OPINION & ORDER
Detective Raymond Montero (“Plaintiff”) brought this suit pursuant to 42 U.S.C. § 1983 alleging that Defendants retaliated against him in violation of his First Amendment rights for comments he made at two meetings held by the Police Association of the City of Yonkers, Inc., also
I. Background
A. Factual Background
Because this case is befоre the Court on several motions to dismiss, the Court accepts as true all factual allegations in Plaintiffs Amended Complaint for the purpose of deciding the Motions.
Plaintiff is a police officer with the City of Yonkers Police Department (the “Department”). (See Am. Compl. ¶ 3.) In January 2010, Plaintiff ran for vice president of the Yonkers PBA and Olson ran for president. (See id. ¶¶ 11, 13.) Plaintiff defeated Olson’s friend and preferred candidate, Michael Farina, and was elected vice president; Olson was elected president. (See id. ¶¶ 12-13.)
During a Yonkers PBA meeting held in June 2010, Plaintiff criticized then-Police Commissioner Edmund Hartnett for cutting several police units, arguing that the cuts were bad for the police force, the Yonkers PBA, and the community. (See id. ¶¶ 16-17.) Plaintiff expressed that he intended to call for a vote of no confidence in Commissioner Hartnett at the next general meeting of the Yonkers PBA. (See id. ¶ 17.) Olson was in favor of the cuts implemented by Commissioner Hartnett. (See id. ¶ 18.) Shortly thereafter, in July 2010, then-Lieutenant Mueller spoke to Plaintiff in Mueller’s office and told him thаt Commissioner Hartnett did not like what Plaintiff had been saying about the Commissioner and others. (See id. ¶ 19.) Mueller instructed Plaintiff to stop speaking negatively about the Yonkers PBA, Commissioner Hartnett, or the mayor, and told Plaintiff that if he continued to make negative comments, he would be transferred out of his current post in the Special Investigations Unit. (See id.)
Notwithstanding Mueller’s warning, in February 2011, Plaintiff called for a vote of no confidence in Commissioner Hartnett. (See id. ¶ 20.) Although the Amended Complaint does not indicate where Plaintiff called for the vote, the Parties’ briefing makes clear that Plaintiff called for the vote at a meeting of the Yonkers PBA. (See City Defs.’ Mem. 3; Pl.’s Mem. of Law in Opp’n to Defs.’ Mots. To Dismiss (“Pl.’s Mem.”) 2 (Dkt. No. 32).)
One month later, in March 2011, Olson— along with Mueller and Moran, both close personal friends of Olson—conducted an unauthorized investigation into Plaintiffs submission of overtime slips. (See Am. Compl. ¶¶ 15, 21.) Plaintiff alleges that any such investigation should have been conducted by the Internal Affairs Division. (Id.) Plaintiff further alleges that during the course of the investigation, Olson, Mueller, and Moran “falsely and maliciously accused Plaintiff of intentionally submitting false overtime slips.” (Id. ¶ 23.) As a result of the investigation, the Department stripped Plaintiff of 40 hours of compensa
That same month, Moran, purporting to act on the instructions of Mueller, ordered Plaintiff to transfer out of the Special Investigations Unit and ordered Plaintiff to submit a transfer request to that effect. (Id. ¶ 25.) In April 2011, Plaintiff was transferred out of the Special Investigations Unit and into the Detective Division. (Id. ¶ 26.) Plaintiff alleges that the transfer was retaliation for his activity in the Yonkers PBA and served as a functional demotion because the Special Investigations Unit is “an elite and highly desirable unit.” (Id. ¶ 27.) As a result of the transfer, Plaintiff also lost overtime pay because he was punitively assigned to desk duty. (Id.) In May 2011, Plaintiff alleges that Olson admitted that Plaintiff had been written up, stripped of compensatory time, and transferred to a lesser position because of Plaintiffs criticism of Olson’s leadership of the Yonkers PBA and of Commissioner Hartnett’s management of the Department. (Id. ¶ 28.)
In September 2011, after he learned that Plaintiff intended to run against him for Yonkers PBA president, Olson verbally confronted Plaintiff, calling him a “fucking pussy” and telling Plaintiff that Olson should “kick his ass.” (Id. ¶ 29.) Olson was in part frustrated because Plaintiff had refused to debate Olson in advance of the election. (Id.) That same month, Plaintiffs office was vandalized, and pictures of the Cowardly Lion from “The Wizard of Oz” were posted in Plaintiffs office. (Id. ¶ 30.) Plaintiff alleges that the vandalism came at the hands of Olson, either directly or at his instruction. (Id. ¶ 31.) Also in September 2011, Mueller conducted another unauthorized investigation into Plaintiff, this time about alleged insubordination by Plaintiff. (Id. ¶ 32.) Plaintiff reported Olson’s threats and the vandalism of his office to the Internal Affairs Division, but no investigation was undertaken. (Id. ¶ 33.)
In January 2012, Olson, Mueller, Moran, and another police officer conducted a second unauthorized investigation of Plaintiff. (Id. ¶ 34.) Moran instructed the fourth police officer to confiscate security footage from a building in which Plaintiff had been, and Moran himself took photographs of Plaintiffs truck and police placard. (Id. ¶ 35.) The purpose of the investigation was to show that Plaintiff was outside of his home without authorization while on sick leave. (Id. ¶ 36.) Plaintiff alleges that any such investigation should have been conducted by the Department’s Medical Control Unit, and that Plaintiff did, in fact, have permission to be outside of his home while on sick leave. (Id. ¶¶ 37-38.) The Department nonetheless docked Plaintiff two days’ salary for the alleged infraction. (Id. ¶ 39.)
In January 2012, Plaintiff was transferred to the Gangs- Unit. (Id. ¶ 40.) He remained in that unit until at least the filing of the Amended Complaint on October 13, 2015. (Id.) Because of Plaintiff’s placement in the Detective Division, where Moran is a detective-sergeant, Plaintiff has lost many hours of overtime pay. (Id. ¶ 41.) Also in January 2012, Plaintiff ran against Olson for president of the Yonkers PBA. (Id. ¶ 42.) Olson won the election, though Plaintiff alleges that Olson used smear tactics and intimidation, “as well as a distinct specter of fraud,” to win the election. (Id.)
In August 2012, Olson met with Plaintiffs commanding officer, Dеtective-Sergeant Michael Kivel, and stated, “Who the fuck does Montero think he is by not talking? He better be fucking careful.” (Id. ¶ 43.) Plaintiff alleges that this comment was made in reference to Plaintiffs failure to acknowledge Olson and Moran while he was visiting a sick police officer. (Id.) Kivel relayed this threat to Plaintiff, who there
Plaintiff further alleges that Defendants have targeted those who associate with Plaintiff as retaliation for Plaintiffs union activity. (Id. ¶ 45.) For instance, in April 2013, Olson and Moran conducted an unauthorized investigation of Detective Captain Itzla because Itzla had refused to discipline Plaintiff for alleged wrongdoing and because Itzla had recommended disciplinary action against Moran. (Id. ¶ 46.) In July 2013, Olson told a civilian employee that she would have problems on the job if she continued to associate with Plaintiff. (Id. ¶ 47.)
In September 2013, Olson sent Plaintiff a text asking Plaintiff to meet Olson “in another jurisdiction and preferably off duty.” (Id. ¶ 50.) Plaintiff interpreted this as a threat and reported it to the Internal Affairs Division, but no action was taken in response. (Id. ¶ 51.)
At one point in time, Olson complained to Commissioner Hartnett and the mayor about comments on the Yonkers Tribune website that were critical of the leadership of the Yonkers PBA. (Id. ¶ 48.) As a result, the Department instructed the Intelligence Unit to monitor the Yonkers Tribune website. (Id. ¶ 49.) Shortly thereafter, in October 2013, Olson “compelled” the Internal Affairs Division to investigate Plaintiff for alleged communications with a reporter for the Yonkers Tribune. (Id. ¶ 52.) The Department did, in fact, investigate Plaintiff, and told Plaintiff that he would be terminated if he did not reveal whether he had spoken with the reporter. (Id. ¶ 53.)
That November, several high-ranking officers in the Department advised the City of Yonkers’ corporation counsel that Plaintiff was the subject of harassment and negative treatment because of his opposition to Olson. (Id. ¶ 55.) No action was taken in response. (Id.)
In January 2014, at a Yonkers PBA meeting, Olson called for Plaintiffs expulsion from the Yonkers PBA. (Id. ¶ 56.) Plaintiff attempted to leave the meeting in apparent protest, but William Pataky, onе of Olson’s associates and a union trustee, blocked Plaintiff from leaving and made verbal threats to Plaintiff. (Id. 1157.) Thereafter, “some shoving and pushing ensued between Plaintiff and Pataky.” (Id. ¶ 58.) After the meeting, Olson conducted an unauthorized investigation into the incident. (Id. ¶ 59.) As part of that investigation, Olson directed other police officers to seize videotapes from the facility where the meeting was held. (Id. ¶ 60.) The Internal Affairs Division investigated Olson’s seizure of the videotapes and recommended that Olson be disciplined; however, the Department did not discipline Olson. (Id. ¶¶ 61-62.)
Following the January meeting, Olson prepared a petition calling for Plaintiff to be expelled from the Yonkers PBA. (Id. ¶ 63.) Plaintiff alleges that the petition falsely accused him of providing information to local newspapers and of punching Pataky during the January 2014 meeting. (Id. ¶¶ 64-65.) The Department permitted Olson to post copies of the petition throughout various precincts. (Id. ¶ 68.)
Around February 2014, Mueller urged Police Chief William Cave to remove Plaintiff from his position as the Department’s representative at the weekly County-wide Intelligence meetings. (Id. ¶ 69.) Cave agreed, removing Plaintiff from his position and putting Pataky in his place. (Id. ¶¶ 71-72.) Plaintiff alleges that he lost 24 hours of pay per month as a result of this action. (Id. ¶ 73.) In June 2014, at Olson’s urging, Plaintiff was expelled from the Yonkers PBA. (Id. ¶ 74.)
In addition to the above allegations, Plaintiff also alleges that the Department, “through its final policymaking officials,” has aided Defendants in their retaliation against Plaintiff. (Id. ¶ 85.) Plaintiff also alleges that the Department “has adopted an unwritten policy tо aid Olson, Mueller[,] and Moran in retaliating against Plaintiff because of his union activity.” (Id. ¶ 86.)
B. Procedural Background
Plaintiff filed his Complaint on June 4, 2015. (See Compl. (Dkt. No. 1).) Following a conference, (see Dkt. (minute entry for Sept. 9, 2015)), the Court entered an order setting forth the' schedule for Plaintiffs Amended Complaint, (see Scheduling Order (Dkt. No. 17)). Plaintiff filed his Amended Complaint on October 13, 2015. (See Am. Compl. (Dkt. No. 20).) Following another conference, (see Dkt. (minute entry for Dec. 16, 2015)), the Court entered a briefing schedule for Defendants’ Motions To Dismiss, (see Scheduling Order (Dkt. No. 25)). Pursuant to the Court’s Order, all Parties filed their Motions and supporting papers on March 4, 2016. (See Dkt. Nos. 26-34.) The Parties submitted supplemental letters discussing a recently-decided Second Circuit case. (See Dkt. Nos. 35-37.) The Court held oral argument on December 8, 2016. (See Dkt. (minute entry for Dec. 8, 2016).)
II. Discussion
A. Standard of Review
The Supreme Court has held that although a complaint “does not need detailed factual allegations” to survive a motion to dismiss, “a plaintiffs obligation to provide the grounds of his entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do.” Bell Atl. Corp. v. Twombly,
“[W]hen ruling on a defendant’s motion to dismiss, a judge must accept as true all of the factual allegations contained in the complaint,” Erickson v. Pardus,
B. Discussion
All Defendants move for dismissal on the ground that Plaintiff has failed to state a claim for retaliation in violation of the First Amendment. Mueller and Moran additionally argue that they are entitled to qualified immunity, and the City of Yonkers argues that Plaintiff has failed to adequately plead municipal liability. Because the issue of whether Plaintiff has stated a claim under the First Amendment may be dispositive of the case, the Court will address that question first.
1. Applicable Law
“In adjudicating the rights of public employees to speak without facing retaliation from a government employer,” the Second Circuit has recently explained that “courts attempt ‘to arrive at a balance between the interests of the employee, as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.’ ” Lynch v. Ackley,
To that end, a plaintiff asserting a First Amendment retaliation claim must plausibly allege that “(1) his speech or conduct was protected by the First Amendment; (2) the defendant took an adverse action against him; and (3) there was a causal connection between this adverse action and the protected speech.” Cox v. Warwick Valley Cent. Sch. Dist.,
At this stage, the Parties dispute only whether Plaintiffs speech or conduct was protected under the First Amendment and whether any of Defendants took an adverse action against him. With regard to whether Plaintiffs speech or conduct was protected, the Parties do not reach the second step of the inquiry, and address only whether Plaintiff spoke as a private citizen on a matter of public concern.
2. Private Citizen Speaking on Public Concern
The Parties dispute both whether Plaintiff spoke as a private citizen and whether he spokе on a matter of public concern. Plaintiff seems to admit that the only speech at issue that could give rise to protection under the First Amendment is his comments at the Yonkers PBA meetings criticizing Commissioner Hartnett’s management of the Department. (See Pl.’s Mem. 11) (“[S]peech made by a public union official at a union meeting which is critical of management is core union activity, and thus protected.”).
In Matthews, the Second Circuit, relying on the Supreme Court’s decision in Garcet-ti, held that in determining whether a public employee speaks as a citizen for First Amendment purposes, the Court must ask: “(A) did the speech fall outside of the employee’s ‘official responsibilities,’ and (B) does a civilian analogue exist?”
The inquiry into whether a public employee spoke pursuant to his or her official duties is “a practical one.” Weintraub v. Bd. of Educ. of City Sch. Dist. of City of N.Y.,
The Parties do not discuss whether Plaintiffs statements were made pursuant to his official duties. At this stage, the record does not contain any document showing what Plaintiffs official duties entailed, and thus the Court cannot say whether Plaintiffs duties at the Department were directly related to the comments made at the two Yonkers PBA meetings. However, in Weintraub, the Second Circuit made clear that speech may be pursuant to a public employee’s official duties so long as it is “ ‘part-and-parcel of his concerns’ about his ability to ‘properly execute his duties,’ ”
Moreover, some courts have dismissed claims similar to Plaintiffs on the ground that comments by police officers regarding disputes with departmental policy or perceived issues in the administration of the department are “part-and-parcel” of their official duties, insofar as management of the department impacts their ability to carry out their official duties. See Peone v. County of Ontario, No. 12-CV-6012,
Nevertheless, the Court is not persuaded that the mere fact that the criticisms of Commissioner Hartnett may have related in some tangential way to Plaintiff’s daily workload is dispositive of the issue. Unlike the comments made by the plaintiff in Weintraub, which related to the plaintiffs
More critical in this case is whether a civilian analogue exists. The Second Circuit has explained that “[s]peech has a ‘relevant civilian analogue’ if it is made through ‘channels available to citizens generally.’ ” Matthews,
The Second Circuit has offered some guidance on how to determine whether a civilian analogue exists, and four cases in particular shed some light on the issue.
In Weintraub, the plaintiff was a public school teacher who had filed a grievance through his union expressing displeasure with the school’s failure to discipline a student who had allegedly assaulted him.
In Jackler, the plaintiff, a police officer, had refused to withdraw or alter, at the request of his supervisors, a supplemental report that cast a member of the police department in a negative light.
The Second Circuit again addressed the issue in Ross v. Breslin,
Finally, in Matthews, the plaintiff, a police officer, spoke with his superiors and expressed his concern that an arrest quota policy was damaging the police department’s core mission.
Defendants argue here that because the Yonkers PBA meetings were closed to the general public, Plaintiffs mode of speech had no civilian analogue. Plaintiff did not allege that the Yonkers PBA meetings were public, and assuming Defendants’ assertion that the meetings were closed to the public, which Plaintiff admitted at oral argument and does not dispute in his papers, is accurate, then Defendants are correct that this is not a case where “a public employee [took] his job concerns to persons outside the work place in addition to raising them up the chain of command at his workplace.” Carter,
Plaintiff objects that in Weintraub, the plaintiffs “grievance was not protected activity because it was ‘part-and-parcel of his concerns’ about his ability to ‘properly execute his duties, as a public school teacher.’ ” (Pl.’s Mem. 12-13 (alteration omitted) (quoting Weintraub,
Additionally, the only court to address this precise issue has concluded that speaking out at a closed union meeting does not implicate the First Amendment. See Nadolecki v. William Floyd Union Free Sch. Dist., No. 15-CV-2915,
This conclusion, however, does not resolve the case, as the Second Circuit instructed in Weintraub that the lack of a civilian analogue is “not dispositive.” Weintraub,
Nothing in Matthews suggests that the Second Circuit intended to abrogate the unremarkable comment in Weintmub that neither factor is dispositive, or the statement in Ross that “[cjourts must examine the nature of the plaintiffs job responsibilities, the nature of the speech, ... the relationship between the two[,].... [and] [o]ther contextual factors, such as whether the complaint was also conveyed to the public.”
The Court is thus left with the question of whether, considering the content and circumstances of the speech, it can be said that Plaintiff was speaking as a private citizen. On this question, the Court finds it relevant that although it is alleged that Commissioner Hartnett learned of Plaintiffs comments disapproving of the proposed cuts, (see Am. Compl. ¶ 19), Plaintiff never actually communicated that disapproval to Commissioner Hartnett, raising the issue only at the Yonkers PBA meeting, (see id. ¶¶ 16-17). While Olson argues that “the purpose behind [Plaintiffs] speech was not to address matters of public concern, but to address matters that
Plaintiff objects that it is clear from the facts alleged that Commissioner Hartnett did, in fact, know of Plaintiffs concerns. (See Pl.’s Mem. 10-11.) That is not the inquiry. In Weintraub, the plaintiffs supervisors knew of the plaintiffs complaints about the administration—indeed, that case concerned the filing of a grievance through the union, which was directed at the plaintiffs supervisors. See Weintraub,
Because Plaintiffs speech lacked any civilian analogue, and because Plaintiffs speech, made behind closed doors outside the presence of both the public and Commissioner Hartnett, was at least tangentially related to his official duties, the Court is persuaded that no First Amendment protection attached to Plaintiffs comments at the two Yonkers PBA meetings. Plaintiff spoke at a closed forum, unavailable to ordinary citizens and made available to him only by virtue of his status as a police officer. See Whitehead,
In opposition, Plaintiff relies almost exclusively on the Second Circuit’s decision in Clue v. Johnson,
Plaintiffs reliance on Clue is unavailing. At issue in Clue was the question of whether the plaintiffs’ speech implicated matters of public concern, one of two steps involved in determining whether а public employee spoke as a private citizen on a matter of public concern. See Matthews,
It is no answer to point to Clue’s broad language that “[tjhere is no doubt that retaliation against public employees solely for their union activities violates the First Amendment.”
Plaintiff further objects that “[b]y [the] defendants’ reasoning, no public employee’s union activity would be protected, except for perhaps television appearances and letters to the editor, because the employee could only be a union member or union official by virtue of his employment.” (Pl.’s. Mem. 11.) But Plaintiff’s speech is not unprotected merely because it was made in private, see Garcetti,
Finally, Plaintiffs complaint that an adverse decision would leave him with no effective recourse is unpersuasive. If Plaintiff is facing retaliation by a union leader because of comments made at a union meeting, Congress has already offered protection for such speech. See 29 U.S.C. § 411(a)(2) (“Every member of any labor organization shall have the right ... to express at meetings of the labor organization his views....”); see also Maddalone v. Local 17, United Bhd. of Carpenters,
The Court thus concludes that, assuming all factual allegations in the Amended Complaint as true, Plaintiffs comments at the Yonkers PBA meetings were not made in Plaintiffs capacity as a private citizen, and thus were not protected by the First Amendment.
C. Dismissal With Prejudice
A complaint should be dismissed without prejudice if the pleading, “ ‘liberally read,’ suggests that the plaintiff has a claim that [s]he has inadequately or inartfully pleaded and that [s]he should therefore be given a chance to reframe.” Cuoco v. Moritsugu,
Here, Plaintiff has already amended his Complaint. There is no reason to suspect that, given another opportunity to amend, Plaintiff will be able to cure the substantive deficiencies here. Plaintiffs counsel admitted as much at oral argument, conceding that Plaintiff was already on his second complaint and that a second amendment would this far into the case would be unusual. The Court also finds it relevant that Plaintiff, in filing his Amended Complaint, removed factual detail from the original Complaint. (Compare Compl., with Am. Compl.) To allow Plaintiff to now go back yet аgain and reinsert or add factual material that, in Plaintiffs judgment, was not appropriate for inclusion in
III. Conclusion
For the foregoing reasons, the Motion is granted with prejudice. The Clerk of Court is respectfully requested to terminate the pending Motions (Dkt. Nos. 26, 29) and close the case.
SO ORDERED.
Notes
. Earlier in the litigation, Plaintiff appeared poised to argue that statements he allegedly made to two local newspapers were also protected speech. (See Letter from Clifford J. Bond, Esq., to Court (Aug. 11, 2015) (Dkt. No. 11).) He has apparently abandoned that argument. (See generally Pl.'s Mem.)
Separately, Plaintiff contended at oral argument that ¶ 15 of the Amended Complaint identifies other instances of First Amendment speech that may have been protected. But ¶ 15 alleges only that ”[f]rom January 2010 through January 2012, as Yonkers PBA Vice President, Plaintiff criticized Olson’s leadership of the Yonkers PBA.” (Am. Compl. ¶ 15.) This allegation offers no details on where these statements were made and, when pressed at oral argument, Plaintiff’s counsel offered no specifics. Such a broad statement, devoid of any specifics, fails to sufficiently allege protected speech. Cf. Kempkes v. Downey, No. 07-CV-1298,
. Though Plaintiff argued in his opposition papers only that his comments criticizing management were protected by the First Amendment, the analysis applied above would apply with equal force to those comments made by Plaintiff that were critical of Olson’s leadership.
. Although the Court has no occasion to weigh in on whether Plaintiffs speech implicated matters of public concern, the allegations in ¶ 15 of the Amended Complaint related to Plaintiff’s criticism of Olson’s leadership plainly do not implicate a public concern. See Heil v. Santoro, No. 94-CV-9109,
