Montez v. RomerMontez v. Romer
MEMORANDUM OPINION AND ORDER
In this case, which I have heretofore certified as a class action, state prisoners with various disabilities are claiming primarily that state officials have violated certain federal statutes prohibiting discrimination based on one’s disabilities. The named plaintiffs are inmates at various correctional facilities operated by the Defendant Colorado Department of Corrections [hereinafter “the Corrections Department”]. Plaintiffs allege that the Corrections Department and the individual defendants in their individual and official capacities have violated (1) the Rehabilitation Act,
FACTS
Plaintiffs allege the following in their second amended complaint. (Second Am. Compl. — Class Action [filed Jan. 25, 1996] [hereinafter “Second Am.Compl.”].) Plaintiffs have a variety of disabilities, including mobility impairments, diabetes, hearing impairments, and vision impairments. According to plaintiffs, the defendants have discriminated against them on the basis of their disabilities. In particular, plaintiffs allege that (1) defendants have failed to accommodate the variety of disabilities presented by plaintiffs, (2) the Corrections Department facilities have impermissible architectural barriers which create “imminent risks of serous injury,” and (3) because of defendants’ refusal to accommodate inmates with disabilities, plaintiffs are unable to use law libraries, visiting areas, yard areas, laundry facilities, dining halls, vocational training, recreational facilities, bathing and restroom facilities, and medical clinics. Further, plaintiffs claim that defendants deny plaintiffs prison employment solely on the basis of their disabilities. According to plaintiffs, defendants exclude them from necessary medical and rehabilitation services and otherwise deny inmates with disabilities “programs, services, and benefits provided by [the Corrections Department] and the individual correctional facilities.”
On May 5, 1992, Plaintiff Montez filed a
pro se
complaint alleging a civil rights claim. (Compl. [filed May 5, 1992].) The case was assigned to Judge Carrigan. On August 13, 1993, Plaintiff Montez, who then was repre
On July 18, 1994, Plaintiff Montez again sought to amend his complaint. (Mot. to Amend Compl. [filed July 18, 1994].) On July 22, 1994, Magistrate Judge Borchers granted Plaintiff Montez’s motion to amend his complaint and deemed the modified complaint filed. (Order [filed July 22, 1994].) Plaintiff Montez’s amended complaint (which he styled as a first amended complaint although it was actually the second amended complaint) included class-action allegations; it also sought relief under
On September 25, 1995, and January 25, 1996, Plaintiff Montez moved to add additional named plaintiffs — Plaintiffs Bryan, Karl, Gilpin, Armintrout, and Garcia. (Mot. to Add Additional Named Pls. [filed Sept. 25, 1995]; Mot. for Three Day Extension of Time to File Second Am. Compl. and to Add One Additional Pl. [filed Jan. 25, 1996].) On October 16, 1995, following Judge Carrigan’s retirement, this case was transferred to me. On January 15 and 29, 1996, I granted, inter alia, Plaintiff Montez’s motions to add additional named plaintiffs and the motion for class certification. (Order [filed Jan. 15, 1996]; Minute Order [filed Jan. 29, 1996].) On January 25, 1996, plaintiffs filed an amended complaint (which they styled, and to which the court will refer, as the second amended complaint, although it was actually the third amended complaint). (Second Am. Compl.) On May 31,1996, plaintiffs moved to add additional named plaintiffs — Plaintiffs Leach, Sikitch, Levine, Givens, and Ballard. (Mot. to Add Named Pls., Provide Notice to Class Members, and for Immediate Hr’g [filed May 31, 1996].) On June 13, 1996, I granted plaintiffs motion to add additional named plaintiffs. (Courtroom Mins, [filed June 13, 1996].)
On September 13, 1996, defendants moved to dismiss part of plaintiffs’ second amended complaint. (State Defs.’ Partial Mot. to Dismiss [filed Sept. 13, 1996].) According to defendants, the Rehabilitation Act and the Disability Act do not apply to prisons. (Br. in Supp. of State Defs.’ Partial Mot. to Dismiss at 3-12 [filed Sept. 13, 1996] [hereinafter “Defs.’ Br.”].) Additionally, defendants argue that individuals may not be held liable under the Rehabilitation Act and the Disability Act.
(Id.
at 13.) Defendants further contend that to apply the Rehabilitation Act and the Disability Act to state prisons violates the Tenth Amendment by impermissibly interfering with core state functions.
(Id.
at 14-16.) With regard to plaintiffs’
ANALYSIS
1. Legal Standard
For the purposes of a motion to dismiss under rule 12(b)(6), the pleading is construed in the light most favorable to the non-moving party, and its allegations are taken as true.
See, e.g., Daigle v. Shell Oil Co.,
2. Applicability of the Disability Act and the Rehabilitation Act to State Prisons
The substantive provision of the Rehabilitation Act provides, in pertinent part: “[n]o otherwise qualified individual with a disability ... shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance. ...”
Broader than the Rehabilitation Act, the Disability Act extends similar protections and prohibitions against discrimination to all state and local government services, programs, and activities, regardless of whether they receive federal financial assistance.
Id.
The Disability Act provides in pertinent part: “no qualified individual with a disability, shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.”
The language of the Rehabilitation Act and the Disability Act contains no limitation which would exclude application of either statute to prisons. The Disability Act is broadly worded to include
“any
State or local government [and]
any
department, agency, ... or other instrumentality of a State or States or local government.”
The defendants also argue that Tenth Circuit precedent, which has held the Rehabilitation Act and the Disability Act inapplicable to prisoner
employment,
precludes application of the statutes to other aspects of prison life. In
White v. Colorado,
3. The Rehabilitation Act and the Disability Act Applied to Individual Capacity Defendants
Having concluded that the plaintiffs have stated legally cognizable claims for relief under the Rehabilitation Act and the Disability Act, I must consider the defendants’ argument that neither the Rehabilitation Act nor the Disability Act covers individual defendants in their individual capacities. (Defs.’ Br. at 13.) In
U.S. EEOC v. AIC Security Investigations, Ltd., 55
F.3d 1276, 1279-82 (7th Cir.1995), relied upon by defendants to support their argument, the court held that individuals “who do not independently meet the [Disability Act’s] definition of ‘employer’ cannot be held liable under the [Disability Act].”
Id.
at 1279. The claims in
AIC Security Investigations, Ltd.
were, however, brought under a different section (title I) of the Disability Act than the claims in this case. Title I of the Disability Act addresses employment discrimination.
In addition to the statutory framework which suggests that individuals may not be held liable under title II of the Disability Act, personal liability has been rejected under both titles T and III of the Act. In the employment discrimination context (title I of the Disability Act), individuals are not subject to personal liability.
AIC Security Investigations, Ltd., 55
F.3d at 1279 (rejecting individual liability under the Disability Act);
cf. Haynes v. Williams,
Plaintiffs’ reliance on
Seminole Tribe of Florida v. Florida,
For the foregoing reasons, I conclude that the individual defendants in their individual capacities are not properly subject to suit under the Rehabilitation Act or the Disability Act. Accordingly, plaintiffs’ Rehabilitation Act and Disability Act claims against the individual defendants in their individual capacities will be dismissed.
4.
Defendants argue that the Eleventh Amendment precludes plaintiffs’
Plaintiffs’ claims against the individual defendants in their official capacities are essentially claims against the state. Accordingly, they are subject to the restrictions of the Eleventh Amendment. Plaintiffs seek declaratory, injunctive, and compensatory relief, as well as costs and attorney fees. (Second Am.Compl. ¶¶ A-K.) Insofar as plaintiffs seek compensatory monetary damages and prospective injunctive relief which would have an impact on the state treasury, that relief is precluded by the Eleventh Amendment. 2 At this stage of the case, it is not possible to state with precision what other relief, if any, may be awarded, and whether such relief comports with the Eleventh Amendment.
5. Qualified Immunity
The doctrine of qualified immunity shields government officials performing discretionary functions from individual liability under
Defendants contend that, insofar as plaintiffs’
The qualified immunity inquiry is an objective one.
Creighton,
At the time defendants committed the allegedly discriminatory conduct of which the plaintiffs complain, it was not clearly established that the Rehabilitation Act and the Disability Act applied to prisons. In order for the law to be clearly established, there must be a Supreme Court or Tenth Circuit ruling on point, or the clearly established weight of'authority of other circuits must indicate that the state of the law is certain. Although some circuits had determined that the Rehabilitation Act applied to prisons,
see Lue,
6. Conclusion
Based on the foregoing, it is therefore
ORDERED as follows:
1. Defendants’ motion to dismiss is GRANTED in part and DENIED in part, as follows.
2. Defendants’ motion is GRANTED with respect to plaintiffs’ Rehabilitation Act and Disability Act claims against the individual defendants in their individual capacities. Those claims are hereby dismissed.
3. Defendants’ motion is GRANTED with respect to plaintiffs’
4. The individual defendants in their individual capacities are entitled to qualified immunity with respect to plaintiffs’
5. Defendants’ motion is DENIED in all other respects.
Notes
. Title II has two additional subparts, not relevant to this case, which address different forms of public transportation.
. Although the Eleventh Amendment bars certain types of relief against the individual defendants sued in their official capacities, the Disability Act expressly waives the states’ Eleventh Amendment immunity.
See