Lead Opinion
OPINION
¶ 1 In this personal injury action, the primary issue on appeal is whether students who perform a routine errand at a teacher’s request on school grounds during school hours can be deemed school “employees” under Arizona’s Workers’ Compensation Act. Although its facts and procedural history are simple, this case presents rather complicated legal issues of first impression in Arizona.
¶2 Plaintiff/appellant Karen Mitchell, a middle school teacher, appeals from the trial court’s grant of summary judgment in favor of defendants/appellees John Gamble and Aaron Jensen, both minors who attended the school where Mitchell taught. Mitchell argues the trial court erred in determining that appellees were “employed” by their school at the time of the incident in question and, therefore, that A.R.S. § 23-1022(A) precludes her negligence claims against them. We conclude that the limited record before us and the applicable law do not support summary judgment in favor of appellees and, accordingly, reverse the trial court’s judgment.
BACKGROUND
¶ 3 In reviewing a grant of summary judgment, we view the facts and all reasonable inferences therefrom in the light most favorable to the party against whom summary judgment was entered. See Town of Miami v. City of Globe,
¶ 4 Mitchell later sought and obtained workers’ compensation benefits as a result of the incident. In addition, she filed this action against appellees, claiming they had pushed the cart in a “negligent and reckless manner” and were personally hable for her injuries.
DISCUSSION
I.
¶ 5 Subject to certain exceptions, § 23-1022(A) provides: “The right to recover [workers’] compensation ... for injuries sustained by an employee ... is the exclusive remedy against the employer or any co-employee acting in the scope of his employment.”
1Í 6 Our standard of review for that ruling requires some discussion. We generally review de novo orders dismissing cases for lack of subject matter jurisdiction. Sutterly v. Life Care Ctrs. of Am., Inc.,
¶ 7 The ultimate issue raised here is purely legal — whether § 23-1022(A) renders Arizona’s workers’ compensation system Mitchell’s “exclusive remedy,” thereby barring her tort action against appellees and depriving the trial court of subject matter jurisdiction. Resolution of that issue, however, hinges on whether appellees were acting as school employees and, therefore, as Mitchell’s coemployees, at the time of her injury. This latter issue, though properly addressed by the trial court, see Swichtenberg, is a mixed question of law and fact. Accordingly, we review de novo whether the trial court properly applied § 23-1022 and on that basis entered summary judgment in favor of appellees. See Andrews v. Blake,
¶8 Summary judgment is proper only if “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Ariz. R. Civ. P. 56(c), 16 A.R.S., Pt. 2; see also Orme Sch. v. Reeves,
II.
¶ 9 In cases such as this, the various issues bearing on jurisdiction include whether an employer-employee relationship exists. Arizona Workers’ Compensation Handbook § 12.2.5, at 12-15 (Ray Jay Davis et al. eds., 1992) (hereafter “Handbook”). “The courts have struggled with the questions of what tribunal makes these decisions and how they are to be made.” Id. It is relatively clear, however, that the Industrial Commission and the courts have concurrent jurisdiction to determine employment status. Id.; see also Uzoh v. Indus. Comm’n,
¶ 10 In addressing the issue of whether appellees were acting as school “employees” at the time of the accident, both the motion papers below and the parties’ briefs on appeal focused primarily on Restatement (Second) of Agency § 220 (1958) and cases such as Santiago, Bond v. Cartwright Little League,
¶ 11 Restatement § 220 lists several factors, including the master’s right to control performance of services, bearing on whether one person is the servant of another. See Santiago,
¶ 12 The right-to-control element, however, is but one relevant factor in determining whether an employment relationship existed and is not singularly dispositive. See Santiago,
¶ 13 Most of the other factors under Restatement § 220 are inapplicable on their face, unsupported by any facts in the record, or obviously weigh against a finding of any master-servant relationship between appel-lees and their teacher. To the extent the limited record here sheds any light on the totality of the circumstances, it does not reflect the many indicia of an employment relationship found in eases like Swichtenberg, Ringling Bros., or Anton. See Handbook § 2.2.2.3, at 2-11 (in determining employment status, “regardless of how indicia are considered or weighed, the overriding caveat is that any decision must be based on the totality of the circumstances”).
¶ 14 Relying on Bond and Love, appellees also contend that they were “gratuitous employees” at the time of the accident and that their teacher had had the authority to “employ” them as such without the express consent of the school or the school district. We are not persuaded. Both Bond and Love are factually distinguishable. And, more importantly, neither case involved any student-teacher relationship, presented or addressed any workers’ compensation issues, or engaged in any analysis under Restatement § 220. Therefore, we do not find either ease particularly helpful, let alone controlling.
III.
¶ 15 Mitchell has consistently argued below and on appeal that appellees were not school district employees at the time of the accident and, therefore, her action against them is not barred by § 23-1022(A). As far as we can tell, however, Mitchell did not specifically ground her position in the workers’ compensation statutes until oral argument in this court. Conversely, appellees contended for the first time at oral argument that Arizona’s workers’ compensation statutes, rather than common law principles, are controlling and that, under those statutes, they were acting as Mitchell’s eoemployees at the time of the accident. On that basis, they now argue, the workers’ compensation system was her exclusive remedy, and this action is barred.
¶ 16 Generally, issues and arguments raised for the first time at oral argu
¶ 17 First, in their motion for summary judgment below, appellees specifically cited § 23-901 to support their claim of “co-employee” status at the time of the accident. Second, the trial court expressly based its summary judgment ruling on the Workers’ Compensation Act, specifically § 23-1022(A). Third, we are faced with a purely legal issue of general statewide interest. See City of Tempe,
¶ 18 Finally, we now have received “analytical input from the parties,” and neither side claims any surprise or unfairness. Childress Buick Co.,
¶ 19 We acknowledge at the outset the difficult “task of ‘trying to put an extremely ill-defined and informal working arrangement into legal pigeonholes.’” Anton,
¶ 20 Therefore, in our view, the determinative issue is whether appellees and Mitchell qualified as coemployees of the school under the pertinent workers’ compensation statutes. Section 23-901, which defines “employee” and “co-employee” for workers’ compensation purposes, is the starting point for our analysis.
(a) Every person in the service of ... a ... school district, ... whether by election, appointment or contract of hire.
(b) Every person in the service of any employer subject to this chapter, including aliens and minors legally or illegally permitted to work for hire, but not including a person whose employment is both:
(i) Casual.
(ii) Not in the usual course of the trade, business or occupation of the employer.
¶22 “Because of the remedial purposes of the Act, the definition of employee should be liberally construed” when a claimant seeks workers’ compensation coverage or benefits. Central Mgmt. Co. v. Indus. Comm’n,
¶ 23 In their brief, appellees neither point to any facts nor present any argument to establish that they qualified as “employees” under § 23-901(6). As for subsection (a) of that statute, the record does not suggest that they performed their errand pursuant to any election or contract of hire. See Watson v. Indus. Comm’n,
¶24 For the first time at oral argument, however, appellees contended they qualified as “employees” under § 23-901(6)(a) because, at the time of the accident, they were performing the errand “in the service” of the school pursuant to their teacher’s “appointment” of them for that task. We find several flaws in this argument. First, although ap-pellees’ teacher apparently chose or designated them to perform the errand, we cannot say that action constitutes an “appointment” for purposes of § 23-901(6)(a). Second, the limited record before us does not clearly establish that appellees were necessarily acting “in the service” of the “school district” in performing it. § 23-901(6)(a); see also A.R.S. § 15-101(20) (a “[s]chool district” is “organized for the purpose of the administration, support and maintenance of the public schools”). Third, appellees have cited no facts or law to suggest that their teacher was authorized to transform them into school employees, albeit temporary ones, by merely “appointing” them to perform a routine errand. Cf. Porter v. Louisiana Grocers Co-Operative, Inc.,
¶ 25 In addition, analogous out-of-state authority refutes appellees’ new reliance on § 23-901(6)(a). Under a statute very similar to § 23-901(6)(a), the Colorado Supreme Court concluded that a high school’s volun
¶26 Like subsection (a) of § 23-901(6), subsection (b) categorizes as an “employee” every person “in the service” of an employer, subject to a two-pronged, conjunctive exception. Appellees also contended for the first time at oral argument that they qualified as “employees” under that subsection. As noted above, however, neither the record nor the law establishes that appellees were acting “in the service” of the school district at the time of the incident. But, even assuming they were, under the first, exclusionary prong of § 23-901(6)(b), a trier of fact could infer that appellees’ alleged “employment” was “casual.” § 23 — 901(6)(b)(i); see Estate of Wesolowski v. Indus. Comm’n,
¶ 27 A trier of fact also could infer under the second, conjunctive prong of § 23-901(6)(b)(ii), that the “usual course of the trade, business or occupation of the employer” — here, the school district — was to educate students. Contrary to appellees’ oral argument, absent any evidence on that point, it certainly is not self-evident that assigning students menial jobs collateral to the core educational process is part of the “usual course” of a teacher’s or a school’s “business.” See Young,
¶ 28 In sum, based on the pertinent workers’ compensation statutes alone and this record, we cannot say as a matter of law that appellees were Mitchell’s “co-employees” as that term is defined and used in those statutes. See §§ 23-901(3), (6); 23-1022(A); cf. Connors v. Parsons,
IY.
¶29 Mitchell also argues that the trial court’s determination that she and appellees had been “co-employees” is contrary to public policy, essentially means that “virtually anything a young student does at the request of a teacher forms an employment relationship,” and could lead to the “possible destruction of the Workers[’] Compensation system.” Because we conclude that sum
¶ 30 We recognize, however, that in some respects, our conclusion seems counterintui-tive and possibly raises some public policy concerns. For example, if appellees’ teacher had performed the errand herself and had accidentally injured Mitchell in the process, Mitchell clearly could not have maintained a common law negligence action against the other teacher, but rather, her remedies would have been limited to the workers’ compensation system. Therefore, it was arguably fortuitous that the teacher instead sent ap-pellees to perform the errand and that they essentially were standing in her shoes at the tune of the accident.
¶ 31 In addition, the possibility of a teacher’s being accidentally injured at school by a student while acting in the course and scope of his or her employment might be considered an occupational hazard. Teachers, after all, work with and among students on a daily basis. Given them employment context, teachers have a reasonable expectation that injuries sustained in their workplace at school, whether caused by students or otherwise, will be covered by the workers’ compensation system. Conversely, permitting teachers to avoid that system and sue students in a case such as this arguably exceeds that reasonable expectation.
¶ 32 Similarly, most parents might be surprised, if not alarmed, to learn that their school-age children could be sued and potentially held hable for negligence in this type of case. And that is particularly so when, as here, the accident occurred while the students were merely performing a routine errand at their teacher’s request.
¶33 On the other hand, school districts and their workers’ compensation insurers might be equally dismayed to learn that students who themselves are injured at school while performing routine errands at a teacher’s request could be deemed “employees” and, as such, seek and obtain workers’ compensation benefits. And, an injured student’s entitlement to such benefits theoretically would arise whether the student was “employed” legally or illegally. See A.R.S. §§ 23—901(6)(b) (“employee” includes “minors legally or illegally permitted to work for hire”); 23-905 (injured minors working either legally or illegally may collect workers’ compensation benefits); see also Herman v. Indus. Comm’n,
¶ 34 Notwithstanding the competing public policy concerns here, we must attempt to analyze and resolve this case under the workers’ compensation statutes that both sides now agree are controlling. Unfortunately, those statutes do not specifically address the student-teacher relationship at issue here. Nor did the legislature, in all probability, contemplate that issue. Although public policy arguments can be made for or against the result we reach, our conclusion hinges solely on the applicable workers’ compensation statutes and other legal principles discussed above. In the face of Arizona’s extensive and elaborate statutory scheme, it is for the legislature, not this court, to weigh the policy considerations and determine whether any statutory change is appropriate or necessary.
DISPOSITION
¶35 The trial court’s grant of summary judgment is reversed, and the case is remanded for further proceedings consistent with this opinion.
Notes
. We note that, apparently, no guardian, next friend, or guardian ad litem has been named or appointed on behalf of appellees, both minors. Our supreme court has stated, albeit in dictum, that a minor "cannot bring or defend a legal proceeding in person, but must sue or be sued by a legally appointed general guardian, or next friend or a guardian ad litem.” Pintek v. Superior Court,
. Although Mitchell alleged in her complaint that appellees had acted “negligently] and reckless[ly],” she does not contend the "wilful misconduct” exception in § 23-1022(A) applies. See generally Gamez v. Brush Wellman, Inc.,
. Before oral argument, this court customarily disseminates to counsel a draft decision that conspicuously states it is prepared by only one judge and may be changed entirely after argument.
. Appellees’ focus on the "right to control" language in Restatement (Second) of Agency § 220(1) (1958) also overlooks pertinent Arizona statutes governing schools and the relationship between students and teachers. Under A.R.S. § 15-802(A), ”[e]very child between the ages of six and sixteen years shall attend a school.” In addition, students are statutorily required to "comply with the rules, pursue the required course of study and submit to the authority of the teachers.” A.R.S. § 15-841(A). Thus, the right of appellees' teacher to direct and control them in all school-related matters emanated from statute rather than from any agreement or other arrangement whereby appellees were "employed to perform services in the affairs” of their teacher or the school. Restatement § 220(1).
. The primary issue in Love was whether the putative servant, a waitress, had been acting within the scope of her employment at the time of the accident. Appellees likewise argue here that they were acting within the course and scope of their "employment” with the school at the time of the accident. That is probably so, and Mitchell does not contend otherwise, assuming appellees qualified as "employees” for workers’ compensation purposes. But, because we conclude they did not so qualify, we do not address this secondary issue. See Arizona Workers’ Compensation Handbook, § 2.2.1.1, at 2-5 (Ray Jay Davis et al. eds., 1992) (only if initial question of whether person qualifies as employee "is answered affirmatively does any further analysis come into play”).
. As noted earlier, at oral argument in this court, appellees conceded that Arizona's workers’ compensation statutes govern the analysis of whether they qualified as “employees" at the time of the accident.
. Although the dissent cites no authority to support its conclusion, we do not necessarily disagree with the policy arguments it advances. But, in our view, they should be directed to the legislature and do not permit us to avoid analysis and resolution of the case, silly as it might seem to some, based on the applicable statutes. See Galloway v. Vanderpool,
Dissenting Opinion
dissenting.
¶ 36 Respectfully, I cannot agree with the majority’s, in my view, overly technical analysis to reach a conclusion it candidly acknowledges is both counterintuitive and bad public policy. And, I would venture, contrary to common sense. To say that parents of school children may be surprised and alarmed to discover that their children could be subject to personal liability as a result of innocently carrying out a teacher’s routine directive is no small understatement. On the other hand, I believe it requires no legal calisthenics to determine that the student defendants in this case merely stepped into the shoes of their teacher, for purposes of this action, when they obediently carried out her command and did so, even under the limited record in this case, clearly and solely in furtherance of a school purpose. Whether this conclusion would necessarily require that students be covered under the Workers’ Compensation Act for other purposes is a distinctly different inquiry that would depend on different facts not before us.
¶ 37 The unfortunate impact of this ruling will be to send a bleak message to parents and guardians that their children and, for practical purposes, their insurance policies, are at risk should their children merely cooperate with teachers’ commonplace requests to lend various forms of assistance during school. How this new class of defendants will determine what types of cooperation may or may not expose them to liability, and the extent of the resulting chill and additional burden on student-teacher relationships, is highly troubling. Because the unremarkable accident and alleged injury in this ease are, as the majority recognizes, entirely foreseeable occupational hazards for teachers who daily work in a school environment, it does no damage to our workers’ compensation scheme to avail these unsuspecting children and their families of its protection and to restrict the plaintiff to her chosen remedy under law. It would also make sense.
