Lead Opinion
I. BACKGROUND
This case is a part of a longstanding conflict within the East Ramapo School District (the “District”) in Rockland County, New York. The Plaintiffs-Appellees (“Student-Plaintiffs”) are students who are currently enrolled in the District’s public school system. They allege that a majority of the East Ramapo School District Board (“School Board”) are of the Orthodox/Ha-sidic Jewish faith or are sympathetic to the interests of the Orthodox/Hasidic Jewish community (“Board Defendants”).
IDEA SETTLEMENT PROCESS
Pursuant to both .federal and state law, school districts are required to provide students with disabilities a free and appropriate public education. School districts are required to create an individualized education program (“IEP”) for each student with a disability. 20 U.S.C. § 1414(d). Each such student is entitled to receive an IEP that is individually tailored to meet the student’s specific needs. Each school district has a Committee on Special Education (“CSE”) that is tasked with comprehensively evaluating each student to identify the student’s individualized special education needs and annual goals. Parents may work with the CSE in order to facilitate a school placement and IEP that satisfies the school district and the family. If a parent disagrees with the CSE’s placement determination, the parent has the right to an Impartial Hearing. See 20 U.S.C. § 1415. If, however, parents choose unilaterally to send their child to private school without completing the Impartial Hearing process, the parent does not have a right to receive tuition reimbursement from the state or the school district. See 20 U.S.C. § 1412. In any case, the school district and parents may be reimbursed by the state and federal government for any special education placement in a private school that is approved by the CSE. See 20 U.S.C. § 1411.
The StudenL-Plaintiffs assert that over the past several years an increasing number of students purportedly eligible for special education services in the District have been placed in private religious schools for the ostensible purpose of providing those students with required services under the IDEA. The Student-Plaintiffs allege that the Board Defendants have an unwritten agreement with Hasidic parents by which any Hasidic student who is eligible for an IEP will be placed in a religious school if the Hasidic parents simply write a letter to the Board disagreeing
In the spring of 2010, the Office of Special Education of the New York State Education Department (“NYSED”) conducted a monitoring review to ensure that the District’s policies, procedures, and practices regarding the placements of students with disabilities were consistent with the requirements of federal and state laws and regulations. NYSED determined that the District had violated a number of regulations and had engaged in a practice of placing students with disabilities in private schools when appropriate placements were available in public facilities. NYSED ordered the District to take remédial action that included ordering the CSE to reevaluate and revise the placement recommendations of the students placed in private schools that lacked the proper documentation.
In February 2012, after NYSED conducted a follow-up monitoring review of the District’s private school special education placements to ensure that the deficient practices had been successfully changed, NYSED determined that the District had failed to implement the recommended changes. As a result, NYSED withheld reimbursement, thereby costing the District millions of dollars.
REAL ESTATE TRANSACTIONS
In April 2009, the School Board closed Colton Elementary School. The School Board then leased Colton to the Hebrew Academy for Special Children (“HASC”) and Congregation Bais Malka, a synagogue, for a period of five years. For three of those five years, the School Board allegedly did not increase the rent and repeatedly allowed HASC to pay rent late.
In April 2009, the School Board also closed the Hillcrest School and hired Valuation Plus, Inc., to appraise the property. Valuation Plus appraised Hillcrest at $5.9 million. After issuing a Request for Proposals and .receiving a number of bids from local Hasidic institutions, the School Board received a second appraisal from Appraisal Group International that valued Hillcrest at $3.24 million. The Town of Clarkstown
TEXTBOOK PURCHASES
Beginning in 2011, the Studenh-Plain-tiffs allege, the Board Defendants ordered or condoned the ordering of non-secular books that reflected traditional values and stories rooted in the Jewish tradition. The books include titles that contain obvious Jewish themes such as: I Keep Kosher, Let’s Go to Shull, and Why Weren’t You Zisha and Other Stories. The Board Defendants then loaned these books to students attending local yeshivas.
THE LAWYER: ALBERT D’AGOSTINO
In November 2009, the School Board replaced its previous general counsel with Albert D’Agostino. D’Agostino previously gained a reputation for representing the Lawrence Union Free School District’s Board of Education, which has political and demographic traits similar to those of the East Ramapo School District. The majority of board members on the Lawrence Board of Education are alleged to have been practitioners of the Orthodox Jewish religion, whose children attended private yeshivas. The Student-Plaintiffs allege that, both in this case and in the Lawrence School District, D’Agostino devised an IDEA settlement scheme in order to divert public money into private religious schools. Upon commencing work in East Ramapo, D’Agostino is alleged to have billed the District at a significantly higher hourly rate than the School Board’s previous counsel. According to the plaintiffs Complaint, at School Board meetings D’Agostino has exhibited an extremely combative and alienating style that has offended and antagonized the community members who are opposed to the School Board’s actions.
II. PROCEDURAL HISTORY
Three groups of plaintiffs brought the underlying lawsuit: (1) the Student-Plaintiffs, (2) former students, and (3) taxpayer plaintiffs. These plaintiffs collectively sued four groups of defendants: current school board members, former school board members, the school board’s lawyer Albert D’Agostino,
The underlying lawsuit asserted ten different claims, alleging various violations of common law, state statutes, federal statutes, and the United States Constitution. The district court dismissed, for failure to state a claim, all of the claims except those asserting violations of the Establishment Clause.
Responding to the Amended Complaint, the defendants then collectively moved for judgment on the pleadings, asserting, among other things, that they were entitled to absolute and qualified immunity and that the Student-Plaintiffs lacked standing. The district court determined that the defendants were not entitled to either absolute or qualified immunity and that the Student-Plaintiffs had standing. The district court also dismissed all of the plaintiffs’ § 1983 Establishment Clause claims for equitable relief against all the former Board Defendants because those defendants were no longer on the Board and an equitable judgment against them could not redress any of the plaintiffs’ injuries.
The district court certified to this court for interlocutory appeal under 28 U.S.C. § 1292(b) its decision that the Student-Plaintiffs had standing to bring an Establishment Clause claim. We granted the Defendants’ petition for interlocutory appeal to address two issues: whether the Student-Plaintiffs have standing and whether the Defendants are protected by absolute or qualified immunity. Because we conclude that the Studenf-Plaintiffs do not have standing to pursue their claims under the circumstances of this case, we address only the standing issue.
III. DISCUSSION
The Student-Plaintiffs allege that the Defendants’ unconstitutional actions contributed to the defunding of the public school system, which in turn injured the Student-Plaintiffs by depriving them of educational opportunities and by damaging their psychological and mental well-being. For the reasons that follow we hold that the Student-Plaintiffs lack standing to assert their Establishment Clause claims because they are only indirectly affected by the conduct alleged to violate the Establishment Clause.
We review de novo a district court’s decision regarding plaintiffs’ standing.. Chabad Lubavitch of Litchfield Cty., Inc. v. Litchfield Historic Dist. Comm’n,
In addition to analyzing these standing requirements, we have “adverted to a ‘prudential’ branch of standing,” Lexmark Int'l, Inc. v. Static Control Components, Inc., — U.S. -,
As relevant to the Student-Plaintiffs’ claims before us, the First Amendment declares that “Congress shall make no law respecting an establishment of religion.” U.S. Const, amend. I. This mandate has been made “wholly applicable to the States by the Fourteenth Amendment.” Sch. Dist. of Abington Tp., Pa. v. Schempp,
Here, the Student-Plaintiffs’ sole argument is that, they have standing under a direct exposure theory to assert that the Defendants violated the Establishment Clause and directly injured them.
In order to establish direct exposure standing, the Student-Plaintiffs must allege that they are “directly affected by the laws and practices against which their complaints are directed.” Schempp,
In “expression” cases, by comparison, the plaintiffs injury is not economic. The injury often occurs when a plaintiff comes into contact with, or is exposed to, a government-promoted expression of religion. These exposures usually occur in public spaces, see Van Orden v. Perry,
Synthesizing these several types of cases, we can conclude that a plaintiff will have direct exposure standing in at least the following circumstances: when (1) a plaintiff is personally constrained or otherwise subject to control under a governmental policy, regulation, or statute grounded in a “religious” tenet or principle (e.g., a statute that directly precludes plaintiff from conducting business on Sunday); or (2) a plaintiff is personally confronted with a government-sponsored religious expression that directly touches the plaintiffs religious or non-religious sensibilities. In both situations, it is a plaintiffs interaction with or exposure to the religious object of the challenged governmental action that gives rise to the injury. Thus, a plaintiff is “directly affected,” Schempp,
The Student-Plaintiffs argue that their claims fall within the direct exposure line of cases because they are “directly affected” by the Defendants’ unconstitutional acts. Schempp,
We are presented here with a novel theory of liability that the Student-Plaintiffs seek to couch in terms of an Establishment Clause violation. The allegations of injury in this case, however, preclude their fitting within the type of “direct exposure” injury that our jurisprudence has heretofore regarded as flowing from an Establishment Clause violation. The Stu-denh-Plaintiffs are neither alleging that they are subject to a religiously infused law that prohibits them from learning, see Epperson v. Arkansas,
Instead, as described above, the Stu-denh-Plaintiffs allege that they were deprived of educational services because public funds, which otherwise would have been available to them, were diverted to an unconstitutional purpose. Contrary to their
We have not found a case, and the Student-Plaintiffs do not point to one, where an appeals court has recognized their theory of direct exposure — where the plaintiffs’ exposure is the loss of a favored governmental service or benefit caused, in part, by a diversion of public resources away from such service or benefit to support a preferred religion. This is unsurprising. The Student-Plaintiffs’ injury arises out of being enmeshed in an underfunded school system, not out of being directly exposed to the alleged unconstitutional IDEA Settlements themselves. An alleged causal connection between the underfunding of the school district’s budget and the alleged unconstitutional expenditures is insufficient to give rise to a direct injury. To hold otherwise would impermissibly expand the concept of direct exposure to include injuries that are unrelated to the challenged governmental act but which flow in fact from a government’s decision to fund one program or service at the expense of another.
We fully recognize that the Student-Plaintiffs are not disinterested parties; they undoubtedly have an interest in how the District allocates its funds. Their interest, however, is similar to that of any other individual who is affected by the District’s budget, regardless of whether that person
We note that the Studenfi-Plaintiffs’ claims, as pleaded, are not that the students were directly exposed to a school system that is increasingly segregated based on religion, in part because of the alleged IDEA settlement conspiracy. See e.g., Southside Fair Hous. Comm. v. City of New York,
For the reasons articulated above, we hold that the Student-Plaintiffs lack standing to assert an Establishment Clause claim against the Defendants. It is therefore unnecessary to decide whether the Defendants are entitled to absolute or qualified immunity because our decision with respect to standing renders this issue moot.
IV. CONCLUSION
We have considered the Student-Plaintiffs’ remaining arguments and find them to be without merit. We REVERSE the district court’s decision and REMAND with instructions to dismiss the Studenb-Plaintiffs’ claims against all defendants.
Notes
. Student-Plaintiffs further assert in their briefs that Board Defendants’ children do not attend the District’s schools. We do not consider this allegation, which appears for the first time in their brief. See Kleinman v. Elan Corp.,
. The Student-Plaintiffs allege that the placements occurred at three ethnically, racially, and religiously homogenous schools: Rock-land Institute for Special Education, Kiryas Joel (an out of District public school with a substantial Hasidic student population), and Hebrew Academy for Special Children.
. The Student-Plaintiffs concede that the tenants eventually paid the District all of the back rent that they owed.
. The Student-Plaintiffs do not bring claims against D’Agostino with respect to the religious textbook purchases.
. The plaintiffs originally brought the underlying suit on behalf of the East Ramapo School District; due to the nature of the claims, however, the magistrate judge ordered the District to intervene on behalf of the defendants.
.The district court initially allowed the New York state law claim for unlawful gift of public funds to move forward but later dismissed this claim as well.
. The district court also dismissed the Student-Plaintiffs’ claims against former board member Nathan Rothschild for the claims relating to the Colton School transaction and the religious book purchases because he was not on the board at the time these transactions had taken place.
. The term "direct exposure” arises out of our jurisprudence construing the direct harm theory of standing under the Establishment Clause, and our use of the term “direct exposure” here includes all theories of direct harm. See Altman v. Bedford Cent. Sch. Dist.,
. As noted above, the plaintiffs who have asserted standing as taxpayers are proceeding in the district court to advance their Establishment Clause claims. The Student-Plaintiffs are not among the taxpayers group that is continuing to challenge the constitutionality of the Defendants' actions. If the taxpayer plaintiffs succeed in proving their claims, they will be entitled to an injunction. In this respect, we note that the primary difference between the Student-Plaintiffs’ claims and the taxpayer claims is that, by structuring their claims under a direct exposure theory, the Student-Plaintiffs are not limited to injunctive relief and are able to seek damages.
. Although many of the "religious law” cases do not use the term "direct exposure,” these cases are similar to the "expression” cases in that both types of cases involve plaintiffs being confronted directly by the challenged action — either religion-infused laws or religious messages.
. To the extent that the Defendants argue the Student-Plaintiffs lack standing because their injury is not religious in nature, see Smith v. Jefferson Cty. Bd. of Sch. Comm'rs.,
. We are skeptical that the Student-Plaintiffs have alleged a causal connection between the real estate transactions or the religious book purchases and their educational injury because the real estate sales were never finalized and the religious book purchases had a de minimis effect on the District’s budget. Regardless, our analysis of the Student-Plaintiffs’ standing in relation to their IDEA Settlement claims applies with equal force to the real estate transactions and religious book purchases because, to the extent that these actions affect the District’s budget, the relationship between the District's budget and the educational injury is the same.
. Similarly, if we were to recognize that the Student-Plaintiffs have direct exposure standing here, then there would be little need for separate and distinct standing requirements for taxpayers, see Winn,
. The district court’s previous ruling in this case dismissing the Student-Plaintiffs’ Establishment Clause claims for lack of standing to challenge the School Board’s administration of Title I and Title III programs at religious schools because the Student-Plaintiffs were not directly exposed to the alleged unconstitutional Title I and Title III contracts is consistent with our analysis and articulation of the direct injury requirement.
. Our dissenting colleague contends that the Student-Plaintiffs are distinguishable from other beneficiaries of the District’s budget because as students in the District’s schools "they are entitled to have the diverted funds spent on their educations." Diss. Op. at 203. The dissent, however, cites no authority for this proposition. While the dissent correctly points out that the New York State Constitution requires the state to provide students with a sound basic education, id. at 203 n.3, this alone does not entitle the Student-Plaintiffs to have the IDEA reimbursement funds or other diverted funds spent specifically on their educations. Moreover, there is no free-standing federal constitutional right to a public education that entitles the Student-Plaintiffs to a minimum level of educational services such that the deprivation of those services creates a cognizable injury. See Plyler v. Doe,
. While we recognize that education "is not merely some governmental benefit indistinguishable from other forms of social welfare legislation,” Plyler,
. To be clear, we make no determination as to the merits of the Student-Plaintiffs' claims.
Dissenting Opinion
dissenting:
The majority holds that StudenWPlain-tiffs fail to allege standing to assert 42 U.S.C. § 1983 claims because they are only indirectly affected by Defendants’ alleged Establishment Clause violations. I respectfully disagree, and would affirm in part the district court’s decision.
The majority cabins StudenWPlaintiffs’ Establishment Clause claims to a “direct exposure theory” and, for that reason, addresses “only whether the StudenWPlain-tiffs have sufficiently pleaded a basis demonstrating their direct exposure to the unconstitutional establishment of religion.” Maj. Op. at 15-16 (footnote omitted). I believe Students-Plaintiffs’ claims are broader than the majority’s formulation, and that the Establishment Clause does not require “direct exposure” to the unconstitutional establishment of religion. See Sch. Dist. of Abington Twp. v. Schempp,
Although Student-Plaintiffs bear the burden of establishing standing as a jurisdictional requirement, “standing allegations need not be crafted with precise detail, nor must the plaintiff prove his allegations of injury.” Baur v. Veneman,
The majority concludes that Student-Plaintiffs fail to allege injuries that are sufficiently direct for prudential standing. The prudential standing doctrine is “in some tension with [the Supreme Court’s] recent reaffirmation of the principle that a federal court’s obligation to hear and decide cases within its jurisdiction is virtually unflagging.” Lexmark Int’l, Inc. v. Static Control Components, Inc., — U.S. -,
“The clearest command of the Establishment Clause is that one religious denomination cannot be officially preferred over another.” Larson v. Valente,
In a close ease like this one, we should hesitate to dismiss Student-Plaintiffs’ con
This court’s decision in Altman v. Bed-ford Central School District,
As the Altman court further recognized, the Establishment Clause does not require personal confrontation with, or constraint by, religious tenets, practices, or expressions; it requires only some “direct injury” as opposed to an “indefinite” injury indistinguishable from that suffered by' the public at large: “[t]he party who invokes the power must be able to show, not only that the [practice] is invalid but that he has sustained or is immediately in danger of sustaining some direct injury as a result of its enforcement, and not merely that he suffers in some indefinite way in common with people generally.” Altman,
In this case, each Studenú-Plaintiff attends one of the District’s public schools. Collectively, they challenge Defendants’ alleged systematic diversion of state and local taxes, federal funds, and grant monies in order to finance special education at Yeshivas. They identify the educational programs and resources formerly provided at their schools which are now unfunded, explain how they are entitled to have the diverted funds spent on their educations,
In characterizing Student-Plaintiffs’ injuries as “too far removed, too attenuated, from the alleged unconstitutional component of the act of funneling public monies to support the advancement of Orthodox Hasidic Jewish sehools[,]” Maj. Op. at 22-23, the majority ignores the fact that the Student-Plaintiffs’ educational harm arises directly out of the allegedly unconstitutional acts, the general public, including taxpayers, are not suffering this same injury, and Studentr-Plaintiffs could not assert Establishment Clause claims if the District diverted the same funds for a secular purpose. As a result, Student-Plaintiffs’ alleged injuries are not “similar to that of any other individual who is affected by the District’s budget, regardless of whether that person is an employee, a student, a vendor, a taxpayer, or a citizen[,]” Maj. Op. at 25, and they do not allege a “generalized grievance[ ] ... [that would be] most appropriately addressed in the representative branches.” Valley Forge,
Although the majority points out that the Student-Plaintiffs fail to cite precedent authorizing their Establishment Clause claim, it is equally true that there is no precedent prohibiting it. Accordingly, “[r]ather than attempting to define the outer limits” of the Establishment Clause “on the basis of the present record, the Court’s opinion [should] wisely permit[] the parties ... to create a factual record that will inform that decision.” United States v. Georgia,
For the reasons set forth above, I would affirm in part the district court’s conclusion that Student-Plaintiffs have adequately alleged standing at the pleadings stage, and I would defer a determination of qualified immunity.
. I agree with the majority that Student-Plaintiffs cannot establish standing to challenge real estate transactions that were not consummated or the provision of a de minim-is number of religious books.
. In Town of Greece v. Galloway, - U.S. -,
. Although the majority correctly points out "there is no free-standing federal constitutional right to a public education that entitles the Student-Plaintiffs to a minimum level of educational services[J” Maj. Op. at 25 n.15, the New York Constitution provides that the New
. See Johnson v. Jones,
