OPINION
Plaintiff Julia de Jesus Ortiz,
1
а citizen of the Commonwealth of Puerto Rico, is a forty year old woman who has borne eleven children, of whom nine are alive. At the commencement of this suit she was approximately one month pregnant. Plaintiff Dr. Angel Acevedo Montalvo is Mrs. Julia de Jesus Ortiz’ personal physician. Respondents are the Governor, the Secretary of Justice, and the Police Superintendent of the Commonwealth of Puerto Rico. Plaintiffs seek declaratory and injunctive relief pursuant to 42 U.S.C. § 1983, claiming that certain provisions of the criminal laws of Puerto Rico which deal with abortions are in violation of the Constitution of the United States in light of the recent Supreme Court decisions in Roe v. Wade,
The complaint alleges that plaintiff Mrs. de Jesus Ortiz wishes to have an abortion and that Dr. Acevedo is willing to perform such an abоrtion upon her but that they fear criminal prosecution if they proceed. The criminal statutes in question are 33 L.P.R.A. §§ 1051-1054, which provide:
“It is hereby prohibited, except in the case of therapeutic prescription by a physician duly authorized to practice medicine in Puerto Rico, for the purpose of preserving health or life, to prescribe, advise, or induce abortion, or to practice abortion on a pregnant woman. (33 L.P.R.A. § 1051)
“Every person who, in violation of the provisions of section 1051 of this title, may furnish, prescribe, or administer to a pregnant woman, by oral, rectal, or vaginal injections, any drug, substance or medicinal, therapeutics, or opotherectic agent, or who uses any surgical instrument, or mechanical agent with the intention or purpose of causing abortion, or рracticing an abortion, shall be guilty of a felony, and, upon conviction shall be punished by imprisonment .... (33 L.P.R.A. § 1052)
“Every person who provides, supplies, or administers to any woman, or-forces any such woman to take any medicine, drug or substance, or uses or employs any instrument or other means whatever with intent thereby to procure the miscarriage of such woman, unless the same is necessary to preserve her life, and every person who helps to commit any such act shall be punishable by imprisonment in the penitentiary for from two to five years. (33 L.P.R.A. § 1053)
“Every woman who solicits of any person any medicine, drug or substance whatever, and takes the same, or who submits to any operation, or to any other surgical intervention, or any other means, with the intent thereby to procure a miscarriage, unless the same is necessary to preserve her life, is punishable by imprisonment in the penitentiary for from two to five years.” (33 L.P.R.A. § 1054)
The complaint further alleges that the abortion is not required because of any known medical risk associated with the .pregnancy, but because Mrs. de Jesus Ortiz “does not want to have any more children”. In an amendment to the original complaint it is asserted that subsequent to the filing of this action, Dr. Acevedo has been approached by other women who desire to have an *1334 abortion under circumstances similar to those of Mrs. de Jesus Ortiz.
I. Justiciability
After this action had been instituted plaintiffs were advised by counsel for defendants that no criminal prosecutions would result from performance of an abortion upon Mrs. de Jesus Ortiz. Defendants accordingly argue that this case is not justiciable, for lack of a live case or controversy.
It is clear that as of the commencement of this suit plaintiffs possessed the requisite standing to challenge the Commonwealth’s abortion statutes. See Roe v. Wade, supra, Doe v. Bolton, supra. Indeed, we do not understand defendants to seriously contest this point. But it is the contention of defendants that once plaintiffs had received formal assurance that they would be subject to no criminal liability they thereupon lost their standing, or the case was rendered moot.
The reason given by the defendants for their assurance to the plaintiffs is that an abortion performed upon Mrs. de Jesus Ortiz would be “therapeutic” and thus exempt from liability under the provisions of 33 L.P.R.A. § 1051. To the extent that this point coincides with the merits of this controversy we will postpone its consideration to our discussion of the merits. At this juncture our concern is only with the question of whether, despite defendants’ assurance, plaintiffs have “established that ‘personal stake in the outcome of the controversy’, Baker v. Carr,
The assurance of no prosecution given in this case was an individualized ad hoe decision, perhaps easily arrived at in light of Mrs. de Jesus Ortiz’ age and number of children. We are referred to no written statement of policy, criteria, or long standing custom, with which the assurance given here is consistent. Nor could it be argued that prior to the issuance of the promise not to prosecute, plaintiffs’ fears of possible criminal penalties were fanciful. To accept without question the prоposition that by virtue of a prosecutorial decision not to prosecute, made after a civil rights action of this type has been initiated, a federal court can always be deprived of jurisdiction, does not appeal to us. And, as the Chief Justice has said, referring to the statute at issue in Roe v. Wade, “no one in these circumstances should be placed in a posture of dependence on a prosecutorial policy or prosecutorial discretion.” 2
We need not decide this issue. Whatever the effect of defendants’ assurance upon Mrs. de Jesus Ortiz, Dr. Acevedo retains his standing, and confers upon this suit a continuing adversary nature. As the Supreme Court said in Doe v. Bolton:
“We conclude, however, that the physician-appellants, who are Georgia-licensed doctors consulted by pregnant women, also present a justiciable controversy and do have standing despite the fact that the record does not disclose that any one of them has been prosecuted, or threatened with prosecution, for violation of the State’s abortion statutes. The physician is the one against whom these criminal statutes operate in the event he procures an abortion that does not meet the statutory exceptions and conditions. The physician-appellants, therefore, assert a sufficiently direct threat of personal detriment. They *1335 should not be required to await and undergo a criminal prosecution as the sole means of seeking relief.”410 U.S. at 188 ,93 S.Ct. at 745 .
It is alleged in the amended complaint that Dr. Acevedo has been in professional contact with other women who desire abortions but are deterred by the abortion statutes. Furthermore, this kind of recurring situation can be anticipated in a physician’s practice of his profession. The impact of the abortion statutes upon a physician like Dr. Acevedo is thus a continuing one, and is not obviated by an isolated ad hoc promise of immunity. We therefore find this case justiciable.
II. Abstention
Defendants also suggest that this court abstain and wait until the Supreme Court of the Commonwealth has had an opportunity to construe the Puerto Rican abortion statutes in the light of Roe v. Wade and Doe v. Bolton. While we find this question to be one not free from all doubt, we conclude that abstention would be unwarranted. We are fully cognizant of the admonishment of Fornaris v. Ridge Tool Co.,
III. Applicability of Roe v. Wade and Doe v. Bolton to Puerto Rico
It is tempting to assume the applicability of Roe v. Wade and Doe v. Bolton to this Puerto Rican litigation. Indeed
*1336
the issue was not strongly argued within the briefs or courthouse. But litigants have been concerned over jurisprudential matters of lesser import, such as the applicability of certain federal statutes to Puerto Rico. Caribtow Corp. v. Occupational Safety and Health Review Commission,
Our discussion begins with the case of Downes v. Bidwell,
“We suggest, without intending to decide, that there may be a distinction between certain natural rights enforced in the Constitution by prohibitions against interference with them, and what may be termed artificial or remedial rights which arе peculiar to our own system of jurisprudence. Of the former class are the rights to one’s own religious opinion and to a public expression of them, or, as sometimes said, to worship God according to the dictates of one’s own conscience; the right to personal liberty and individual property; to freedom *1337 of speech and of the press; to free access to courts of justice, to due process of law, and to an equal protection of the laws; to immunities from unreasonable searches and seizures, as well as cruel and unusual punishment; and to such other immunities as are indispensable to a free government. Of the latter class are the rights to citizenship, to suffrage . . . and to the particular methods of procedure pointed out in the Constitution, which are peculiar to Anglo-Saxon jurisprudence, and some of which have already been held by the states to be unnecessary to the proper protection of individuals.
“Whatever may be finally decided by the American people as to the status of these islands and their inhabitants, — whether they shall be introduced into the sisterhood of states or be permitted to form independent governments, — it does not follow that in the meantime, awaiting that decision, the people are in the matter of personal rights unprotected by the provisions of our Constitution and subject to the merely arbitrary control of Congress. Even if regarded as aliens, they are entitled under the principles of the Constitution to be protected in life, liberty, and property.”182 U.S. at 282-283 ,21 S.Ct. at 785 .
Subsequently, in Dorr v. United States,
*1338 It has been said that a series of Supreme Court opinions dealing with cases arising in either the Philippines 12 or Puerto Rico established that the Sixth and Seventh Amendment rights to trial by jury, the Fifth Amendment right to indictment by a grand jury, the Sixth Amendment right to confront witnesses, the Fifth Amendment protection against double jeopardy, and the protections against bills of attainder and ex post facto laws, were all inapplicable to unincorporated territories. 13 Of course, as discussed above, Balzac held that trial by jury, and indicated that indictment by a grand jury, were not constitutionally required in Puerto Rico. 14 But a careful review of the cases cited to support the proposition that the other rights listed above are unavailable in an unincorporated territory, demonstrates instead that the proposition has no actual case support.
Both Kepner v. United States,
The First Circuit has been guided by
Balzac,
applying to Puerto Rico the right to due process of law,
see
Figueroa Ruiz v. Delgado,
The advent of Commonwealth has had no express impact upon the issue under discussion. The Congress of the United States conditioned approval of the Commonwealth Constitution upon “conform [ity] with the applicable provisions ... of the Constitution of the United States”, 17 and the Commonwealth Constitution, in its preamble, pledges fidelity to the principles of democracy, and “loyalty to the principles of the Federal Constitution.” None of this makеs clear just which specific provisions of the United States Constitution apply in Puerto Rico. But it does follow undeniably that at least those “fundamental” protections of the United States Constitution, which were restraints upon the power of the pre-commonwealth government, remain in effect after formation of the Commonwealth and restrict its power. As said by the First Circuit in 1953:
“No doubt under the Organic Act of 1917, . . . the insular government was subject to the due process clause of the Fifth Amendment. [T]he government of the newly created Commonwealth of Puerto Rico is subject to ‘the applicable provisions of the Constitution of the United States.’ That must mean that the people of Puerto Rico, who remain United States citizens, are entitled to invoke against the Commonwealth of Puerto Rico the protection of the fundamental guarantee of due process of law, as provided in the federal Constitution. For our present purposes it is unnecessary to determine whether it is the due process clause of the Fifth Amendment or that of the Fourteenth Amendment which is now applicable; the important point is that there cannot exist under the American flag any governmental authority untrammeled by the requirements of due process of law as guaranteed by the Constitution of the United States.” Mora v. Mejias,206 F.2d 377 , 382 (1st Cir. 1953). 18
The question which was avoided by the court in Mora v. Mejias, whether the Commonwealth is now subject to the Fourteenth Amendment, rather than to, for example, the Fifth Amendment, has not been resolved. The federal courts have deliberately remained vague. The approach taken in Mora v. Mejias of finding it unnecessary to make a choice was approved in Calero-Toledo v. Pearson Yacht Leasing Co., supra,.
Perhaps one of the principal reasons why resolution of the question of whether the Fourteenth Amendment now governs the application of federal constitutional rights to Puerto Rico has been avoided is the fact that expressly, and historically, the Fourteenth Amendment operates as a restraint on the power of “states”. Applying this amendment to *1340 Puerto Rico might well have political overtones. On the other hand, continued application of the doctrine of “unincorporated territories” is perceived as both historically and politically anachronistic, and even demeaning to the present status of the Commonwealth. 19
Curiously, despite the difference in outward appеarance between the Fourteenth Amendment provision that “No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws”, and the doctrine announced in Downes v. Bidwell that only “fundamental” provisions of the Constitution apply in “unincorporated territories” like Puerto Rico, the practical and theoretical application of these two standards has been remarkably similar. It has been held that the Fourteenth Amendment guarantees only those personal rights which are “fundamental” or “implicit in the concept of ordered liberty”.
See
Palko v. Connecticut,
Finding such great similarity in the practical and theoretical application of the tests used as to both states and unincorporated territories, we may assume that the notion of “fundamental rights”, which has undergone such a metаmorphosis in the context of interpretation of the Fourteenth Amendment, 21 must be deemed to have had a similar expansion as to Puerto Rico. In addition, we think that we may safely assume that when a personal right has been found applicable to the states via the Fourteenth Amendment, we may then assume that such right is applicable to Puerto Rico, regardless of the theoretical means used to achieve such a result. After all, citizens of Puerto Rico, in common with citizens of states, are citizens of the United States. In addition, historically when fundamental rights are involved, courts have been hesitant to find the protection of the United States Constitution lacking, and this is no less true since the advent of Commonwealth. See Figueroa Ruiz v. Delgado, supra. Nothing in the course of the creation of a new political status for Puerto Rico in 1950-1952 indicatеd that such a drastic change in regard to protection of fundamental personal liberties was contemplated. 22 On the whole, therefore, while consideration must be given to the unique history and status of Puerto Rico, rights applicable to the states under the Fourteenth Amendment will be found similarly applicable to the Commonwealth . 23
*1342
In light of all that has been said above, we have no doubt but that the rights of personal privacy as set out in Roe v. Wade and Doe v. Bolton are fully applicable to the Commonwealth. The Court stated that, “only personal rights that can be deemed ‘fundamental’ or ‘implicit in the concept of ordered liberty’ . . . are" included in [the] guarantee of personal privacy.”
In the аrguments opposing the above conclusion, our attention has been principally drawn to the possibility of offending the strong moral and religious views of the majority of the citizens of Puerto Rico. It has been pointed out that, unlike the United States as a whole, Puerto Rico’s population is predominantly Catholic. But this overlooks the fact that the abortion decision of the Supreme Court has been enormously controversial in the states of the Union, and has been assailed by large numbers of persons, including many Catholics. But the Court set out in Roe v. Wade with full knowledge of the moral and religious overtones of the case.
“We forthwith acknowledge our awareness of the sensitive and emotional nature of the abortion controversy, of the vigorous opposing views, even among physicians, and of thе deep and seemingly absolute convictions that the subject inspires.
-X- * * * -X- -X-
“Our task, of course, is to resolve the issue by constitutional measurement, free of emotion and of predilection. We seek earnestly to do this. . . .”410 U.S. at 116-117 ,93 S. Ct. at 708 .
The mere fact that anti-abortion views may constitute a majority position in one place does not negate the necessity for protecting the fundamental right to be free to choose to act according to one’s own beliefs concerning this question, free from coercion by the government of that place. Indeed, the need for constitutional protection is heightened, rather than diminished, when it is the minority who seek that protection. Moreover, while protecting the rights of those who seek abortions, the decision of the Court in Roe v. Wade compels nothing оf those who believe abortions wrongful.
To protect highly personal rights which are constitutionally shielded is the duty of the courts, unless it may be demonstrated that to do so would run afoul of a “compelling” state interest. The Supreme Court found that no inter-,, est which could be put forward by the state-defendants in Roe v. Wade and Doe v. Bolton was sufficiently compelling to overcome completely the privacy rights of the plaintiffs. The fact that *1343 officials of the Commonwealth of Puerto Rico are the defendants here does not materially alter the equation. We think that the kind of objections which may be made on behalf of the Commonwealth were considered and rejected by the Court in Roe v. Wade and we are therefore bound by that Court’s holding.
IV. The Merits
Reaching the merits, at last, the question to be resolved is whethеr the Commonwealth statutes which deal with abortions, 33 L.P.R.A. §§ 1051-1054, can be construed so as to meet the constitutional tests for legislation of this type set out in Roe v. Wade. As the Court there said:
“(a) For the stage prior to approximately the end of the first trimester, the abortion decision and its effectuation must be left to the medical judgment of the pregnant woman’s attending physician.
“(b) For the stage subsequent to approximately the end of the first trimester, the State, in promoting its interest in the health of the mother, may, if it chooses, regulate the abortion procedure in ways that are reasonably related to maternal health.
“(c) For the stage subsequent to viability the State, in promoting its interest in the potentiality of human life may, if it chooses, regulate, and even proscribe, abortion except where it is necеssary, in appropriate medical judgment, for the preservation of the life or health of the mother.”410 U.S. at 164-165 ,93 S.Ct. at 732 .
The prohibition against prescribing, advising, inducing or practicing abortion, contained in 33 L.P.R.A. § 1051 is subject to an exception for “therapeutic prescription by a physician duly authorized to practice medicine in Puerto Rico, for the purpose of preserving health or life”. The proscriptions of section 1052 are expressly made subject to the provisions of section 1051, presumably including its exception clause, but sections 1053 and 1054 contain no reference to section 1051. We will therefore consider these two sets of statutes separately.
The phrase “health or life”, contained in section 1051, is found in the abortion statutes of some states, and has been the subject of in depth intеrpretation. In United States v. Vuitch,
“We agree with the District Court, 319 F.Supp. [1048], at 1058, that the medical judgment may be exercised in the light of all factors — physical, emotional, psychological, familial, and the woman’s age — relevant to the well-being of the patient. All these factors may relate to health. This allows the attending physician the room he needs to make his best medical judgment. And it is room that operates for the benefit, not the disadvantage, of the pregnant woman.”410 U.S. at 192 ,93 S.Ct. at 747 .
We think that section 1051 is subject to the same interpretation. As thus interpreted, we think that section 1051, and section 1052, since it is grounded upon section 1051, would comport with the standards set out in Roe v. *1344 Wade. 24 Thus, for example, during the first trimester section 1051 would presume that the decision to have an abortion, made by the woman in consultation with her physician, was “therapeutic” and therefore within the exception clause of that section. Indeed, we understand counsel for defendants, in written, and particularly in oral argument before this court, as advising that this is the position of the Commonwealth.
When we turn to consider sections 1053 and 1054, however, we reach a different conclusion. Unlike section 1052, these two sections do not refer to section 1051 and its broad exception clause, discussed above. Instead these sections have their own exception. They make procuring, committing, or submitting to a miscarriage
25
illegal unless “necessary to preserve [the woman’s] life”. Although the Commonwealth argues that sections 1053 and 1054 are modified by section 1051’s provisions, we think such an interpretation unreasonable. The plain language of these sections, their possession of an entirely separate and distinct exception clаuse, and their lack of reference to section 1051, all make perfectly clear that these two sections must stand or fall on their own. Standing thus on their own, we think these statutes constitutionally defective. By conditioning legal abortion solely upon preservation of the life of the mother they sweep too broadly and take too little account of the right of the pregnant woman, particularly in her first two trimesters, to seek an abortion to vindicate her privacy or preserve her health,
26
under circumstances where her interests outweigh the interest of the state in preserving the life of the unborn child.
See
Roe v. Wade,
From the foregoing, we conclude that 33 L.P.R.A. §§ 1053 and 1054 must be declared unconstitutional and void and enforcement of these two sections must be enjoined. No relief will be granted as to sections 1051 and 1052.
Notes
. Tliis name is a pseudonym.
See
Roe v. Wade,
. Doe v. Bolton,
supra,
at 208,
(Burger, O. J., concurring in Roe v. Wade
. Plaintiffs assert also, with justification, that there has been injected into the controversy over abortion the issue whether the recent Supreme Court decisions apply to Puerto Rico, and that their rights are in a crepuscular limbo until clarified. This situation is similar to the one in Doe v. Woodahl,
. Exhaustion of state remedies is not required in a case of this type.
See
Steffel v. Thompson,
.
See
Rasmussen v. United States,
. United States Constitution, Art. I, § 8, see also Art. I, § 9.
. There was no majority position of the Court. Separate concurring opinions were written by Mr. Justice Gray and Mr. Justice White, whose opinion was joined by Justices Shiras and McKenna. There were four dissenting votes. However, the position taken in the quoted passage received wide support, the opinion of Mr. Justice White agreeing that, while not all constitutional protections apply in unincorporated territories, “there may nevertheless be restrictions of so fundamental a nature that they cannot be transgressed.”
. See the discussion of this point in Balzac v. Porto Rico,
. The fact that the right to due process of law is fully applicable in Puerto Rico was very recently reaffirmed in Calero-Toledo v. Pearson Yacht Leasing Co., --U.S.-,
. In dictum the Court also indicated that no constitutional right to indictment by grand jury existed in unincorporated territories,
.
See
. Since the Court grouped the Philippines and Puerto Rico together in the category of unincorporated territory it may be presumed that cases applying that doctrine to the Philippines are of precedential value in determining questions arising under the doctrine in Puerto Rico.
. See Report of the United States-Puerto Rico Commission on the Status of Puerto Rico (1966) at 45, De Passallacqua, The Constitutional and Political Status of the Island of Puerto Rico, 10 Revista de Derecho Puertorriqueño 11, 67 (1970), Leibowitz, The Applicability of Federal Law to the Commonwealth of Puerto Rico, 56 Geo.L.J. 219, 242 (1967). But for a strong contrary view, see I-Ielfeld, 1-Iow Much of the Federal Constitution is Likely to be Held Applicable to the Commonwealth of Puerto Rico?, 39 Revista Jurídica de la Universidad de Puerto Rico 169, 172 (1970).
.
See also
Dowdell v. United States,
supra,
at 332,
.
See also
Weems v. United States,
. Since Puerto Rico became a Commonwealth the federal courts have carefully refrained from deciding whether due process rights apply through the Fifth Amendment or the Fourteenth.
See, e. g.,
Calero-Toledo v. Pearson Yacht Leasing Co., -U.S. -,
.
See
48 U.S.C.A. § 731d, Calero-Toledo v. Pearson Yacht Leasing Co.,
supra,
- U.S. at-,
. The substance of this quote was quite recently cited with approval by the Supreme Court in Calero-Toledo v. Pearson Yacht Leasing Co., supra,-U.S. at • — ,
. In Granville-Smith v. Granville-Smith,
“Moreover, it is our judgment that neither the cases nor their reasoning should be given any further expansion. The concept that the Bill of Rights and other constitutional protections against arbitrary government are inoperative when they become inconvenient or when expediency dictates otherwise is a very dangerous doctrine. ...”354 U.S. at 14 ,77 S.Ct. at 1229 .
In Katzenbach v. Morgan,
Finally, quite recently in Pearson Yacht Leasing the Court avoided deciding whether the Fifth or Fourteenth Amendments apply to the Commonwealth,
see
U.S. at -,
. In Balzac v. Porto Rico the Court also indicated that the Seventh Amendment right to trial by jury in civil cases where juries were traditionally provided under Common Law did not apply to Puerto Rico. But this right has also been held inapplicable to the states under the Fourteenth Amendment,
see, e.
fir., Hardware Dealers Mutual Fire Ins. Co. v. Glidden Co.,
.
Compare, for example,
Malloy v. Hogan,
. See Helfeld, How Much of the Federal Constitution is Likely to be Held Applicable to the Commonwealtli of Puerto Ricо?, supra, at 170 n. 4.
. One member of the panel, Judge Coffin, would be somewhat less categoric than this statement suggests. In his view, while protections given citizens of the states under the Fourteenth Amendment are at least presumptively applicable to the Commonwealth, as the historical analysis in the text illustrates, he would not foreclose a measure of flexibility in the sensitive federal-Commonwealth relations area if such a stance would depart from the precedents of higher federal courts. He would leave open the possibility of recognizing a difference in rights existing in the states vis-a-vis Puerto Rico in the event that application to Puerto Rico of a particular right in x^recisely the way it would be applied in the states would do demonstrably grave damage to the political, social, and economic status of the Commonwealth or the federal-Commonwealth relationship.
*1342 This difference in outlook does not diminish the unanimity of support for the result reached in this case, for the issue of a woman’s right to terminate her pregnancy does not affect to any substantial degree federal-Commonwealth relationships or any aspect of Puerto Rico’s heritage and status so as to outweigh the protection of rights deemed “fundamental” and “implicit in the concept of ordered liberty”.
. Although we have decided not to abstain, in deciding the merits as to these two sections we reach a quite similar result.
. In Henrie v. Derryberry,
. We disagree with the implication in Henrie v. Derryberry, supra, at 726, that the phrase preservation of the “life of the mother” can be construed to include consideration of her health. Plain language cannot be stretched so far.
