liable to the ultimate user for failure
cept
in extraordinary circumstances as
provide adequate warning,
for failure to
claimed in the
case.
Bohnert
basis,
remedy the defect or on some other
present
Bohnert,
both the
case and
purchaser’s
but the
failure to act
not an
why
you go
didn’t
and fix
except
extraordinary
cause
just
defect instead
telling
pur-
circumstancеs. Nichols v. Union Under
chaser about it? In Bohnert the manufac-
Inc.,
law,
supra,
wear Co.
and cases
turer
claimed the
only
not
had
Sturm,
such as
Ruger &
Inc. v.
knowledge of the defect but assumed re-
Bloyd, supra,
exception.
are
Bohnert
sponsibility
fix
it. That is not true here
Kendall,
Equipment
supra,
Co. v.
where
*7
important
and it is an
distinction.
Post
purchas
the manufacturer claimed
that
Co.,
v. Am. Cleaning Equipment
supra,
er was notified of the defect and assumed
we held
to the
with
responsibility
correcting
is limited to
nothing more
was no defense to an
those facts.2
to an
party.
аpplies
innocent third
Post
There are a number of lesser issues in-
here.
appeal.
volved in this
quote
approval
following
We
Corp.,
from Minert v. Harsco
26 Wash.
Montgomery Elevator claims
867,
App.
(Wash.1980):
jury
783 in form erroneous used to Thompson, submit Harris v. 497 422, jury of apportionment general be- S.W.2d we cite the Montgomery Elevator and Federated rule that “evidence of the occurrence or tween oper- which inju Stores owned and nonoccurrence of other accidents or jury ated substantially Shillito’s. The found ries Federated under similar circum appor- also Stores at fault and admissible when relevant to stances is ... tioned liability danger 50/50 between or of a Federated existence causative role condition, Montgomery pаrty’s Elevator. Since the ous or a notice of such a fault, at Although, strictly speaking, found Federated a failure to direct condition.” a liability, error, presumed verdict as to its harm- to was manufacturer know all of apportionment less error. CR 61.01. the inherent characteristics its (Nich instruction including dangerous and as such need its propensities not conform the in provided Underwear, supra), to form Pal- ols v. the first Union more, Juries, Harris, Kentucky expressed Instructions in element “the exist § 20.02 appropriate. to be ence or causative role оf a condi tion,” generally accepted a as foundation Montgomery complains Elevator also relevancy for such in evidence permitting that the trial erred in court liability eases. large introduction of a concerning evidence number of other occurrences on escalators requirement of “substantial throughout United States. The evi- similarity” between the earlier accidents dence to Montgomery Elevator ob- and the one at issue is matter of rele a jects was on a list plaintiff delivered to vance to be decided the discretion of the response following interrogatory: judge and will trial not be reversed unless your “6. knowledge per- To identify all there has been an of discretion. abuse sons previously injured by the escalator § 401; Federal Rules of Louisell Evidence subject is the this lawsuit Mueller, Evidence, Federal similar escalator which a or toe foot (1978). The the list information on caught wedged in the escalator.” both relevant and admissible. computer The list printout was a “For present case, plaintiff In the called Caught Accident Code 01 Escala- Between Montgom as a witness Vice-President Step tor exceptions With Skirt.” few ery charge manage of “risk Elevator description Caught accident was “Foot ment,” questioned extensively him re Step Between and Skirt.” garding the list of accidents which had In products liability response defect design plaintiff been furnished to case, such interrogatory, evidence of similar fail ex previously stated ures under similar tracting conditions is relevant much of the information as to complaint Such admissible. evidence “would is now made without ob presencе tend to make the It was Elevator who jection. se, probable list, per defect more or less would introduced actually than it be jury, without the evidence.” “Exhibit P”. Rhodes exhibit before as its Corp., F.Supp. light Michelin Tire 62 In fact that the incidents on the (E.D.Ky.1982). products liability response request In a case list were furnished *8 “such evidence be show “any admissible to for a list of on similar escalator danger (of product) caught cause and the foot or toe was Friedman, escalator,” of wedged the accident.” Frumer in the that it and § 12.01(2) Liability, (Matthew Montgomery place Products Elevator that did fact Bender, exhibit, Supplement), 1960 & see the list as an as before cases on suming cited therein. there were accidents the list of disparity in the they
such should have been der what there is record to show that this excluded, preserved. happened the error is not If accident would not had have error, designed according there was an it was both waived escalator been Cana- This harmless the circumstances. dian standards. leads me into another From I observation. what understand appeal Montgomеry On the Elevator record, shoes, from the soft-sided such as Co., 83-SC-428-DG, Appeals the Court of shoes, can be forced under the tennis skirt appeal on is affirmed. On the behalf of leading of to accidents the escalator such minor, McCullough, Kevin T. 83-SC-442- Appeals The happened here. is DG, Appeals the Court is reversed and condemning exactly right in the wholesale judgment of the trial court affirmed. incidents, stating introduction of other the introduction of the material should STEPHENS, AKER, C.J., and GANT and have limited to similar incidents. been LEIBSON, JJ., concur. way, here are without numbers meаn- ing there is some evidence of unless STEPHENSON, VANCE WINTER- using this equipment. numbers Before a SHEIMER, JJ., dissent. prima being case of facie dangerous made, can be there should be STEPHENSON, J., dissenting opin- filed comparison some of these numbers. The WINTERSHEIMER, J., joins. ion in which ap- number of incidents in evidence was STEPHENSON, Justice, dissenting. proximately Elevator complains many of them involved I lengthy do not understand the discus- equipment manufactured other concerns “intervening majority sion of cause” type injuries. a multitude of other opinion. Section 402A of the Restatement Anyway it is considered the number of very simple language Torts contains meaningless incidents is unless there is explicit. Commentary is likewise I do showing people some many how used the “intervening anywhere not read cause” many escalators and how escalators were 402A. used. disturbing aspect The most of majori- I going this court is too far in believe ty opinion assumption is the blithe that the people against protecting themselves. condition, is in escalator a defective unrea- use, danger- equipment is not normal sonably dangerous to the user or consum- piece equipment ous at all. majority er. The statement in the that an seldom, ever, moving parts can be ren- design, guarding against escalator of safer proof against completely dered someone the defect giving rise to the “tennis shoe” using thereby fashion an abnormal phenomenon, being manufactured at causing injury. type the same time sold to as the Shillito’s factually majority is not The states that Nichols Un correct. landmark case on the defini derwear is a It is interesting that the so-called safe Nichols, product. tion of a defective design being according manufactured course, is the t-shirt case specifications government to Canadian authority anything for a lawsuit on based whereas Shillito’s escalator was manu- provided^ individual wears uses an. according factured to United States course, something that the individual does specifications. It mis- government is a injury to to cause himself. say statement to that the Canadian against argument majority Both and the guarded the defect. Nichols effectively meaning there with the here have amended the is that were fewer incidents Commentary design, thеre 402A and the not that were no Canadian in a states that a is not defective incidents. That statement makes me won- *9 condition when it is safe for han- normal
dling consumption. and ASSOCIATION, AMERICAN TRUCKING INC.; Kentucky Transport Motor Asso- We have new standard that ciation, Inc.; A. Arnold & Son Transfer unreasonably dangerous defective and Co., Inc.; Storage Moving “Al” Naish injure user can somehow himself Co.; Inc.; Storage Trucking, Atlas product. use of the Inc.; Bestway Express, Edgar Vissing, Even more boggling approval mind is the Farm; Pleasant Grove John d/b/a “ordinarily prudent company” stan- Co., Inc.; Trucking Franconia Marvin dard. I imagine anything cannot mоre stu- Trucking Inc.; Company, Tanner pefying to a wrestling than the task of Square Company, Respondents/Ap- D “ordinarily prudent company” the- pellants, ory. v. It occurs to me that under the standard Kentucky, COMMONWEALTH set out in majority opinion, every auto- CABINET; TRANSPORTATION James mobile accident could be tried under Runke, Secretary Kentucky R. Trans- § 402A, because defect which portation Cabinet; Department of Ve- rendered the automobile dan- Regulation, Kentucky Transporta- hicle gerous. Certainly we have more of these Cabinet; Helson, Timothy tion D. than escalator Applying accidents. this Commissioner of Vehicle standard to automobiles would simplify Regulation, Kentucky Transportation many lawsuits might lead to a cessa- Cabinet, Movants/Appellees. tion in their manufacture which would save many lives. ASSOCIATION, AMERICAN TRUCKING INC.; Kentucky
I Inc.; opinion am of Transport, Motor Montgomery Eleva- tor was entitled to Storage A. a directed verdict in that Arnold & Son Transfer & Co., Inc.; there showing is no Moving “Al” design defect, of a Naish Stor age Co.; Inc.; unreasonably dangerous Trucking, Bestway Atlas to the user. This Inc.; Express, and Nichols Edgar Vissing, effectively have re- d/b/a Farm; moved thе word Pleasant “unreasonably” from Grove John Franconia Trucking Inc.; 402A. The Marvin Tanner recognizes Restatement Inc.; Trucking Company, element of Square every product D piece Company, Respondents/Appellants, equipment. operative word is “un- reasonably.”
Accordingly I dissent. Kentucky, COMMONWEALTH CABINET;
TRANSPORTATION James Runke, Secretary Kentucky R. Trans WINTERSHEIMER, J., joins this dis- portation Cabinet; Department of Ve sent. Regulation, Kentucky Transporta hicle Cabinet; Timothy Helson, tion D. Commissioner of Vehicle Regulation, Kentucky Transportation Cabinet, Movants/Appellees. Supreme Kentucky. Sept.
