MEMORANDUM AND ORDER
This сause is before the Court on Defendant’s, Danek Medical, Inc. (Danek) Motion for Summary Judgment. Defendant filed its Summary Judgment motion on June 30, 1999. The Court provided Plaintiff with several extensions of time in which to respond. The November 15,1999 deadline has passed with no further filings by Plaintiff, accordingly, this motion is now ripe for ruling.
JURISDICTION
This ease was originally filed in the St. Joseph County Circuit Court. Defendants filed for removal claiming jurisdiction pursuant to 28 U.S.C. § 1331 (Federal Question), the Federal Food, Drug, and Cosmetic Aсt (FDCA), 21 U.S.C. § 301 and 21 C.F.R. § 800.
I. BACKGROUND
This case is another of more than two thousand separate products liability actions filed in this country by more than five thousand plaintiffs claiming that defective “pedicle screw fixation devices” which were surgically attached to the pedicles of their spines during spine fusion surgery have caused them to suffer physical injuries. Pursuant to 28 U.S.C. § 1407, the Judicial Panel on Multi district Litigation (MDL) transferred these cases to the United States District Court for the Eastern District of Pennsylvania for consolidated pretrial proceedings. The MDL court, through Judge Louis C. Bechtle, managed the litigation through extensive procedural matters, including dismissal of the original complaints, the filing of amended omni complaints, discovery, and the resolution of numerous motions. In April 1997, Judge Bechtle issued a thorough opinion in
In re: Orthopedic Bone Screw Products Liability Litigation,
No. MDL 1014, 1997 WL
*972
186325 (E.D.Pa. Apr.16, 1997),
aff'd,
A. Medical Device Amendment
Under the Medical Device Amendments (“MDA”) to the Federal Food, Drug and Cosmetic Act (“FDCA”), medical devices intended for human use are classified as Class I, II, or III devices. Class I devices are considered to present the least risk to human safety and are subjeсt to “general controls;” Class II devices present more risks to human safety than Class I devices and are subject to special controls; and Class III devices present the most risk to human safety and are subject to “premark-et approval,” which is designed to provide a “reasonable assurance of ... safety and effectiveness” for the most dangerous medical devices. See 21 U.S.C. §§ 360c(a)(l)(C), 360e(e) and 360i(a). Pre-market approval under the MDA rеquires applicants to submit an application detailing: 1) extensive safety testing data; 2) the contents and operation of the device; 3) a description of methods used to manufacture, process, package, and install the device; 4) samples of the device; 5) proposed labeling for the device; and 6) all other information requested by the FDCA. 21 U.S.C. § 360e(c)(l). Once the device is approved, the Federal Food and Drug Administration (“FDA”) rеgulations prohibit the device from being manufactured, packaged, stored, labeled, distributed, or advertised in a manner inconsistent with the conditions of approval. 21 C.F.R. § 814.80. The FDA retains the power to monitor the device and withdraw approval if the device becomes unsafe. 21 U.S.C. §§ 360e(e)(l)-(3) and 360(1).
B. Danek’s TSRH Spinal System
Danek’s Texas Scottish Rite Hospital (TSRH) Spinal System device consists of screws, hooks, rods, transverse traction devices, connectors and other cоmponents which may be customized, for spinal fusion surgery purposes, on a patient-by-patient basis. The TSRH construct, once surgically inserted, is intended to immobilize the diseased portion of the patient’s spine by connecting adjacent spinal vertebrae with steel rods or plates. The rods or plates are anchored to the patient’s spine by metal screws which are themselves inserted into the spinal pedicles. 1 Bone graft material, often in the form of small chips taken from the patient’s hip bone, is then packed between and alongside the TSRH device. If spinal fusion surgery is successful, the grafted bone material eventually fuses together to form a solid bony mass that stabilizes the diseased portion of the spine. Danek initially sought to market the TSRH for fixation in the sacrum, and did not seek clearance from the FDA to market the TSRH screws for use in the pedicles. Because the FDA considered the TSRH screws as being substantially equivalent to another pre-enactment device various of its components were approved in early 1989, for marketing and labeling pursuant to the 510(k) process. 2 The FDA specified, however, that the *973 screws could not be labeled nor promoted for pedicular fixation. (Treharne Aff. Ex. 1.)
In November, 1991 Danek received conditional approval to conduct an IDE trial to obtain clinical data on the safety and efficacy of pedicle fixation using the TSRH system. In January, 1992, the FDA approved the Danek TSRH Variable Angle Sacral Screw for use in the sacrum, ilium,. and anterior portions of the spine as a substantially equivalent device. In January, 1995 the FDA cleared the stainless steel TSRH Spinal System to be marketed and labeled for pedicle fixation, only with certain restrictions. (Treharne Aff. Ex. 2.) The notice also asserted that Danek “may not label or in any way promote this device system and the TSRH spinal system, for which it is part of, for pedicular screw attachment to, or fixation of the cervical, thoracic or lumbar vertebral column for intended uses other than severe spondylo-listhesis.”
C. Amy Minisan
Plaintiff, Amy Minisan (Minisan) injured her back at work in July of 1992. She was initially diagnosed with a back strain, however, medical follow-up found her suffering from grade 2 spondylolisthesis. 3 From July of 1992 until May of 1993, Minisan tried to relieve her pain through conservative treatment including pain medication, physical therapy and steroid injections. The treatment was unsuccessful. After obtaining several medical opinions, Minisan opted for spinal surgery to fuse her L5 and SI 4 vertebrae. 5 The surgery was performed on May 10, 1993 using Danek’s implant device. The screws used in her surgery were marketed, labeled and sold under the January 22, 1992 clearance letter issued by the FDA. 6 (Treharne Aff. Ex. 4.) She received some relief after the surgery and returned to work in August of 1993 only to have her back and leg pain recur. By January 26, 1994 tests revealed that at least two of the screws in the device had broken and Minisan had a second surgery implanting a new device 'in early May, 1994. She again returned to work and her pain recurred. She was diagnosed with pseudoarthrosis in November of 1995. 7 In August of 1995 it was *974 determined that Minisan’s sacral screws had broken, however no further surgery was done. On September 24, 1996, Mini-san injured her back in an auto accident and subsequently had a third spinal surgery. Thе procedure and results of that surgery are not involved in this case.
Minisan claims that Danek was negligent in designing, manufacturing, promoting, and providing warnings about the TSRH device and that the negligence proximately caused her continued pain and injury. Danek moves for Summary Judgment asserting that no proof of a product defect and no proof of medical causation exists.
I. SUMMARY JUDGMENT STANDARD
Summary judgment is proper if the pleadings, depositions, answers to interrogatоries and admissions on file, together with any affidavits, show that there exists no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56;
Russo v. Health, Welfare & Pension Fund, Local 705,
The initial burden is on the moving party to demonstrate, “with or without supporting affidavits,” the absence of a genuine issue of material fact and that judgment as a matter of law should be granted in the moving party’s favor.
Cel-otex,
During its summary judgment analysis, the court must construe the facts and draw all reasonable inferences in the light most favorable to the nonmoving party.
Smith v. Fruin,
II. DISCUSSION
Count I of Minisan’s Complaint alleges a strict liability claim. Count II alleges negligence and failure tо warn. Danek asserts it is entitled to summary judgment because 1) there are no genuine issues of fact on the essential element of causation; 2) there are no genuine issues of fact on the essential element of defect; and 3) Minisan’s Failure to Warn claim is precluded by the “learned intermediary” doctrine.
*975 A. Proximate Cause
In order to survive a motion for summary judgment, Minisan must carry the burden of proof that the Defendant’s device proximately caused her injuries. Proximatе cause is an essential element of, and is determined in the same manner in, both negligence and product liability actions.
Wolfe v. Stork RMS-Protecon, Inc.,
Proof of legal causation in a medical device case must be by expert testimony and the expert’s opinion must be stated in terms of reasonable probability.
Hartwell v. Danek Medical, Inc.,
In this case, Minisan offers the report of Dr. Lance Yarus as her only evidence. Dr. Yarus is an Osteopath (D.O.) with board certification in orthopedic surgery and pain management. His curriculum vita indicates at least some training in spine surgery as well as in general orthopedics.
{See
Def.’s Mem. in Supp., Ex. 0) He has staff privileges at several hospitals and his teaching affiliations include orthopedic surgery. His credentials appear sufficient to survive the “qualificаtion” hurdle in a
Daubert
analysis.
See, McCollin,
B. Strict Liability
The doctrine of strict liability, as set forth in Section 402A of the Restatement of Torts (2d) has been adopted as the law in Indiana.
Ayr-Way Stores, Inc. v. Chitwood,
1. Defect
Even if this Court assumes as fact that the fracture of the screws did directly cause continuing pain and discomfort that necessitated further surgery, this does not mean that
ipso facto
the device was defective.
Alexander,
2. Unreasonably Dangerous
For purposes of strict liability, a defective product must also be unreasonably dangerous. Under § 33-l-1.5-2.5(c), “a product is not defective” if it is “safe for reasonably expectable handling and consumption.” If injury results from use “that is not reasonably expectable, the seller is not liable” under the Act.
Natural Gas Odorizing, Inc. v. Downs,
“ ‘. The rule stated in this Section appliеs only where the defective condition of the product makes it unreasonably dangerous to the user or consumer. ... The article sold must be dangerous to an extent beyond that which would be contemplated by the *978 ordinary consumer who purchases it, with the ordinary knowledge common to the community as to its characteristics...’”
Restatement of Torts 2d (emphasis added). Prior medical device related litigation has made clear that the fact that a medical device has not been approved by the FDA for a particular use does not mean that the device is unsafe, much less that the device is defective.
Sita,
C. Failure to Warn
Count II of Minisan's Complaint appears to allege a cause of action
for
negligence and failure to warn. Failure-to-warn is a theory of recovery that is separate from a claim alleging defective design. See
Gorton v. American Cyanamid Co.,
CONCLUSION
For the preceding reasons, Defendant Danek Medical’s Motion for Summary Judgment is hereby GRANTED. IT IS SO ORDERED.
Notes
. Pedicles are the two rearward facing bony arches on either side of the vertebral body that support the lamina.
Burton v. Danek Medical, Inc.,
No. Civ.A.95-5565,
. Under the 510(k) process, the FDA clears a *973 product for marketing with particular labeling if it finds that the product is substantially equivalent either to a device on the market before May 28, 1976, or to a device that otherwise is legally on the market. 21 U.S.C. § 360c(i)(l)(A); 21 C.F.R. § 807.81 et seq.
. Spondylolisthesis is a progressive disease of the lumbar spine and involves the slippage of one vertebra over another. See Dorland’s Illustrated Medical Dictionary, 28th ed. (1994).
. The spine consists of three areas, cervical (C), lumbar (L) and sacral (S). Vertebrae are numbered in dеscending order. Minisan's injury was in her lower lumbar, upper sacral area.
. Spinal fusion surgery is a method of placing bone graft material between two mobile segments of the spine to knit them together as one bony unit and eliminate motion between the segments. Fusion surgery can be performed with or without the use of spinal instrumentation for internal fixation. With or without the aid of internal fixation instruments, there is a risk that the fusion will not occur. Internal fixation instruments are used to provide stability to decrease motion between segments of the spine to allow the bone fusion to knit together. They act as an internal splint. If a solid fusion is obtained, the device is no longer providing structural support and can be removed. If a solid fusion is not obtained at some point in time the internal fixation device will fail. Internal fixation devices may be attached with hooks, wires or bone screws. When bone screws are employed they are screwed into the pedicles of a vertebra and connected to rods or plates to stabilize movement between the vertebrae to which they are connected.
Smith v. Sofamor, S.N.C.,
. This "clearance” allowed for pedicular fixation only as part of an “investigational device exemption” which required separate approval.
. “Pseudarthrosis” or "pseudoarthrosis” refers to a failure or lack of fusion.
See Cali v. Danek Med., Inc.,
. Indiana law is controlling in this case as all parties were at all relevant times residents of Indiana and the surgeries were performed in Indiana.
.
See Talley v. Danek Medical, Inc.,
. The Court notes that recently several Courts have addressed whether a reinstatement of the "Fraud on the FDA” claims previously dismissed by the Multidistrict Litigation Panel is proper. The decisions are split.
See Swain v. Danek Medical, Inc.,
No. CIV. 96-1515 JO,
. in
Sita,
the defendants submitted an impressive compendium of surgeon's testimony presenting the opinions of 270 orthopedic spine and neurological surgeons that the use of internal fixation devices, such as the TSRH System was, and still is, the accepted standard of care in that medical community.
. Whether Danek mislead the FDA when applying for testing clearance or mislead the surgeons in some way is also not before this Court.
