No. 5747 | D.C. Cir. | Aug 3, 1932
Lead Opinion
1. On the motion and application fob leave to proceed in forma pauperis, the eotirt is of opinion that the same should be granted,, and an order will be entered accordingly. ' .
2. On the motion for reduction of bail as to appellants Caparrotta, Pellieano^ánd
3. On the motion for a writ of certiorari to the lower court commanding it to send up the stenographic transcript of evidence and exceptions, and on the motion of the United States to strike, we are of opinion that the motion to strike should be granted and the writ denied. Except for what follows, it would be sufficient to say that the motion for the writ fails to comply with the rules of this court. First, in that it fails to show that the testimony claimed to bo omitted in the bill of exceptions is material, or in what respect it is material. Second, the stenographic transcript is itself not a part of the record. But our attention has been drawn to paragraph 15 of the motion, which is as follows: “Appellants, in view of all of the foregoing, charge that the said trial justice has intentionally and deliberately sent up to this honorable court a false, inaccurate, incomplete, deleted and diluted bill of exceptions in this ease * * * and the United States attorney stands equally guilty in this obstruction of justice and falsification of records herein.”
It is hardly conceivable that a more serious charge than this could be made against a judge or an attorney, and to justify it the proof should be unquestionable. Here it is made without any other foundation than tho mere statement of counsel, who, if we read the written motion correctly, was not himself of counsel in the trial in the lower court, for in a paper filed with the trial. court wo find he states that “he is not familiar with any of the * * * evidence of his own knowledge.” Hor is the source from which ho obtained his present knowledge stated; and, what is of even more importance, nowhere does it appear in what respects the evidence certified by the court is incorrect. All that does appear to justify the indictment of the court and government counsel of deliberate falsification of a record on a criminal appeal is the conclusion, without more, that 2,000 pages of testimony can not bo reduced in narrative form to 160 pages—a conclusion which we think wholly without force or effect.
In tho circumstances it becomes, we think, our duty to strike the language contained in this paragraph as scandalous, impertinent, and defamatory. Further action on our part of a disciplinary nature may be necessary, and to the end that we may act advisedly and deliberately in determining this question we deem it desirable that this court should have access to the stenographic record of the testimony of the witnesses taken in the trial below. Consequently, we desire and direct that Leo A. Rover, United States attorney, shall forthwith file with the clerk of this court a copy of same, and that counsel for appellants shall have access to same in the presence of the clerk.
Rehearing
On Motion for Rehearing.
Appellants in the above-entitled cause filed in this court on July 27, last, a motion in which they asked that this court issue a “writ of certiorari” to the Supreme Court of the District of Columbia commanding that court to certify and send up the entire reeord in the lower court, including tho stenographic transcript of evidence and exceptions. They likewise applied for leave to proceed on the appeal in forma pauperis, and requested this court, ponding the appeal, to reduce the bail fixed by the lower court in the cases of Caparrotta, Pellicano, and Crane, and to fix bail in the ease of the defendant Moder. On August 3 we granted the motion to proceed in forma pauperis, but denied the other two motions in a memorandum which was duly filed on that day. In the latter part of August, and when this court was in recess, counsel for appellants filed in the clerk’s ofiiee of this court a petition entitled “A Motion to Rehear,” and in this petition prayed a rehearing on the petition for bail and certiorari and that this
The purpose of "the original petition which 'was. denied and of the later petition which we are now. considering, except as in, the matter of the reduction of bail, was to have this court make a stenographer’s transcript of, the evidence a-part of the record on-the appeal and to substitute it and the.exceptions shown by it to have been taken in the trial for the bill- of exceptions duly certified by the .trial judge. • Inasmuch as the stenographic transcript was not a part of . the record below, we were entirely without power .to, make it a part here,, and we had no alterna-' tive but to deny, the originar motion .on this' ground, and this w.e did. And for the same reason and the additional reason that to treat thj.s i.unofflcial transcript as ,a.bill", of exceptions would;be violative of every,applicable rujétof'law,, we are obliged to deny the mo-' tion, to .rehear, in this respect. The’, rule is fundamental, and it is,nowhere more clearly stated than, by the Supreme Court in Hanna v. Maas, 122 U.S. 24" court="SCOTUS" date_filed="1887-05-23" href="https://app.midpage.ai/document/hanna-v-maas-91958?utm_source=webapp" opinion_id="91958">122 U. S. 24-27, 7 S. Ct. 1055, 1056, 30 L. Ed., 1117, where it is said:
“The object of a bill of exceptions, is to put on record rulings and instructions in matter of law which could not otherwise-be a subject of revision in a court of error. The excepting party, in order to entitle himself to such -revision, must not only allege exceptions at the trial or- hearing, but he must- after-wards draw up- and hand to the- presiding judge those exceptions in writing, stating distinctly and specifically the rulings or instruct tions- of which he'complains:, 2 Inst'. '426; Steph. PI. (1st Amer. Ed.)'Ill;' Turner v. Yates [57 U. S.], 16 How. 14" court="SCOTUS" date_filed="1854-02-23" href="https://app.midpage.ai/document/turner-v-yates-86852?utm_source=webapp" opinion_id="86852">16 How. 14, 29 [14 L. Ed. 824]; Insurance Co. v. Sea [88 U. S.], 21 Wall. 158" court="SCOTUS" date_filed="1874-12-14" href="https://app.midpage.ai/document/insurance-co-v-sea-88997?utm_source=webapp" opinion_id="88997">21 Wall. 158 [22 L. Ed. 511]. If the’exceptions so drawn up by the party in writing-are found to be true,- they are sealed, or often,- in' the practice of the federal courts,-'merely signed; by- ;the presiding judge. Herbert v. Butler, 97 U.S. 319" court="SCOTUS" date_filed="1878-03-25" href="https://app.midpage.ai/document/herbert-v-butler-89794?utm_source=webapp" opinion_id="89794">97 U. S. 319 [24 L. Ed. 958] ; Rev. St.,§ 953. Minutes of th'B'judge or clerk, or notes of a stenographer, cannot take the place of a bill of exceptions, but are only memoranda by the aid of which oné may afterwards be drawn up. Pomeroy v. Bank of Indiana [68 U. S.], 1 Wall. 592" court="SCOTUS" date_filed="1863-01-01" href="https://app.midpage.ai/document/pomeroys-lessee-v-state-bank-of-ind-2620917?utm_source=webapp" opinion_id="2620917">1 Wall. 592 [17 L. Ed. 638]; Thompsoh v. Riggs [72 U. S.], 5 Wall. 663" court="SCOTUS" date_filed="1867-05-16" href="https://app.midpage.ai/document/thompson-v-riggs-87863?utm_source=webapp" opinion_id="87863">5 Wall. 663 [18 L. Ed. 704]; Young v. Martin [75 U. S.], 8 Wall. 354" court="SCOTUS" date_filed="1869-11-15" href="https://app.midpage.ai/document/young-v-martin-88096?utm_source=webapp" opinion_id="88096">8 Wall. 354 [19 L. Ed. 418]; Insurance Co. v. Lanier, 95 U.S. 171" court="SCOTUS" date_filed="1877-11-18" href="https://app.midpage.ai/document/insurance-co-v-lanier-89576?utm_source=webapp" opinion_id="89576">95 U. S. 171 [24 L. Ed. 383]. The exceptions must be drawn up and settled in proper form in the court below, and cannot, be amended or redrafted in this court. Stimpson v. Westchester R. Co. [44 U. S.], 3 How. 553" court="SCOTUS" date_filed="1845-02-14" href="https://app.midpage.ai/document/stimpson-v-west-chester-railroad-86329?utm_source=webapp" opinion_id="86329">3 How. 553 [11 L. Ed. 722]. * * *
“But to assume to do that would be to take upon ourselves the duty of drawing up a proper bill of exceptions, a duty which belonged to the excepting party, and should: have been performed before suing out the writ of error. This we are not authorized.to do. Our duty and authority are limited tOi determining the validity of exceptions duly framed and presented.” -4
i: See, .also, In re Streep, 156 U.S. 207" court="SCOTUS" date_filed="1895-01-28" href="https://app.midpage.ai/document/in-re-streep-8140783?utm_source=webapp" opinion_id="8140783">156 U. S. 207, 15 S. Ct. 358" court="SCOTUS" date_filed="1895-03-04" href="https://app.midpage.ai/document/bank-of-rondout-v-smith-94098?utm_source=webapp" opinion_id="94098">15 S. Ct. 358, 39 L. Ed. 399" court="SCOTUS" date_filed="1895-01-28" href="https://app.midpage.ai/document/lindsay-v-burgess-94087?utm_source=webapp" opinion_id="94087">39 L. Ed. 399, where it was rilled' that, where the trial court has settled and1 signed a bill of exceptions, an appellate court1 will not, on application supported by affidá-’ vits that the! bill as settled and signed is ift-i correct,, issue mandamus requiring the judge: to' resettle them. ' I
In view of what we have just said and of the authorities to which we have referred,1 it' is obviously our duty to deny the motion to rehear, and an order will be entered accordingly: . ....
■ ' Nothing appears to justify a change of our views in relation to granting bail, etc., and we adhere to what we said on that subject in our memorandum of August 3.
Supplementary Memorandum by the Court.
We have in a previous memorandum filed to-day stated our reasons for denying the motion filed by appellants to rehear a previous motion denied by us August 3,1932. We did not, however, in denying the motion, dismiss the petition on which the motion was hot; tomed, and we purposely refrained from taking this action that we might notice certain serious charges made in ¡.the petition which we do | not think we can overlook. Our action in this regard requires a brief résumé of the prim- or motions and proceedings had since the apT peal in this case was brought to this court. . ’
Appellants, subsequent to the taking of the appeal and the filing of the assignment^ of errSr, but prior to the settlement of the bill of exceptions, asked us to issue mandamus to the trial' judge to require him to require the United • States attorney to turn over to counsel for appellants the transcript-of evidence which -lie" had secured from & stenographer employed by him for that purpose. We denied, the application. The paper was not a part of-the record. The stenographer was not
In August appellants applied to this court for an order directing, the trial judge to make the stenographer’s transcript a part of the record. This we denied for reasons then stated in writing and filed with the record.
In the petition last filed and which we have this day denied, appellants, in support of a renewal of the motion, state, over the signature of an attorney of this court, “that the said trial justifce has intentionally and deliberately sent up to this honorable court a false, inaccurate, incomplete, deleted, and diluted bill of exceptions in this ease.” It will thus be seen that the situation which confronts us differs from that of other cases which we have examined on motions to impeach a record on appeal in that it is not only claimed that the record is inaccurate but that it is deliberately false.
As we have shown in our preceding memorandum, the drawing up of a proper bill of exceptions is the duty of the excepting party, and our authority is limited to determining the validity of exceptions framed, settled, and certified. But here the allegation goes beyond the mere matter of error, and charges judicial fraud. We have b eon an d are unwilling to hear and decide an appeal on a record alleged to be purposely untrue, and we have no doubt that in such a case we have an inherent power to set aside the judgment and award a new trial, and, in this view, we deem it our duty not to hear argument on this appeal or to decide the case without further investigation.
The charges made are conclusions rather than statements of definite facts, and, in a matter of this importance, we have been at pains to examine the bill of exceptions certified by the trial judge and we find that it fully covers the assignments of error prepared and filed with the trial court by counsel responsible for the charges we are discussing. It may well be, as is claimed in appellants’ petition, that it does not include all of the exceptions taken on the trial, but it is not argued on behalf of appellants that any omitted exceptions were ever brought to the attention of the trial judge. We are therefore faced with a charge without supporting facts on which to base it. If there are supporting facts, we are entitled to have them shown, and counsel should be afforded an opportunity to bring them to- our attention. We can only act when this is done.
We have given careful thought and earnest consideration to the method and machinery by which this result can be accomplished, and have reached the conclusion that we should hear this aspect of the case separately from the merits of the appeal. To this end we shall appropriate for this purpose such time as is necessary at the convening of this court on January 3 next to enable counsel to present to us any facts which he may have to sustain the charge of deliberate falsity in the record- on this appeal. A definite and succinct statement of facts supported by affidavits should be filed in the clerk’s office of this court not later than December 27. A copy of any papers filed pursuant to this permission should be delivered on the same day to the United States attorney. The hearing on January 3 will be confined to the single question whether the record in the appeal in this ease is a deliberate and premeditated perversion of the facts of the trial. If the United States attorney cares to be heard, we shall, of course, afford him such an opportunity. The matter will thus bo disposed of, and the reg
We have heretofore entered an order allowing thirty days’ additional time in which to file a brief. This time will be extended if necessary.
The clerk will forthwith furnish a copy of this memorandum to counsel for appellants and to the United States attorney.