Lead Opinion
*620Pеtitioner Monica A. Gutierrez ("Monica"), together with her parents Javier and Monica E. Gutierrez (collectively "Petitioners"), seeks review of the decision of the Third District Court of Appeal in Vargas v. Gutierrez ,
BACKGROUND
This case arises out of a medical malpractice action brought by Petitioners against Respondent, Jose Luis Vargas, M.D. (Dr. Vargas).
Dr. Vargas appealed to the Third District Court of Appeal, asserting that the trial court erred by denying his motion for directed verdict because Petitioners' evidence was insufficient to prove he proximately caused Monica's injury. Vargas ,
Petitioners sought review from this Court, arguing that the Third District's decision conflicts with Cantore v. West Boca Medical Center, Inc. ,
This review follows. A trial court's decision not to grant a new trial is reviewed for abuse of discretion. Brown v. Estate of Stuckey ,
THE "ONE EXPERT PER SPECIALTY" ORDER
The Third District held the trial court abused its discretion by denying Dr. Vargas's motion for a new trial after it allowed Petitioners to call "not one, but four separate pathologists at trial to testify regarding the timing and diagnosis of [Monica's] disease." Vargas,
During trial, Petitioners offered the deposition testimony of Dr. Viсtor Pardo, a pathologist who examined a biopsy of Monica's kidneys before the transplant. Petitioners also presented Dr. Philip Ruiz, a pathologist who examined Monica's native kidneys after they were removed. Petitioners also presented two expert witnesses to testify with respect to the pathology of Monica's condition: Dr. Arthur Cohen testified during Petitioners' case-in-chief and Dr. Byron Croker testified as Petitioners' rebuttal expert.
A trial court's enforcement of its own pretrial order is reviewed for abuse of discretion, and reversal is appropriate only when the affected party can clearly show the abuse resulted in unfair prejudice. Binger v. King Pest Control ,
Treating Physicians
Testimony given by treating physicians blurs the boundary between fact testimony and expert testimony because treating physicians and expert medical witnesses both possess "scientific, technical, or other specialized knowledge" which informs their testimony. § 90.702, Fla. Stat. (2017). Because of this specialized knowledge, an expert is permitted to render an otherwise-impermissible opinion about the evidence where such an opinion is helpful to the jury. § 90.703, Fla. Stat. (2017) (expert witness may give opinion or inference on ultimate issue); see also Estate of Murray v. Delta Health Group, Inc. ,
While an expert witness assists the jury to understand the facts, a treating physician testifies as a fact witness "concerning his or her own medical performance on a particular occasion and is not opining about the medical performance of another." Fittipaldi USA, Inc. v. Castroneves ,
Treating physicians are limited to their medical opinions as they existed at the time they were treating the plaintiff, while an expert may form new opinions in order to help the trier of fact decide the case. See Tetrault v. Fairchild ,
A witness's ability to testify as a treating physician is predicated on the witness's having provided the plaintiff with the medical treatment which is the subject of the witness's testimony. In its decision below, the Third District held that Dr. Pardo should be considered an expert witness rather than a treating physician because he "never saw or administered care to Monica or spoke directly to Dr. Paredes." Vargas ,
As the term suggests, a physician becomes a "treating physician" when the physician participates in treatment: that is, when the physician applies medical knowledge and judgment to render care or assist with care. The concept of "treatment" in modern medicine is very broad. Patients with complex or long-term medical problems may be treated by teams composed of several physicians, each with a different specialty, all of whom play an essential role in the patient's care. Pathologists are such specialists. A pathologist studies "all aspects of disease, but with special reference to the essential nature, causes, and development of abnormal conditions, as well as the structural and functional changes that result from the disease processes." Stedman's Medical Dictionary 1442 (28th ed. 2006) (defining "pathology"). Even though a pathologist may never see the patient in person, they may still be liable for medical malpractice committed against that patient. See Hickman v. Emp'rs' Fire Ins. Co. ,
Dr. Pardo and Dr. Ruiz may never have stood at Monica's hospital bedside, but they assisted with Monica's care by investigating the pathology of her condition and *624diagnosing the disease based on those investigations. Furthermore, although the Third District correctly states that Dr. Ruiz "examined Monica's kidney only after Dr. Paredes had already determined that Monica's kidneys could not be saved and after Monica's kidneys were removed,"
Not all medical opinions formed by a treating physician are automatically admissible, however. "It is entirely possible that even a treating physician's testimony could cross the linе into expert testimony." Fittipaldi USA ,
Although Dr. Vargas argues, and the Third District assumed, that Dr. Pardo and Dr. Ruiz formed their diagnostic opinions in preparation for trial rather than for purposes of treatment, the record does not support this conclusion. Dr. Pardo testified that his pathology study of Monica's kidneys showed "proliferative glomerulonephritis with C1q deposits." He also testified as to his estimate of how long Monica's condition had taken to develop, and made clear that he formed this conclusion as part of his pathology study. The questions asked during his deposition were limited to the pathology study of Monica's *625kidney tissue that he himself had conducted, and were not based on later review оf other records.
Cumulativeness
Although treating physicians do not necessarily fall within the scope of a "one expert per specialty" limitation, their testimony may nevertheless be excluded if it is cumulative. As the Fifth District Court of Appeal has explained, the Florida Evidence Code
expressly requires a trial judge to exercise reasonable control over the presentation of the evidence so as to avoid the needless consumption of time, and ... relevant evidence is inadmissible if its probative value is substantially outweighed by a needless presentation of cumulative evidence. Furthermore, Florida Rule of Civil Procedure 1.200(b)(4) specifically provides that at a pretrial conference, a trial court may consider and determine a limitation on the number of expert witnesses.
Woodson v. Go ,
In Delgardo , the Fourth District Court of Appeal determined the testimony of one orthopedic surgeon was not cumulative to the testimony of a second orthopedic surgeon, both of whom had treated the plaintiff.
While two proposed witnesses of the same medical specialty might indicate the possibility of cumulative evidence, the real question is whether they will testify to cumulative opinions based on the same facts. Clearly a party is not *626necessarily guilty of calling duplicative witnesses simply because she calls two witnesses of the same medical specialty. The testimony of the second surgeon in this case establishes rather clearly that his evidence was based in part on the same facts and evidence as the first's but also in part on new facts and evidence . Therefore as a matter of law it was not cumulative.
In the present case, the trial court did not abuse its discretion when it concluded that the testimony of Dr. Pardo and Dr. Ruiz, though confirmatory, did not rise to the level of unnecessary cumulativeness. Each pathologist based his testimony on a separate review of different slides made from biopsy material collected at different times. Although their respective testimony expressed similar conclusions, Dr. Pardo and Dr. Ruiz each testified to their personal observations "based in part on the same facts and evidence ... but also in part on new facts and evidence." Delgardo ,
Petitioners' Rebuttal Witness
The Third District also held the testimony of Dr. Croker, Petitioners' sole rebuttal witness, was improper:
In rebuttal, rather than recalling Dr. Cohen to address portions of Dr. Craver's testimony he had not addressed, the plaintiffs called a fourth expert pathologist witness, Dr. Croker, to testify about three of the slides Dr. Craver[, Dr. Vargas's pathology expert,] had examined.
This rebuttal testimony was largely unnecessary, totally cumulative, and served only to bolster the testimony of the plaintiffs' three prior expert pathologists, as Dr. Cohen had already given his opinion about the nature and timing of the disease.
As we have explained, Dr. Croker was not Petitioners' fourth expert pathology witness: Dr. Pardo and Dr. Ruiz did not testify as experts, but as treating physicians. Dr. Croker's testimony was not cumulative to Dr. Cohen's testimony because *627Dr. Croker testified exclusively about evidence which Dr. Cohen did not address in his testimony. See Delgardo ,
Furthermore, Dr. Croker's testimony did not improperly bolster Dr. Cohen's testimony. Improper bolstering occurs when an expert testifies on direct examination that some other authority not subjеct to cross-examination, such as another expert whom the witness consulted or a secondary treatise, agrees with the testifying expert's opinions. See Linn v. Fossum ,
Dr. Croker's testimony also was not improper rebuttal. "Rebuttal evidence explains or contradicts material evidence offered by a defendant." Britton v. State ,
Here, the intended effect of Dr. Croker's testimony was to discredit Dr. *628Vargas's expert, Dr. Craver, by showing that even the evidence upon which Dr. Craver relied supported a diagnosis of C1q nephropathy rather than MPGN. "Rebuttal to challenge the calculations of a defense expert is permissible rebuttal evidence."
Finally, although allowing Dr. Croker to testify did permit Petitioners to call a second expert witness in a partiсular specialty despite the pretrial order, the trial court did not abuse its discretion in doing so. Compliance with pretrial orders prevents the injustice and waste of resources which result when counsel resorts to trial tactics which seek to ambush opposing parties. See Binger ,
In the present case, the trial court permitted Dr. Croker to testify because Dr. Cohen was unavailable during rebuttal. The record reflects the parties knew well in advance that Dr. Cohen would be unable to return to testify on rebuttal, and there was no possibility that Dr. Vargas would be unfairly surprised by his testimony. Given Dr. Cohen's unavailability, the trial court did not аbuse its discretion by permitting Dr. Croker to testify despite its pretrial order.
Accordingly, we hold the trial court did not abuse its discretion by permitting Dr. Croker, Dr. Pardo, and Dr. Ruiz to testify.
IMPROPER ARGUMENT
The Third District also determined that Petitioners' counsel had made improper comments during closing argument which misstated the evidence introduced at trial. During closing argument, Petitioners' counsel stated, "[I]f the kidneys could have been saved, this child never would have needed any of this. It [sic] would have needed some steroids, some ace [sic] inhibitors, and that's it. That's what Dr. Kaplan told you."
The Third District сoncluded that Petitioners' reference in closing argument to steroids and ACE inhibitors rather than "medications" was "particularly prejudicial, and, when combined with the cumulative expert testimony, [it] warrant[s] a new trial."
CONCLUSION
Based upon the foregoing, we hold the trial court did not abuse its discretion by permitting Dr. Pardo and Dr. Ruiz to testify as Monica's treating physicians, nor by permitting Dr. Croker to testify as a rebuttal expert in this case. We also hold that the comment made by Petitioners' counsel during closing argument does not merit a new trial. Accordingly, we quash the decision of the Third District with respect to those issues, approve the Fourth District's decision in Cantore to the extent it held a treating physician may testify regarding their care and treatment of the plaintiff, and remand the present case to the Third District for further proceedings consistent with this decision.
It is so ordered.
LABARGA, C.J., and PARIENTE, LEWIS, and QUINCE, JJ., concur.
CANADY, J., dissents with an opinion, in which LAWSON, J., concurs.
POLSTON, J., dissents with an opinion.
Notes
Respondent Dr. Vargas asks this Court to quash the Third District's decision insofar as it affirmed the trial court's denial of his motion for directed verdict. We decline to address this issue.
The business entity under which Dr. Vargas operated his practice is also a party to this case.
In addition to Monica's personal damages and medical expenses, Monica's parents brought a separate loss of consortium claim.
This condition is also referred to as rapidly progressing glomerulonephritis (RPGN).
That case is currently pending before this Court. Cantore v. W. Boca Med. Ctr., Inc. , No. SC15-1926 (Fla. reply brief filed Mar. 23, 2017).
Petitioners were allowed to present Dr. Croker because, at that point in the trial, Dr. Cohen was unavailable to testify.
Dr. Ana Paredes was the pediatrician who admitted Monica to Miami Children's Hospital in October 2006 and oversaw her clinical treatment.
Although Dr. Pardo testified that he had reviewed his report and slides in preparation for giving testimony, this does not change our analysis: four years had passed between the time of Dr. Pardo's study and the taking of his deposition. Dr. Pardo testified that he performs "around 350" pathology studies each year. He did not give testimony that involved review of any materials other than those involved in his original study of Monica.
During trial, Petitioners' counsel sought several times to elicit comment from Dr. Ruiz with respect to Dr. Pardo's pathology report, despite the fact that Dr. Ruiz had not reviewed that report in the course of treating Monica. Dr. Vargas objected each time, and the court sustained each objection on the ground that a treating physician could not comment on reports he did not review during treatment.
Dr. Bernard Kaplan was Petitioners' expert witness in pediatric nephrology.
Dissenting Opinion
The Third District's decision in Vargas v. Gutierrez ,
In Vargas , the relevant issue addressed by the Third District was whether four medical professionals (pathologists) called by the plaintiffs at trial were all expert witnesses. Vargas ,
In Cantore , the Fourth District addressed a very specific limitation on the admissibility of "subsequent treating physician" testimony presented by defendant physicians in medical malpractice actions. The narrow issue in Cantore was whether certain hypothеtical deposition testimony was proscribed by Saunders v. Dickens ,
Objections, based on speculation and improper hypothetical, to the admissibility of Dr. Sandberg's testimony were properly overruled because as a treating physician, neurosurgeon, and expert on July 3, 2008, Dr. Sandberg was qualified to answer even questions which assumed certain facts which did not occur, as experts are allowed to do .
Id. at 1120 (emphasis added). In short, the only question of law decided by Cantore was that Saunders did not apply to the testimony presented under the very different faсtual circumstances in Cantore .
Vargas and Cantore undoubtedly both involve medical malpractice cases and the testimony of certain "treating" physicians, but the decisions in the two cases do not expressly and directly conflict on the same question of law. See art. V, § 3(b)(3), Fla. Const. Because this Court does not have jurisdiction to review Vargas , I dissent.
LAWSON, J., concurs.
Dissenting Opinion
The Third District Court of Appeal's decision in Vargas v. Gutierrez ,
Specifically, the Third District's decision in Vargas does not conflict with the Fourth District's decision in Cantore v. West Boca Medical Center, Inc. ,
Accordingly, I respectfully dissent.
