394 S.W.3d 502 | Tex. Crim. App. | 2013
Lead Opinion
OPINION
delivered the opinion of the Court
Pursuant to the provisions of Article 11.07 of the Texas Code of Criminal Procedure, the clerk of the trial court transmitted to this Court this application for a writ of habeas corpus. Ex parte Young, 418 S.W.2d 824, 826 (Tex.Crim.App.1967). Applicant plead guilty to two counts of attempted capital murder and one count of murder. The trial court imposed separate and cumulative life sentences for each conviction. Applicant did not appeal.
In a subsequent writ of habeas corpus, applicant’s murder conviction was determined to be barred by double jeopardy.
1) whether applicant is actually innocent of having twice violated the applicable penal code statute because of a violation of the Double Jeopardy protection and guarantee of the United States Constitution, and therefore, absent a violation of the Constitution, no rational juror could have found applicant guilty beyond a reasonable doubt of having twice violated the applicable penal code statute; and
2) whether the legal basis for applicant’s double-jeopardy claim was available to applicant in his three previous writ applications;2 and
3) whether the provisions of art. 11.07, § 4, as applied to this particular case, are unconstitutional.
After review, we sustain the first ground and do not reach the second and third grounds and hold that applicant’s conviction for attempted capital murder in Cause No. 2405 violates the Double Jeopardy Clause of the Fifth Amendment of the United States Constitution. Applicant has proven that he is actually innocent of the second conviction for attempted capital murder, and that, but for a violation of the United States Constitution, no rational juror could have found him guilty beyond a reasonable doubt. Therefore, we grant relief.
Procedural History
In Cause No. 2379, applicant was indicted for one count of murder (Count 3)
Applicant filed the current application, his sixth, in the trial court on December 1, 2010. It was transmitted to this Court on January 3, 2011, and set for submission on January 26, 2011. In this application, applicant raises a double-jeopardy claim, arguing that, in Cause No. 2405, he was subjected to a second prosecution for a single violation of the same penal statute (attempted capital murder) and consequently assessed two separate and cumulative terms of imprisonment for the same offense. Applicant contends that this is contrary to the legislative intent for this offense and that, instead of applying the proper standard of review for applicant’s initial double-jeopardy claim — “allowable units of prosecution”
This Court’s Authority to Consider Applicant’s Subsequent Writ
Applicant argues that, although this is a subsequent application for writ of habeas corpus, it should not be procedurally barred by Texas Code Criminal Procedure art. 11.07, § 4, because the legal basis for relief was not yet recognized by this Court when the previously considered habeas applications were filed. He alternatively challenges the constitutionality of that article if we determine that it precludes consideration of this subsequent writ. We need not reach these questions because we conclude that applicant has shown that this court has jurisdiction to consider his subsequent writ on the basis of evidence that he is actually innocent of the offense.
Article 11.07, § 4(a) states that
(a) If a subsequent application for writ of habeas corpus is filed after final disposition of an initial application challenging the same conviction, a court may not consider the merits of or grant relief based on the subsequent application unless the application contains sufficient specific facts establishing that:
(1) the current claims and issues have not been and could not have been presented previously in an original application or in a previously considered application filed under this article because the factual or legal basis for the claim was unavailable on the date the applicant filed the previous claim; or
(2) by a preponderance of the evidence, but for a violation of the United States Constitution no rational juror could have found the applicant guilty beyond a reasonable doubt.
This Court has recognized that, even if an application does not meet the requirements of § 4(a)(1), a subsequent application for writ of habeas corpus may overcome the procedural bar of art. 11.07, § 4, if an applicant can show a constitutional violation that fulfills the requirements of § 4(a)(2).
Standard of Review
The protections afforded by the Double Jeopardy Clause of the Fifth Amendment were extended to state criminal prosecutions through the Due Process Clause of the Fourteenth Amendment.
This Court must determine whether applicant’s acts constitute a single violation of the charged offense or two separate violations of the same criminal statute. The protection against double jeopardy does not apply to separate and distinct offenses that occur during the same transaction.
Analysis
In Cause Nos. 2404 and 2405, applicant was convicted of attempted capital murder under Texas Penal Code §§ 15.01 (criminal attempt) and 19.03(a)(7)(B) (capital murder). A plain reading of the capital-murder statute shows that, in order to be convicted pursuant to section 19.03(a)(7)(B), a defendant must commit both a murder under Texas Penal Code § 19.02(b)(1) and at least one additional murder during different criminal transactions, but pursuant to the same scheme or course of conduct. Similarly, a charge of capital murder pursuant to section 19.03(a)(7)(A) requires multiple homicides in the same criminal transaction.
In Saenz, appellant was charged with and convicted of three counts of capital murder under Texas Penal Code § 19.03(a)(7)(A). Saenz shot and killed three people during a single transaction. Each count alleged a different victim and each count alleged the murder of the two other victims as aggravating circumstances.
The state argues that Saenz was specifically tailored to section 19.03(a)(7)(A) (multiple murders during same transaction) and notes a difference between that section and section 19.03(a)(7)(B) (multiple murders as part of a continuing scheme or course of conduct); like other assault offenses, the allowable unit of prosecution for subsection (B) is each individual victim. We fail to find the differentiation in Saenz to which the state refers. The only mention of section 19.03(a)(7)(B) in Saenz notes the similarity between the two subsections: unlike all other capital murders, which require only one victim, both of these two capital-murder subsections require at least two murders to constitute a single offense. We stated, ‘With the exception of ... Section 19.03(a)(7)(B) (multiple murders committed during different transactions but as part of the same course of conduct), ..., all other cases in which capital murder may be charged ... all may apply in situations where only one victim has been killed.”
The state chose to charge applicant with attempted capital murder under sections 19.03(a)(7)(B) and 15.01. The statutory text for criminal attempt, Texas Penal Code § 15.01, states that
(a) A person commits an offense if, with specific intent to commit an offense, he does an act amounting to more than mere preparation that tends but fails to effect the commission of the offense intended.
(b) If a person attempts an offense that may be aggravated, his conduct constitutes an attempt to commit the aggravated offense if an element that aggravates the offense accompanies the attempt.
The text of the criminal-attempt statute does not define an allowable unit of prosecution, nor does it change the allowable unit of prosecution of the offense attempted. Given that a criminal attempt to commit an offense is simply an act amounting to more than mere preparation of the intended offense, we find that criminal-attempt offenses acquire their allow
As this Court explained in Cor-win, sections 19.03(a)(7)(A) and (B) were drafted, presented, and entered into the Texas Penal Code together as means to seek the death penalty against mass murderers.
Finding of Fact V.
*510 On January 11, 1991, in three separate trials before the court, the defendant plead guilty to each of three respective charges having duly executed judicial confessions in each of the three separate incidents....
Conclusion of Law I.
Applicant was not convicted of three separate trials and assessed separate punishments for the same criminal act. All three convictions were based on separate and distinct facts and each conviction stands on its own merit. While they were all a part of one continuing scheme and course of eonduct[,] each of the three separate acts, the basis of the respective convictions, were unique in that each contain elements which are not necessary to prove the other offenses. While they are continuing in scheme, each said crime is separate, distinct, and has unique elements necessary to prove it, which are not necessary to prove the other two respective offenses.
It is clear from the indictments, the convictions, and the trial court’s findings of fact and conclusions of law that all three charged offenses were committed pursuant to the same scheme and course of conduct and that Cause Nos. 2404 and 2405 each alleged a criminal offense under Texas Penal Code §§ 19.08(a)(7)(B) and 15.01(b).' In stating that “each of the three separate acts, ..., were unique in that each contain elements which are not necessary to prove the other offenses,” the habeas judge incorrectly analyzed applicant’s double-jeopardy claim by applying the Blockburger “same-elements” test rather than the San-abria/Hawkins “allowable unit of prosecution.”
As in Saenz, applicant’s two convictions for attempted capital murder resulted from allegations involving the same three victims.
Conclusion
Applicant has shown that his conviction and sentencing for a second offense of attempted capital murder violates the Double Jeopardy Clause of the Fifth Amendment and the Due Process Clause of the Fourteenth Amendment. Applicant has also accompanied his meritorious double-jeopardy claim with a prima facie showing of actual innocence in Cause No. 2405 and has thereby satisfied his burden under art. 11.07, § 4(a)(2). “On this record, applicant could not be guilty of this offense.”
We vacate the judgment of the 100th Judicial District Court of Carson County in Cause No. 2405 and remand the cause to the trial court with instructions to enter a judgment of acquittal.
. On February 17, 2000, the United States Court of Appeals for the Fifth Circuit vacated
. Although applicant concedes three prior applications, the records of this Court indicate that he has filed five previous applications.
. This indictment also included two counts of capital murder (Counts 1 and 2), but the state dismissed count 1, and the trial court quashed count 2. Counts 1 and 2 alleged that applicant committed capital murder by killing Frankie Garcia in the course of committing or attempting to commit kidnapping and burglary.
. Sanabria v. United States, 437 U.S. 54, 69-70, 98 S.Ct. 2170, 57 L.Ed.2d 43 (1978); Ex parte Hawkins, 6 S.W.3d 554, 556 (Tex.Crim. App.1999).
. Blockburger v. United States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306 (1932).
. Ex parte Knipp, 236 S.W.3d 214 (Tex.Crim. App.2007) (a meritorious double-jeopardy claim in a subsequent writ, along with a pri-
. Ex parte Brodies, 219 S.W.3d 396, 398-401 (Tex.Crim.App.2007).
. See Knipp, 236 S.W.3d at 217.
. Benton v. Maryland, 395 U.S. 784, 794, 89 S.Ct. 2056, 23 L.Ed.2d 707 (1969); Haight v. State, 137 S.W.3d 48, 49 n. 1 (Tex.Crim.App.2004).
. Brown v. Ohio, 432 U.S. 161, 164-65, 97 S.Ct. 2221, 53 L.Ed.2d 187 (1977).
. Ex parte Evans, 530 S.W.2d 589, 591 (Tex.Crim.App.1975).
. Saenz v. State, 166 S.W.3d 270, 272 (Tex.Crim.App.2005) (quoting Ex parte Ervin, 991 S.W.2d 804, 807 (Tex.Crim.App.1999)).
. Spradling v. State, 773 S.W.2d 553, 556 (Tex.Crim.App.1989).
. Id.
. Ex parte Ervin, 991 S.W.2d 804, 807 (Tex.Crim.App.1999); see Ball v. United States, 470 U.S. 856, 861, 105 S.Ct. 1668, 84 L.Ed.2d 740 (1985).
. See Sanabria, 437 U.S. at 57, 98 S.Ct. 2170; Ex parte Hawkins, 6 S.W.3d at 556.
. Bell v. United States, 349 U.S. 81, 83, 75 S.Ct. 620, 99 L.Ed. 905 (1955).
. Saenz, 166 S.W.3d at 272-73.
. Tex. Penal Code § 19.03(a)(7).
. Id.
. Saenz, 166 S.W.3d at 271.
. Id. at 273.
. Id.
. id.
. Saenz, 166 S.W.3d at 272-73.
. Tex. Penal Code § 19.03(a)(7)(B); see Saenz, 166 S.W.3d at 273.
. See id.
. We note that murder is an assault that results in death. Tex. Penal Code § 19.01(a) (“A person commits criminal homicide if he intentionally, knowingly recklessly, or with criminal negligence causes the death of an individual''); Tex. Penal Code § 19.01(b) ("Criminal homicide is murder,_”).
. See, e.g., Cantu v. State, No. 13-04-490-CR, 2006 WL 3953398, at *10, 2006 Tex.App. LEXIS 10906, *32-33 (Tex.App.-Corpus Christi-Edinburg Dec. 21, 2006, pet. ref’d) (mem. op.) (as the "unit of prosecution” for capital murder under section 19.03(a)(7)(A) is the murder of more than one person during the same criminal transaction, the "unit of prosecution” for attempted capital murder falling under the same statute is the attempt to murder more than one person during the same criminal transaction).
. See, e.g., United States v. Reagan, 596 F.3d 251, 254 (5th Cir.2010) (allowable unit of prosecution for 18 U.S.C. § 1344, which punishes "[wjhoever knowingly executes, or attempts to execute, a scheme or artifice ... to defraud a financial institution,” is the overarching scheme rather than the individual steps taken); see also United States v. Dixon, 273 F.3d 636, 642 (5th Cir.2001) (allowable unit of prosecution for 18 U.S.C. § 2111, which punishes "whoever, within the special maritime and territorial jurisdiction of the United States, by force and violence, or by intimidation, takes or attempts to take from the person or presence of another anything of value, ...,” is the taking or the attempted taking from the person).
. Corwin v. State, 870 S.W.2d 23, 27-28 (Tex.Crim.App.1993). The statute was initially entered into the Texas Penal Code as subsection 19.03(a)(6), and later renumbered as subsection 19.03(a)(7); see also Saenz, 166 S.W.3d at 273 ("H.B. 8 was the legislative response to the State’s inability to seek the death penalty as punishment for the concomitant murders of six Dallas nightclub patrons by Abdelkrim Belachheb.”).
. Corwin, 870 S.W.2d at 28 n. 4.
. Id. at 28 n. 5; see also Hearing on Tex. H.B. 8 before the House Crim. Jur. Comm., 69th Leg., R.S. (Feb. 11, 1985); see also Debate on H.B. 8 on the Floor of the House of Representatives, 69th Leg., R.S. (March 11, 1985).
. Id. at 28 n. 5.
. Because here only three complainants were alleged by the state, as was true in Saenz, we do not reach the issue of whether the state may obtain two valid convictions if it alleges at least four complainants.
. These findings and conclusions were made with regard to a previous application for a writ of habeas corpus that challenged these convictions in 1992. In 1999, the Texas Attorney General confessed error in the United
.Saenz, 166 S.W.3d at 271.
. Id.
. Knipp, 236 S.W.3d at 217.
. We reach this result based on the ways in which the state chose to charge applicant. Because both indictments for attempted capi
Dissenting Opinion
filed a dissenting opinion in which WOMACK, J., joined.
For us to consider a subsequent application under article 11.07, the defendant must meet an exception under § 4, one of which is the innocence-gateway exception.
But there is another problem. The Court grants an acquittal for the charges prosecuted in the subsequent plea proceedings, but these charges were part of a plea agreement that included these charges and the charge upon which he was convicted in the first proceeding. The usual remedy when a plea agreement is unenforceable is to undo the plea agreement and place the parties in the position
We have held that, for double-jeopardy violations, the State can choose to waive an illegal portion of a plea agreement and settle for enforcing the remaining, legal portion.
The Court says that, because the Fifth Circuit has already vacated one of the cases that was part of the plea agreement,
The undersigned notes petitioner’s conviction in Cause No. 2379 was obtained pursuant to a plea bargain agreement whereby petitioner was to plead guilty in the three separate prosecutions and accept three (3) consecutive life sentences in exchange for the State’s agreement not to seek the death penalty in Cause No. 2379. The undersigned makes no recommendation with regard to, the issue of whether the plea bargain agreement is now subject to being set aside and the State permitted to re-prosecute petitioner as if no plea agreement had been reached.13
The federal district court adopted the magistrate’s report and recommendations.
The federal district court did not dispose of the murder conviction by rendering a judgment of acquittal or a dismissal with prejudice. The court simply set the conviction aside, while explicitly acknowledging the possibility of undoing the plea bargain and returning the parties to the position they were in before the pleas.
I respectfully dissent.
. See Tex.Code Crim. Proc. art. 11.07, § 4, § 4(a)(2).
. Id., § 4(a)(2).
. See Ex parte Amador, 326 S.W.3d 202, 205 (Tex.Crim.App.2010) (Double Jeopardy Clause prohibits successive prosecution for offenses that are considered the same).
. See Ball v. United States, 470 U.S. 856, 865, 105 S.Ct. 1668, 84 L.Ed.2d 740 (1985) ("We emphasize that while the Government may seek a multiple-count indictment” for certain offenses that are the same for double-jeopardy purposes, "the accused may not suffer two convictions or sentences on that indictment. If, upon the trial, the district judge is satisfied that there is sufficient proof to go to the jury on both counts, he should instruct the jury as to the elements of each offense. Should the jury return guilty verdicts for each count, however, the district judge should enter judgment on only one of the statutory offenses.").
.See Ex parte Sledge, No. AP-76,947, 2013 Tex.Crim.App. LEXIS 156, at 16-17 (Tex. Crim.App. January 16, 2013) ("Thus, at the time the statutory scheme contemplates that a finding of guilt must be made (albeit not acted upon in a formal adjudication), the fact-finder clearly 'could have found the applicant guilty beyond a reasonable doubt.' ”)
. Shannon v. State, 708 S.W.2d 850, 852 (Tex.Crim.App. 1986); Rhodes v. State, 240 S.W.3d 882, 890 (Tex.Crim.App.2007) ("State correctly argued [in Shannon ] that because there was a plea bargain, the proper remedy was to undo the entire plea.”).
. Shannon, 708 S.W.2d at 852.
. Ex parte Ervin, 991 S.W.2d 804, 817 (Tex.Crim.App.1999).
. See Milner v. Johnson, No. 99-10461, 2000 WL 293963 (5th Cir. February 17, 2000) (not designated for publication).
. Id.
. Milner v. Johnson, No. 2: 94-CV-0207 (Magistrate, N.D.Tex. July 21, 2000) (not designated for publication).
. Id. at 3.
. Id.
. Milner v. Johnson, No. 2: 94-CV-0207, at 1 (N.D.Tex. July 24, 2000) (not designated for publication) ("The District Judge is of the opinion the Magistrate Judge’s Report and Recommendation should be, and hereby is, ADOPTED.”).
. Id. at 1-2.
. Id. at 2.