Mitchell v. Department of Health & Rehabilitative Services

439 So. 2d 943 | Fla. Dist. Ct. App. | 1983

Lead Opinion

THOMPSON, Judge.

This is an appeal from a final administrative order of the Department of Health and Rehabilitative Services (HRS) denying Mitchell’s application for renewal of his license to operate an adult congregate living facility (ACLF). Mitchell contends HRS erred in rejecting the findings of fact in the hearing officer’s recommended order. We agree and reverse.

Mitchell and his wife operate an ACLF in their home in Pensacola. Pursuant to law and HRS rules, ACLF’s are permitted to offer only “personal services” to their residents and may not provide “nursing services.” See § 400.402(1), .402(8), Fla.Stat. (1981); Chapter 10A-5 Fla.Admin.Code. On July 3, 1981, Mitchell applied for a renewal of his license which was to expire on August 11, 1981. During inspections conducted on July 28,1981, September 17,1981, and October 1, 1981 HRS personnel observed activities on the part of Mitchell’s employees which HRS determined were prohibited nursing services. Accordingly, HRS denied Mitchell’s license renewal application and filed an administrative complaint against him.

After a full hearing, the hearing officer issued a recommended order making detailed findings of fact regarding the patients alleged to have been furnished nursing services and their lack of need for nursing services as testified to by their private physicians. Based on these findings, the hearing officer concluded that the ACLF was not providing nursing services.

One of the services rendered by the ACLF which the hearing officer found to be personal services, rather than nursing services, involved self-administration of medicines prescribed by the patient’s physician. The only instruction the physician gave concerning these medications is that the patient should be observed for over-sedation since he prescribed thorazine on an as-needed basis. The supervision of self-administered medication, the observation of patients receiving medication, and the immediate reporting of noticeable effects and side effects of medication to a patient’s physician is specifically authorized by statute as a personal service. Sec. 400.402, Fla.Stat. “Supervision of self-administered medication” is defined by § 400.402(11) as follows:

reminding residents to take medication, opening bottle caps for residents, reading the medication label to residents, observ*945ing residents while they take medication, checking the self-administered dosage against the label of the container, reassuring residents that they have obtained and are taking the correct dosage, keeping daily records of when residents receive supervision pursuant to this subsection, and immediately reporting noticeable effects and side effects of medication to the resident’s physician. Supervision of self-administered medication shall not be construed to mean that a facility shall provide such supervision to residents who are capable of administering their own medication, (emphasis added).

HRS has no authority to define this service by rule as nursing services.

HRS even contended at the hearing that a patient requires nursing services when she requires assistance in bathing, walking, and other aspects of daily living. However, such services are specifically defined by § 400.402(8) as personal services. Accordingly, the hearing officer properly found that such services did not constitute nursing.

After detailing his conclusions of law the hearing officer recommended renewal of Mitchell’s license. HRS rejected many of the hearing officer’s findings of fact on the grounds they were not supported by competent substantial evidence. It also rejected the hearing officer’s conclusions of law and ordered that the license applied for be denied.

HRS erred in rejecting the hearing officer’s findings of fact and in concluding they were not supported by competent substantial evidence. There is ample competent substantial evidence in the record to support the hearing officer’s findings of fact and the final order of HRS rejecting the findings gives no valid reason for the rejection. See McDonald v. Department of Banking & Finance, 346 So.2d 569 (Fla. 1st DCA 1977).

The order denying Mitchell’s application for license renewal is vacated with instructions that HRS enter a final order in accordance with the hearing officer’s recommended order.

REVERSED.

BOOTH, J., concurs. WENTWORTH, J., dissents.





Dissenting Opinion

WENTWORTH, Judge,

dissenting.

I would affirm the department’s order because, without regard to factual issues, it correctly rejected the hearing officer’s conclusions of law: (1) that the department “lacks the authority to look behind the determinations ... of the private physicians” and “may not deny [ACLF license] applications based upon any disagreement with the conclusions of ... residents’ physicians” under § 440.426, Florida Statutes, and (2) that “it is the definition of professional nursing which is significant” in applying the prohibition in § 440.402, Florida Statutes, 1980 Supp., against an ACLF providing “nursing ... services by the staff of the facility.”

Section 464.003 contains definitions of both the “practice of professional nursing,” and the “practice of practical nursing,” and § 440.021(8) defines the prohibited “nursing service” as all service “rendered ... by individuals as defined in Section 464.021.”

The contrary conclusions detailed in the department’s final order1 appear to me to be well within its assigned responsibilities. Accepting the relevant facts to be as found by the hearing officer, the department’s *946denial of a license should in my opinion be sustained because services actually rendered by the facility in question were beyond those permitted by the statutory restrictions as administratively construed. Certainly the licensing function has not been legislatively vested in the private physicians for any specific residents, whose opinions in this case were not, in any event, measured with respect to any legally prescribed standards for services actually rendered. When properly evaluated, the testimony as a whole supports the department’s conclusion 2 that many services rendered were beyond the limits permitted for the facility, however well suited to the emotional or other needs of the patients in question.

I would affirm.

. It is the responsibility of HRS to license such facilities. §§ 400.404 and 400.407, Florida Statutes (1981). Such a facility shall not provide nursing services by the staff of the facility. § 400.402, Florida Statutes (1981). In order to insure compliance with this requirement, HRS has been given the right to enter and inspect the facilities. § 400.434, Florida Statutes (1981). If during such an inspection, any resident appears to need nursing care, the Department must request that a physician or nurse examine the resident to determine if the resident is appropriately placed. § 400.426, Florida Statutes (1981). The legislative history of § 400.426 establishes that these determinations as to placement by a physician or nurse are not binding on the Department .... Doctors Bar-oco and Yonehiro were both unfamiliar with the law pertaining to adult congregate living facilities and to nursing. Also, they had no knowledge as to the actual care and services being provided to Ms. Alto and Ms. Smith in the Mitchell facility.

. As examples, merely illustrative of the character of services rendered by the staff in question, the hearing officer found that one patient’s physician “prescribed thorazine on an as-needed basis.” The hearing officer found that patient had numerous limitations including: “has dysarthria, meaning that she has trouble speaking ... has right hemiplegia or partial paralysis .. . elects to confine herself to her bed a substantial period of time.” Another patient, admitted after four months’ hospitalization and awaiting amputation surgery, was receiving wound care for gangrenous ulcers on her feet and “had prescribed darvocit and dal-mane on an as-needed basis ... requiring a determination by the staff ... of the need for medication." (e.s.) Both patients were unable to walk and were, in fact, physically moved to and from their beds and wheelchairs. The detailed statutory definition of supervision of self-administered medication notably omits the critical function of “determination by the staff ... of the need for medication,” and the authorization for “assistance with .. . ambulation” as non-nursing personal service again notably omits the moving of non-ambulatory patients involved in this case. Section 400.402(8) and (11), Florida Statutes.

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