Lead Opinion
After examining petitioner Lorenzo Montez’s brief and the appellate record, this panel has determined unanimously that oral argument would not materially assist the determination of this appeal. See Fed. R.App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument.
Proceeding pro se, Montez seeks to appeal the district court’s denial of his habeas corpus petition. Incarcerated in a private correctional facility in Colorado, Montez filed a petition for writ of habeas corpus under 28 U.S.C. § 2241. In the petition, Montez claimed that his transfers from a Wyoming state-operated prison to a private Texas correctional facility and from the Texas facility to a private Colorado correctional facility violated the Western Interstate Corrections Compact, state laws, and numerous federal constitutional provisions and laws including the Extradition Clause, the Interstate Commerce Act, the Interstate Commerce Clause, the Supremacy Clause, and the Fifth and Fourteenth Amendments.
The district court treated the petition as arising under 28 U.S.C. § 2254, determined that Montez had failed to exhaust state remedies, and dismissed the claims on their merits pursuant to § 2254(b)(2). The court also denied Montez a certifícate of appealability (“COA”) and denied him leave to proceed on appeal in forma pau-peris. Montez renews his application to proceed on appeal in forma pauperis and asks this court for a COA. He also requests a ruling on whether it is necessary for him to exhaust his state remedies and, if so, whether he may “do so without injury to his case.”
As a threshold matter, the district court seemed to conclude that the
Nevertheless, it is difficult to tell whether the instant action is properly brought under § 2254 as a challenge to the validity of Montez’s conviction and sentence or pursuant to § 2241 as an attack on the execution of his sentence. See McIntosh v. United States Parole Comm’n,
Mindful of these principles, and having reviewed Montez’s application for a COA, his appellate brief, the district court’s orders, and the entire record on appeal, this court treats the petition as one arising under § 2241. Although a remand to the district court for reconsideration of Mon-tez’s claims under § 2241 would generally be the appropriate course, several considerations counsel against such an approach in this case.
First, as noted by the district court, Montez’s claims of state law violations are not cognizable in a federal habeas action. See 28 U.S.C. §§ 2241(c)(3), 2254(a). Furthermore, the claims asserted by Montez are without merit. This court has determined that “[n]either the United States Constitution nor any federal law prohibits the transfer of an inmate from
A question concerning exhaustion remains. A habeas petitioner is generally required to exhaust state remedies whether his action is brought under § 2241 or § 2254. See Coleman v. Thompson,
As a final matter, this court addresses Montez’s request for a COA. Under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), a COA is needed to appeal either “the final order in a habeas corpus proceeding in which the
Section 2253(c)(1)(A) is written broadly, mandating that a COA is required in appeals from final habeas corpus orders where “the detention complained of arises out of process issued by a State court.” Unlike § 2253(c)(1)(B), which specifically states that a certificate of appealability is only required for challenges by federal prisoners under § 2255, § 2253(c)(l)(A)’s COA requirements are not restricted to challenges by state prisoners under § 2254. In addition, because the cases holding that a COA is not required for § 2241 appeals involved federal prisoners, they do not control the disposition of this case.
If Congress had intended to restrict the COA requirement to state prisoner petitions brought pursuant to § 2254, it would have employed exactly the same language that it chose with regard to federal prisoners in § 2253(c)(1)(B). Instead, it chose to use much broader language, mandating that state prisoners must obtain a COA whenever they are challenging any aspect of their detention; there is simply nothing in § 2253(c)(1)(A) limiting its COA requirements to challenges involving the fact of conviction. Compare § 2253(c)(1)(A) (mandating that state pris
Montez is entitled to a COA only upon making a “substantial showing of the denial of a constitutional right.” 28 UfS.C. § 2253(c)(2). Montez can make such a showing by demonstrating that the issues he seeks to raise on appeal are deserving of further proceedings, subject to a different resolution on appeal, or reasonably debatable among jurists of reason. See Barefoot v. Estelle,
Notes
. The respondent to this appeal, Mark McKin-na, is warden of the private Crowley County Correctional Facility in Colorado where Mon-tez is currently incarcerated. This court assumes for purposes of resolving this appeal that McKinna is properly named as respondent and a Wyoming correctional official is not an indispensable party. We need not definitively resolve these questions, however, because their resolution bears only on whether Montez's habeas petition stated a claim upon which relief could be granted; their resolution does not affect the jurisdiction of either this court or the district court. Cf. Thunder Basin Coal Co. v. Southwestern Pub. Serv. Co.,
. It is also conceivable that a prisoner could bring a civil rights action under 42 U.S.C. § 1983 challenging conditions of confinement occasioned by a transfer to a private correctional facility. See Pischke v. Litscher,
. Ban is entirely consistent with our decision in Frazier v. Dubois,
. The Seventh Circuit's recent decision in Pischke, dismissing claims brought by Wisconsin state prisoners challenging the state's authority to transfer them to private facilities, supports a conclusion that Montez's claims lack merit. We agree with the Seventh Circuit's reasoning that no provision of the Constitution would "be violated by the decision of a state to confine a convicted prisoner in a prison owned by a private firm rather than by a government,” regardless of its location. Pischke,
. While at least two unpublished orders and judgments by this court have noted that a certificate of appealability is not required for a state prisoner to appeal the denial of a petition brought pursuant to § 2241, none have discussed the particular requirements of § 2253 in relation to state prisoners and none are binding on this panel. See Cooper v. McKinna, No. 99-1437,
. The dissent cites Stringer for the proposition that state prisoners proceeding pursuant to § 2241 do not necessarily need to obtain a COA in order to appeal the denial of habeas relief. See Dissenting Op. at 865. In particular, the dissent would read Stringer as stating the following rule: a federal prisoner challenging a detainer lodged by a state agency need not obtain a COA in order to appeal the denial of habeas relief because the detention complained of does not arise out of process issued by a state court. See id. (citing Stringer,
The rule hinted at in Stringer and advocated in the dissent is inconsistent with the Supreme Court's decision in Braden v. 30th Judicial Circuit Court of Ky.,
As Braden and the other cases cited above make clear, when a habeas petitioner challenges a detainer lodged by a state agency, that challenge is directed exclusively at the validity of the detainer itself; the current instance of detention is simply not implicated. See Braden,
. So construed, a state habeas petitioner would only need to obtain a COA when he was complaining about the fact of detention {i.e., all § 2254 petitions and a very narrow group of § 2241 petitions); he would never need a COA when he was complaining about the incidents or circumstances of incarceration {i.e., the overwhelming majority of § 2241 petitions). Thus, the functional result of such a construction is that § 2253(c)(1)(A) would only be applicable to § 2254 petitions and rarely applicable to § 2241 petitions. See generally McIntosh v. United States Parole Comm’n,
Concurrence Opinion
concurring in part and dissenting in part:
I join .the majority’s opinion in all respects save the question concerning a certificate of appealability. While I agree that there are important differences in the text of subsections (A) and (B) of 28 U.S.C. § 2253(c)(1), I disagree with the court’s sweeping interpretation of § 2253(c)(1)(A).
The practical (and admitted)' effect of the majority’s construction of § 2253(c)(1)(A) is that all appeals from habeas petitions brought by state prisoners require a COA. The majority reasons that the language of § 2253(c)(1)(A) providing that a COA is necessary where “the detention complained of arises out of process issued by a State court” applies to all state habeas petitions relating to “matters flowing from a state court detention order,” including both “challenges to the validity of a state court conviction and sentence under § 2254 ... [and] challenges related to the incidents and circumstances of any detention pursuant to state court process under § 2241.” The majority claims that a different interpretation would mean that § 2253(c)(1)(A) would apply only to § 2254 petitions and rarely would apply to § 2241 petitions, a result that would be contrary to the intent of AEDPA. I am not persuaded by this reasoning.
First, if Congress had intended for all state habeas petitioners to obtain a COA, it ■ simply would have stated in § 2253(c)(1)(A) that a COA is needed to appeal a final order in any habeas corpus proceeding brought by a state prisoner. Instead, it chose to use language mandating that a state prisoner obtain a COA only when “the detention complained of arises out of process issued■ by a State court.” 28 U.S.C. § 2253(c)(1)(A) (emphasis added). “Conspicuously absent from the statute is any mention of appeals in § 2241 proceedings.” Ojo v. INS,
In addition, the ipajority’s analysis overlooks the fact that not all § 2241 proceedings , complain about the incidents or circumstances of incarceration. A state petitioner may properly bring a § 2241 proceeding challenging detention arising out of state court process, such as a whole host of pretrial petitions. See, e.g., Braden v. 30th Judicial Circuit Court of Kentucky;
These cases showing § 2241’s broader application are entirely consistent with the Fifth Circuit’s decision in Stringer v. Williams,
Because I disagree with the majority’s construction of § 2253(c)(1)(A), I also disagree about the judgment in this case. It is not at all clear that the detention complained of by Mr. Montez arises out of process issued by a state court. Although he is in custody pursuant to a state court judgment, the particular detention Mr. Montez complains of in this habeas petition is his transfer from a state-operated prison to private correctional facilities. This decision was “issued” by a state department of corrections official or warden, not by any state court process. I therefore would hold that Mr. Montez does not need a certificate of appealability to appeal the district court’s order in this habeas corpus proceeding because the detention complained of does not “arise[ ] out of process issued by a State court.” Id. Accordingly, I would DENY the request for a certificate of appealability as moot and AFFIRM the judgment of the district court denying habeas corpus relief and dismissing the claims.
