Lead Opinion
CLAY, J., delivered the opinion of the court, in which MOORE, J., joined. BOGGS, C.J. (pp. 664-67), delivered a separate concurring opinion.
OPINION
Juan Molina-Crespo (“Molina”) appeals the district court’s grant of summary judgment to the United States Merit Systems Protection Board (“MSPB” or “Board”). Molina challenges the district court’s conclusion that the Board did not abuse its discretion in determining that Molina’s violation of 5 U.S.C. § 1502(a)(3), the provision of the Hatch Act that regulates the political activity of state employees who administer federal funds, warranted his removal. Molina also appeals the district court’s rejection of his challenges to the constitutionality of the Act, including attacks based on equal protection, due process, and the First Amendment. For the following reasons, we affirm the decision of the district court.
BACKGROUND
In 1999, Molina was appointed as the Executive Director of the Lorain County Children and Families First Council (“LCCFFC”), an Ohio government agency that is financed in part by the federal government. The federal government provides funds to Ohio agencies, which are then passed through to the LCCFFC. It is undisputed that, as Director, Molina was subject to the Hatch Act because he was “an individual employed by a State ... agency whose principal employment is in connection with an activity which is financed in whole or in part” by the federal government. 5 U.S.C. § 1501(4).
In December 2003, while serving as Director, Molina officially declared his candidacy in the Democratic primary election for the office of Lorain County Commissioner. On January 13, 2004, Molina received a phone call from the United States Office for Special Counsel (“OSC”), the federal agency charged with administering the Hatch Act. The OSC advised Molina that his candidacy violated § 1502(a)(3) of the Act, which prohibits a “State or local officer or employee” from “be[ing] a candidate for elective office,” as well as the Act’s implementing regulations embodied in 5 C.F.R. § 151.121(c). During the phone call, the OSC informed Molina that he would either have to resign his position at the LCCFFC or withdraw his candidacy in order to comply with the Act’s requirements. Molina, however, told the OSC that he did not consider himself a “covered employee” subject to the Act because the federal funding the LCCFFC received first passed through various state agencies.
On February 3, 2004, the OSC sent a letter to Molina in which it informed Molina that his candidacy violated the Hatch Act, and explained the OSC’s basis for its conclusion. It also responded to Molina’s earlier statement that he “did not feel he was covered by the Hatch Act” by informing Molina that “an employee is covered by the Hatch Act even if the agency receives the federal funds indirectly through a state agency.” (J.A. 293.) The letter also cited the previous phone call and explained that the OSC would provide Molina “an opportunity to come into compliance with the law” by withdrawing his candidacy or resigning his position with the LCCFFC by February 13, 2004. (Id.) Rather than providing evidence of his resignation or withdrawing his candidacy,
Molina’s candidacy for Lorain County Commissioner ended when he failed to win the primary held on March 2, 2004. On October 7, 2004, the OSC filed a formal complaint with the MSPB alleging that Molina violated the Act by being a candidate for elective office. The MSPB assigned the case to an administrative law judge (“ALJ”), and the parties agreed no material facts were in dispute and filed motions for summary judgment. On March 25, 2005, the ALJ issued his decision. The ALJ concluded that Molina had violated the Act when he became a candidate for elected office while serving as Director of the LCCFFC. Further, the ALJ found that Molina’s violation warranted removal from his position. With respect to Molina’s challenges to the constitutionality of the Act, which he raised in his motion for summary judgment, the ALJ concluded that, under Special Counsel v. Alexander,
On April 29, 2005, Molina petitioned the full MSPB to review the AL J’s determination. The MSPB denied Molina’s petition, making the ALJ’s decision the final decision of the agency. In addition, the Board ordered the LCCFFC to remove Molina from his position as Director within thirty days and warned that, if the LCCFFC failed to dismiss Molina, it would lose federal funds equal to two years of Molina’s pay. On December 2, 2005, Molina resigned.
Molina then sought review of the Board’s decision in the United States District Court for the Northern District of Ohio pursuant to 5 U.S.C. § 1508. The parties filed for summary judgment, and the district court ruled in favor of the MSPB. In its decision, the district court upheld the Board’s conclusion that Molina violated the Hatch Act, and also found that the Board did not abuse its discretion in concluding that his violation warranted removal. The district court also rejected Molina’s claims that the Act violated his First Amendment rights and constitutional guarantees of due process and equal protection. Molina appealed, asserting that the district court erred in rejecting his various challenges to the constitutionality of the Act, and also argued that § 1502(a)(3) violated principles of federalism. With respect to the Board’s conclusions, although Molina does not challenge the finding that his actions constituted a violation of the Act, he argues that the district court erred in upholding the Board’s conclusion that his violation warranted his removal.
DISCUSSION
I. Constitutional Challenges to the Hatch Act
This Court reviews de novo a district court’s grant of summary judgment based on the constitutionality of a statute. See J.L. Spoons, Inc. v. Dragani,
A. First Amendment Claims
Molina argues that the Hatch Act imper-missibly infringes on his fundamental First Amendment rights to free speech and association, and that this Court should subject the Hatch Act to strict scrutiny. In particular, he contends that strict scrutiny is appropriate because the Hatch Act infringed on his fundamental right to affiliate with a political party. The district court rejected Molina’s claims, finding that the Act would survive either rational basis or strict scrutiny review.
The Supreme Court has addressed the constitutionality of the Hatch Act’s restrictions on federal employees’ political activities, and has concluded that the Act’s prohibitions are constitutional. See United Pub. Workers v. Mitchell,
Although neither the Sixth Circuit nor the Supreme Court has addressed the narrow question Molina presents, both this Court and the Supreme Court have held that “there is no protected right to candidacy under the First Amendment, and a public employee may be terminated because of the fact of that employee’s candidacy.” Murphy v. Cockrell,
Although the district court concluded that a rational-basis standard was appropriate, and that § 1502(a)(3) “passes Constitutional muster under the rational basis test,” it also conducted an alternative analysis applying strict-scrutiny review. Crespo v. U.S. Merit Sys. Protection Bd.,
In Murphy, this Court considered whether the termination of a public employee who ran against her supervisor in an election, and who publicly criticized that supervisor as part of her campaign, violated the public employee’s First Amendment rights.
Based on this Court’s reasoning in Murphy, the order to remove Molina as Director based on Molina’s violation of the Hatch Act did not implicate his First Amendment rights. Molina concedes in his brief that he was found in violation of the Hatch Act “solely because he ran for county commissioner.” Appellant Br. 9. He does not allege that the Board found him in violation of the Hatch Act because of statements he made during the course of his campaign. In addition, Molina does not claim employment discrimination based on his party affiliation, the federal government’s disapproval of his campaign slogan, or any other political activities. Thus, it was the fact of his candidacy alone that ultimately led the Board to conclude that Molina violated the Hatch Act, and that his violation warranted removal. As a result, the Board could constitutionally order the LCCFFC to remove Molina, and the district court was incorrect to suggest that the application of the Hatch Act to
Because the Act does not impact a fundamental right, strict scrutiny does not apply. The concurrence, however, suggests that “judicial restraint” requires this Court to avoid the issue of the applicable level of scrutiny. Instead, the concurrence would conclude that § 1502(a)(3) is constitutional even if strict scrutiny applied. The Supreme Court has held that “it is the rare case” where a law would survive strict scrutiny. Burson v. Freeman,
Thus, because Murphy establishes that the order to remove Molina did not, as the district court and concurrence state, implicate Molina’s First Amendment rights, strict scrutiny is inappropriate. See Murphy,
As the district court correctly concluded, the Hatch Act survives rational basis review and is constitutional. The Act bars the candidacy of an official “whose principal employment is in connection with an activity which is financed in whole or in part” by the federal government. 5 U.S.C. § 1501(4). We agree with the district court that the federal government has a “legitimate interest in making sure that state programs funded in whole or in part with federal dollars be administered in a non-partisan manner,” and in “ensuring that the public not perceive that those employees involved in administering the programs are partisan politicians exerting inappropriate partisan influence.” Crespo,
B. Equal Protection Claims
Molina argues that the Hatch Act violates the Equal Protection Clause in two
1. Irrational Classification
Molina argues that § 1502(c), which exempts certain state and local employees from the prohibitions of § 1502(a)(3), creates an unconstitutional classification between first-time elective-office seekers and those who already hold elective office. Exempted employees under § 1502(c) include the Governor or Lieutenant Governor of a state, the mayor of a city, “a duly elected head of an executive department of a State or municipality who is not classified under a State or municipal merit or civil-service system,” and “an individual holding elective office.” Thus, exempt employees are elected officials holding a partisan office, while nonexempt employees are those holding appointed positions.
If a statutory classification “neither proceeds along suspect fines nor infringes fundamental constitutional rights,” the classification “must be upheld against equal protection challenge if there is any reasonably conceivable state of facts that could provide a rational basis for the classification.” FCC v. Beach Commc’ns,
We agree with the district court that “Congress could have reasonably believed that exempting ... elected officials from the reach of § 1502(a)(3) was rational, even though the official duties of these types of elected positions involve, in part, the administration of federal funds.” Crespo,
In his second equal protection based challenge to the Act, Molina argues that the Act impermissibly discriminates on the basis of wealth, and that strict scrutiny should apply to his claim. The Supreme Court has recognized that wealth discrimination alone does not provide an adequate basis for invoking strict scrutiny. San Antonio Indep. Sch. Dist. v. Rodriguez,
Acknowledging that wealth is not a suspect classification, Molina instead argues that this Court should apply strict scrutiny review because the “choice between running for elective office and keeping one’s job is, as a practical matter, essentially a wealth-based restraint on the exercise of fundamental constitutionally-protected [sic] rights.” Appellant Br. 30. Molina compares the Act’s restriction to property ownership and filing fee requirements that the Supreme Court has found violate the Equal Protection Clause because they impact fundamental constitutional rights, or because the requirements are unsupported by “any rational state interest.”
The cases on which Molina relies, however, are distinguishable. Molina argues that Harper v. Virginia State Board of Elections,
Molina also relies on Bullock v. Carter to argue that strict-scrutiny review is appropriate. In Bullock, the Court held unconstitutional a Texas law that required candidates in a primary election to pay a filing fee.
While Bullock establishes that laws creating a classification based on a candidate’s wealth will sometimes impact a fundamental constitutional right making strict scrutiny review appropriate, Molina has failed to demonstrate that the Hatch Act implicates such a fundamental right. As noted above, an individual does not have a fundamental right to run for elected office. Further, Molina cannot show that, by prohibiting him from seeking elective office while serving as an appointed official, the
In Quinn v. Millsap,
While § 1502(a)(3) also imposes a financial burden on candidates, unlike the laws in Turner and Quinn, § 1502(a)(3) is rationally related to legitimate government interests, and therefore survives rational-basis review. As discussed above, the federal government has a legitimate interest in preventing the appearance of partisan influence in the administration of federal funds, and could have rationally concluded that prohibiting certain employees from being candidates for elective office would achieve that goal. See Broadrick,
C. Procedural Due Process Claims
In his fourth challenge to the constitutionality of the Hatch Act, Molina argued to the district court that “the provisions of § 1502(a)(3) are ... unconstitutional as applied because they deprive Molina of ... his liberty and property interests without due process of law.” (J.A. 337.) The district court, applying Cleveland Board of Education v. Loudermill,
Under Loudermill, assuming that Molina has a constitutionally protected property interest in his position as Director of the LCCFFC, the Board was required to provide “some kind of hearing” before it terminated him. Id. at 546,
We agree with the district court that Molina had ample procedural due process
Molina also received numerous procedural due process protections after the OSC filed its formal complaint. He requested and received a full hearing before an ALJ, and had an opportunity to respond to the OSC’s complaint. Further, when the ALJ concluded that he had violated the Hatch Act and that his removal was appropriate, Molina had the opportunity to petition the full MSPB for a review of the ALJ’s decision. Molina also appealed the MSPB’s denial of his petition to the district court, and the district court’s decision to this Court. As a result, Molina received due process protections at every stage of the proceedings.
On appeal, however, Molina argues that the district court did not address “the essence” of Molina’s claim that he should have been informed, prior to taking the job as Director of the LCCFFC, that he would have to give up his job if he wanted to run for elective office. Appellant Br. 32. As MSPB notes, however, Molina did not raise this argument in the district court, and “this Court will not consider claims that are presented for the first time on appeal nor arguments that are not properly raised below.” Berryman v. Rieger,
Even if this Court did consider the argument, Molina essentially argues that he was unaware of the law prior to accepting his position as Director of the LCCFFC. This Court has held, however, that, even in civil suits, “ignorance of the law” does not excuse the failure to follow it. See Graham-Humphreys v. Memphis Brooks Museum of Art, Inc.,
II. Removal as a Consequence of Molina’s Hatch Act Violation
Molina argues that the Board abused its discretion in concluding that Molina’s violation of the Hatch Act justified his removal. The district court granted summary judgment to the Board after finding that the Board did not abuse its discretion. When a district court upholds
Under § 1505 of the Hatch Act, removal is the only penalty authorized for violation of the Hatch Act. 5 U.S.C. § 1505. This Court has recognized that the MSPB “has plenary jurisdiction under 5 U.S.C. § 1505 to determine after a hearing ... “whether the violation warrants the removal of the officer or employee from his office or employment.’ ” Alexander,
“Whether removal is appropriate depends on the seriousness of the violation.” Id. at 483. In making this determination, the Board takes into account “all relevant mitigating and aggravating factors,” including:
(1) the nature of the offense and the extent of the employee’s participation;
(2) the employee’s motive and intent; (3) whether the employee received the advice of counsel regarding the activities at issue; (4) whether the employee ceased the activities at issue; (5) the employee’s past employment record; and (6) the political coloring of the employee’s activities.
Id. In his decision, the ALJ determined that Molina’s violation of the Hatch Act warranted removal because his “decision to run in the primary constituted a deliberate disregard of the law.” (J.A. 78-79.) The Board did not abuse its discretion. As the district court found, the ALJ had a reasonable basis for concluding that consideration of “all relevant mitigating and aggravating factors” supported removal.
First, as this Court has noted, “candidacy in a partisan political election is a substantial and conspicuous violation of the Hatch Act.” Alexander,
CONCLUSION
The district court’s grant of summary judgment in favor of the MSPB is AFFIRMED.
Notes
. Because Molina seeks reinstatement with the LCCFFC and back pay, Molina's appeal is not moot. Kraham v. Lippman,
. While Molina raises six arguments regarding the constitutionality of the Act, we reach the merits with respect to only four of Molina's claims. Molina has failed to develop his substantive due process and federalism challenges and, as a result, he has waived these arguments on appeal. McPherson v. Kelsey,
. In Carver v. Dennis,
Concurrence Opinion
concurring.
While I agree with the outcome and much of the reasoning in the court’s opinion, I do not think that the case is so clearly controlled by Murphy v. Cockrell, which occurred in quite a different context. Therefore, I would not assume that this case must be decided so easily on a mere “rational basis” test, and I would obviate the question of the appropriate test by holding that the statute would pass muster even under strict scrutiny.
Molina argues that his case is distinguishable because he is a state employee challenging the application of a federal act. Molina is correct that Congress’s interests in regulating state employees through the Act is different than its interest in regulating federal employees. Congress’s power over federal employees is derived from its position as employer, as is the power of the state government over state employees. Congress’s power over state employees, however, is derived from the restrictions it places on federal funds. That is, the Hatch Act does not authorize the MSPB to remove state employees who violate the Act, it authorizes the MSPB to withhold federal funds if the underlying state employer does not remove employees who violate the Act. 5 U.S.C. § 1506. Thus, Congress’s power to influence state employment is derived from its Spending Power and not from its position as employer. Alexander v. Merit Sys. Prot. Bd.,
Molina argues that state employees affected by the federal act have a greater degree of constitutional protection than do federal employees regulated by the federal government or state employees regulated by the state government. Specifically, Molina requests that this court review § 1502(a)(3) under strict scrutiny. In support, Molina cites Broadrick’s dicta that, “[ujnlike ordinary breach-of-the-peace statutes or other broad regulatory acts,” statutes prohibiting political activity on the part of employees are “directed, by [their] terms, at political expression which if engaged in by private persons would plainly be protected by the First and Fourteenth Amendments.” Broadrick,
This is a matter of first impression. As the district court noted, previous cases involving state employees have failed to address this distinction and have summarily rejected the state employee’s First Amendment arguments. Molina Crespo v. United States Merit Sys. Prot. Bd.,
Though this case presents the opportunity to address the question of whether we should review the Hatch Act’s application to state employees under strict scrutiny,
In order to satisfy strict scrutiny, the Act’s restrictions must be “narrowly tailored to promote a compelling Government interest.” United States v. Playboy Entm’t Group,
The Supreme Court has consistently held that preventing corruption or the appearance thereof is a compelling state interest. Letter Carriers,
The Act’s prohibition on candidacy, § 1502(a)(3), is narrowly tailored to serve this interest. Without commenting on the limits of what Congress may proscribe, I note that the 1974 amendments to the Hatch Act removed many of the constraints formerly placed on state employees administering federal funds. Prior to those amendments, state and local employees were prohibited from “tak[ing] an active part in political management or in political campaigns.” 5 U.S.C. § 1502(a)(3) (1967, superseded). This included:
(1) Serving as an officer of a political party, a member of a National, State, or local committee of a political party, an officer or member of a committee of a partisan political club, or being a candidate for any of these positions;
(2) Organizing or reorganizing a political party organization or political club;
(3) Directly or indirectly soliciting, receiving, collecting, handling, disbursing, or accounting for assessments, contributions, or other funds for a partisan political purpose;
(4) Organizing, selling tickets to, promoting, or actively participating in a fundraising activity of a partisan candidate, political party, or political club;
(5) Taking an active part in managing the political campaign of a partisan candidate for public office or political party office;
(6) Becoming a partisan candidate for, or campaigning for, an elective public office;
(7) Soliciting votes in support of or in opposition to a partisan candidate for public office or political party office;
(8) Acting as recorder, watcher, challenger, or similar officer at the polls on behalf of a political party or a partisan candidate;
(9) Driving voters to the polls on behalf of a political party or partisan candidate;
(10) Endorsing or opposing a partisan candidate for public office or political party office in a political advertisement, a broadcast, campaign literature, or similar material;
(11) Serving as a delegate, alternate, or proxy to a political party convention;
(12) Addressing a convention, caucus, rally, or similar gathering of a political party in support of or in opposition to a partisan candidate for public office or political party office; and
(13) Initiating or circulating a partisan nominating petition.
5 C.F.R. 151.122(b) (1974, superseded).
Under the current version of the Hatch Act, state and local employees have much greater freedom to participate in political campaigns and to associate publically with candidates and political parties. The Act’s remaining prohibition on candidacy, however, is at the core of the Act’s purpose and cannot be further narrowed without eviscerating the force of the law. The appearance of partisan influence cannot be avoided when administrators of federal funds are allowed to declare themselves publically as partisan candidates. Congress pared the Act’s restrictions on covered state and local employees to a minimum; the challenged restriction is clearly narrowly tailored. Accordingly, I would reject Molina’s First Amendment chai-
