Milwаukee District Council 48, Plaintiff-Respondent, v. Milwaukee County, Defendant-Appellant-Petitioner.
2016AP1525
Supreme Court of Wisconsin
March 19, 2019
2019 WI 24 | 379 Wis. 2d 322 | 905 N.W.2d 140
Stephanie Rothstein
REVIEW OF DECISION OF THE COURT OF APPEALS. Reported at 379 Wis. 2d 322, 905 N.W.2d 140. PDC No: 2017 WI App 82 - Published. Oral Argument: September 24, 2018. Source of Appeal: Circuit Court, Milwaukee County.
JUSTICES:
CONCURRED:
DISSENTED: ZIEGLER, J., dissents, joined by ROGGENSACK, C.J. (opinion filed).
NOT PARTICIPATING:
ATTORNEYS:
For the defendant-appellant-petitioner, there was a brief filed by Alan M. Levy, Samantha J. Wood, and Lindner & Marsack, S.C., Milwaukee. There was an oral argument by Alan M. Levy.
For the plaintiff-respondent, there was a brief filed (in the court of appeals) by Mark A. Sweet and Sweet and Associates, LLC, Milwaukee. There was an oral argument by Mark A. Sweet.
NOTICE
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
STATE OF WISCONSIN : IN SUPREME COURT
REVIEW of a decision of the Court of Appeals. Affirmed.
I. BACKGROUND
¶2 Milwaukee County has a history of negotiating CBAs with its employees, including DC-48 members. In 1991, the County created the Rule of 75, which it amended in 1993. The County‘s amended ordinance addressed Rule of 75 eligibility for employees “not covered by the terms” of a CBA. See
A member1 who is not covered by the terms of a collective bargaining agreement at the time his employment is terminated and who retires on and after September 1, 1993, shall be eligible for a normal pension when the age of the member when added to his years of service equals 75[.]
¶3 In 1994, the CBA between the County and DC-48 extended the Rule of 75 benefit to DC-48 members, but only those
¶4 In 2005, the County amended
A member who is not covered by the terms of a collective bargaining agreement at the time his employment is terminated and whose initial membership in the retirement system . . . began prior to January 1, 2006 who retires on and after September 1, 1993, shall be eligible for a normal pension when the age of the member when added to his years of service equals 75[.]
¶5 In 2008, with the current CBA set to expire on December 31, 2008 the County started negotiating a new CBA with DC-48. The County and DC-48 agreed to extend the CBA for another three months. Although a tentative successor agreement was reached, the County Board never approved it and DC-48‘s members never ratified it. DC-48‘s CBA expired on Mаrch 31, 2009, and no subsequent CBA was ever consummated.
¶6 Effective June 2011, the legislature enacted
¶7 After the enactment of Act 10, the County again amended
(a) A member who, on September 29, 2011, is employed and is not covered by the terms of a collective bargaining agreement, and whose initial membership in the retirement system . . . began prior to January 1, 2006 . . . shall be eligible for a normal pension when the age of the member when added to his years of service equals seventy-five (75)[.]
(b) A member who, on September 29, 2011, is employed and is covered by the terms of a collective bargaining agreement with . . . District Council 48, or with the Technicians, Engineers and Architects of Milwaukee County, or with the International Association of Machinists and Aerospace Workers, and whose initial membership date is prior to January 1, 1994, shall be eligible for a normal pension when the age of the member when added to his years of service equals seventy-five (75)[.]
¶8 After DC-48‘s decertification, it sought a declaratory judgment that its members werе not covered by the terms of a CBA, and therefore all members hired prior to January 1, 2006 (as opposed to January 1, 1994) were eligible for the Rule of 75. Both parties moved for summary judgment. The County argued that employees represented by DC-48 on September 29, 2011 were not entitled to the Rule of 75 unless they were hired prior to January 1, 1994. The County asserted these employees were in fact represented by DC-48 and covered by the terms of a CBA despite the last CBA expiring in 2009. DC-48 argued that, as of the September 29, 2011 trigger date, its members were not covered by the terms of a CBA, and were therefore entitled to the Rule of 75 as long as they were employed prior to January 1, 2006.
¶9 The circuit court granted DC-48‘s motion and denied the County‘s.6 It reasoned the last CBA between DC-48 and the County expired in 2009; therefore, DC-48 members were not covered by the terms of a collective bargaining agreement on September 29, 2011. The court of appeals affirmed. Milwaukee Dist. Council 48 v. Milwaukee Cty., 2017 WI App 82, ¶1, 379 Wis. 2d 322, 905 N.W.2d 140. The County filed a petition for review, which we granted.
II. DISCUSSION
¶10 Although the legislative changes made by Act 10 and the County‘s multiple amendments to its ordinance form the backdrop for this dispute, the central issue is quite simple: under
A. Standard of Review
¶11 This issue involves the interpretation of an ordinance, which is a question of law we review de novo. Schwegel v. Milwaukee Cty., 2015 WI 12, ¶18, 360 Wis. 2d 654, 859 N.W.2d 78. In interpreting municipal ordinances, we apply the same principles used in statutory interpretation. Stoker v. Milwaukee Cty., 2014 WI 130, ¶17, 359 Wis. 2d 347, 857 N.W.2d 102. “[S]tatutory interpretation ‘begins with the language of the statute.‘” State ex rel. Kalal v. Circuit Court for Dane Cty., 2004 WI 58, ¶45, 271 Wis. 2d 633, 681 N.W.2d 110 (quoted source omitted). If the meaning of the language is plain, our inquiry ordinarily ends. Id. We give statutory language “its common, ordinary, and accepted meaning, except that technical or specially-defined words or phrases are given their technical or special definitional meaning.” Id. Context and structure are also important to meaning. Id., ¶46. “Therefore, statutory language is interpreted in the context in which it is used; not in isolation but as part of a whole; in relation to thе language of surrounding or closely-related statutes; and reasonably, to avoid absurd or unreasonable results.” Id. If this inquiry “yields a plain, clear statutory meaning, then there is no ambiguity, and the statute is applied according to this ascertainment of its meaning.” Id. (quoted source omitted). If the language is unambiguous, then we need not “consult extrinsic sources of interpretation, such as legislative history.” Id.
B. Analysis
¶12 The County argues DC-48 employees were in fact covered by the terms of the expired CBA on September 29, 2011. This argument stems from
¶13 Setting aside the duty to bargain in good faith, the County‘s ordinance, specifically its use of the phrase “cоvered by the terms” of a CBA, is plain. The ordinance creates two classes of employees: (1) those “covered by the terms” of a CBA with one of the enumerated unions and (2) those “not covered by the terms” of a CBA. See
¶14 The County‘s invocation of the duty to bargain in good faith and maintain the status quo does not alter our interpretation of the plain text of the ordinance. As part of the duty to “bargain collectively,” federal law provides that employers have an obligation to “meet . . . and confer in good faith with respect to wages, hours, and other terms and conditions of employment.” NLRB v. Katz, 369 U.S. 736, 742-43 (1962) (citation and quotation marks omitted). In Katz, the Supreme Court held a refusal to negotiate over mandatory subjects of collective bargaining violated the statutory duty to negotiate in good faith. Id. Accordingly, “an employer‘s unilateral change in conditions of employment under negotiation . . . is a circumvention of the duty to negotiate which frustrates the objectives” of the National Labor Relations Act. Id. Given a similar statutory obligation to negotiate in good faith, see
¶15
¶16 The obligation to maintain the status quo does not, however, support the County‘s argument. The status quo obligation arises statutorily, as recognized in our case law; it does not arise from the expired CBA. See
¶17 The dissent complains that our reading of the ordinance results in meaningless surplusage. Dissent, ¶¶31, 49. This concern is misplaced. The canon against surplusage guides us to read legislative language “where possible to give reasonable effect to every word, in order to avoid surplusage.” Kalal, 271 Wis. 2d 633, ¶46 (emphasis added); see also Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 176 (2012) (“Because legal drafters should not include words that have no effect, courts avoid a reading that renders some words altogether redundant.“).10 Under our interpretation, both paragraphs (2)(a) and (2)(b) operate on different categories of employees and perform different functions. See
¶18 Even if no employees were in fact covered by the terms of a CBA with DC-48 (due to the expiration of the previous CBA), this extrinsic fact is immaterial to ascertaining the ordinance‘s plain meaning. The concept of surplusage is intrinsic to the text of the ordinance; attempting to avoid surplusage is a tool employed as part of our textual analysis. While we endeavor
¶19 The canon against surplusage usually applies only if there are two ways to read a text. See Scalia, supra ¶17, at 176 (explaining that the canon typically applies when a statutory provision is susceptible to two different interpretations, one of which will result in surplusage while the other does not); see also Bourne Valley Court Tr. v. Wells Fargo Bank, NA, 832 F.3d 1154, 1164 (9th Cir. 2016) (Wallace, J., dissenting) (explaining that “courts should not apply the canon without first deciding that there are at least two potential readings of the statute (one that renders parts superfluous and one that does not)“). The meaning of the phrase “covered by the terms” of a CBA is plain, and it is not susceptible to the County‘s (or the dissent‘s) desired construction.
¶20 Disregarding the actual text of the ordinance, the County proffers an alternative definition of “covered by the terms” of a CBA. It claims that “covered by the terms” of a CBA was merely a “commonly understood method of categorization” meant to distinguish union employees (including those with expired CBAs) from those who had never worked under a CBA. Citing Local 321, Int‘l Ass‘n of Fire Fighters v. City of Racine, 2013 WI App 149, 352 Wis. 2d 163, 841 N.W.2d 830, the County argues an employee is “covered by the terms” of a CBA “whenever a CBA has been approved and the employee falls within the category of to whom the CBA pertains.” In other words, the County wants “covered by the terms” of a CBA to mean any employee represented by a union who was at one point subject to a CBA.
¶21 In support of this construction, the County points to the whereas clauses of the 2011 amendments to
¶22 The dissent similarly strays from the text of the ordinance while assigning unwarranted import to the phrase “the terms of” in isolation from the full phrase: “covered by the terms of a collective bargaining agreement.” The dissent admonishes that our reading of
¶23 Specifically, the dissent cites
¶24 By insisting that “covered by the terms” of a CBA is different than “covered by” a CBA without identifying a textual basis for the distinction, the dissent disregards the reality that “[s]ometimes drafters do repeat themselves and do include
¶25 “Though one might wish it were otherwise, drafters . . . often (out of a misplaced pursuit of stylistic elegance) use different words to denote the same concept.” Scalia, supra ¶17, at 170; see also Freeman v. Quicken Loans, Inc., 566 U.S. 624, 635 (2012) (interpreting “portion,” “split,” and “percentage” to “mean the same thing” explaining this is “a perhaps regrettable but not uncommon sort of lawyerly iteration”
to include redundant terms, and “the canon against surplusage merely favors that interpretation which avoids surplusage” (emphasis omitted)); Doe v. Boland, 698 F.3d 877, 881-82 (6th Cir. 2012) (explaining “the presumption against surplusage does not apply to doublets—two ways of saying the same thing that reinforce its meaning” and noting “[t]he U.S. Code is replete with meaning-reinforcing redundancies“). We should be wary, however, of “creat[ing] unforeseen meanings or legal effects from” what is nothing more than a “stylistic mannerism.” Scalia, supra ¶17, at 177; see also Connecticut Nat‘l Bank v. Germain, 503 U.S. 249, 253-54 (1992) (explaining that the canon against surplusage must yield to the “cardinal” canon “that courts must presume that a legislature says in a statute what it means and means in a statute what it says there“).11
Additionally, the dissent offers no elaboration on how our interpretation leaves “by the terms” functionally useless. Our interpretation gives the phrase “covered by the terms” of a CBA its plain meaning; it means that the terms of the CBA—not statutory obligations—must cover the employees at issue.
¶26 Although the dissent would adopt it, we are unpersuaded by the County‘s largely unsupported assertion that
¶27 In this case, we are not called upon to construe an ambiguous ordinance; the ordinance is quite clear so we need not consult extrinsic sources. “We assume that the legislature‘s intent is expressed in the statutory language.” Kalal, 271 Wis. 2d 633, ¶44. Any indicia of the County‘s subjective purpose in enacting the ordinance beyond what is expressed in the text of the ordinance itself are irrelevant because the meaning of the enacted text is plain. See id., ¶46.
¶28 The County takes Local 321 out of context in an attempt to support its proffered “commonly understood” definition of “covered by the terms” of a CBA; the case does not support the County‘s construction. In Local 321, the City of Racine and the union signed two successive CBAs, and the second CBA—although signed and legally binding—was not yet in effect. Local 321, 352 Wis. 2d 163, ¶¶1, 3. The City argued the second CBA did not “cover” certain employees because it was not currently in effect. Id., ¶14. The court of appeals rejected this argument because under “ordinary principles of contract law . . . the fact that a contract contemplates that performance will not begin until some date in the future does not change the fact that the contract exists and is an enforceable, legally protected relationship.” Id. The court of appeals correctly recognized that the plain meaning of “covered by” a CBA meant “an employee is ‘covered by’ a CBA whenever a CBA has been approved and the employee falls within the category of to whom the CBA pertains.” Id., ¶12. The County takes this statement out of context to mean that an expired CBA still covers the member who originally agreed to it. In doing so, the County disregards the distinction between the legally binding CBA governing the affected employees in Local 321 and the inoperative CBA in this case. Logically, DC-48 employees cannot be covered by the
¶29 Finally, other portions of
III. CONCLUSION
¶30 The meaning of
By the Court.—The decision of the court of appeals is affirmed.
¶31 ANNETTE KINGSLAND ZIEGLER, J. (dissenting). I dissent from the majority opinion because it misconstrues
¶32 The most glaring error in the majority‘s interpretation of
A
¶33 It is well-established that the rules regarding the interpretation of state statutes apply equally when interpreting local ordinances. State v. Ozaukee Cty. Bd. of Adjustment, 152 Wis. 2d 552, 559, 449 N.W.2d 47 (Ct. App. 1989) (citing Hambleton v. Friedmann, 117 Wis. 2d 460, 462, 344 N.W.2d 212 (Ct. App. 1984)). I start then by addressing longstanding and fundamental principles of statutory interpretation that should guide our analysis.
¶34 In construing statutes, “[s]tatutory language is given its common, ordinary, and accepted meaning, except that technical or specially-defined words or phrases are given their technical or special definitional meaning.” State ex rel. Kalal v. Circuit Court for Dane Cty., 2004 WI 58, ¶45, 271 Wis. 2d 633, 681 N.W.2d 110. However,
¶35 Additionally and importantly, “[s]tatutory language is read where possible to give reasonable effect to every word, in order to avoid surplusage.” Id. The majority correctly states that this rule is not absolute, as “[s]ometimes drafters do repeat themselves and do include words that add nothing of substance[.]” Majority op., ¶24 (citing Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 176 (2012)). However, this is the exception, not the rule, when interpreting statutes. Indeed, we have repeatedly stated that we should strive to not interpret statutes in a manner that renders any word or phrase unnecessarily superfluous. See, e.g., Metropolitan Assocs. v. City of Milwaukee, 2018 WI 4, ¶¶41-42, 379 Wis. 2d 141, 905 N.W.2d 784 (interpreting
¶36 Moreover, when considering statutes, “[i]t is presumed that the legislature acted with full knowledge of the existing law, both the statute[s] and the court decision[s] interpreting it.” Kindy v. Hayes, 44 Wis. 2d 301, 314, 171 N.W.2d 324 (1969); see also Blazekovic v. City of Milwaukee, 225 Wis. 2d 837, 845, 593 N.W.2d 809 (Ct. App. 1999) (stating that an analysis of statutes “begins with the presumption that the legislature knew the case law in existence” when it enacted the statutes); Carol J.R. v. Cty. of Milwaukee, 196 Wis. 2d 882, 888, 540 N.W.2d 233 (Ct. App. 1995). As we interpret state statutes and local ordinances the same way, there is no reason to disrupt that presumption here.
B
¶37 My analysis is driven by the plain meaning of the language in the ordinances at issue. Specifically, certain parts of the ordinances use the phrase “covered by the terms of a collective bargaining agreement” and other parts use the phrase “covered by a collective bargaining agreement.” Instead of ascertaining why this choice might have been made, the majority quickly surmises that the language has no meaning and was gratuitously added.
¶39 The at-issue ordinance determines eligibility for the “Rule of 75,” which provides eligible Milwaukee County employees a full pension plan when an employee‘s age and years of service equals or exceeds 75.
¶40 Subsection (4.1)(2)(b) creates eligibility for any “member who, on September 29, 2011, is employed and is covered by the terms of a collective bargaining agreement” with a few unions, including Municipal Employe[e]s District Council 48, “and whose initial membership date is prior to
¶41 The majority construes subsections (4.1)(2)(a) and (4.1)(2)(b) in a vacuum to surmise that it creates two groups of members: (1) those covered by an existing CBA with one of the enumerated unions;5 and (2) those not covered by an existing CBA. Majority op. ¶13. The majority‘s construction is problematic, because it looks no further to determine why the phrase “by the terms of” was chosen when in the previous section it was not. Perhaps it is used because members could still be covered by the terms of a CBA no longer in effect. Since DC-48 members were not actually covered by an existing CBA оn September 29, 2011, the majority creates, out of thin air, Rule of 75 eligibility for DC-48 members (along with members of other unions specified in subsection (4.1)(2)(b)) whose membership began after January 1, 1994, but before January 1, 2006. By not accounting for employees who might still be covered by the terms of an expired CBA, the majority‘s interpretation of subsections (4.1)(2)(a) and (4.1)(2)(b) results in Rule of 75 benefits being afforded to more DC-48 members than called for under the ordinance.6
¶42 The majority‘s construction of
¶43 We most typically do not begin our analysis with an assumption that mandates one conclusion without further considering whether the words used might actually have meaning, especially in the context of a provision that was drafted in order tо exclude certain people from Rule of 75 benefits. If the Rule of 75 was intended to apply to all, this provision would be unnecessary.
¶44 The majority dashes to interpret
¶45 As noted previously, statutory interpretation requires an evaluation of the context in which a statute appears, as statutes are viewed not in isolation, but as part of a whole. Kalal, 271 Wis. 2d 633, ¶46. Ordinance interpretation follows the same rules. Ozaukee Cty. Bd. of Adjustment, 152 Wis. 2d at 559. We thus must consider
¶46 Subsection (3.11)(1)(a) means to include only employee retirement system members who are “covered by a collective bargaining agreement that has adopted this ordinance,” or who are “not covered by the terms of a collective bargaining agreement.” This begs the question: When would one be subject “to the terms of” a CBA but not be covered by it? The answer to this question: members may still be covered by the terms of a CBA when the CBA has expired but the terms might continue to apply.
¶47 Subsections (3.11)(1)(e) and (3.11)(1)(f) similarly illustrate this linguistic distinction. Subsection (3.11)(1)(e) applies to any member “who is covered by a collective bargaining agreement.”
¶48 Moreover, my interpretation of the plain meaning of
¶49 As a practical matter, the majority‘s interpretation of
¶50 Thus, these ordinances can indeed be interpreted to give meaning to this language and with reason, draw a distinction between members “covered by the terms of” a CBA and members “covered by” a CBA. The majority claims that my analysis “strays from the text of the ordinance while assigning unwarranted import to the phrase ‘the terms of’ in the CBA. Majority op., ¶22. To the contrary, as I have shown, I adhere to the text of the ordinance, reading
¶51 In order for the majority‘s reading of
¶52 Due to the majority‘s significant misinterpretation of
