Montgomery County, Maryland v. Anthony G. Cochran and Andrew Bowen
No. 69, September Term, 2019
Court of Appeals of Maryland
October 26, 2020
Argued: September 14, 2020
Circuit Court for Montgomery County Case Nos. 423960-V and 442304-V
WORKERS’ COMPENSATION ACT – OCCUPATIONAL DEAFNESS –
Court of Appeals also held that, under circumstances of one firefighter‘s case, any issue as to whether firefighter sustained compensable disablement due to tinnitus, i.e., whether tinnitus is compensable as part of occupational deafness claim or as occupational disease upon establishment of disablement, was not before Court of Special Appeals. Court of Appeals thus concluded that Court of Special Appeals erred in considering matter and in reversing Workers’ Compensation Commission‘s award of permanent partial disability benefits to firefighter for tinnitus on that ground.
Barbera, C.J.
McDonald
Watts
Hotten
Getty
Booth
Biran,
JJ.
Opinion by Watts, J.
McDonald and Getty, JJ., concur.
Filed: October 26, 2020
Loss
To allow for the average amount of hearing loss from nonoccupational causes found in the population at any given age, there shall be deducted from the total average decibel loss determined under paragraphs (1) and (2) of this subsection one-half of a decibel for each year of the covered employee‘s age over 50 at the time of the last exposure to industrial noise.
Here, Anthony G. Cochran, Respondent, and Andrew Bowen, Respondent/Cross-Petitioner, were firefighters for Montgomery County, Maryland (“the County“), Petitioner/Cross-Respondent, for over thirty years. Both Cochran and Bowen developed hearing loss from exposure to loud noises they repeatedly encountered on the job as firefighters. Bowen also developed tinnitus, or ringing in the ears. After retiring, Cochran and Bowen each underwent audiograms, which showed hearing loss in both ears, and each filed a claim under
The Commission awarded compensation to both Cochran and Bowen and calculated the deduction under
The County filed separate petitions for judicial review in the Circuit Court for Montgomery County, which affirmed the Commission‘s decisions. The County appealed each case to the Court of Special Appeals, which consolidated the cases. In a reported opinion, addressing how the deduction set forth in
We must decide whether the Commission erred in calculating the deduction set forth in
We hold that the Commission did not err in calculating the deduction of decibels from Cochran‘s and Bowen‘s total average hearing losses under
BACKGROUND
Anthony G. Cochran
Cochran was employed as a firefighter by the County for approximately thirty-four years. In November 2013, when he was approximately 57 years old, Cochran retired. Nearly two years later, on September 23, 2015, when he was 58 years old, Cochran underwent an audiogram, which showed hearing loss in both ears.
On March 21, 2016, Cochran filed a claim with the Commission seeking compensation for binaural hearing loss. In the claim, Cochran asserted that he developed hearing loss due to exposure to noise during the many years that he served as a firefighter. Cochran identified his “Date of accident/occupational disease disablement” as “09/23/2015[.]” Two months later, on May 23, 2016, Cochran underwent another audiogram, which also showed some hearing loss in each ear, although to a different and overall lesser degree than the September 23, 2015 audiogram.
On July 15, 2016, the Commission held an evidentiary hearing. At the hearing, Cochran testified that he had never worked in a factory and had not worked since his retirement as a firefighter in 2013. Cochran testified that his only employment was as a firefighter with the County and, prior to that, as a salesperson for Construction Anchors for one and a half years. At the hearing, Cochran‘s counsel argued that the age that should be considered for purposes of the deduction set forth in
I‘m satisfied that the age comes in for every year after the age of 50 from the last exposure, industrial exposure. I am of the belief, unless you have some statutory information to give us of what the intent was when the Act was passed, when they say industrial noise, I think they‘re putting it into the context of work exposure.
The only exposure this man has testified to for work, which would be the industrial, is as a fire fighter for Montgomery County.
On July 21, 2016, the Commission issued a compensation order finding that Cochran had sustained an occupational disease of hearing loss arising out of and in the course of employment as a firefighter with the County and that the first date of disablement was September 23, 2015. The Commission found, based on the first audiogram, that Cochran‘s disability is the result of an occupational disease. The Commission thus ordered the County to pay Cochran‘s “causally related medical bills[.]”
The County filed in the circuit court a petition for judicial review and a memorandum in support of the petition, alleging among other things that
With respect to the industrial noise piece, I am persuaded that the Commissioner got it right. In other words, the Commissioner was legally correct. The phrase industrial noise means noise related to industry, and . . . it‘s quite notable that our Workers’ Compensation Act and statutes derived from what happened in England in the late 18th and early 19th centuries, and that‘s when the concept of industry and factories was coming into the nomenclature when England turned from an agrarian society to an industrial society, and began to experience things like industrial accidents . . . .
So by virtue of the plain meaning of the phrase industrial noise, it‘s the noise that comes from factories. Now, understanding there‘s all kinds of factories, and technology evolves, it still has to be a factory of some, quote unquote, factory of some kind, and not somebody‘s stereo or they went to a Ravens game and people cheered loudly. I think the Commissioner got it right, and it‘s not surprising to me that the legislature did not define industrial noise because it has a common and accepted meaning. They probably would have said to me, well, why would we have to define it? Everybody knows what it means[.]
On May 2, 2018, the circuit court entered an order affirming the Commission‘s decision. The County appealed.
Andrew Bowen
Bowen was employed as a firefighter by the County for nearly thirty-five years. In September 2013, when he was 56 years old, Bowen retired.
On August 17, 2016, Bowen filed a claim with the Commission seeking compensation for bilateral hearing loss. In the claim,
On December 30, 2016, the Commission held a hearing. At the hearing, Bowen testified that he worked as a paid/salaried firefighter for Montgomery County from 1979 until September 2013, and that he worked as a volunteer firefighter for Prince George‘s County from 1973, as an active volunteer riding fire trucks, until 1998 or 1999, when he went inactive and transitioned to administrative work. At the hearing, the County‘s counsel raised issues as to apportioning liability between Montgomery and Prince George‘s Counties, and alleged that the date of disablement occurred in the early 1990s and that Bowen‘s claim was barred by the statute of limitations. The County‘s counsel conceded the limitations argument later during the hearing.
On January 19, 2017, the Commission issued a compensation order finding that Bowen had “sustained an occupational disease of binaural hearing loss and tinnitus arising out of and in the course of employment” as a firefighter for the County and that the date of disablement was January 24, 2005. The Commission ordered the County to pay Bowen‘s “causally related medical expenses” and authorized medical treatment in the form of hearing aids for Bowen. In the compensation order, the Commission stated that Bowen‘s case would be held for further consideration as to whether Bowen had sustained permanent partial disability and that the case would be reset on request. The County did not request a rehearing or seek judicial review of the Commission‘s disability decision.
Eight months later, on September 27, 2017, Bowen‘s counsel filed issues with the Commission concerning the nature and extent of permanent partial disability due to hearing loss and tinnitus. On December 5, 2017, the Commission held a hearing on the nature and extent of Bowen‘s hearing loss and tinnitus. Bowen testified that the ringing in his ears is constant and affects everything he does.3
The County‘s counsel argued that “tinnitus is part of hearing loss, and it‘s compensable
As to the deduction issue, the County‘s counsel argued that, under the statute and case law, “[y]ou . . . use the age at the time of the hearing test, as opposed to the age at the time that you retired from the job that you‘re claiming nature and extent of hearing loss for.” According to the County‘s counsel, industrial noise “is ubiquitous” and everyone is “exposed to industrial noise as soon as we run a dishwasher, a garbage disposal, a vacuum cleaner, we walk out on the street [and] hear traffic noise, all of which are industrial noise, none of which [are] in the statute.” Bowen‘s counsel responded that Bowen had not been exposed to industrial noise since his retirement, i.e., that the deduction should use the age of retirement, not the age at the time of the hearing test.
On December 15, 2017, the Commission issued an award of compensation, giving Bowen compensation for permanent partial disability for “14.875% loss of use of [] both ears (bilateral hearing loss); and a further permanent partial disability under ‘Other Cases’ amounting to 2% industrial loss of use of the body as the result of an injury to the tinnitus[.]” The Commission awarded compensation in the amount of $257 per week, beginning January 25, 2005, for a period of 47.1875 weeks, and awarded payment of medical expenses in the form of hearing aids.
On January 12, 2018, the County filed in the circuit court a petition for judicial review. The County disputed the Commission‘s determination that Bowen sustained a 14.875% loss of use of both ears as well as the determination of permanent partial disability under “Other Cases” amounting to 2% loss of use of the body due to tinnitus. In an answer to an interrogatory as to the facts relied on for the contention that the Commission‘s decision was incorrect, the County stated in relevant part: “The injury was to the ear. The hearing test was performed on October 13, 2016. The Claimant‘s age at the time of the hearing test was 59. Tinnitus is a form of hearing loss. The AMA Guides rate tinnitus as an add-on to increase a hearing loss rating.” In an answer to another interrogatory, the County stated that the issue on appeal was “nature and extent of the occupational deafness claim and not compensability[.]”
On the appropriate date to calculate the average hearing loss under Section 9-650, the Court finds that they need look no further than the plain language of the statute. . . .
The Court finds that based on the statute, the Commission correctly deducted as of the last day that the employee worked for the County, not when he took the test as the County argues. The term industrial noise is given its ordinary meaning and in the context of worker‘s compensation, it doesn‘t mean any noise that a person could be exposed to in his or her ordinary life.
Instead, it means the noise that the person was exposed to on the job. Therefore, the appropriate date was when the claimant retired, not when he took the test years later.
As to tinnitus, the circuit court ruled:
[As to] whether the Commission erred in considering the tinnitus separately and in finding that [Bowen] had suffered further permanent partial disability under other cases, resulting in a two percent industrial loss of use of the body as a result, as the exhibit submitted by [Bowen]‘s attorney indicates, it was clear that . . . Bowen was filing for both.
The County disputes that because the County‘s position is that tinnitus is a part of hearing loss. [LE §] 9-627(k)(1) provides that in all cases of permanent partial disability not listed in [subs]ections (a) through (j) of this section, the Commission shall determine a percentage by which the industrial use of the covered employee‘s body was impaired as a result of the accidental personal injury or occupational disease.
The parties dispute whether tinnitus comes under hearing loss and whether it can be rated separately. Tinnitus is not listed in . . . subsections (a) through (j) of the statute and the Commission has apparently never interpreted the statute as including it under hearing loss. Tinnitus is a ringing in the ear which may or may not be associated with hearing loss.
The mere fact that tinnitus relates to the ear and hearing loss relates to the ear does not mean that tinnitus is a part of hearing loss. The statute doesn‘t refer to ear in general as it may refer to arm in general. The Commission‘s interpretation therefore is not clearly erroneous, it does not conflict with the plain language of the statute and therefore, the Court does give it deference.
On October 17, 2018, the circuit court entered a written order consistent with its ruling, denying the County‘s motion for summary judgment and granting Bowen‘s cross-motion for summary judgment. The order affirmed the Commission‘s decision. The County appealed.
Opinion of the Court of Special Appeals
The Court of Special Appeals consolidated the two appeals. On November 1, 2019, the Court of Special Appeals affirmed the circuit court‘s judgment in Cochran‘s case and affirmed in part and reversed in part the circuit court‘s judgment in Bowen‘s case. See Cochran, 243 Md. App. at 107, 133, 219 A.3d at 125, 141. As to the issue common to both appeals—whether the Commission erred in determining “that the decibels deducted from the total average hearing loss under
As to whether the Commission erred in awarding permanent partial disability benefits to Bowen for tinnitus under
[N]othing on the face of
LE § 9-505 or [LE] § 9-650 suggests that the General Assembly intended workers’ compensation for occupational deafness to cover anything other than hearing loss measurable by loss of decibels in four specified frequencies, measured in hertz, that meets the threshold established by the mathematical formula inLE § 9-650 . But we hold nevertheless that the Commission erred in awarding permanent partial disability benefits to [] Bowen for tinnitus underLE § 9-627(k) because [] Bowen made no showing, and the Commission accordingly made no finding, that he had a “disablement,” a prerequisite to workers’ compensation benefits for an occupational disease underLE § 9-502 .
Id. at 132-33, 219 A.3d at 140-41.6
Petition for a Writ of Certiorari and Conditional Cross-Petition
On November 27, 2019, the County petitioned for a writ of certiorari, raising the following issue:
Did the [Court of Special Appeals] err in holding that, when calculating a claimant‘s hearing loss under LE § 9-650(b)(3) , the decibels deducted from the total average hearing loss should be calculated by counting the number of years between the date the claimant turned 50 and the date the claimant retired?
On December 10, 2019, Respondents filed an answer to the County‘s petition and conditional cross-petition, raising the following issue:
Whether the [Court of Special Appeals] erred by reversing a factual finding of the Commission as to whether [] Bowen suffered a “disablement” given that 1) the Commission‘s factual finding is “presumed to be correct[]“[;] 2) the issue of whether [Bowen] suffered a disablement was not raised at the Commission hearing; and 3) there was no evidence put on by the County before the circuit court to disturb the Commission‘s finding.
(Cleaned up). On February 11, 2020, this Court granted the petition and conditional cross-petition. See Cochran, 467 Md. 263, 224 A.3d 601.
STANDARD OF REVIEW
“In an action for judicial review, this Court reviews the administrative agency‘s decision, not the decision of the circuit court or the Court of Special Appeals.” Elec. Gen. Corp. v. LaBonte, 454 Md. 113, 131, 164 A.3d 157, 168 (2017) (citation omitted).
[A] court‘s role in reviewing an administrative agency adjudicatory decision is narrow; it is limited to determining if there is substantial evidence in the record as a whole to support the agency‘s findings and conclusions, and to determine if the administrative decision is premised upon an erroneous conclusion of law.
W.R. Grace & Co. v. Swedo, 439 Md. 441, 453, 96 A.3d 210, 217 (2014) (cleaned up). As to workers’ compensation cases, “the decision of the Commission is presumed to be prima facie correct[.]”
Because this case involves statutory construction of the Workers’ Compensation Act, the principles of statutory construction discussed in LaBonte, 454 Md. at 131, 164 A.3d at 168, are relevant:
The goal of statutory interpretation is to effectuate the General Assembly‘s intent. If the ordinary and natural meaning of a statute‘s language makes the General Assembly‘s intent clear, the Court applies the statute‘s language. Because the Workers’ Compensation Act is
a remedial statute, if its language is ambiguous, the Court construes the Act as liberally in favor of injured employees as its provisions will permit in order to effectuate its benevolent purposes. Where the Workers’ Compensation Act‘s language is unambiguous, however, the Court may not create an ambiguity to interpret the Act more favorably to injured employees.
(Cleaned up); see also
DISCUSSION
I.
The Parties’ Contentions
The County contends that the Commission erred in calculating the deduction from Cochran‘s and Bowen‘s total average hearing loss under
The County contends that the Court of Special Appeals misinterpreted the word “industrial” as used in
Cochran and Bowen respond that the Commission correctly calculated the deduction in
Cochran and Bowen maintain that the language of
In a reply brief, the County contends that interpreting
firefighter who retires at an older age may not have a compensable claim, whereas a firefighter who retires at a younger age with less exposure to noise may have a compensable claim.
Statutory Framework and Provisions
In Green v. Carr Lowery Glass Co., Inc., 398 Md. 512, 516-18, 921 A.2d 235, 237-38 (2007), this Court discussed the history and statutory framework of the Workers’ Compensation Act related to hearing loss. In particular, we observed that “[w]orkers’ compensation encompasses two main categories of compensable events: accidental personal injury and occupational diseases.” Id. at 516-17, 921 A.2d at 237 (citations omitted). “[A]n employee‘s hearing loss may fall into either category, depending on whether the employee experienced a sudden traumatic event or was exposed repeatedly to loud noises.” Id. at 517, 921 A.2d at 237 (citation omitted).
As we explained in Green, id. at 517, 921 A.2d at 237-38, as originally enacted in 1914, the Workers’ Compensation Act provided compensation only for accidental personal injuries arising in and out of “the course of employment, and an employee was not required to show that his or her disability resulted in a loss of wages or earning capacity.” (Citation omitted). As such, “an employee who suffered the total loss of hearing in both ears due to a one-time accident that created a loud blast, for example, would have received compensation.” Id. at 517, 921 A.2d at 238 (citation omitted).7 In 1951, the Workers’ Compensation Act was expanded to provide compensation for hearing loss as an occupational disease where the employee showed that he or she was no longer able to work in the occupation that produced the disability. See Green, 398 Md. at 517, 921 A.2d at 238 (citation omitted); see also Yox v. Tru-Rol Co., Inc., 380 Md. 326, 332, 844 A.2d 1151, 1155 (2004).
In 1967, the General Assembly amended the Workers’ Compensation Act to create a separate provision specifically addressing occupational disease hearing loss, which “provided that ‘occupational deafness shall be compensated according to the terms and conditions of this section’ and set forth a testing methodology for determining eligibility for compensation.” Green, 398 Md. at 517, 921 A.2d at 238 (citations omitted). In enacting the new provision, the General Assembly‘s intent “was not only to provide technical criteria for measuring occupational loss of hearing but also to make such loss compensable without regard to inability to work or loss of wages.” Id. at 518, 921 A.2d at 238 (cleaned up). The new provision thus “provided that an employee may be eligible for occupational disease compensation due to work-related hearing loss without a showing of disablement, i.e., loss of wages or inability to perform regular work.” Id. at 518, 921 A.2d at 238 (citations omitted).
In this case, both Cochran and Bowen alleged hearing loss (and, in Bowen‘s case, tinnitus) based on repeated exposure to loud noise in the course of their employment as firefighters for the County, i.e., an occupational disease, rather than on a sudden traumatic event.
Once a claimant establishes the right to compensation for an occupational disease, the claimant is eligible to receive benefits. Subtitle 6 of Title 9 of the Workers’ Compensation Act, entitled “Benefits,” governs benefits and consists of several Parts. The various Parts concern, among other things, general provisions, temporary partial disability, temporary total disability, permanent partial disability, permanent total disability, and occupational deafness. Here, the Commission found that Cochran sustained an occupational disease of hearing loss and ordered the County to pay causally related medical expenses. Similarly, the Commission found that Bowen sustained an occupational disease of
As to permanent partial disability benefits, Part IV of Subtitle 6,
For other cases of permanent partial disability where the injury does not fall under
As to compensation for occupational deafness, Part VII of Subtitle 6 of the Workers’ Compensation Act—
(1) The percentage of hearing loss for purposes of compensation for occupational deafness shall be determined by calculating the average, in decibels, of the thresholds of hearing for the frequencies of 500, 1,000, 2,000, and 3,000 hertz in accordance with paragraph (2) of this subsection.
(2) The average of the thresholds in hearing shall be calculated by:
(i) adding together the lowest measured losses in each of the 4 frequencies; and
(ii) dividing the total by 4.
(3) To allow for the average amount of hearing loss from nonoccupational causes found in the population at any given age, there shall be deducted from the total average decibel loss determined under paragraphs (1) and (2) of this subsection one-half of a decibel for each year of the covered employee‘s age
over 50 at the time of the last exposure to industrial noise.
Thus, to calculate the total average decibel loss in an ear, the Commission would look at the decibel losses in the specified frequencies and divide the total by four. For example:
| Frequency (Hertz) | 500 | 1,000 | 2,000 | 3,000 |
| Decibel Loss | 25 | 30 | 35 | 30 |
The total decibel loss is 120 (25 + 30 + 35 + 30). Dividing that total of 120 by 4 gives an average decibel loss of 30 for that ear. Then, taking into account the deduction of
(1) If the average hearing loss in the 4 frequencies determined under subsection (b) of this section is 25 decibels or less, the covered employee does not have a compensable hearing loss.
(2) If the average hearing loss in the 4 frequencies determined under subsection (b) of this section is 91.7 decibels or more, the covered employee has a 100% compensable hearing loss.
(3) For every decibel that the average hearing loss exceeds 25 decibels, the covered employee shall be allowed 1.5% of the compensable hearing loss, up to a maximum of 100% compensable hearing loss at 91.7 decibels.
The binaural percentage of hearing loss shall be determined by:
(1) multiplying the percentage of hearing loss in the better ear by 5;
(2) adding that product to the percentage of hearing loss in the poorer ear; and
(3) dividing that sum by 6.
an employer is liable for the full extent of the occupational deafness of a covered employee if: (1) the employment of the
covered employee by the employer has contributed to any extent to the occupational deafness of the covered employee; and (2) the employer otherwise is liable under this section and [LE] § 9-505[.]
An employer is liable only for the part of the deafness attributable to the employment by the employer if the employer establishes by competent evidence, including the results of a professionally controlled hearing test, the extent of the deafness of the covered employee that existed before exposure to harmful noise in the employment of the employer.
Green v. Carr Lowery Glass Co., Inc.
In Green, 398 Md. at 514, 921 A.2d at 236, this Court held that a claimant was not eligible for medical benefits in the form of hearing aids under
As to
Analysis
Here, we hold that the Commission did not err in calculating the deduction of decibels from Cochran‘s and Bowen‘s total average hearing losses under
We begin by examining the plain language of
We must construe the plain meaning of the phrase “last exposure to industrial noise,” and, in particular, what “industrial noise” means. Although neither
Under the circumstances, though, we think it helpful to briefly examine the “natural and ordinary meaning” of the term “industrial noise.” Bottini v. Dep‘t of Fin., 450 Md. 177, 195, 147 A.3d 371, 382 (2016) (cleaned up). “To ascertain the natural and ordinary meaning of the term . . . , we look to dictionary definitions as a starting point[,]” as “it is proper to consult a dictionary or dictionaries for a term‘s ordinary and popular meaning.” Id. at 195, 147 A.3d at 382 (cleaned up). Merriam-Webster defines “industrial,” in relevant part, as “of or relating to industry[,]” and “one that is employed in industry” or “a company engaged in industrial production or service[.]” Industrial, Merriam-Webster (2020), https://www.merriamwebster.com/dictionary/industrial [https://perma.cc/FQ4F-BY8Q]. In turn, “industry” means, in pertinent part, “manufacturing activity as a whole[,]” “a distinct group of productive or profit-making enterprises[,]” “a department or branch of a craft, art, business, or manufacture[,]” and “systematic labor especially for some useful purpose or the creation of something of value[.]” Industry, Merriam-Webster (2020), https://www.merriamwebster.com/dictionary/industry [https://perma.cc/4YMN-FDWE]. And, generally speaking, “noise” means sound. See Noise, Merriam-Webster (2020), https://www.merriamwebster.com/dictionary/noise [https://perma.cc/PX8V-8JAG]. At bottom, these definitions demonstrate that the plain and ordinary meaning of the term “industrial noise” is noise relating to industry or noise relating to business, manufacturing, or labor, i.e., noise relating to the workplace or occupational noise. Significantly, nothing in
Notably, other parts of the Workers’ Compensation Act addressing occupational deafness support the conclusion that the plain and ordinary meaning of “industrial noise” as used in
Similar to
We are not persuaded by the contention that the opening clause of
Construing the plain language of
In our view, just as the Court of Special Appeals determined, the language of
Because the plain language of
In 1967, the General Assembly amended the Workers’ Compensation Act to create a new, separate section—Md. Code Ann., Art. 101 (1957, 1964 Repl. Vol.) § 25A—to provide for compensation for occupational deafness. See Green, 398 Md. at 517, 921 A.2d at 235; 1967 Md. Laws 273 (Vol. I, Ch. 155, H.B. 473). The stated purpose of the bill was to provide workers’ “compensation benefits for occupational deafness due to industrial noise, to provide for the manner of determining loss of hearing caused by such employment, to provide for the filing of claims, to allocate liability for such occupational deafness among employers and to relate to occupational deafness and compensation therefor.” 1967 Md. Laws 273. The language of the purpose paragraph makes clear that occupational deafness due to industrial noise is hearing loss caused by employment, i.e., that industrial noise is occupational noise or noise encountered in employment.
What is now
Before determining the percentage of hearing impairment, in order to allow for the average amount of hearing loss from non-occupational causes found in the population at any given age, there shall be deducted from the total average decibel loss, one half (1/2) decibel for each year of the employee‘s age over forty at the time of last exposure to industrial noise.
1967 Md. Laws 274. Md. Code Ann., Art. 101 (1957, 1964 Repl. Vol.) § 25A used the terms “industrial noise” and “harmful noise” in various provisions. See 1967 Md. Laws 273-74.
Decades later, in 1991, as part of the Code revision process, the Workers’ Compensation Act was repealed and recodified as Title 9 of the Labor and Employment Article. See Green, 398 Md. at 518, 921 A.2d at 238; 1991 Md. Laws 250 (Vol. I, Ch. 8, H.B. 1), 764 (Vol. II, Ch. 8, H.B. 1). At that time, what was Md. Code Ann., Art. 101 (1957, 1985 Repl. Vol., 1990 Supp.) § 25A(f) became
To allow for the average amount of hearing loss from nonoccupational causes found in the population at any given age, there shall be deducted from the total average decibel loss determined under paragraphs (1) and (2) of this subsection one half of a decibel for each year of the covered employee‘s age over 40 at the time of the last exposure to industrial noise.
1991 Md. Laws 896. The Revisor‘s Note states that LE (1991) § 9-650 was “new language derived without substantive change from former Art. 101, § 25A(c) through (f) and (i).”
Since 1991, what is now
What can be ascertained from this legislative history is that the General Assembly intended for the Commission to calculate the deduction set forth in
discussed above, the plain meaning of
II.
The Parties’ Contentions
Bowen contends that the Court of Special Appeals erred in reversing the Commission’s factual finding in its January 2017 order—that he sustained a compensable disablement as a result of tinnitus—because the issue was not raised by the County on appeal and thus was not before the Court. Bowen contends that the Commission’s December 2017 order from which the County appealed concerned the extent of permanent partial disability only and not the issue of compensability, i.e., disablement, which was established by the January 2017 order, from which the County did not appeal. Bowen asserts that the Workers’ Compensation Act does not require a claimant to relitigate the compensability of the claim in later proceedings on different issues when no issue as to compensability has been raised on appeal. Bowen maintains that the Court of Special Appeals erred both because it lacked jurisdiction to reverse a factual finding by the Commission on an issue not part of the appeal and because it failed to recognize that the issue of whether there was a disablement was not preserved for appellate review given that the County failed to raise an issue or otherwise challenge the January 2017 order on the point.
The County responds that the Court of Special Appeals did not err in finding that Bowen was required, but failed, to establish disablement due to tinnitus under
Law
If aggravation, diminution, or termination of disability takes place or is discovered after the rate of compensation is set or compensation is terminated, the Commission, on the application of any party in interest or on its own motion, may:
- readjust for future application the rate of compensation; or
- if appropriate, terminate the payments.
And,
- The Commission has continuing powers and jurisdiction over each claim under this title.
- Subject to paragraph (3) of this subsection, the Commission may modify any finding or order as the Commission considers justified.
- Except as provided in subsection (c) of this section, the Commission may not modify an award unless the modification is applied for within 5 years after the latter of:
- the date of the accident;
- the date of disablement; or
- the last compensation payment.
In LaBonte, 454 Md. at 143, 164 A.3d at 175, we observed that, “[u]nder
In LaBonte, id. at 119, 164 A.3d at 161, the claimant, who suffered an accidental personal injury to his back while working as an electrician, filed a claim with the Commission seeking temporary total disability benefits and temporary partial disability benefits, both of which the Commission awarded. The claimant was subsequently injured outside of his workplace in an unrelated matter and filed issues with the Commission seeking additional temporary total disability benefits, which the Commission denied. See id. at 119, 164 A.3d at 161. The claimant then filed issues with the Commission seeking permanent partial disability benefits, which the Commission awarded, finding that the claimant’s disability was partially due to his work-related injury and partially “due to pre-existing and subsequent conditions.” Id. at 119-20, 164 A.3d at 161 (cleaned up).
Years later, the claimant filed a petition to reopen, alleging that his back condition had worsened and seeking additional permanent partial disability benefits. See id. at 120, 164 A.3d at 161. The Commission granted the petition to reopen, but denied the request for additional benefits, finding that there “had not been a worsening of [the claimant]’s back condition that was causally related to his” work-related injury “because the Commission’s previous Order and Award of Compensation had established a ‘subsequent intervening event’ that broke the ‘causal nexus’ between” the work-related injury and the claimant’s existing back condition. Id. at 120, 164 A.3d at 161-62. The claimant petitioned for judicial review, and a jury found that the claimant’s work-related injury was the cause of the worsening of his back condition. See id. at 120, 164 A.3d at 162.
The Court of Special Appeals affirmed, and this Court affirmed too. See id. at 120, 146, 164 A.3d at 162, 177. We concluded that nothing in the Commission’s prior “orders precluded the Commission from determining at a later date how much, if any, worsening of [the claimant]’s back condition was due to his accidental personal injury.” Id. at 143, 164 A.3d at 175. We explained that ”
In Gang v. Montgomery Cty., 464 Md. 270, 293, 211 A.3d 355, 369 (2019), we held that the Commission had “continuing jurisdiction to retroactively correct the rate of compensation in [the claimant]’s award for permanent partial disability based on an error of law for which there had been application prior to the expiration of the five-year period of limitations.” In that case, the claimant was injured while working as a correctional officer and the Commission awarded him compensation for a permanent partial disability resulting from the workplace injury. See id. at 272-73, 211 A.3d at 356-57. Nearly four years later, the claimant filed a request for document correction with the Commission, seeking adjustment of the award and alleging that the rate of compensation had been incorrectly calculated because he qualified as a public safety employee and was therefore entitled to a greater rate of compensation. See id. at 274-75, 211 A.3d at 358. The Commission granted the request and issued an amended award, retroactively increasing the claimant’s rate of compensation. See id.id. at 275, 211 A.3d at 358. The Commission held a hearing and affirmed
We disagreed, holding “that the Commission had the authority to reopen [the claimant]’s award of permanent partial disability compensation and retroactively adjust his rate of compensation because his request for such, which was made within five years from the date of his last compensation, was based on a mistake or error.” Id. at 278, 211 A.3d at 360. We stated that, in LaBonte and other cases, this Court had “recognized the wide breadth of the Commission’s authority to modify its previous findings and orders.” Gang, 464 Md. at 282, 211 A.3d at 362. We explained that case law supported the conclusion that the Commission had “continuing jurisdiction to reopen [the claimant]’s case to correct an error of law as long as the application for the modification was filed within five years, as it was[,]” as well as the conclusion that the Commission has the authority “to correct its own errors of law within the time limitations of [
Analysis
Here, we hold that the Court of Special Appeals erred in reversing the Commission’s decision as to Bowen’s tinnitus because any issue as to whether Bowen had sustained a compensable disablement due to tinnitus was not before the Court. Case law holding that the Commission has the authority to review prior awards does not mean that an appellate court may insert into an appeal an issue that was not raised or argued before the Commission. The record reveals the following sequence of events, which demonstrates that only the nature and extent of permanent partial disability due to hearing loss and tinnitus were at issue before the Commission, as well as the circuit court and the Court of Special Appeals, and not whether Bowen had sustained a compensable disablement due to tinnitus.
On August 17, 2016, Bowen filed a claim with the Commission seeking compensation for hearing loss, including tinnitus. On December 30, 2016, the Commission held a hearing. At the hearing, the County’s counsel raised issues about apportioning liability and the date of disablement, but acknowledged that, whatever the date of disablement, Bowen “had a compensable binaural hearing loss[.]” The County’s counsel did not argue that a claim for tinnitus had to be filed as an occupational disease claim, as opposed to as part of an occupational deafness claim. Indeed, the County’s counsel agreed that tinnitus was part of the occupational deafness claim.
A few weeks later, on January 19, 2017, the Commission issued a compensation order finding that Bowen had “sustained an occupational disease of binaural hearing loss and tinnitus arising out of and in the course of employment” as a firefighter for the County. In other words, on that date, the Commission determined that Bowen had a compensable disablement in the form of an occupational disease of binaural hearing loss and tinnitus. It is undisputed that the County did not request a rehearing pursuant to
Later, on September 27, 2017, Bowen’s counsel filed issues with the Commission to determine the nature and extent of permanent partial disability due to hearing loss and tinnitus. At that point, by virtue of the January 2017 order, it had already been established—without any objection from, or contention otherwise by, the County—for eight months that Bowen had an occupational disease of binaural hearing loss and tinnitus, i.e., that he had a compensable disablement. On December 5, 2017, the Commission held a hearing on the nature and extent of Bowen’s hearing loss and tinnitus. At the hearing, the County’s counsel stated that “tinnitus is part of hearing loss, and it’s compensable under”
Ten days later, on December 15, 2017, the Commission issued an award of compensation, giving Bowen compensation, in pertinent part, for permanent partial disability under other cases amounting to 2% industrial loss of use of the body due to tinnitus. On January 12, 2018, the County filed a petition for judicial review, stating, in relevant part, that it specifically disputed the Commission’s determination that Bowen sustained permanent partial disability under other cases amounting to 2% industrial loss of use of the body due to tinnitus. The County’s petition for judicial review made clear that the County disputed the 2% industrial loss of use of the body due to tinnitus finding, i.e., the extent (or duration) of the permanent partial disability, but not the circumstance that Bowen suffered a compensable disablement in the form of tinnitus. Stated otherwise, the County disputed the nature and extent of the disablement, not that Bowen had a compensable disablement.
The County’s position as presented in the petition for judicial review was confirmed in answers to interrogatories. Specifically, in an answer to an interrogatory propounded by Bowen’s counsel requesting “a concise statement of facts as to how [it] contend[ed Bowen]’s disability occurred[,]” the County responded: “Objection. This interrogatory is not relevant to the issue on appeal which is the nature and extent of the occupational deafness claim and not compensability and would call for medical conclusions.” At the hearing before the circuit court, the parties disputed whether tinnitus was part of hearing loss and whether it could be rated separately for purposes of determining permanent partial disability under
any contention . . . that [Bowen] had a separate disablement outside of the hearing loss. For there to be a disablement in the hearing loss case, . . . all you need to show is that you meet the threshold under [
LE §] 9-650(b)(3) . If you are claiming a separate occupationaldisease outside of the Occupational Deafness Statute, then you would have to prove that there was some sort of disablement. There was a loss of wages, there was an inability to work.
This is a far cry, however, from arguing that tinnitus is compensable only as an occupational disease under
The County appealed, raising three questions as to Bowen:
Did the [circuit] court err in calculating the permanent partial disability as 11.125% binaural hearing loss under the Act?
Did the [circuit] court err in granting partial disability award for tinnitus separately from hearing loss under the Act?
Did the [circuit] court err when it ordered that the tinnitus be categorized as an “Other Cases” injury instead of an injury to the scheduled member (both ears) specifically mentioned in the Act?
Cochran, 243 Md. App. at 111 n.7, 219 A.3d at 128 n.7. On their face, the questions presented by the County did not raise an issue as to whether Bowen had sustained a compensable disablement due to tinnitus, but instead concerned the award of permanent partial disability for tinnitus. Nonetheless, the Court of Special Appeals reversed the Commission’s award and concluded that tinnitus was not compensable as part of occupational deafness under
Repeatedly, in its brief filed in the Court of Special Appeals, in discussing the award of permanent partial disability for tinnitus, the County argued that “tinnitus is a form of hearing loss covered under the occupational deafness statute and nowhere else under the Act.” Brief for Appellant Montgomery Cty., Montgomery Cty. v. Bowen, 243 Md. App. 102, 219 A.3d 122 (2019), No. 2930, Sept. Term, 2018, 2019 WL 3383943, at *19 (bolding and some capitalization omitted). Illustrative of the point, in its brief, the County stated: “[N]o authority exists to allow for a separate award of compensation for tinnitus because tinnitus is a form of hearing loss that affects the injured worker’s hearing and is the result of hearing loss.” Id. at *19-20. The County also stated: “Since tinnitus falls under the occupational deafness portion of the statute, there is no separate occupational disease claim for tinnitus outside of the occupational deafness claim and therefore no separate award for permanent partial disability.” Id. at *20. Significantly, the County contended that “[n]ot only is there no support in the case law to treat tinnitus as a separate occupational disease from occupational deafness, the medical literature does not support such separation.” Id. at *21. In a passage that encapsulates the
There is no footnote in which the County takes an opposite or “alternative” position. In addressing the award of permanent partial disability, in one footnote in its brief, footnote 8, the County discussed that Bowen did not claim tinnitus as an occupational disease under
The County does not concede that a separate rating for tinnitus is allowable under the Act as the Act requires hearing loss to be compensated in accordance with the formula set out in
LE § 9-650 rather than under the prescriptions outlined in the Guides[ to the Evaluation of Permanent Impairment (American Medical Association, 4th ed., 1993)]. IfLE § 9-650 does not capture tinnitus, tinnitus becomes a non-compensable event.
Id. In this footnote, the County sought to clarify that, if compensable at all, tinnitus should be managed under the Act using the formula set forth in
Yet, in a footnote in its opinion, the Court of Special Appeals erroneously reasoned that the County raised an alternative argument about tinnitus being compensable under
The County makes this argument, but only as an alternative and in a footnote. It says that it does not “concede” that tinnitus is compensable outside of claims for occupational deafness under
LE § 9-505 andLE § 9-650 . The practical outcome of the County’s main position is that tinnitus would likely never be compensable because it is not measurable, as occupational deafness is. Ultimately, though, the County’s argument fails because the plain language of the statute does not include tinnitus within occupational deafness, as we explain herein.
Cochran, 243 Md. App. at 130 n.15, 219 A.3d at 139 n.15 (emphasis omitted). A fair reading of the County’s brief reveals that the Court of Special Appeals concluded that the County made an alternative argument that it did not make. Footnote 12 of the County’s brief is couched in the language of the Workers’ Compensation Act, but it is clear that the County’s position was that it did not concede that there is a separate rating for tinnitus within the Act and not an argument that a claim for tinnitus should have been brought under
Reading Footnote 12 in the context of the entirety of the County’s brief, it is clear that the only position that the County took is that “to have a compensable hearing loss/tinnitus claim, the occupational deafness portion of the statute requires a showing of hearing loss as measured under the prescribed decibels under the Act[,]” 2019 WL 3383943, at *19 n.8 (citation omitted), or as stated in footnote 12, if tinnitus is not compensated under
Now, after the Court of Special Appeals issued the holding concerning tinnitus, in this Court, the County, among other things, states: “[A]ccepting the Court of Special Appeals’[s] finding that tinnitus is separate from hearing loss, the Commission (as the Court of Special Appeals found) would have had to make a separate finding of disablement for the tinnitus claim under
Against this backdrop, we have no difficulty in concluding that the Court of Special Appeals erred in reversing the Commission’s decision as to tinnitus because the issue of whether Bowen sustained a compensable disablement due to tinnitus was not before the Court of Special Appeals.14 The County’s position throughout the case—through two hearings before the Commission, in the circuit court, and in the Court of Special Appeals—had been that
Finally, we are not persuaded that
Neither LaBonte nor Gang holds that any issue whatsoever pertaining to a workers’ compensation claim may be reviewed at any time. In LaBonte, 454 Md. at 143, 164 A.3d at 175, we recognized the Commission’s authority under
In sum, we conclude that the issue of whether Bowen sustained a compensable disablement due to tinnitus, i.e., whether tinnitus is compensable only under
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED IN PART AND REVERSED IN PART AS STATED IN THE OPINION. PETITIONER/CROSS-RESPONDENT TO PAY COSTS.
IN THE COURT OF APPEALS OF MARYLAND
No. 69
September Term, 2019
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MONTGOMERY COUNTY, MARYLAND v. ANTHONY G. COCHRAN AND ANDREW BOWEN
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Barbera, C.J., McDonald Watts Hotten Getty Booth Biran, JJ.
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Concurring Opinion by McDonald, J., which Getty, J., joins.
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Filed: October 26, 2020
I would reach the same result in this case as the Majority Opinion, but do not join its reasoning on the first issue – the construction of
The Majority Opinion purports to apply a “plain meaning” analysis of the relevant statute without quite grappling with the complete language of the statute. As this Court once observed:
A preliminary matter [in a plain meaning analysis] is to identify the statutory or regulatory language to be construed. Consider the well-known phrase “She loves me; she loves me not.” If one focuses on the first clause, the plain meaning appears clear – no need for further exploration. Similarly, if one considers only the second clause, the meaning seems equally clear though quite different. But when the sentence is considered as a whole, there is ambiguity and one must know more than the language alone to discern its meaning.
Building Materials Corp. v. Board of Education, 428 Md. 572, 585 (2012).
The statutory provision at issue in this case poses a similar quandary. It requires that a claimant’s hearing loss be computed by audiometric instrumentation according to certain criteria.
To allow for the average amount of hearing loss from nonoccupational causes found in the population at any given age, there shall be deducted from the [hearing loss measured by audiometric instrumentation] one-half of a decibel for each year of the covered employee’s age over 50 at the time of last exposure to industrial noise.
While that interpretation seems straightforward – perhaps one might even say “plain” – the final phrase of paragraph (b)(3) muddies the waters. It specifies that the adjustment is to be made according to a formula based on “each year of the covered employee’s age over 50 at the time of the last exposure to industrial noise.” There appears no obvious reason that the “time of last exposure to industrial noise” would be the date of the hearing test of a retired claimant. On the other hand, neither is it obvious that the date of last exposure to industrial noise will equate to a date of retirement, as the Majority Opinion seems to assume. “[A]ge … at the time of last exposure to industrial noise” might happen to coincide with a date of retirement, but it will not always be the case such that the “plain meaning” of the phrase is retirement date.2
When confronted with ambiguity in the language of a statute, we generally resort to the legislative history of the statute.3 As the Majority Opinion notes, the relevant provisions relating to occupational deafness were added to the Workers’ Compensation Act in 1967. Chapter 155, Laws of Maryland 1967. That legislation was apparently inspired in part by this Court’s decision in Belschner v. Anchor Post Products, Inc., 227 Md. 89 (1961). In Belschner, a man who worked as a saw operator filed a worker’s compensation claim “for the loss of hearing he sustained as a result of exposure to high level industrial noises.” 227 Md. at 90. The Commission denied the occupational disease claim because, despite the fact that Mr. Belschner had suffered a 44% binaural hearing loss, he was still able to perform his job as a saw operator. This Court affirmed that decision on the ground that the existing statute required a showing that the worker was disabled by the occupational disease from performing his job. The Court invited the General Assembly to amend the statute if it felt it was necessary to “liberalize the law.” Id. at 95.
A few years later, the Governor’s Commission to Study the Workmen’s Compensation Laws (“Study Commission“) made such a proposal. On the recommendation of organizations representing workers’ compensation insurers, the Study Commission included within its 1967 report a proposal that the law be amended to include a separate provision for occupational hearing loss. Apparently referring to the Belschner decision, the Study Commission stated:
At the present time, an employee cannot recover for occupational loss of hearing until he shows a loss of wages, due to court interpretation of the law; and, in many cases, the time elapsed invokes limitations and the employee receives no compensation.
Seventh Report of the Governor’s Commission to Study Maryland Workmen’s Compensation Laws (February 14, 1967) at 2. A few days after the report was issued, the proposed bill was introduced in the House. House Bill 473 (1967). It promptly passed both houses unanimously within the next month. 1967 House Journal at 288, 1274; 1967 Senate Journal at 1182, 1254, 1329. As a result, occupational hearing loss became compensable without regard to
The 1967 enactment included an adjustment for age-related hearing loss in language virtually identical to that of the current statute.4 The adjustment for age-related hearing loss appears to be consistent with the interests of the original proponents of the 1967 legislation – organization of workers’ compensation insurers – who presumably wished to avoid becoming insurers of disabilities caused by aging rather than the workplace.
Given that the issue that inspired the occupational hearing loss statute – whether a claimant who was still working could be eligible for benefits – it seems quite likely that the General Assembly gave no thought to “retirement date” when it enacted the final phrase of what is now paragraph (b)(3) referring to “age … at the time of last exposure to industrial noise” concerning the adjustment for age-related hearing loss.5
A hypothetical example based on the Belschner case illustrates the anomaly we face in this case. Assume A and B, aged 52 and 54 respectively, are saw operators who suffer hearing loss as a result of their employment but, like Mr. Belschner, remain on the job. They both take the requisite hearing exam with identical results. Both are currently working, so the date of “last exposure to industrial noise” is the same for both A and B. Thus, under the statute, B’s test result is adjusted downward for age-related hearing loss more than A’s because B is four years over the age of 50 while A is only two years over the age of 50. That appears to accord with the purpose of the statute – given otherwise identical employees and test results, there is a larger downward adjustment for age-related hearing loss for the older employee.
Assume a third claimant – C. C is 54 years old, but previously retired from the post of saw operator at age 52. C also suffered job-related hearing loss and has now taken the requisite test – with an identical result to those of A and B. If the date inserted into the adjustment formula is the date of C’s retirement at age 52, rather than the date of the test at age 54, C will receive the same smaller adjustment as the younger A (52-50) rather than the larger adjustment made for B (54-50), who is the same age as C and who is presumably subject to the same degree of age-related hearing loss. Although generous to C, this seems an anomalous result. The date of C’s hearing test seems a better benchmark than retirement date for the adjustment formula in C’s case, but is hard to read into the language of the statute – i.e., “time of last exposure to industrial noise.”
Like C, Mr. Cochran and Mr. Bowen took their hearing tests and made their claims after retirement. How is a court to decide between competing interpretations when the statutory language favors neither interpretation and it appears from the legislative
In my view, this question cannot be resolved by purporting to divine the “plain meaning” of a particular phrase. And the legislative history is ultimately indeterminate as to legislative “intent” as to how the hearing loss statute should be applied to a retiree. In such circumstances, we must consider how one interpretation or the other comports with the statute as a whole. In that situation, this Court has observed that “because the [Workers’ Compensation] is a remedial statute, to the extent that the plain language of the Act is ambiguous or unclear, it must be construed as liberally in favor of injured employees as its provisions will permit in order to effectuate its benevolent purposes.” Reger v. Washington Co. Board of Education, 455 Md. 68, 96 (2017) (citations and internal quotation marks omitted); see also
Judge Getty has advised that he joins in this opinion.
Notes
Perception of a sound in the absence of an environmental acoustic stimulus. The sound can be a pure tone or noise including (ringing, whistling, hissing, roaring, or booming) in the ears. Tinnitus is usually associated with a loss of hearing. The site of origin of the sound percept may be in the central auditory pathways even if the initial lesion is in the end organ of the auditory system.
Tinnitus, Stedman‘s Medical Dictionary (Westlaw database updated Nov. 2014). Before retirement, a worker may well perform different jobs for the same employer, some of which involve exposure to industrial noise and some of which do not.In another independent medical examination, conducted by Mark A. Dettelbach, M.D., of The Feldman E.N.T. Group, P.C., on September 20, 2016, Dr. Dettelbach stated that, with respect to tinnitus, Bowen “noted tinnitus for the first time around six or seven years ago when it became bothersome. His tinnitus ranges in severity from mild-to-moderate.” In an addendum dated December 4, 2017, Dr. Dettelbach opined “that the tinnitus is part of the hearing loss, and there would be a rating to the ears associated with it.”
An excellent summary of the history of the statute appears in Yox v. Tru-Rol Co., Inc., 380 Md. 326 (2004) (Wilner, J.).If a covered employee suffers a disablement . . . as a result of an occupational disease, the covered employee . . . shall file a claim application form with the Commission within 2 years . . . after the date:Similarly, were we to remand the case for Bowen to bring a claim for tinnitus under
- of disablement or death; or
- when the covered employee . . . first had actual knowledge that the disablement was caused by the employment.
