Lead Opinion
OPINION
Dayon M. Miller was charged with three counts of attempted murder (Counts I, II and III); two counts of robbery (Counts IV and V); four counts of criminal confinement (Counts VI, VII, VIII and IX); one count of auto theft (Count X); and three counts of resisting law enforcement (Counts XI, XII and XIII). After a trial to the court, he was found guilty as charged on Counts TV through XIII, and guilty of three counts of criminal recklessness as to Counts I, II and III. On appeal Miller raises two issues, which we restate as:
1. Whether Miller was properly convicted of three counts of resisting law enforcement when all three counts arose from his actions while he was fleeing police after a bank robbery; and
2. Whether the trial court properly found Miller guilty of three counts of criminal recklessness as lesser included offenses of attempted murder.
Miller should have been convicted of only one count of resisting law enforcement. We thus reverse as to Miller’s convictions of three counts of resisting law enforcement and remand for vacation of two of those three charges. We also reverse Miller’s convictions of criminal recklessness as lesser included offenses of attempted murder. However, as we are
Reversed and remanded in part, and affirmed in part.
FACTS AND PROCEDURAL HISTORY
On April 30, 1998, the People’s Bank College Park branch in Indianapolis was robbed. Miller, wearing dark clothing and a black ski mask over a red bandanna that covered his nose and mouth, displayed a black handgun to the bank staff and demanded money. During the course of the robbery, Miller placed three bank employees in the vault. Robert Ware, a bank customer using the drive-up window, became suspicious, left his vehicle in the drive-up lane and entered the bank. Miller demanded Ware’s wallet and ordered him into the vault. Miller fled with $10,-145.00 of the bank’s money and with Ware’s wallet, which contained an additional $500.00.
Kevin Stickford, a Marion County Deputy Sheriff, heard a dispatch that the robbery was in progress and proceeded toward the bank. As he approached the branch, he saw a man jogging. The man was wearing dark clothing and a black ski mask, carrying a bag in his left hand and a gun in his right hand. Deputy Stickford was in uniform and driving a brown and tan unmarked police car. Deputy Stick-ford stopped his car, got out, told Miller he was a police officer and ordered Miller to drop his weapon. Miller looked at Deputy Stickford and ran away. Deputy Stickford shot at Miller and Miller fired back. Miller ran back to the bank, where he stole Ware’s Cadillac and drove away with Deputy Stickford in pursuit. Several other police vehicles joined the chase, including an unmarked police vehicle driven by Detective Mark Hess of the Indianapolis Police Department and a Marion County Sheriffs vehicle driven by Deputy Ronald Knight.
After running two or three red lights at speeds in excess of 85 miles per hour, Miller abandoned the Cadillac and ran into a wooded area with Deputy Stickford in pursuit. Detective Hess, driving his police vehicle with red lights and siren activated, tried to cut Miller off, but Miller fired a gun at him. Detective Hess then joined Deputy Stickford in the foot pursuit of Miller. Detective Hess yelled several times at Miller “stop, police, drop the gun.” (R. at 150.) Miller and the police exchanged gunfire on several more occasions.
Detective Hess and Deputy Stickford were joined in the foot pursuit by Deputy Knight. Miller fired at Deputy Knight several times. Miller also shot at Detective Hess again, hitting a tree in front of Hess and knocking some bark into Detective Hess’ face. After being hit by several bullets, Miller finally fell to the ground. Detective Hess tried to handcuff him but he resisted. Deputy Stickford then assisted Detective Hess in handcuffing Miller.
In addition to the other counts, Miller was charged with the attempted murder of Deputies Stickford and Knight (Counts I and II) and Detective Hess (Count III). Miller was also charged with three counts of resisting law enforcement as Class D felonies for fleeing officers after the officers had identified themselves as police officers by visible or audible means and ordered Miller to stop. Count XI charged Miller with resisting Deputy Stickford; Count XII charged Miller with resisting Deputy Knight; and Count XIII charged Miller with resisting Detective Hess.
After a trial to the court on January 7, 1999, the trial judge took Counts I, II and III under advisement and found Miller guilty as charged of Counts IV through XIII. In ruling on the attempted murder charges (Counts I, II and III), the trial court found Miller guilty of criminal reek-
DISCUSSION AND DECISION
1. Resisting Law Enforcement
Miller argues that the charged act of fleeing was a single, continuous incident, and thus he can be convicted of only one count of resisting law enforcement. We agree, and order the trial court to vacate two of Miller’s three convictions of resisting law enforcement.
A person who knowingly or intentionally flees from a law enforcement officer after the officer has by visible or audible means ordered the person to stop and who draws or uses a deadly weapon commits resisting law enforcement, a Class C felony. Ind. Code § 35-44-3-3. In Armstead v. State,
The offenses set forth in title 35, art. 44, ch. 3 do not constitute crimes against the person. Rather, they are interferences with governmental operations constituting offenses against public administration. A person who violates IND. CODE 35-44-3-3 harms the peace and dignity of the State of Indiana and its law enforcement authority. The harm caused by one incident is the same regardless of the number of police officers resisted. It is the act of resisting duly constituted authority which the statute prohibits, not resisting individual representatives of that authority.
Id. at 401.
The State concedes that one of the three resisting law enforcement charges was improper. However, it urges us to affirm the other two and find that Miller’s acts of fleeing Deputy Stiekford and Detective Hess after having been told to stop were two separate incidents. We declined to accept similar reasoning in Touchstone v. State,
Miller’s acts in resisting law enforcement after he exited the bank and during the ensuing chase similarly arose from a single incident. As a result, we remand and order the trial court to vacate two of Miller’s three convictions of resisting law enforcement.
2. Criminal Recklessness as Lesser Included Offense of Attempted Murder
Miller was charged with three counts of attempted murder. Count I alleged that:
DAYON M. MILLER, on or about APRIL 30, 1998, did attempt to commit the crime of Murder, which is to knowingly or intentionally kill another human being, that is: KEVIN STICKFORD, by engaging in conduct, that is: firing a handgun at and toward the person of KEVIN STICKFORD, with the intent to kill KEVIN STICKFORD, which conduct constituted a substantial step toward the commission of said crime of Murder[.]
(R. at 29.) Counts II and III are identical except for the names of the police officers involved.
Our supreme court has repeatedly held that criminal recklessness is not inherently a lesser included offense of attempted murder. See Wilson v. State,
Neither was criminal recklessness a factually included lesser offense of all three counts charging Miller with attempted murder. The State argues:
The charging informations reveal that the manner and means used to commit the essential elements of attempted murder include all of the elements of criminal recklessness. See Shoup v. State,570 N.E.2d 1298 , 1303 (Ind.Ct.App.1991) (citing Jones v. State,519 N.E.2d 1233 , 1234 (Ind.1988)). Criminal recklessness is a[sic] factually included in a count of attempted murder when the charging instrument reflects a substantial risk of bodily injury and facts that show the defendant knowingly or intentionally attempted to kill another human being by firing a handgun at or toward that person. See Shoup,570 N.E.2d at 1303 .
(Br. of Appellee at 8.)
The State’s reliance on Shoup is misplaced. We noted in Shoup that in order for criminal recklessness to be a factually lesser included offense of battery, the charging instrument must allege facts that show the touching was done with a disregard of the harm that might occur. There, the charging instruments alleged that Shoup knowingly touched a child in a rude, insolent or angry manner when he struck the child on the child’s legs with a belt and when he struck the child on the buttocks. We found a requested instruction on criminal recklessness was properly refused because “[tjhere is nothing in these charges which indicate^] a disregard for the consequences .... To the contrary, they imply that recognition or knowledge of probable consequences was present.”
The attempted murder charges against Miller alleged that Miller attempted to knowingly or intentionally kill each of the officers by firing a handgun at each with intent to kill each. Like the charges in Shoup, these charges imply that recognition or knowledge of probable consequences was present. Criminal recklessness thus is not a factually lesser included offense of the attempted murder charges against Miller and the trial court erred in entering convictions of criminal recklessness as a Class D felony on the three counts of attempted murder.
Although we have decided that the trial court erred in finding Miller guilty on three counts of criminal recklessness as lesser included offenses of attempted murder, there is disagreement among the panel as to the further disposition of this case. The majority agrees that Miller cannot be retried for attempted murder, as the trial judge’s ruling implicitly found him not guilty of attempted murder. The majority also agrees that Miller should not have been convicted of criminal recklessness, as criminal recklessness is not a lesser included offense of attempted murder. However, I believe that the trial court could resentence Miller to a proper lesser included offense.
In Lane v. State,
In Martin v. State,
Here, as in Martin, the elements of the crimes Miller committed fall within the ambit of attempted battery with a deadly weapon. The elements of that crime are 1) the commission of a substantial step toward 2) knowingly or intentionally 3) touching another person 4) in a rude, insolent or angry manner 5) by means of a deadly weapon. Matthews v. State,
Thus, while a majority agrees that Miller’s convictions of three counts of criminal recklessness were error, a consensus cannot be reached with respect to the further disposition of the case. The consequence of this lack of consensus in such a situation appears to be a question of first impression in Indiana.
We believe the correct resolution is that articulated in Smith v. United States,
We acknowledge that some state courts follow an opposite approach, holding that when a majority concludes there is prejudicial error but no majority agrees on some specific ground of error fatal to the judgment, the judgment must be affirmed. E.g., State v. Gustafson,
We decline to follow the Gustafson approach for two reasons. First, that approach can, in some' cases, lead to a fundamentally unfair result where a court majority can declare that there was unfairness below, but can at the same time refuse to do anything about it. Id. at 924 n. 2 (Abrahamson, J., dissenting). Second, the Gustafson approach would be inappropriate in the case before us because here, a majority does agree on the specific nature of the trial court error. It is un
Reversed and remanded in part, and affirmed in part.
Notes
. Miller does not appeal his convictions and sentences for Counts IV through X.
. Judgments of conviction on Counts I, II and III were entered on January 8, 1999. Although the record includes no transcript reflecting the trial judge’s comments at the time these judgments were entered, the judge's comments during sentencing make it clear that the convictions of criminal recklessness were thought to be lesser included offenses of attempted murder. (R. at 340.)
. In his dissenting opinion, Judge Baker finds no error on this issue.
. Judge Bailey, as indicated in his accompanying opinion, would vacate the convictions
. The Ritchie court found that its discretion to so modify sentences was premised upon Burns' Ann. St. § 9-2321, which provided in pertinent part that "[o]n appeal, the court may reverse, modify, or affirm the judgment appealed from, and may, if necessary or proper, order a new trial. In any case, the cause must be at once remanded to the trial court, with proper instructions....” Similar provisions are now included in Ind. Appellate Rule 15(N). However, the Ritchie court noted that "[tjhere are a number of states without any constitutional or statutory authority specifically authorizing modification or alteration of judgments on appeal in criminal cases; yet the high courts of those states have found that they have inherent discretion to do so.”
. Ind. Appellate Rule 15(N) authorizes this court, upon reversal of the trial court's judgment, to order entry of final judgment or correction of a judgment subject to correction. "The court shall direct final judgment to be entered or shall order the error corrected without a new trial unless such relief is shown to be impracticable or unfair to any of the parties or is otherwise improper." This rule reflects a policy that a reviewing court should direct a final judgment on a pure question of law or a mixed question of law and fact. Cooper v. State,
Concurrence Opinion
concurring in part and dissenting in part
While I agree that Miller’s three convictions for criminal recklessness should be reversed, I must depart from that portion of the decision directing the trial court to enter convictions on the lesser-included offense of attempted battery with a deadly weapon.
Our Supreme Court established long ago that criminal recklessness is not an inherently lesser-included offense of attempted murder because the crime of attempted murder requires that a defendant acted with specific intent, and there is no element of specific intent in the offense of recklessness. Humes v. State,
It is well-established that due process requires a defendant be given notice of the crime or crimes with which he is charged so that he can prepare his defense. Lewis v. State,
Indiana case law that addresses variances in a charging information and proof adduced at trial utilizes a legal analysis comparable to the one presented in this case. When a charging information differs from the proof at trial, our courts examine whether the defendant was misled by the variance in preparation and maintenance of his defense, whether he was prejudiced thereby, and whether he will be protected in the future against double jeopardy. Mitchem v. State,
The trial court determined that Miller committed the crime of criminal recklessness when he shot at the police officers. This Court has previously held that “[A] defendant convicted of a lesser and included offense has been impliedly acquitted of the greater offense.” Anderson v. State,
The present case is comparable to the situation where an appellate court has reversed a conviction due to the insufficiency of the evidence. In such an instance, the rule against placing a defendant in double jeopardy prevents the appellate court from remanding for a retrial on the same charge. Redman v. State,
The three charges as listed in the information in the present case are identical except for the names of the police officers. Each states that:
DAYON M. MILLER, on or about APRIL 30, 1998, did attempt to committhe crime of Murder, which is to knowingly or intentionally kill another human being, that is: [POLICE OFFICER], by engaging in conduct, that is: firing a handgun at and toward the person of [POLICE OFFICER], which conduct constituted a substantial step toward the commission of said crime of Murder[.]
(R. 29).
The subsequent convictions for criminal recklessness indicate that the trial court found Miller did in fact fire a handgun at the police officers. However, the convictions for criminal recklessness further indicate that the trial court found the State had failed to prove that Miller acted knowingly or intentionally when he fired the handgun at the police officers. Despite this factual finding, the lead opinion instructs the trial court to enter convictions on lesser-included offenses that, by definition, include knowingly or intentionally as an element.
Although I agree that we may remand to the trial court to enter a conviction on a lesser-included offense where the evidence supports an assurance that the fact-finder would have convicted the defendant of that lesser-included offense, I do not agree that under the facts of this case we can direct the trial court to change its factual finding. The trial court has already determined that Miller acted recklessly, and has therefore impliedly acquitted Miller of any crime requiring proof that he acted knowingly or intentionally when he fired the handgun at the officers. To now instruct the trial court to enter judgment on a crime requiring specific intent violates all concepts of fundamental fairness and further violates Miller’s guarantee against double jeopardy.
Based on the foregoing, I would affirm with regard to Miller’s convictions of resisting law enforcement and reverse and vacate Miller’s three convictions of criminal recklessness.
. Although I am constrained by double jeopardy principles to instruct the trial court to vacate the judgments for criminal recklessness, I do not believe double jeopardy principles preclude the prosecutor from filing new charges against Miller consistent with this opinion. See Redman v. State,
Concurrence Opinion
concurring in part and dissenting in part.
I join my colleagues and concur in the reversal of two of Miller’s three convictions for resisting law enforcement. However, I cannot agree with the conclusion that the trial court erred in convicting Miller of three counts of criminal recklessness.
I acknowledge that criminal recklessness is not an inherently lesser-included offense of attempted murder as our supreme court decided in Wilson v. State,
I would also note that while the majority points to Shoup v. State,
