_- Opinion by
In this wrongful death case, defendant, Life Care Centers of America, doing business as Briarwood Health Care Center (Briarwood), appeals the trial court's partial summary judgment in favor of plaintiffs, James Moffett and Rozan O'Brien, determining that an arbitration agreement was invalid. It also appeals the order denying its motion to compel arbitration. We reverse and remand for further proceedings.
On February 15, 2004, Dorothy Moffett, who was suffering from Alzheimer's disease, was admitted to Briarwood. As part of the admission process, Dorothy's son, Jamеs Moffett, signed various documents provided by Briarwood, including a separate arbitration agreement. The parties agree that Ms. Moffett had executed two powers of attorney appointing her son and daughter (Ms. O'Brien) attorneys-in-fact: a medical durable power of attorney and a general power of attorney. We note that these powers of attorney are not part of the official record before us.
The arbitration agreement provides for the use of arbitration in lieu of a lawsuit to resolve "any dispute that may arise between Dorothy Moffett (the 'Resident') and Briar-wood (the 'Facility')" Specifically, the agreement states that the parties agree to arbitrate
*1142 any claim, including, but not limited to, any claim that medical services were unnecessary or unauthorized or were improperly, negligently, or incompetently rendered or omitted ... [and] all disputes ... arising out of and in any way connected to the Resident's stay and care provided at the Facility, including but not limited to any disputes concerning alleged рersonal injury to the Resident caused by improper or inadequate care, including allegations of medical malpractice, any disputes concerning whether any statutory provisions relating to the Resident's rights under Colorado law were violated; and any other dispute under Colorado or federal law based on contact, tort, or statute.
The agreement further states:
It is the intention of the Facility and the Resident that this Arbitration agreement shall inure to the benefit of and bind the Facility, its agents, partners, officers, directors, shareholders, owners, employees, representatives, members, fiduciaries, governing bodies, subsidiaries, parent companies, affiliates, insurers, attorneys, predecessors, successors and assigns, or any of them, and all persons, entities or corporations with whom any of the former have been, are now or may be affiliated; and the Resident, his/her successors, assigns, agents, insurers, heirs, trustees, and representatives, including the personal representative or executor of his or her estate; and his/her successors, assigns, agents, insurers, heirs, trustees, аnd representatives.
The last section of the agreement, "ACKNOWLEDGMENTS," contains the following bold-faced, capitalized text:
THE UNDERSIGNED ACKNOWLEDGE THAT EACH OF THEM HAS READ THIS ARBITRATION AGREEMENT AND UNDERSTANDS THAT BY SIGNING THIS ARBITRATION AGREEMENT EACH HAS WAIVED HISHER RIGHT TO A TRIAL, BEFORE A JUDGE OR JURY, AND THAT EACH OF THEM VOLUNTARILY CONSENTS TO ALL OF THE TERMS OF THE ARBITRATION AGREEMENT.
NOTE: BY SIGNING THIS AGREEMENT YOU ARE AGREEING TO HAVE ANY ISSUE OF MEDICAL MALPRACTICE DECIDED BY NEUTRAL BINDING ARBITRATION RATHER THAN BY A JURY OR COURT TRIAL,
YOU HAVE THE RIGHT TO SEEK LEGAL COUNSEL AND YOU HAVE THE RIGHT TO RESCIND THIS AGREEMENT WITHIN NINETY DAYS FROM THE DATE OF SIGNATURE BY BOTH PARTIES....
NO HEALTH CARE PROVIDER SHALL WITHHOLD THE PROVISION OF EMERGENCY MEDICAL SERVICES TO ANY PERSON BECAUSE OF THAT PERSONS FAILURE OR REFUSAL TO SIGN AN AGREEMENT CONTAINING A PROVISION FOR BINDING ARBITRATION OF ANY DISPUTE ARISING AS TO PROFESSIONAL NEGLIGENCE OF THE PROVIDER.
NO HEALTH CARE PROVIDER SHALL REFUSE TO PROVIDE MEDICAL SERVICES TO ANY PATIENT SOLELY BECAUSE SUCH PATIENT REFUSED TO SIGN SUCH AGREEMENT OR EXERCISED THE NINETY-DAY RIGHT OF RESCISSION.
Following this text are lines for "Signature of Resident/Date," which was left blank; "Signature of Legal Representative/Date," which was signed by James Moffett, but not dated; and "Signature of Facility Representative/Date," which was signed by a Briar-wood employee and dated February 17, 2004.
On October 13, 2004, Ms. Moffett was admitted to St. Luke's Hospital. She died two days later.
Plaintiffs filed a complaint for wrongful death against Briarwood. In response to the complaint, Briarwood filed a motion to stay the trial court proceeding and compel arbitration pursuant to the arbitration agreement.
The trial court concluded that the arbitration agreement was invalid because it did not comply with the standards prescribed by seetion 13-64-408, C.R.S.2007, of the Colorado *1143 Health Care Availability Act (HCAA). Specifically, the trial court determined that (1) the arbitration agreement was "illegally tendered" because Briarwood knew "Ms. Mof-fett lacked rational capacity to sign" the agreement, which violated section 183-64-403(11), C.R.S.2007; (2) a copy of the arbitration agreement was not given to Ms. Moffett as required by section 13-64-403(6), C.R.S. 2007; and (8) Mr. Moffett was impermissibly told that, if he did not sign the arbitration agreement, his mother would be refused and denied urgently needed care, in violation of section 13-64-403(7), C.R.S.2007.
The trial court later granted summary judgment for plaintiffs on the basis that the arbitration agreement was invalid. This appeal followed.
I. Standard of Review
Summary judgment is proper when there is no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law. CRCP. 56(c). We review a grant or denial of summary judgment de novo. Lutfi v. Brighton Cmty. Hosp. Ass'n,
II. Validity of the Arbitration Agreement
Briarwood contends that the trial court erred in denying its motion to compel arbitration on the basis that the arbitration agreement violated several provisions of seetion 13-64-4083 of the HCAA. We agree and remand for further proceedings.
We review the trial court's decision on a motion to compel arbitration de novo, employing the same legal standards the trial court employed. See Image Software, Inc. v. Reynolds & Reynolds Co.,
In considering a mоtion to compel, the trial court must first determine whether a valid agreement to arbitrate exists between the parties to the action. Eagle Ridge Condo. Ass'n v. Metro. Builders, Inc.,
The court may refuse to compel arbitration "only upon a showing that there is no agreement to arbitrate or if the issue sought to be arbitrated is clearly beyond the seope of the arbitration provision." Shorey v. Jefferson County Sch. Dist. No. R-1,
Whether an agreement to arbitrate exists is a matter of law that we review de novo. Lane v. Urgitus,
A. Mr. Moffett's Authority to Execute the Arbitration Agreement Under Section 183-64-408(11)
We first address whether section 18-64-403(11) prohibits a person who holds a power of attorney from executing an arbitration agreement, as part of a nursing home admissions contract, on behalf of a patient who is unable to make a rational decision whether to execute such an agreement. We conclude the statute allows an attorney-in-fact with sufficient authority to execute such an agreement. However, on the record before us, we cannot determine whether Mr. Moffett had authority to do so.
Section 13-64-403(11) provides, "No such [arbitration] agreement may be submitted to a patient for approval when the patient's condition prevents the patient from making a rational decision whether or not to execute such an agreement."
We review issues of law involving statutory interpretation de novo. Klinger v. Adams County Sch. Dist. No. 50,
Our primary goal in statutory interpretation is to find and give effect to legislative intent. Colo. Office of Consumer Counsel v. Pub. Utils Comm'n,
If the statute is unambiguоus, we look no further. Bd. of County Comm'rs v. Costilla County Conservancy Dist,
The plain language of section 13-64-408(11) neither expressly includes nor expressly excludes a person who holds a power of attorney from entering into an arbitration agreement on behalf of a patient who is unable to make a rational deсision whether to enter into such an agreement. There is no helpful legislative history .on this point. Cf. Colo. Permamente Med. Group, P.C. v. Evans,
Plaintiffs assert that the HCAA mandates that only a patient-and not a person who holds a power of attorney from the patient-can enter into an arbitration agreement with a health care provider. See § 18-64-403(1), C.R.S.2007 ("It is the intent of the general assembly that an arbitration agreement be a voluntary agreement between a patient and a health care provider ...." (emphasis added)). They also argue that the absence of any reference to "a person who holds a power of attorney" in section 13-64-4038 indicates the General Assembly's intent to prohibit such a person from executing an arbitration agreement on behalf of a patient. In support of this argument, they specifically rely on section 13-64-408(5), C.R.98.2007, which provides that an arbitration agreement may be rescinded "by a guardian or conservator of the patient if the patient is incapacitated or a minor." (Emphasis added.) Plaintiffs argue that the Gеneral Assembly limited the persons who could rescind an arbitration agreement on behalf of an incapacitated patient to a guardian and conservator and, therefore, in their view, "it would make no sense to allow a patient's power of attorney to enter into an arbitration agreement on behalf of an irrational or incapacitated patient, but then require the court appointment of a guardian or conservator to rescind the agreement."
Plaintiffs' arguments are contradictory. On thе one hand, they contend that pursuant to the HCAA, only a patient-and not a person who holds a power of attorney from the patient-can sign an arbitration agreement, while on the other hand, they acknowledge that certain representatives can indeed act for incapacitated persons. Plaintiffs cannot have it both ways.
We reject plaintiffs' suggestion that Allen and Evans support their proposition that the arbitration agreement here is invalid. In Allen and Evans, persons holding powers of attorney did not sign thе arbitration agreements on behalf of the patients. Rather, the patients signed the agreements. In Allen, the supreme court held that the arbitration agreement was unenforceable because it did not comply with section 13-64-403(8) and (4), C.R.S.2007. Allen,
We thus decline to adopt such a narrow construction and conclude that section 13-64-403(11) may not be construed in isolation from statutes governing powers of attorney.
We begin our analysis by noting that the execution of a power of attorney creates a principal-agent relationship. See In re Trust of Franzen,
Furthermore, to construe seсtion 13-64-408(11) as prohibiting a person who holds a power of attorney from executing an arbitration agreement on behalf of a patient would frustrate the very purpose of many powers of attorney.
For example, in a statutory power of attorney, an agent may be given the power to "[sJubmit to arbitration, settle, and propose or accept a compromise with respect to a claim or litigation." § 15-1-1818(1)(e), C.R.S. 2007 (emphasis added). However, plaintiffs' interpretation of section 13-64-408(11) would effectively defeat an attorney-in-fact's power to "submit to arbitration."
In addition, the medical durable power of attorney statute, section 15-14-506, C.R.S. 2007, expressly allows a person who holds a power of attorney to exercise all medical treatment decisions on behalf of the patient who lacks decisional capacity:
An agent appointed in a medical durable power of attorney may provide informed consent to or refusal of medical treatment on behalf of a principal who lacks decisiоnal capacity and shall have the same power to make medical treatment decisions the principal would have if the principal did mot lack such decisional capacity. An agent appointed in a medical durable power of attorney shall be considered a designated representative of the patient and shall have the same rights of access to the principal's medical records as the principal. In making medical treatment decisions on behalf of the principаl, and subject to the terms of the medical durable power of attorney, the agent shall confer with the principal's attending physician concerning the principal's medical condition.
§ 15-14-506(8), C.R.S8.2007 (emphasis added).
The provision, "[a] n agent appointed in a medical durable power of attorney ... shall have the same power to make medical treatment decisions the principal would have if the principal did not lack such decisional capacity," clearly indicates that, absent a limitation in the medical durable power of attorney, an attorney-in-fact can make exactly the same types of medical treatment decisions that the principal could make if he or she had the mental capacity to do so.
"Medical treatment" is defined as "the provision, withholding, or withdrawal of any health care, medical procedure, including artificially provided nourishment and hydration, surgery, cardiopulmonary resuscitation, or service to maintain, diagnose, treat, or provide for a patient's physical or mental health or personal care. § 15-14-505(7),
Under this statutory definition, the decision to admit the patient to a nursing home clearly constitutes a "medical treatment decision." See Owens v. Nat'l Health Corp., - S.W.3d --, --,
Courts in other jurisdictions have resolved this issue. For example, in Garrison v. Superior Court,
Similarly, in Hogan v. Country Villa Health Services,
The power of attorney authorized Hogan to make "all health care decisions" for decedent, unless decedent limited that authority. Id. Decedent had nоt imposed any relevant limitations. Id. The court concluded that provisions of the California Health Care Decisions Law, together with general agency law, authorized an agent under a health care power of attorney, in selecting a longterm health care facility, to execute admissions forms, including arbitration agreements, unless that power was restricted by the principal. Id. at 458. Additionally, the statutes governing long-term health care facilities imposed requirements for arbitration agreements in admission contraсts and thereby sanctioned the use, in such contracts, of arbitration clauses meeting those requirements. Id. at 455.
It necessarily follows that when a representative of a prospective long-term health care facility resident reviews and evaluates contracts of admission with an eye towards deciding whether to place the individual at the facility, that decision[ Imaking process may include the review and evaluation of arbitration agreements meeting the requirements of Health and Safety Code seetion 1599.81, if such agreements are presented by the facility.
Id. Thus, executing arbitration agreements was part of the health care decision-making process authorized by the power of attorney. Id.
Likewise, in Owens, the Tennessee Supreme Court held that a power of attorney authorized the attorney-in-fact to enter into an arbitration agreement. The plaintiff in Owens argued on appeal that the power of attorney authorized the attorney-in-fact to make only health care decisions, not legal decisions. The сourt rejected this argument for several reasons, including the following:
The plaintiffs argument on this issue is faulty in at least one other respect. Her purported distinction between making a legal decision and a health care decision fails to appreciate that signing a contract for health care services, even one without an arbitration provision, is itself a "legal decision." The implication of the plaintiff's argument is that the attorney-in-fact may make one "legal decision," contracting for health cаre services for the principal, but not another, agreeing in the contract to binding arbitration. That result would be untenable. Each provision of a contract signed by an attorney-in-fact could be subject to question as to whether the provision constitutes an authorized "health care decision" or an unauthorized "legal decision." Holding that an attorney-in-fact can make some "legal decisions" but not others would introduce an element of uncertainty into health care contracts signed by attorneys-in-fact that likely would have negative effects on their principals. Such a holding could make it more difficult to obtain health care services for the principal. And in some cases, an attorney-in-fact's apparent lack of authority to sign an arbitration agreement on behalf of the principal presumably could result in the principal being unable to obtain needed health care services. For example, a mentally incapacitated principal could be caught in "legal limbo." The principal would not hаve the capacity to enter into a contract, and the *1147 attorney-in-fact would not be authorized to do so. Such a result would defeat the very purpose of a durable power of attorney for health care.
Owens, - S.W.3d at --; see also Briarcliff Nursing Home, Inc. v. Turcotte,
Although these opinions are not binding on this court, we consider them well reasoned and adopt them here. Thus, we conclude that a person who holds a medical durable power of attorney, in selecting a long-term health care facility, has the power to execute applicable admissions forms, including arbitration agreements, unless that power is restricted by the principal.
Here, although the parties do not dispute their existence or authenticity, the powers of attorney are not a part of the official record before us. Instead, there are only references to them in the briefs. Although the existence of the powers of attorney is enough to find error in the trial court's conclusions below, because they are not in the record we are unable to determine whether they contained any restrictions or limitations that would have prevented Mr. Moffett from executing the arbitration agreement. Therefore, on remand, the trial court should determine whether, аt the time Mr. Moffett executed the arbitration agreement as part of Briarwood's admission contract, he was validly exercising the authority vested in him by his mother's medical durable power of attorney or general power of attorney.
B. Section 13-64-408(6)
We next address the trial court's conclusion that a copy of the arbitration agreement was not given to Ms. Moffett as required by section 18-64-4083(6).
Section 18-64-408(6) provides that the patient "shall be provided with a written copy of any agreement subject to the provisions of this section at the time that it is signed by the parties."
Subsection (6) must be read in conjunction with subsection (11) to avoid an absurd result. Huddleston v. Bd. of Equalization,
Here, it is undisputed that Mr. Moffett received a copy of the arbitration agreement. Therefore, if on remand the trial court concludes that Mr. Moffett had the authority to sign the arbitration agreement as his mother's attorney-in-fact, the trial court must find that section 13-64-4083(6) was also satisfied.
*1148 C. Section 18-64-408(7)
Last, we conclude that there are disputed issues of material fact regarding whether Mr. Moffett was impermissibly told that if he did not sign the arbitration agreement, his mother would be refused and denied urgently needed care in violation of section 18-64-408(7). Accordingly, the trial court should revisit this issue on remand.
Section 18-64-403(7) states: "No health care provider shall refuse to provide medical care services to any patient solely because such patient refused to sign such an [arbitration] agreement or exercised the ninety-day right of rescission."
Here, appearing in the last section of the arbitration agreemеnt, immediately before Mr. Moffett's signature, is a capitalized, boldface "Acknowledgments" paragraph drawing special attention to the parties' voluntary consent to the arbitration agreement. This paragraph also explicitly states that signing the agreement was not a condition of admission. These facts contradict Mr. Moffett's representation that his consent was not voluntary in that he somehow had no choice but to sign the arbitration agreement so that his mother would receive necessary medical сare.
The record demonstrates that Mr. Moffett was a competent individual signing a well-marked, highly visible agreement which indicated very clearly that dispute resolution would be accomplished by way of arbitration. In addition, having the arbitration agreement printed and executed as a separate agreement "cuts strongly against" plaintiffs' position because it suggests that Briarwood made clear that the arbitration agreement was not a condition of admission. See Miller v. Cotter,
In light of the record before us, this factual dispute must be resolved by the trial court.
The judgment and order are reversed, and the case is remanded to the trial court for further proceedings consistent with this opinion.