Lead Opinion
OPINION
In this lawsuit brought under 42 U.S.C. § 1983, plaintiff, Paul Miller, is claiming multiple constitutional violations against him during a traffic stop and arrest by Deputy Sheriff Jim Wagester and Sanilac County, Michigan. Miller received several traffic code violations and civil infractions, including drunk driving, all of which were
I. Factual Background and Procedural History
Miller began the night of February 19, 2006, with some friends at a demolition derby from 8:00 p.m. to about 11:00 p.m. The temperature was approximately zero degrees with a significant wind-chill, and there is no dispute that there was ice on the roads. After dropping off his friends on the way home, he assisted another friend he learned had driven into a ditch. Around midnight, Miller approached a stop sign at an intersection. Miller states that he was driving at approximately 30 m.p.h. but was unable to stop because of the ice. Wagester, who was observing the area after hearing reports of an underage drinking party nearby, estimated that Miller was traveling over 60 m.p.h. before slowing down to about 30 m.p.h. as he went through the stop sign.
Upon walking up to Miller’s car, Wagester asked for Miller’s license, registration, and proof of insurance. Miller claims he had his seatbelt on at this time whereas Wagester said Miller never had his seat-belt on. Because Miller’s license had been confiscated for a previous arrest for Operating a Vehicle while Intoxicated (hereinafter “drunk driving”), Miller gave him the documentation he was provided to use as a license. Miller alleges he had proper registration and proof of insurance but could not produce them immediately. Both agree that Wagester walked away as Miller was searching his glove box and Wag-ester did not ask for them again.
Wagester claims to have “detect[ed] a slight odor of alcohol coming from [Miller’s] breath.” After running a check on Miller, he learned of the drunk driving arrest and asked him to step out of the vehicle to perform field sobriety tests. According to Wagester, Miller did not stagger or stumble as he got out of the vehicle and walked around, but his eyes appeared “glazed or glassy.” Miller was asked to recite the ABCs, walk a straight line, touch his fingertips to his thumb, touch his nose, and count backwards from 54 to 43. Wagester determined he failed all but one,
Thereafter, Wagester placed Miller under arrest for reckless driving. Miller claims that Wagester effected the arrest by spinning him around, kicking his feet apart, and slamming him against his vehicle. Miller concedes, however, that he was not hurt by any of these actions. Miller was put in handcuffs and placed in a patrol car. Wagester estimates that Miller was out of the vehicle for six to eight minutes, but Miler claims it was 45 minutes. At some point, Miller complained that his handcuffs were too tight. They were removed during the booking process, although Miller is unsure how long they remained on.
After processing, Wagester secured a search warrant from a magistrate judge authorizing him to draw Miller’s blood for further investigation of suspected drunk driving. Miller also gave consent. Miller was transported to a nearby hospital for the blood draw. The individual who drew Miller’s blood observed that Miller was shaking and was cold to the touch, which Miller claims to be the result of being subjected to the cold during the arrest. Miller alleges that he passed out from the cold at some point while he was at the jail although he indicated on a medical questionnaire at the time that he was in good physical condition and was not having any medical problems.
Deputy Wagester wrote seven tickets for Miller: failure to use a seatbelt, no proof of registration, no proof of insurance, reckless driving, refusal to submit to a breath test, minor in possession, and 0.02% blood-alcohol-no-tolerance-law violation.
Miller filed the present suit against Deputy Wagester and Sanilac County on November 20, 2007. Against Deputy Wag-ester, Miller alleged three constitutional violations pursuant to 42 U.S.C. § 1983 (use of excessive force, Fourth Amendment search and seizure violations, and malicious prosecution) and four state tort claims (assault and battery, false arrest/false imprisonment, malicious prosecution, and gross negligence). Miller also alleged that Sanilac County is liable for Deputy Wagester’s constitutional violations because it inadequately trains and supervises its officers. In a motion for summary judgment, Deputy Wagester argued that he is entitled to qualified immunity on all counts and Sanilac County asserted that Miller failed to state a claim against it. The District Court issued an order granting the motion, which Miller now appeals. This Court reviews the district court’s grant of summary judgment de novo. Spears v. Ruth,
II. Liability of Deputy Wagester
“To state a claim under 42 U.S.C. § 1983, a plaintiff must set forth facts that, when construed favorably, establish (1) the deprivation of a right secured by the Constitution or laws of the United States (2) caused by a person acting under the color of state law.” Sigley v. City of Parma Heights,
“Under the doctrine of qualified immunity, ‘government officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.’ ” Phillips v. Roane County,
The issue of qualified immunity may be submitted to a jury only if “the legal question of immunity is completely dependent upon which view of the [disputed] facts is accepted by the jury.” Humphrey v. Mabry,
A. Section 1983 Federal Constitutional Claims
1. Malicious Prosecution
The parties on appeal have not challenged the District Court’s holding that Miller’s federal Fourth Amendment claim for malicious prosecution under 42 U.S.C. § 1983 may be considered under the same criteria as under Michigan state law. Miller,
(1) the defendant has initiated a criminal prosecution against him, (2) the criminal proceedings terminated in his favor, (3) the private person who instituted or maintained the prosecution lacked probable cause for his actions, and (4) the action was undertaken with malice or a purpose in instituting the criminal claim other than bringing the offender to justice.
Walsh v. Taylor,
The District Court properly granted summary judgment on the malicious prosecution claim with respect to four of the seven tickets because they constituted civil infractions, not criminal prosecutions. See Mich. Comp. Laws §§ 257.328, 257.223, 257.625a(2)(d), 257.710e (designating failure to provide proof of insurance, failure to provide proof of registration, refusal to submit to a breath test, and failure to wear a seatbelt as civil infractions); see also Huron Twp. v. City Disp. Sys., Inc.,
As to the three criminal charges — reckless driving, minor in possession, and violation of the 0.02% no-tolerance law — the District Court found that Deputy Wagester had probable cause to arrest. An officer has probable cause when “the facts and circumstances known to the officer warrant a prudent man in believing that an offense has been committed.” Henry v. United States,
In general, the existence of probable cause in a § 1983 action presents a jury question, unless there is only one reasonable determination possible. But under § 1983, an arresting agent is entitled to qualified immunity if he or she could reasonably (even if erroneously) have believed that the arrest was lawful, in light of clearly established law and the information possessed at the time by the arresting agent.
Parsons v. City of Pontiac,
(i) Arrest for Drinking while Driving. — Wagester is correct that “subsequent evidence that plaintiff had not been drinking does not vitiate the probable cause established by what the officer observed and the results of the field sobriety tests.” (Resp. Br. at 24-25.) However, the fact that Miller’s blood alcohol was found to be 0.00% casts doubt on Deputy Wagester’s claims that Miller smelled of alcohol and failed the field sobriety tests. Although the District Court notes that “Miller has not argued that he actually passed the field sobriety tests or that Deputy Wagester lied about his other perceptions,” Miller stated in his briefs here and in the District Court, “even though [Miller] had not been drinking that night nor did he exhibit any physical manifestations that he had been drinking, [Wagester] ordered him to exit his vehicle and performed a series of field sobriety tests on him for no
Although Wagester’s claims, if believed, would constitute probable cause to arrest for driving under the influence of alcohol, a jury could reasonably conclude, in light of the 0.00% blood alcohol result and Miller’s testimony, that Wagester was being untruthful generally about his observations and did not have probable cause to believe Miller was drinking. In light of the conflict in the evidence, the jury could conclude that Wagester was lying.
(ii) Arrest for Reckless Driving. — The District Court concluded that Wagester had probable cause to arrest for reckless driving because “Miller admits that he ran a stop sign going approximately 30 miles per hour.” This exaggerates Miller’s deposition testimony. Although he acknowledged driving 30 miles per hour past a stop sign, he also stated that the road was icy and he was unable to brake at the intersection. An “officer must consider the totality of the circumstances, recognizing both the inculpatory and exculpatory evidence, before determining if he has probable cause to make an arrest.... [A] suspect’s satisfactory explanation of suspicious behavior is certainly a factor” in determining whether probable cause exists. Gardenhire v. Schubert,
Under Michigan law, reckless driving is driving a vehicle “in willful or wanton disregard for the safety of persons or property.” Mich. Comp. Laws § 257.626. Because Deputy Wagester was aware of the icy road conditions — which could certainly have caused Miller to inadvertently drive through the stop sign — there is a genuine issue of fact as to whether Wagester had probable cause to arrest Miller for reckless driving.
(iii) Arrest for Minor in Possession.— Finally, Wagester wrote Miller a criminal ticket for minor in possession of alcohol. We are unable to find any discussion or explanation in the record from the briefs, depositions, the police report, or the District Court opinion as to the basis for this charge. Thus, we cannot conclude that Deputy Wagester had probable cause to arrest Miller on that basis.
(iv) Showing Malice. — Having concluded that there is a genuine issue of material fact as to whether Wagester had probable cause to arrest Miller for all three criminal charges, the final element of malicious prosecution is that “the action was undertaken with malice or a purpose
Moreover, as Miller notes in his brief, the fact that Wagester ordered Miller’s blood to be retested for drugs after it came back negative for alcohol and all charges were dropped could also, along with other evidence, lead a jury to infer malice under a theory that Wagester was indeed trying to harass Miller.
2. Unlawful Seizure: Arrest
Miller alleges that Deputy Wagester arrested him in violation of his Fourth Amendment rights. Similarly to malicious prosecution, “in order for a wrongful arrest claim to succeed under § 1983, a plaintiff must prove that the police lacked probable cause. Probable cause exists if the facts and circumstances known to the officer warrant a prudent man in believing that the offense has been committed.” Brooks v. Rothe,
3. Unlawful Search and Seizure: Blood Test
Miller alleges that Deputy Wagester violated his Fourth Amendment rights by requesting that the lab test his blood sample for controlled substances after the first analysis came back negative for alcohol. Miller argues that Deputy Wagester obtained the search warrant in order to test for alcohol and that testing for anything other than alcohol exceeded the scope of the warrant. The District Court granted Wagester summary judgment because it concluded that the additional test did not exceed the scope of the warrant: in Michigan, drivers are guilty of Operating a Vehicle while Intoxicated — the charge listed on the search warrant — if they are intoxicated with alcohol, a controlled substance, or both. Mich. Comp. Laws § 257.625(1). Although Miller asks us to consider the “limiting and strict language contained within the four corners of the search warrant,” (Pet. Br. at 31), he provides no argument challenging the District
4. Excessive Force
Miller alleges that Deputy Wagester violated his constitutional rights by using excessive force. Miller specifically complains about his exposure to cold weather during the stop, Deputy Wagester’s conduct in effecting the arrest, and the tightness of the handcuffs. Claims of excessive force are analyzed under an objective-reasonableness standard, which depends on the facts and circumstance of each case viewed from the perspective of a reasonable officer on the scene. Graham v. Connor,
The District Court granted summary judgment to Wagester on this claim because “Miller has failed to allege conduct on behalf of Deputy Wagester that amounts to excessive force.” We agree with respect to the allegations of unnecessary detention in freezing weather and the tightness of the handcuffs, but disagree with respect to Miller’s allegation that he was kicked and thrown against Wagester’s vehicle.
(i) Unnecessary Detention in Freezing Weather. — “[U]nnecessary detention in extreme temperatures ... violates the Fourth Amendment’s prohibitions on unreasonable searches and seizures.” Burchett v. Kiefer,
(ii) Failure to Loosen Handcuffs. — The Fourth Amendment prohibits unduly tight or excessively forceful handcuffing during the course of a seizure. Morrison v. Bd. of Tr. of Green Twp.,
The District Court properly concluded that Deputy Wagester did not use excessive force in handcuffing Miller because Miller did not complain about the handcuffs until they arrived at the jail, at which point they were removed. Moreover, Miller cannot provide .a specific amount of time that it took Wagester to remove the handcuffs after he first complained. Thus, although Miller meets the first prong, it cannot be said that Wagester “ignored” his complaints.
(iii) Slamming Miller against Vehicle.. — In his claim for excessive force, Miller alleges that Deputy Wagester spun him around, slammed him against his vehicle, and kicked his feet apart. Miller admits that he was not “hurt” by this conduct. The District Court granted summary judgment for Wagester by concluding, without citation to authority, that “[i]t is not objectively unreasonable for an officer to place an individual under arrest using force that does not cause harm.”
This Court has made clear that a plaintiff may “allege use of excessive force even where the physical contact between the parties did not leave excessive marks or cause extensive physical damage.” Morrison,
“Not every push or shove, even if it may later seem unnecessary in the peace of a judge’s chambers, violates the Fourth Amendment.” Graham v. Connor,
The facts of this case are analogous to Minchella v. Bauman, in which this Court reversed summary judgment for a police officer accused of using excessive force after a traffic stop.
This Court has also found genuine issues of material fact to exist in other cases of alleged excessive force during arrest. See Carpenter v. Bowling,
Miller’s claim of excessive force admittedly comes close to the “scintilla of.evidence” of excessive force this Court has previously found to be insufficient to survive summary judgment. See, e.g., Goodrich v. Everett,
“Qualified immunity will often operate to protect officers from the sometimes hazy border between excessive and acceptable force.” Solomon,
B. State Claims
Plaintiffs state law claims include false arrest/false imprisonment, malicious prosecution, assault and battery, and gross negligence. Deputy Wagester claims that he is entitled to governmental immunity on these claims. With the exception of gross negligence, each one constitutes an intentional tort because they contain intent as an element. Odom v. Wayne County,
The District Court awarded summary judgment to Wagester on the state tort claims of false arrest/false imprisonment and malicious prosecution because it found that he had probable cause to arrest Miller, Walsh,
The District Court granted summary judgment on Miller’s claim of gross negligence, which is based on Deputy Wagester’s use of handcuffs and conduct while effecting the arrest. However, Michigan “has rejected attempts to transform claims involving elements of intentional torts into claims of gross negligence.” VanVorous,
III. Municipal Liability
Finally, Miller asserts a § 1983 claim of municipal liability based on alleged Sanilac County policies and practices of failing to adequately train and supervise its officers. To succeed on a
The District Court granted summary judgment to Sanilac County after finding that Miller failed to establish a violation of his federal rights. Although we disagree with this conclusion for the reasons stated above, we affirm the District Court as to the claim asserted against Sanilac County because Miller has not shown that a policy or custom was the moving force behind the alleged violations or that there was deliberate indifference based on prior instances of unconstitutional conduct.
IV. Conclusion
For the reasons stated above, we REVERSE the grant of summary judgment with respect to the federal claims of malicious prosecution for the criminal charges, unlawful arrest, and excessive force (for allegedly slamming Miller against the vehicle and kicking his legs, but not for exposure to cold temperatures or use of handcuffs), and the state claims of false arrest/false imprisonment, malicious prosecution, and assault and battery. We AFFIRM the grant of summary judgment for all other claims, including malicious prosecution for the civil infractions, unlawful search and seizure for the second blood test, the state claim of gross negligence, and municipal liability against Sanilac County.
Notes
. Miller and Deputy Wagester gave conflicting accounts of many aspects of their encounter. Because Miller is the non-movant in the summary judgment motion and we must accept as true his evidence and draw "all justifiable inferences” in his favor, Miller's account will be provided (with notes where significant disparities arise). Anderson v. Liberty Lobby, Inc., All U.S. 242, 255,
. According to the Alcohol Influence Report, Miller "did not turn around” in the Heel to Toe test, “missed tip of nose” in the Finger to Nose test, and "missed R & M” in the ABC test (but passed a second attempt). In the Count Backward test, in which Miller was asked to count backwards from 54 to 43, it appears Miller reached 47 before counting: 48, 47, 45, 44, 43, 42, 41. Although the Finger to Thumb test is marked "passed,” "very careful” is listed in the comments section. It is also worth noting that Wagester circled neither "Faint” nor “None” under "Odor of alcohol on breath,” and neither
. The reduced 0.02% limit was the result of Miller’s previous OWI arrest. Had there been no previous such arrest, the limit would have been higher.
. The District Court, following Feathers v. Aey,
. Ciak, a case not cited by either party or the District Court, has many other parallels, including an officer's claim that the plaintiff failed an alphabet and heel-to-toe test, alleged physical signs of intoxication, and a 0.00% blood-alcohol test result. After the plaintiff won at trial following the denial of summary judgment, this Court upheld the verdict and refused to grant the officer qualified immunity. Ciak v. Lasch, No. 96-5400,
. The District Court rejected the argument that the request for additional testing could be used to support a claim for malicious prosecution ”[b]ecause the additional retesting did not initiate criminal proceedings.” Although the act of the request itself may not have been malicious prosecution for that reason, it could nonetheless constitute circumstantial evidence of malice for a malicious prosecution claim on other grounds.
. Although Miller claimed in his deposition that he was outside of his vehicle for "At least 45 minutes,” he told a health care provider about a week after the arrest that he estimated the time to be 20 minutes. Deputy Wagester stated in his deposition that Miller was outside for "six to eight minutes.”
. In his brief and in the District Court below, Miller apparently maintains that an officer must “immediately'' loosen handcuffs in response to a complaint that they are too tight, citing our decision in Burchett v. Kiefer,
Concurrence Opinion
concurring in part and dissenting in part.
I would affirm the district court’s decision and, therefore, respectfully dissent from those portions of the majority opinion reversing the grant of summary judgment to Deputy Wagester.
I.
A. § 1983 Claims
1. Unlawful Seizure: Arrest
Reckless Driving
Despite Miller’s admission “that he ran a stop sign going approximately 30 miles per hour,” the majority concludes that “icy road conditions — which could certainly have caused Miller to inadvertently drive
“In order for a wrongful arrest claim to succeed under § 1983, a plaintiff must prove that the police lacked probable cause.” Fridley v. Horrighs,
Miller’s driving through a stop sign at 30 miles per hour supplied probable cause for his arrest. See, e.g., United States v. Miller,
Driving Under the Influence
Probable cause to arrest Miller for reckless driving precludes a wrongful arrest claim, even if Wagester lacked probable cause for the additional charges. Lyons v. City of Xenia,
The probable cause inquiry entails an examination of the totality of the circumstances “from a law enforcement officer’s perspective.” United States v. Ferguson,
2. Malicious Prosecution
While the elements of a federal malicious prosecution claim remain undefined in this circuit, our eases clearly establish a plaintiffs obligation to show, “at a minimum, the absence of probable cause to justify his arrest and prosecution.” Barnes v. Wright,
3. Excessive Force
I agree with my colleagues’ conclusion that Miller failed to come forward with evidentiary support for his first two excessive force claims — unnecessary detention in freezing weather and failure to loosen handcuffs. I cannot agree, however, with the view they take on the third claim— slamming against the vehicle.
Drawing all inferences in Miller’s favor, Wagester spun him around, “slammed” him against his vehicle, and kicked his feet apart — but caused no injury. Arrests effected by law enforcement officials on a daily basis could be described that same way. Indeed, this is why the Supreme Court counsels that “the right to make an arrest ... necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it” and that “not every push or shove ... violates the Fourth Amendment.” Graham v. Connor,
Although a slam might constitute excessive force in some circumstances, it fails to rise to that level here. Miller’s deposition testimony confirms this conclusion. According to Miller, as Wagester informed him that he was under arrest, the officer “turned [him] around and shoved [him] against [the car].” Miller does not claim that Wagester shoved him violently, maliciously, or gratuitously. Cf Burden v. Carroll,
B. State Claims
As with Miller’s federal claims, the existence of probable cause proves fatal to his state tort claims of false arrest/false imprisonment and malicious prosecution. Similarly, Miller’s assault and battery claim mirrors his federal excessive force
II.
Wagester discharged his duties constitutionally and reasonably. Thus, I would affirm the district court’s grant of summary judgment.
. My differing analysis calls for examining Miller’s wrongful arrest claims before turning to malicious prosecution.
. Michigan’s minor in possession statute criminalizes the underage consumption or possession of alcoholic liquor. Mich. Comp. Laws § 436.1703(1). Thus, the same facts establishing probable cause for driving under the influence (which necessarily encompasses consumption) also suffice to show probable cause for minor in possession.
. The majority questions how "Miller could more specifically challenge ... [his] ... performance on [the] field sobriety tests,” Maj. Op. at 249, and refuses to consider the tests
