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Mohammad Ali Saba v. Compagnie Nationale Air France
78 F.3d 664
D.C. Cir.
1996
Check Treatment

*1 (Interior’s vigorously the need for an for concern for Bangor contests alewives the other (let 315,000 800,000) strained), quite alone fish seems is that it relies escapement of goal only conclusory on It to reach Interior’s of a 2.3 assertions. does refer alewives management plan put to a out Atlantic run. Data from other river million alewife strong systems that there is not a States Marine Fisheries Commission which indicate relationship escapement allegedly escapement rate concludes that the rate between run; spawning escape- alewife small for alewives should be between 40 and 75% of produce large In an annual run in order to rebuild and in- ments often runs. the Un- 12,720 itself, escapement unfortunately plan, an crease the run. This for ion River 1,026,200, Interior, Petitioner, produced an alewife harvest of is not the record.4 22,200, contrast, escapement, presented expert’s report largest pro- while the deal- 832,900. this, biological a harvest of From Ban- with the relevant data from duced systems gor argues escapement including that at most an of various river the Union 100,000 needed, River, quite pointedly is a number which can be undermines In- event, 315,000 315,000 any opinion prediction terior’s upstream. trucked is that a justified. certainly necessary. escapement not Under these cir- cumstances, we think we must conclude Bangor points out that the salmon run also provided sup- Interior has not reasonable years has never exceeded 295 the last port evidence” —for “find- —'“substantial four and that salmon were ing” requirement “reasonably and its is not caught trapping facility. the fish goal.” related to its unlikely in- number of salmon affected ‡ ‡ ‡ ‡ given program crease the discontinuance of a ^ 1992 which stocked salmon the Union reasons, preceding For the FERC’s order when, ever, River. It is best uncertain requiring Bangor comply with Interior’s resumed, stocking program will be but fishway prescription is vacated. building fishway Bangor has committed to passage if run the salmon reaches 500 for years. As to

three consecutive Interior’s justifications, Bangor

other asserts any no evidence that there is lack of

there is predators

food for which feed on the fish that fishway passage and that use bluebaek easily herring can be sorted from alewives SABA, Appellee Mohammad Ali they spawn than since later alewife. In event, Interior’s concern about bluebaek her- ring misplaced in 1992 seems since the same COMPAGNIE NATIONALE AIR trap caught herring. fish no bluebaek FRANCE, Appellant. quite open policy Interior is about its view No. 94-7211. fishways prefers escape- that it to alternative course, is, ment remedies. It entitled to a Appeals, United States Court of good concerning policy deal of deference District of Columbia Circuit. choice. That does not mean that Interior is Argued Oct. 1995. obliged support to show some reasonable for its determination to insist on that re- Decided March quirement in this case. It will not do to present only justification of Dreams” “Field

(“If come.”). you it, they build will Interior’s

difficulty proceeding key in this in which the

dispute appropriate escapement is the rate originally sought report Interior to add this do so. appeal longer attempts record but no *2 McQuillan, City, B. New York ar-

James appel- gued the cause and filed the briefs for Burke, DC, Washington, lant. D. Barbara appearance. entered Clodfelter, argued A. the cause and Mark Spek- L. appellee. brief for Michael filed the DC, ter, appearance. Washington, entered an SILBERMAN, WALD, Before: WILLIAMS, Judges. Circuit by Opinion for the Court filed Circuit Judge SILBERMAN. by Judge

Dissenting opinion filed Circuit WALD.

SILBERMAN, Judge: Circuit appeals Air France the district court’s engaged that it in “willful mis- termination accordingly conduct” and was not entitled liability, 22 of the limit its under Article Convention, damage carpets Warsaw Ali and trans- Mohammad Saba owned disagree ported by Air France. with the We formulation of the standard district court’s misconduct, and believe for willful not, matter of presented does as a evidence 25(1) (“The standard, appropriate amount carrier shall not be entitled to law under provisions reverse. avail himself of the of this conven- We to willful misconduct. liability, tion which limit exclude or his I. damage is caused his willful misconduct or as, part such default on his accordance arranged in 1990 to have Appellee Saba *3 with the law of the court to which the ease is carpets Salzburg, from ship Air France submitted, equivalent is considered to be Airport Virginia. in Air Austria to Dulles misconduct.”). alleged willful Saba that Air carpets in 191 accepted the bales— France packing carpets France’s in violation of the containing a bundle of two to five rolled each cargo-handling regulations Dynair’s its and wrapped carpets separated plastic and leaving carpets the outside constituted willful freight burlap in forwarder on Saba’s —from misconduct. 19, carpets The were September Linz, by Salzburg from Aus- shipped truck trial, After a bench the district court Linz, in’ Air At Air France’s station tria. agreed damages and awarded well in Saba rough- employees loaded the bales France liability Air excess of France’s had the Con- pallets ly onto metal and into even amounts apply. vention been held to The district carpets cargo were then containers. misconduct, opinion, finding court willful doc- Airport Kennedy International flown to variety packing umented a of flaws in the City, subsequently transport- New York and carpets: the Air France stacked 40% the cargo facility Dynair, by ed truck to the carpets pallets, metal rather than en- cargo agent, Airport. Air France’s Dulles suggested by closed containers as its own regulations; provide plastic failed to double outside, carpets stored the in ac- (i.e., cargo) covers cover over and under the practice cordance with its usual when its palleted carpets required by on the as full, they warehouse was and remained out- regulations; provide failed to reinforcement days. Dynair employees placed side for five prevent pallets deforming the under additional, heavy-gauge plastic over the car- weight carpets required by the as go pallets plastic similar on the and added regulations; used containers fitted with net top the inside at least one of the doors, doubly inadequate they which were day containers. The before Saba’s son ar- — rigid required by were not Air France carpets, .34 inches of rived to retrieve the regulations, properly; did not close rain fell at Dulles. It was discovered that and used one container that had a three-inch despite packaging supplied Air France the gash in top. the The district court also despite plastic, carpets the extra pointed agent, to the fact Air that France’s damp, particularly at the bottoms of the Dynair, badly packaged carpets left the out- pallets inspection and containers. Further despite publicly side (in bales) forecasted rain and did carpets revealed that 86 of the bring carpets not inside once it started to damage. had sustained water rain. Air for Air Saba sued France the loss. liability damaged cargo for the In describing

France’s for standard willful mis Convention, circuit, limited the Warsaw conduct in this the district court re provides transportation “[i]n ferred to In re Korean Lines Disaster of 1, 1983, baggage goods, liability Sept. (D.C.Cir.), and of cheeked shall be limited to a sum of 250 Dooley carrier cert. denied sub nom. v. Korean Air Lines, Ltd., per kilogram.” francs Convention 502 U.S. (1991), Relating Certain Rules to In- upheld L.Ed.2d 638 in which we Unification Air, “[wjillful Transportation by jury ternational Oct. district court’s instruction that 22(2), reprinted app. Art. in 49 performance U.S.C. misconduct is the intentional (1988). § knowledge Historical Note Saba con- an act with prob that the act will tended, however, that Air ably injury France and its result damage, or in agent, Dynair, engaged in imply had willful miscon- some manner as to reckless duct, so the consequences performance.” Convention’s limitation Convention, France, did apply. Compagnie Art. Warsaw Saba Nationale Air (D.D.C.1994). “equivalent to willful misconduct.” Under misconduct, to mean interpreted interpreting that formulation judge our cases willful we can, of factors taken “a combination recognized have as an misconduct, and together, amount to willful equivalent appropriate and therefore mea- merely needs to be intend- the act itself case, according appellee, sure. This meets ed, resulting injury wrongful- or the not the standard, judge’s or at least the district (citation omitted). He of the act.” Id. ness clearly conclusion that it did was not errone- moreover, finding of willful thought, that “a regard, may, ous. a court when misconduct when the act or appropriate determining whether defendant acted violation of a rule or omission constitutes a consequences, consider carrier itself.” regulation of the defendant pattern if no action or of conduct even one of Air reviewing the evidence Id. After omission itself would meet that standard.- *4 594, judgment,” at “lack of id. France’s cargo-handling regula- “disregard of its own sure, To from our earliest under cases sense,” plain common id. tions as well as of Convention, the Warsaw we have treated 593, that the district court concluded disregard equivalent as to willful acts, performance “through a series See, Airlines, e.g., American misconduct. intentional, Air has dem- France which were (D.C.Cir.1949) Ulen, 529, Inc. v. 533 disregard of the conse- onstrated a reckless (approving jury to effect that “if instruction Id. at 594.1 quences performance.” of its carrier, agents, or its or will liability limitations The Warsaw Convention’s fully performed any knowledge act with the inapplicable. were therefore likely performance of that act was to injury passenger, performed result in to a or II. that act with reckless and wanton argument is that Air France’s fundamental probable consequences, that would then judge ignored the difference be- the district misconduct”); constitute willful see also In re misconduct. tween misconduct and willful 1479; Korean Air 932 F.2d at KLM case, according appellant, He treated the Tuller, Royal Dutch Airlines Holland v. recovery negli- if as the standard 775, denied, (D.C.Cir.), cert. F.2d 778-79 gross negligence, which is gence, or at most (1961). 243, U.S. 82 S.Ct. 7 L.Ed.2d 136 is miss- all the evidence amounted to. What very But we have never been clear as to recovery ing what is essential to under —and what we meant any evidence the Warsaw Convention —is apparent it not that some of these cases Dynair, appellant, agent, acted or its beyond negligence, the conduct involved was that its acts or with a conscious awareness see, Tuller, e.g., but we have never held wrongful. Air France con- omissions were negligence gross suf or otherwise —would subjective implies willfulness a tends that — Bearing test, to make out willful misconduct.. showing a that the defendant knew that fice injurious likely have con- Convention a its behavior would mind that under Warsaw erred, sequences. judge accord- subject liability only The district if carrier is to unlimited cumulating ing appellant, simply “equiv engages it in willful misconduct or its agent by Air France and its mistakes made alent,” that we have we think it is clear any evidence that either was aware without only could have meant —reckless meant —and lead, lead, likely that its actions provid function: to serve a limited injury. Saba’s proxy misconduct’s scienter for willful requirement. Our use of that term therefore emphasizes lifts Saba Convention taken, creating separate, should be not as liability limits if willful misconduct is shown liability, exception to limited but less onerous or if the actions of the carrier are considered failed, “emphasized” judge that it Air France’s 1. The also observed that Air France fact, regard damage report, France’s prepare ”reveal[ed] much about Air after the procedures unprecedented damage. and its cus- spite lack thereof for its own amount of F.Supp. causally requirements.” recognized con- tomers' court that this was not damage, & nevertheless stated n. 10. nected to the but problems proof analytical critical division between the tort alleviate an effort to through presentation of that can be made out willful misconduct. merely objective regard evidence—without Judge Robinson of the dis- Former Chief of mind —and one that re defendant’s state court, reviewing our Warsaw Conven- trict quires showing of a state of mind cases, Noting recognized as much. tion meaning in half. One cuts recklessness in which we had formulated the ways various recklessness, then, simply a linear exten standard, Judge Robinson stated Chief gross negligence, palpable failure to sion factors that are constant.” are several “there appropriate standard of care. See meet the Sept. Disaster Air Lines In re Korean — Brennan, U.S. -, - & Farmer v. n. (D.D.C.1988). 1978 & n. 128 L.Ed.2d wrongdoer must Among these was “the (1994). second, recog as we have i.e., 811 .consciously wrongdoing, his be aware of contexts, legitimate is a substi nized other intend to do the act the actor must proscribed tution for intent to do the act wrongful but also must know that found to be because, shown, (emphasis wrongful.” proxy Id. add- it is a for that his conduct is ed). put finger on what we He then his forbidden intent. If it were not used as a point: apparent, “As is easy wrong think is the crucial proxy, might it be all too for the however, problem by the nature of the both deliberately himself to con doer to blind intent and the for- proving See, an actor’s sequences e.g., of his tortious action. *5 equating a ‘reckless mulation 44, Hoffman, v. 918 F.2d 46 United States wrongdo- consequences’ intentional the (6th Cir.1990). laws, of securities Violations may inferred from ing, actor’s intent the example, require proof of an “intent the reckless nature of indirect evidence and deceive, defraud,” manipulate, or Ernst & words, In other besides show- his acts.” Id. 185, Hochfelder, Ernst v. 425 U.S. 193 & n. intends the act which ing that the defendant 12, 96 1381 & n. 47 L.Ed.2d S.Ct. harm, plaintiff a ultimately causes the must (1976), determined, along and “we have subjectively prove that the defendant was circuits, with a number of other that extreme consequences of his aware of the act —not satisfy th[e] recklessness also intent re necessarily it would cause the exact Steadman, quirement,” v. 967 F.2d SEC certainly likely injury, that it was but at least (D.C.Cir.1992) added). (emphasis “The injury plaintiff.2 It an was to cause required kind of a violation [for recklessness reckless.3 sense laws], however, merely of the securities is not ordinary heightened negligence; a form of it a runs There is continuum departure is an ‘extreme from the standards through simple negligence gross negli care, ordinary presents ... which dan gence to intentional misconduct. Reckless ness, ger misleading buyers disregard, lies between sellers that or reckless harm. gross negligence and intentional The either known to the defendant or is so obvi- did, however, omitted). plaintiffs' dissent states that an awareness of the He refer to wrongfnlness theory, of one's conduct is not the same as "alternative” which he described various- consequences ly "essentially gross of the bad of one’s an awareness failure of the crew to 671-672, direction,” Dissent at n. 2. In the tort conduct. context, monitor their course id. at 1137 n. imagine we cannot how an action's as “a reckless failure to monitor and cross-check [INS],” 1147-48, wrongfulness could be determined other than id. at and as an "intention- (unless expected consequences cross-checks,” reference to its all] fail[ure] to do the mandated independently illegal). the action is judge theory id. at 1142. The did not discuss length any apparently rely and did not on it in determining plaintiffs produced had Judge In Korean Air Chief Robinson enough evidence of willful misconduct to with- proffered by carefully the evidence both reviewed summary judgment. pri- stand His focus on the plaintiffs’ pri- plaintiffs. the carrier and the mary theory flight they that the crew knew were mary theory which he concentrated was that on that, any on the early off course obviated need dwell because "the crew of KE 007 knew take-off, theory, phrased, prior operat- alternative however of crew error theory, standing Navigation System whether that need to decide without a reliable Inertia alone, ..., permit primary navigating flight.” of willful miscon- means of added, (emphasis at 1137 footnote duct. nied, that the actor must have been aware ous U.S. 109 S.Ct. words, (1989) (“An In other it is a ‘lesser form of

it.’ L.Ed.2d 809 act is reckless in the (citations omitted). Id. at 641-42 intent.’” pertinent complete sense when it reflects Co, Inc., Nuveen See also Sanders John & indifference to risk —when the actor does not (7th Cir.1977). Similarly, person dies, care whether other lives or disregard, the Warsaw Conven- despite knowing that significant there is a context, requires showing tion death.”) added). risk of (emphasis The Su- engaged in defendant an act that is known to preme reasoning quite Court’s makes clear likely injury. cause or to be to cause an key divide is nominally not between dissenting colleague points recklessness, Our to cases “civil” and “criminal” but be- meanings that demonstrate the different tween a imposing liability means of that re- can have. Dissent at 674. quires showing of intent and one that does merely She would choose the one that is not.4 gross negligence, extension of which can be We think dissenting colleague our both regard satisfied without to a defendant’s sub misreads precedent particularly Stead- jective purpose. — bad She too looks for analo opinion man —and our to conclude that the law, on, gy relying to other areas of the inter concept — of reckless which meets alia, Brennan, Farmer v. at -- U.S. standard is merely satisfied -, 1978-79, proposi for the showing departure an extreme from stan- generally tion that law calls a “[t]he civil ordinary dards of care. Dissent at 672-673. person reckless who acts ... the face of an That nothing gross would be neg- more than unjustifiably high risk of harm that is either Steadman, instead, ligence. required that known or so obvious that it should be danger the actor also buyers know of the opinion known.” But we think that better danger or sellers or that the was so obvious supports position. equated our The Court “the actor must have been aware of it.” Eighth “deliberate indifference” *6 words, other if it can be shown that a defen- setting disregard. Amendment with reckless gazed upon specific dant and obvious dan- law, It noted that in civil the definition of ger, a court can infer that the defendant was only disregarded recklessness means that the cognitively danger aware of the and there- objective risks have should been known —an requisite subjective fore had the In- whereas, law, intent. in criminal where intent test — can, course, always proved tent through typically required, is recklessness means a circumstantial subjective knowledge evidence. That no of the risks. The Su thing saying means the same preme the defen- Court concluded that the use of the dant danger “criminal should have known about the appropri law” measure was more which ate to is the essential difference between the measure deliberate indifference be comported prohibi analysis cause it better district court and the and dissent’s at -, “punishment.” regard, tion on Id. 114 our own. In this the dissent is exact- 1979; Racine, City ly see also Archie v. correct that we read the Warsaw Conven- (7th Cir.1988), F.2d cert. de- tion to in limit “situations where a (1965) event, Although language added). (emphasis any some of the other cases ment. a cited in the dissent seems consistent with an support proposition the cases cited do not test, objective nothing that establishes more than that, Convention, under the Warsaw the test for disregard the term reckless can include a objective is an one. In United variety concepts. Judge Wald also relies on Wallace, (D.C.Cir. States v. 964 F.2d (Second) quotations two from the Restatement 1992), example, for we determined that the ac- proposition Torts for the that the test is not what attorney tions of a sanctioned amounted to noth- a carrier knew but what a carrier should have ing negligence, more than which is insufficient might known. Dissent at 674 n. 6. She have sanctions, accordingly had no occasion third, stating included a that reckless to decide whether and what kind of recklessness may be found when an individual “knows or has adequate proxy was an for "vexatiousness or bad high reason to know ... of facts which create a And, Holloway, faith.” Id. in In re 995 F.2d another, degree physical of risk of harm to here, (D.C.Cir.1993), act, act, unlike we dealt deliberately proceeds to or to fail to of, to, express require- with a statute without an intent conscious or indifference § risk.” Restatement com- ment. (Second) Torts lapses employee judgment,” should have but did not “lack and its of common reasonable posed actions sense that her substan- constituted willful misconduct. That is understand shipper’s goods.” simply to a Dis- inadequate. tial of harm risk sent We rather doubt evidence satisfies Judge even formulation of reckless Wald’s

III. implicitly recognizes She the ana- lytical difficulty by the caused district court’s no evidence presented was There bunching together sepa- of the actions of two could meet the of willful test ease corporations, Dynair, by rate Air France and equivalent, disre or its misconduct focusing instead on the behavior of the lat- showing gard. was no that either Air There Judge explain why ter.6 But Wald does subjective Dynair or France Dynair’s appear to acts—which be at most ly attending packaging risks serious aware of negligent, see United States v. Carroll Tow- inadequately regu carpets violation of Co., (2d Cir.1947); F.2d carpets leaving the outside. Saba lations or (7th Phelan, Johnson v. packers Air France’s in Linz did show that Cir.1995) (“An recog- incorrect assessment of carpets according Air pack failed to just negli- nized costs and benefits But he regulations. offered no evi France’s (citation omitted) gence____”) packers knew that the dence that the —constitute malfeasance,” “grievous Dissent at likely was left outside in to be inclement achieve upon the Restatement’s standards packaging provided weather and relies, require “high which she adequately protect would not it.5 And no risk,” risk,” gree of “aggravated or conduct presented Dynair employ evidence was rain, “highly dangerous of a character.” Of actually expected ees that if it knew course, Judge were correct rained, provided Wald as to the packaging by Air standard, appropriate judge’s the district France, heavy-gauge in combination with the findings (and would be entitled wide latitude plastic by Dynair employees added clearly under the erroneous of re- standard by the district court and men overlooked view, but it does not seem that he made a passing colleague), our cre tioned significant why effort to demonstrate the evi- grave damage. ated risk of water Without passed evidence, beyond negligence dence standards. inference that such (or however, necessary, It is not to evaluate the recklessly intended France or dis of) judge’s test; findings objective under regarded high bad consequences risk *7 disregard equivalent reckless unwarranted, as the willful of entirely is miscon willful duct, law, requires misconduct more. Saba did not as a matter of not established. present However, such evidence. judge, believing the district it not necessary for France or Saba actually apprehended prove that either any Air [*] [*] [*] [*] [*] [*] long person always risks —so as a reasonable If federal courts have not focused that Air have—found France’s failure to on Warsaw Convention eases the distinc- regulations, by packaging persistent negligence abide tion between and willful miscon- (1st entirely Cir.), England, 5. certain as We are not to the relevance New F.2d 844 821 cert. de regulations nied, packaging 943, 328, a willful miscon- 484 U.S. 108 S.Ct. 98 L.Ed.2d more, great deal duct case. Without violation (1987), example, corporate knowledge for of (which safety very we of doubt standard much certain was accumulated from facts the knowl called) packaging could standards is at these individuals, edge of proscribed various but the See, e.g., negligence per se. best v. Poto- Jeffries (willfulness) depended wrongful intent on the Corp., Development mac F.2d specific employees. intent id. See at 855-56 (D.C.Cir.1987). (upholding jury “[t]he instructions that bank is willfully deemed to have acted if one its em course, corporation, negli- either the Within ployees employment scope in the of his acted gent employees fairly imputed can be acts of (here, willfully.''). Similarly, agent the acts of an corporation. negligence Individual acts of (Air Dynair) principal attributed to its can be part on the more —can- —without France). not, however, agency relationship wrongful But cannot be combined to create corporate negligence intent. In United States v. Bank transform into willfulness. (as duet, may judges injury damage, it well be because well some manner as to juries) tempted imply disregard eases before consequences are view reckless ante, post performance.’” them ex rather than ex see East- Compagnie Saba v. Court, France, Supreme erbrook, The 1983 Term— Nationale Air (D.D.C.1994) Foreword: The Court and the Economic (quoting In re Korean Air (1984), 1, 1983, System, 98 Harv.L.Rev. 10-12 Sept. Lines Disaster (D.C.Cir.) probably the real reason for tort which [hereinafter “Korean liability throughout century. creep ”], this Dooley Air Lines cert. denied sub nom. opinion Ltd., district court’s strikes us as a subset Korean Air 502 U.S. phenomenon, (1991)). of that or a variation on that 116 L.Ed.2d 638 It then easy theme. It is not all that to avoid the concluded that Air manner by establishing Convention’s limitations will- France handled Saba’s “demonstrated (or disregard). ful But misconduct consequences a reckless signatories obviously thought the eco- performance.” Id. at overturn travel, nomics of air and therefore the overall my ruling, colleagues this make two passengers, welfare of dictated those limita- First, points. finding that the district court simply chip tions. It will not do for courts to misapprehended legal the correct standard limit, away liability at that out of a natural for reckless as used in the context remedy negligence that can be desire Convention, they of the Warsaw advance a apparent all too individual case. view, my confusing— new—and to somewhat “subjective” standard for “reckless disre judgment We reverse the district court’s Second, gard.” they go on to find that Saba judg- and remand with instructions enter satisfy failed to test. I dis against Air ment France based on its con- counts, agree accordingly, on both dis negligence ceded and limited the Warsaw sent. Convention.7 WALD, Judge, dissenting: Circuit I. halting liability In the cause of the “tort creep,” majority majority’s reverses the district new for reckless standard precision. court’s decision that France committed first of all lacks Al disregard” by leaving majority though disparage “reckless Mohammad themselves (“Saba”) Ali improperly packaged prior precedent clarity, Saba’s car- for a lack of see pets Majority (“Maj. opinion op.”) out in the rain and so not avail it seems they only itself of the Warsaw Convention’s to me that further confuse the cap damaged cargo.1 question plaintiff bringing The district court of what a suit first set forth the standard for dis- must “reckless under Warsaw Convention establish regard” prevail as used in claim of the context the Warsaw to My colleagues repeatedly in- Convention: ‘“willful misconduct is the stress that “subjective” performance adopting tentional of an act with knowl- are test for reckless *8 edge probably preserve that the act will in an in to result order limited agree interpreta- by by 7. We with the wilful such district court’s caused his misconduct appropriate as, tion of the Convention as to the part accordance with the default on his in determining damages measure for the amount of submitted, is law of the court to which the case Saba, F.Supp. that Saba recover. at equivalent wilful is considered to be miscon- 594 n. 11. duct. Convention Certain Rules for Unification of generally 1. The Warsaw Convention limits a car- Air, Transportation by Relating to International goods damaged rier’s in international (1934), reprinted Oct. T.S. No. 876 in approximately per pound. $9.00 transit to Arti- (1988) U.S.C.App. § [hereinafter 1502 note Convention, however, cle 25 of the allows for majority recog- Convention"]. “Warsaw As the recovery compensatory damages of if a carri- full nizes, long interpreted this circuit has "willful engages er in "willful misconduct": disregard,” in misconduct" to include "reckless The carrier shall not be entitled to avail him- original English provisions line with the translation of the self of the of this convention which liability, damage Convention. exclude or limit his if the is French text of the consequences disregard of the imply proxy for willful a “providing of function Royal KLM Dutch id. at performance”); requirement,” of scienter misconduct’s fuller, 775, 778 Holland 292 F.2d to Airlines plaintiff permitting a that claim denied, (D.C.Cir.), cert. 368 U.S. 82 S.Ct. solely by presen establish reckless (1961) (same); American 243, 7 L.Ed.2d 136 (presumably “objective evidence”

tation of Ulen, Airlines, Inc. v. F.2d carrier would that a reasonable evidence (“[a] (D.C.Cir.1949) safety rules] violation [of risk created of the substantial have known and reckless disre ... with a wanton actions, permits the infer done in turn her consequences” constitutes willful have known gard of the defendant should that the ence (“will misconduct); F.Supp. at 593 risk), proof of a defendant’s without of this performance is the intentional likely conse ful misconduct subjective awareness imply manner as to act, act ... in some impermissibly of an quences of her consequences disregard of the to the Convention’s exception this broaden opin parts In these performance”). Id. at 668. Yet never liability cap. ion, areas of majority draws from other what their precisely on hone “ law, law: kind satisfy ‘[this] such as securities plaintiff can it. requires, or how a test departure an extreme ... opinion panel seems recklessness points, the At some care, ordinary ... the standards prove must a carrier plaintiff suggest buy danger misleading presents a posed actions a which knowledge that its had actual harm,2 known to the points, ers or sellers that is either but at other risk of substantial the actor or is so obvious judges acknowledge that defendant appears it ” Maj. op. at aware it’ subjective knowledge of must have been juries may infer Steadman, SEC v. (quoting circumstances consequences from the (internal (D.C.Cir.1992) quotations concession that makes 641-42 action3 —a contested added)). omitted; Steadman does emphasis terms indistin practical their standard by the past that the level of risk created forth our indicate guishable from the one set See, qualify in order to court. actor must be “extreme” by the district cases and used disregard. Contrary to the ma as reckless e.g., 932 F.2d at 1479 Korean however, provide (“[w]illful jority’s reading, it does not per intentional misconduct is the unqualified escape hatch for a defendant as to an an ... some manner formance of act unfair”); unjust, opinion "injurious, also id. at 2641 majority quotes see a district court 2. The (a wrong "immoral” or "unethi- affirming act is one that is of reckless based cal”), wrongful nature of one’s awareness actions of a carrier for the the intentional " consequences of wrongdoer conduct and awareness of the must con proposition that 'the i.e., thing. certainly wrongdoing, one's actions are not the same sciously aware of his be "wrongful- Nor are the two terms coterminous if to do the act intend found actor must referring legality to the ness" is understood wrongful that his conduct but also must know ” instance, may realize an action. For an actor (quoting wrongful.' Maj. op. In re at 668 midnight lonely 1, 1983, running light on a a red September Disaster Korean Air Lines "wrongful,” illegal, that it is but be (D.D.C.1988) road is (emphasis 704 added)). blissfully any likelihood of disaster unaware of majority paraphrases then the dis barreling hill and a truck comes over the until approval opinion as follows: court's trict top speed. into the intersection showing defendant intends the that the "besides harm, plaintiff ultimately causes the act which subjectively prove defendant was must suggesting subjective knowledge can be consequences carrier, of his act—not neces aware of the majori- the actions of a inferred from injury, sarily the exact but at that it would cause ty quotes court’s Korean further from the district injury certainly likely however, to cause an that it was opinion: apparent, least "As is Air Lines added). Although (emphasis plaintiff." Id. problem proving both the nature of the plaintiff suggest must equating sentences both these actor's intent and the formulation *9 part, defendant’s prove consequences' awareness on the disregard actual with in- 'reckless pose may wrongdoing, an additional conundrum for fu also the actor’s intent tentional litigants: awareness of what? To the extent indirect evidence and the reckless ture inferred from "wrongful" encompasses judg (quoting a term acts.” Id. Korean nature of his action, 1136); Maj. op. morality F.Supp. not at of one’s see also ment about (recldess understanding likely effort to simply conse functions “as an an of proof problems of willful miscon- quences, alleviate of see Webster’s Third New International duct”). (1976) (defining "wrongful” as Dictionary finding with evidence that he did not warrant a disregard.4 who counters reckless likely consequences my problem But understand the his basic is that already this is Instead, law, prop- for the long applied actions. it stands the same law we have steps osition that a defendant has taken this court and that the applied district court consequences discern these Steadman’s here. —in case, securing legal opinion that a federal past cases, In at least two this circuit has require him to SEC rules did not “book” finding disregard” based a of “reckless non-compliance liabilities for with state secu- objective evidence that the carrier should rities laws—then his failure to obtain addi- posed have known its actions a substantial accurately predict tional information or to majority much, risk of harm. The admits as consequences, perhaps negligent, those while sweep away but tries to precedents by these adjudged “extremely cannot be reckless.” declaring that some “[i]n of these cases it is Steadman, (finding 967 F.2d at 641-42 apparent that the conduct involved was company did not act Steadman’s with ex- beyond negligence, but we have never held treme recklessness because its decision not negligence gross or otherwise —would — register under laws or state book liabilities suffice Maj. to make out willful misconduct.” “formal, for failure to do so was based on (citation omitted). op. at 667 I’m not at all unqualified opinion attorney, from letter” sure what that means. gross Where does upon by partner which was also relied “a negligence departure end and extreme from country’s largest accounting one of the firms ordinary begin? My care colleagues do not expertise who had substantial in mutual fund me, enlighten see fit to but I think it worth- Thus, accounting auditing”). even in precedent while to look to for the answer. Steadman, ultimately the standard still turns Ulen, upheld jury In this court a verdict of comports on how the actor’s behavior with an reckless based on evidence show- objective ordinary standard of care. ing that pilot plane the aircraft’s caused the sum, majority’s “subjective” by devising stan- executing flight crash disregard requires plan dard of reckless aware- plane fly called for the at an likely 4,000 feet, consequences ness the carrier of the altitude of over a mountain with actions, 4,080 permits but an inference of an elevation of feet. The court did so despite that state of mind from pilot circumstances claims the carrier that the departs height mountain, which the carrier in an extreme fash- had not known the ordinary agree before, ion from standards of care. I had flown this course several times that either direct or circumstantial and had evidence identified a safe course that would parameters of this kind of heedless plan indifference fall within the but still disregard. suffice to I crashing show reckless also avoid into the mountain —all of agree grievous that it suggest although takes malfeasance to which a reasonable justify pilot inference reckless A would know of the substantial risks departure posed by flight de minimis from plan, pilot standards of or- the carrier’s dinary suffice; if, certainly care would not for exam- could not have been aware ple, likely consequences Similarly, carrier directed its handlers to of his actions. Tuller, pallet plastic cover the bottom of a Judge Burger with then-Circuit sus- up edge sheet that reaches 3 feet tained verdict based pallet, employees: but the handler used a sheet that was on the actions of several one short, departure an inch too ground from ordi- turned off a radio on the that moni- nary might negligence, messages care constitute but tored from the aircraft and then certainly enough not be extreme appropriate to failed to advise the officials of a court, 1981)). setting every 4. The district forth the standard Not of a violation carrier’s rule or disregard, regulation disregard, for reckless stated that “a rises to the level of reckless text, appropriate explained willful misconduct is when the act or however. As in the a carrier’s regu- comply regula- omission constitutes a violation of a rule or failure to own rules and disregard only lation of the defendant carrier itself.” tions constitutes if the (citing represents departure at 593 Nova Bank Scotia v. Pan violation an extreme Airlines, (S.D.N.Y. regulation. American 16 Avi. the standard of care mandated *10 674 reasonably as he knows or should be aware that contact as soon became in radio

break faded to problem; another fas (quoting wrongful’” aware his conduct is United by regulations, required as belt ten his seat Greyhound Corp., v. 508 F.2d States signal a distress thus unable to send was (7th Cir.1974) added)), (emphasis cert. 531-32 seat; from his others being thrown — after denied, -, U.S. 128 S.Ct. passengers the about loca to instruct failed (1994); v. L.Ed.2d United States Wal- plane; and still life vests in the use of tion or (D.C.Cir.1992) lace, 964 F.2d adequate steps take to rescue to others failed (sanetionable “requires attorney conduct plane passenger after the imperiled risk, known liberate action the face of a respect to none of these ac With crashed. or the impact the likelihood of which actor any evidence that the court mention tions did inexcusably ignores”).6 underestimates or actually appreciated employees the carrier’s created; only logi actions the risk their the conclusion, In I fathom what cannot the behavior was reck inference is their cal majority’s “subjective” to standard adds our employee any reasonable airline because less precedent, already permits circuit which (or acts realized that such omis have would disregard court to find if a reckless carrier’s sions) grave of harm.5 Other posed a risk performance significantly deviates so employ a similar standard for of law areas ordinary imply of as to standards care reck- recklessness, parties findings so that can disregard consequences of less for the igno liability through deliberate not “evade only accomplish, might action. The result it disregard accuracy or careless rance theory, is to exclude from the definition of veracity of their claims.” United States disregard” those situations “reckless where Inc., Management Corp., 24 F.3d v. TDC employee reasonable have but did should not (D.C.Cir.1994); Farmer see also posed understand that her actions a substan- — Brennan, -, -, U.S. goods. shipper’s tial risk of harm ato Cf. (1994) (“The 1970, 1978, 128 civil L.Ed.2d 811 Steadman, 967 But this F.2d at 642. rule generally person calls a reckless who law permit systematically would carrier to han- unjustifiably high face ... in the of an acts shippers’ virtually goods dle its total harm that is either known or so risk of security, for their if it can show (emphasis known.” that it should be obvious that its lacked knowl- omitted)); added; Holloway, In re citations edge of the risk have created. The (D.C.Cir.1993) (wrongful resulting neglect cost not-so-benign will the contempt proceedings in context of intent “ requires nothing per pound ‘a volitional act done one carriers almost who $9.00— [performed] having knowing our most recent case con- an act ... In Korean rea- would, son to know which lead reason- liability cap, cerning the Convention's court of facts realize, able man to that his conduct support a sufficient verdict of found evidence physical creates an to risk of unreasonable harm plaintiffs' allegations reckless based on another, but risk is also that such substan- deliberately flight concealed that a crew had re- tially greater necessary than that which is flight path peated deviations from its avoid negligent. his make conduct approving plaintiffs' disciplinary sanctions. (1965) (em- § Restatement (Second) of Torts (termed knowledge” theory "actual of risk the added). phasis The Restatement makes clear however, theory” majority), "primary that an individual be liable point suggested Air Lines court at no Korean she knowledge necessary know, was to a such knowledge, has such facts, or reason to Thus, contrary majori- appreciate high to the but does not realize involved, degree although case, risk a reasonable Maj. op. ty’s see characterization of the position objective man in his would do so. An district did not disavow n. court him, applied standard is and he is held to plaintiffs’ theory” Air Lines “alternative Korean aggravated the realization of the risk which a disregard, which was based on failure of reckless have, place man reasonable in his al- objective to adhere standards reasonable it____ though he does not himself have enough that he It is care. reason to know knows or has bring home to circumstances which would standard is consistent with the Re- This also ordinary, man realization of highly dangerous reasonable Torts, (Second) defines statement "reck- of his conduct. character a, added). (emphasis disregard” including § cmt. c less Id. 500 *11 reputa- clearly damaged goods least until their been erroneous for the district court —at much that transit revenues to infer from presented tion suffers so the evidence at this drop, expose shippers egregious it will to trial employees working but at adequate compensa- Airport risks of harm without Dulles knew obviously Saba’s ill- packaged carpets tion. substantially likely to damaged Thus, if left outside the rain. practice, subjective And in test will “subjective” even under standard for stray objective never far afield from the one. disregard, majority should have majority legitimacy If the concedes the of an affirmed the district ruling court’s for Saba.7 subjective knowledge inference of of conse- circumstances, quences from extreme the di- France instructs its in min- viding line between these two standards all package ute detail to humidity- how evaporates. but Since intent can be inferred cargo. weather-sensitive See Air France circumstances, really saying from we are to Aircraft Handling Loading Operational parties your behavior deviates sub- Regulations, reprinted Appendix in Joint stantially norm, from the we assume that will guidelines, A47-A68. These characterized you your very knew actions created a sub- Air cargo handling France’s manual as “a Although stantial risk of harm to others. the must in ... order to avoid the risk of dam- majority might require in individual eases age packages quality and ensure of service departure ordinary more extreme from care cargo customers,” explain id. at to its in order to infer awareness of cargo handlers transport shipped how to required substantial than risk our goods possibility so as to minimize the cases, here, past byor the district court damage. example, they For direct handlers difference between its construction of reck- transport cargo in containers rather than less and the district court’s comes pallets, cargo justifies “if the nature of it: just badly down the end to that —how [e.p.,] cargo fully protected to be against carrier must behave before an inference of weather,” cargo likely id. at or if the subjective knowledge likely disastrous con- stack, create an unstable such as “rolls of sequences permitted. will be I think the textiles,” id. at cargo 18. The handlers’ got right district court it the standard —both manual guidelines also includes extensive disregard, for reckless and the amount of safeguarding pallet cargo against the ele- required “bad behavior” needed to make the cargo pallets ments. All protected “must be inference of reckless exist- —under (plastic weather a cover sheet to 6 principles. law and sound tort wide) to 20 ft top installed over the m/15 net”; installing the sides accompa- before II. nying fully illustrations show a cover which My problem my colleagues’ protects second edges the sides and is secured to the opinion assuming plaintiff is this: pallet even that a single base. Id. at 20. This seeking covering relief from the protect Warsaw Convention’s is sufficient to “metal con- limits must show that the carrier was tainers or which is not sensitive to subjectively humidity,” humidity-sensitive aware of the substantial risk cre- cargo, but in- actions, through ated cluding “carpet rugs,” either direct or requires [and] the ad- evidence, circumstantial protection it would not have ditional of a double cover. Id. Saba, majority parts 7. The opinion mischaracterizes district it is clear from other opinion guilty court’s Air France clearly that the district court understood reckless negligence, mere rather than reckless require negligence. than mere more argument proverbial herring. This ais red To be id. at See 594. Because the court identified the sure, points the district court at various there, correct standard its remarks are more displaying scribed Air France’s actions as a "lack reasonably interpreted to mean not that Air judgment,” and as guilty only negligence, France was but that it showing "disregard cargo-handling of its own departed appropri- significantly had so from the sense,” regulations plain as well as of common ate standard of care as to violate basic rules of Although id. at 593. these statements them- any ordinary person common sense to which suggesting selves could be read as that the court would adhere. negligence need find in order to rule for *12 ting, piece plastic as came stipulate particularly it is as well of guidelines The of “protect parts half-way the lower the down of the stack. Id. at the sides important accumulating often pallet, 34; water re- where also id. 147-48. As with the first see at Id. The illustrations and damage.” sults in pallet, plastic covering found no on the Saba accompanying guidelines in- the 35; directions at id. at Nor bottom. Id. see also 150. spread plastic employees sheet struct Air France the floor the had reinforced of pallet the with an excess of of over the base pallets supports or other with wooden blocks edges, sheeting the around be- feet of three regulations, in its as recommended After packages are loaded. the any fore puddles the of have contributed to feet, height three of about stack reaches standing pallets. water the floor of the on up must to cover be folded bottom sheet the Saba, F.Supp. at 594. The containers tape staples with and secured the stack not fare much better. France used did top packages then necessary. The are load- openings, doors to the containers’ net cover ed, placed top on plastic sheet is and another rigid than ones. The doors on all rather stack, pallet and the entire to the affixed the hung open top, three containers at creat- pallet a net that fastens to the with covered feet,” gap ing a of “four feet or five Tr. of regulations also at 21. The base. Id. leaving the Jan. at interior length goods to load on a at some how scribe 25,1993, exposed,” “completely Tr. of Jan. at travel, pallet pallet the caution- and cover 37; top also id. of one see at 153-57. evenly must a load be distributed also of container had a hole about three of pallet to avoid deformation the over the 156; at inches diameter. Id. see also pallet’s Id. at 14. base. Saba, F.Supp. at 594. fully of the corroborates A review record packaging The record that these indicates finding that Air court’s France the district problems conspicuous were so as be imme- complying with come close to did not even diately apparent on to an observer either handling cargo regulations when it these despite of the mani- side Atlantic. Yet these though carpets. Even packaged the Saba’s deficiencies, carpets fest the arrived at when the contents as car- identified airbills Dulles, Dynair the carpets stored pets humidity-sensitive item —Air France —a days picked outside for five until Saba them pallets, shipping of them some onto loaded 1,1990,8 up placing on October an extra pallets carpets on two and three contain- the part plastic loosely top sheet on the Saba, F.Supp. at 593-94. Air ers. time, pallets. During two .34 inches of provide cover for France did not a double the by rainfall rain —a described em- pallets completely tops and cover the sides rainstorm,” ployee as “a hell aof Tr. of Jan. sheet, single pallets plastic with a re- 25, 1993, Airport. at 144—fell at Dulles quired handling regulations. by its own Id. Saba, As a at 590. result trial, at At Saba testified first rain, large exposure to the number of the Airport pallet unwrapped Dulles was he rugs soaking when wet Saba retrieved “loosely” plastic top with across the covered them, particularly those on the bottom layers or three of bales. Tran- and first two of each sides stack. Id. 592. As each (“Tr.”) 27; 25,1993, at see script of Jan. also unloaded, pallet approx- was discovered Saba (testimony at 118 Tr. of Jan. imately standing one-half Nakumura, inch of water Inspector). Customs Linda basin, center, pallet’s and a pallet any depression was not covered with bottom where still more had collected. In the (testimony water plastic sheeting. Id. at 33 containers, the (testimony bales close to door were Saba); id. see also at 145 soaked, Mitchell). while those farther the inside pallet The second was also cov- 25, 1993, dry. piece plastic remained Tr. of Jan. at 38. a “loose tied down ered with out, 33; by drying carpets just top.” Id. at see After Saba found a block on carpets permanent plastic was had sustained also id. at 146. Under the net- trial, Dynair’s because of the we didn’t have At Mitchell testified that fact room Barfield warehouse, storing carpets leave it explanation for outdoors was and we had to out back.” 25, 1993, get of Jan. at 159. "couldn’t it into the warehouse Tr.

@77 damage, impact judicial an estimate later water confirmed of a decision on overall social by appraiser. Air France’s own property welfare. The damage sustained F.Supp. at 592. not, course, Saba in this case does equate with the harm suffered passengers and indisputable It seems to me that on the their in prior families adjudi- Article 25 cases evidence, of this basis district court was cated this court. Faced property first, drawing warranted two conclusions: damage instead of death or bodily severe *13 of Air cargo violations France’s han- injury, perhaps it is tempting to cut back on dling regulations resulting woefully and the precedent which establishes a broader stan- inadequate packaging were so dard for reckless and use this ease Dynair substantial and obvious to the em- opportunity as an to curtail the tort ployees placed who them outdoors as to of air transport companies. But such an ex potentially make their awareness dam- inevitably ante calculus slights the interests aging undeniable9; consequences from rain passengers future shippers and who will second, and storing carpets packaged bear the burden of this decision. If we outdoors, way rain, despite this a forecast of absolve Air today France duty from the departure was such an extreme from ordi- compensation egregious for its disregard of a warrant, nary standards of care as to if not shipper’s goods, we cultivate a culture of mandate, employees inference that “benign neglect,” forcing customers to shoul- recognize had to the substantial risk created der the costs of cumulative negligence of by majority their actions. suggests many employees performing compartmental- predicated the district court ized functions which nevertheless culminate on a combination or cumu- grievous in a passenger risk to the ship- isolated, lation of minor mistakes made per. My colleagues cite specter France in Austria and Air “creeping liability” tort worry about —I agents employed by Dynair France at Dulles “creeping unaccountability.” I respectfully Airport.10 Maj. op. at 670. I read the dissent. district reasoning differently, court’s line of resting on the fact that the deficiencies in packaging apparent plain eye were so to the agents

that Air France’s at Dulles had to recognized

have packaging problems carpets known that the would almost certain- America, Appellee, UNITED STATES ly damage sustain water if stored outdoors Thus, when rain was forecast. even under the reckless YNFANTE, Appellant. standard set forth Francisco Alberto (as majority it), I best can understand 95-3062, Nos. 95-3063. ruling the district court’s for Saba should United Appeals, States Court of have been affirmed. District of Columbia Circuit. Argued Jan. 1996. majority tips its hand in cautioning Decided March against post perspective, the use of an ex compensates plaintiffs because their injuries sympathies, arouse our instead of an vantage point

ex ante which looks to the Testimony by cargo surveyor separate corporations, Air France’s own actions of two Air France conclusion; trial, surveyor confirms this however, Dynair,” Maj. op. Dynair, at 670. shipment packaged way stated that "a should not be agent acted Airport, as Air France's at Dulles placed open in an area with the F.Supp. and thus under basic threat Saba, damaged.” of rain because it could be wet principles agency law Air France is liable for at 594. Dynair’s handling carpets point of Saba's —a contested Air France in its briefs to this court. majority reasoning 10. The describes this line of bunching together as "the district court's

Case Details

Case Name: Mohammad Ali Saba v. Compagnie Nationale Air France
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Mar 15, 1996
Citation: 78 F.3d 664
Docket Number: 94-7211
Court Abbreviation: D.C. Cir.
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