KIM MILLER v. DEPARTMENT OF AGRICULTURE ET AL.
(AC 37527)
Lavine, Keller and West, Js.
Argued May 10-officially released September 13, 2016
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Frank T. Canace, for the appellant (plaintiff).
Gail S. Shane, assistant attorney general, with whom, on the brief, was George Jepsen, attorney general, for the appellee (named defendant).
Scott R. Ouellette, for the appellee (defendant town of Hamden).
Opinion
KELLER, J. The plaintiff, Kim Miller, appeals from the judgment of the Superior Court dismissing her appeal from the final decision of the defendant Department of Agriculture (department),1 to uphold, pursuant to
The following facts and legal conclusions, as set forth by the commissioner,4 are relevant to this appeal. On October 16, 2012, Hamden animal control officer Christopher Smith issued disposal orders concerning two dogs owned by the plaintiff. The disposal orders were based upon an October 3, 2012 incident in which Reed sustained bite injuries from the two dogs outside of her residence in Hamden. After the two dogs escaped from their fenced enclosure located at the plaintiff‘s residence, a witness, Corey Saulsbury, saw the dogs approaching from the street on which the plaintiff resided and making a “beeline” toward a little girl, Reed‘s granddaughter, who began crying and screaming. The dogs first jumped on Reed‘s granddaughter and pawed her. Once Reed exited her upstairs apartment
Reed‘s injuries required onsite treatment by emergency medical personnel and transport to a hospital in New Haven for further trеatment for dog bite injuries to her head, the back of her neck, and her back. Reed remained hospitalized until her release on October 5, 2012.
The commissioner concluded in relevant part as follows: “Because the dogs did not merely bite and release [Reed] after their physical contact with her, but continued to attack and bite her until they were physically beaten or removed from her body, it is not difficult to conclude that the injuries to [Reed] could have been even worse if these citizens did not risk their own welfare to come to her aid. The evidence in the record establishes that the attack and dog bite involving [the two dogs] that occurred on October 3, 2012, was a dangerous incident, impacting public safety.
“There was no evidence in the record to support the assertion that [Reed] somehow provoked the attack.5 Instead, the record supports the fact that when [Reеd] came down the stairs of her residence, apparently in response to the screams of her granddaughter . . . the dogs surprised [Reed] and she tried to retreat. [The dogs] immediately attacked, bit, and dragged [Reed], and [she] sustained injuries from the dog bites that required her to be transported by ambulance to a hospital for treatment for these injuries. [Reed] was admitted to the hospital for treatment from these injuries. There is substantial evidence in the record to support the notion that the attack and dog bites to [Reed] were severe.6 There is, however, no magic to the word ‘severe.’ The record establishes that the attack and dog bites to [Reed] could alternatively have been called or deemed serious, or vicious, or aggressive, or any number of other adjectives. There is certainly ‘a substantial basis of fact from which the fact in issue can be reason-
After the issuance of the disposal orders pursuant to
I
The plaintiff first claims that her right under the sixth amendment to the United States constitution to confront the witnesses against her was violated when the statements of Reed and Jones were admitted as evidence by the hearing officer, despite the fact that these two witnesses did not testify and were not available for cross-examination.9 Specifically, the plaintiff argues that the administrative hearing was “quasi-criminal” in nature, and, as such, the right to cross-examine one‘s accusers attaches. Therefore, according to the plaintiff, “the [commissioner] should not be able to rely on or use any statements, allegations, conclusions, etc., by Reed or Jones in [his final] decision as neither was . . . present for cross-examination.” We do not agree.
Notes
“(c) If such officer finds that the complainant has been bitten or attacked by such dog, cat or other animal when the complainant was not upon the premises of the owner or keeper of such dog, cat or other animal the officer shall quarantine such dog, cat or other animal in a public pound or order the owner or keeper to quarantine it in a veterinary hospital, kennel or other building or enclosure approved by the commissioner for such purpose. . . . The commissioner, the Chief Animal Control Officer, any animal control officer, any municipal animal control officer or any regional animal control officer may make any order concerning the restraint or disposal of any biting dog, cat or other animal as the commissioner or such officer deems necessary. . . . Any person aggrieved by an order of any municipal animal control officer, the Chief Animal Control Officer, any animal control officer or any regional animal control officer may request a hearing before the commissioner within fourteen days of the issuance of such order. . . . After such hearing, the commissioner may affirm, modify or revoke such order as the commissioner deems proper.”
First, as part of her sixth amendment claim, the plaintiff asserts that the hearing officer violated her right to confrontation under article first, § 8, of the Connecticut constitution. However, “[b]ecause the [plaintiff] has not set forth a separate state constitutional analysis pursuant to State v. Geisler, 222 Conn. 672, 684-86, 610 A.2d 1225 (1992), we deem that claim abandoned,” аnd therefore proceed by evaluating the plaintiff‘s confrontation claim under the sixth amendment to the federal constitution. State v. Benedict, 158 Conn. App. 599, 604 n.5, 119 A.3d 1245, cert. granted on other grounds, 319 Conn. 924, 125 A.3d 200 (2015).
Second, the plaintiff appears to argue separately that the violation of her right to confrontation also deprived her of due process under the fourteenth amendment to the federal constitution, at one point stating that “the town of Hamden violated [the plaintiff‘s] due process rights to cross-examine.” (Emphasis added.) Whether this is a separate constitutional claim, or merely a recognition that the sixth amendment has been applied to the states through the due process clause of the fourteenth amendment; see Pointer v. Texas, 380 U.S. 400, 406, 85 S. Ct. 1065, 13 L. Ed. 2d 923 (1965); or both, is not entirely clear. To the extent that the plaintiff relies on the fourteenth amendment, however, we view that argument, in its essence, to be the functional equivalent of her sixth amendment claim, and reject it.
Third, the plаintiff adds in passing that, by admitting statements of the two witnesses as evidence at the hearing when they did not testify, the hearing officer also violated the plaintiff‘s rights under the fifth amendment to the United States constitution. The plaintiff provides no further elaboration or analysis of this issue. We therefore consider it inadequately briefed and decline to review it. See Connecticut Coalition Against Millstone v. Connecticut Siting Council, 286 Conn. 57, 87, 942 A.2d 345 (2008).
The following additional facts are relevant to this issue. At the proceeding before the hearing officer, the
Our analysis begins by setting forth the applicable standard of review. “Our standard of review of administrative agency rulings is well established. . . . Judicial review of an administrative decision is a creature of statute . . . and [
Under the UAPA, the scope of our review of an administrative agency‘s decision is “very restricted.” (Internal quotation marks omitted.) MacDermid, Inc. v. Dept. of Environmental Protection, 257 Conn. 128, 136, 778 A.2d 7 (2001). “[R]eview of an administrative agency decision requires a court to determine whether there is substantial evidence in the administrative record to support the agency‘s findings of basic fact and whether the conclusions drawn from those facts are reasonable. . . . Neither [the appellate] court nor the trial court may retry the case or substitute its own judgment for that of thе administrative agency on the weight of the evidence or questions of fact. . . . Our ultimate duty is to determine, in view of all the evidence, whether the agency, in issuing its order, acted unreasonably, arbitrarily, illegally or in abuse of its discretion.”12 (Internal quotation marks omitted.) Okeke v. Commissioner of Public Health, 304 Conn. 317, 324, 39 A.3d 1095 (2012). “We have stated that not all procedural irregularities require a reviewing court to set aside an administrative decision . . . . The complaining party has the burden of demonstrating that its substantial rights were prejudiced by the error.” (Citation omitted;
“In addition, although we have noted that [a]n agency‘s factual and discretionary determinations are to be accorded considerable weight by the courts . . . we have maintained that [c]ases that prеsent pure questions of law . . . invoke a broader standard of review than is ordinarily involved in deciding whether, in light of the evidence, the agency has acted unreasonably, arbitrarily, illegally or in abuse of its discretion.” (Citation omitted; internal quotation marks omitted.) Tele Tech of Connecticut Corp. v. Dept. of Public Utility Control, supra, 270 Conn. 788. The plaintiff‘s constitutional claims are therefore entitled to plenary review. See FairwindCT, Inc. v. Connecticut Siting Council, 313 Conn. 669, 711, 99 A.3d 1038 (2014).
In administrative proceedings under the UAPA, evidence is not inadmissible solely because it constitutes hearsay. See, e.g., Gagliardi v. Commissioner of Children & Families, 155 Conn. App. 610, 620, 110 A.3d 512, cert. denied, 316 Conn. 917, 113 A.3d 70 (2015); see also Roy v. Commissioner of Motor Vehicles, 67 Conn. App. 394, 397, 786 A.2d 1279 (2001) (“[a]dministrative tribunals are not strictly bound by the rules of evidence . . . so long as the evidence is reliable and probative” [internal quotation marks omitted]). Additionally, a party to an administrative proceeding under the UAPA is not required to call any particular witness.13 Therefore, the UAPA did not bar admission of and the commissioner did not err in considering the statements of Reed and Jones, the victim of the attack and an eyewitness to it, which the commissioner found to be “reliable and probative.”14 We thus turn to the plaintiff‘s constitutional claim.
The sixth amendment to the United States constitution provides in relevant part that “[i]n all criminal prosecutions, the accused shall enjoy the right . . . to be confronted with the witnesses against him . . . .” (Emphasis added.) The right to confrontation guaranteed by this provision is thus expressly limited to criminal proceedings. It is well established in the case law that “[t]he sixth amendment relates to a prosecution of an accused person which is technically criminal in its nature.” United States v. Zucker, 161 U.S. 475, 481, 16 S. Ct. 641, 40 L. Ed. 777 (1896); see also Austin v. United States, 509 U.S. 602, 608 and n.4, 113 S. Ct. 2801, 125 L. Ed. 2d 488 (1993) (“The protections provided by the Sixth Amendment are explicitly confined to ‘criminal prosecutions.’ As a general matter, th[e] Court‘s
An appeal of a disposal order for a biting animal pursuant to
The plaintiff nonetheless argues that “[s]ince the seizure and subsequent [disposal] orders [concerning her dogs] were the result of an arrest of [the plaintiff], the proceedings to determine whether [the dogs] should be destroyed were quasi-criminal, and, therefore, [the plaintiff‘s] constitutional rights, including her sixth amendment right to confrontation, should have been observed and protected.” There are several problems with this argument. First, the recоrd does not reveal an arrest of the plaintiff.17 The record does reveal, however, that the town of Hamden issued infractions against the plaintiff for nuisance under
Finally, with respect to the plaintiff‘s claim that she was deprived of her right to confront Reed and Jones, we note that the plaintiff was free to subpoena both witnesses to compel their attendance at the hearing, or, in the alternative, to request that the hearing be held open in order to afford her more time to prepare such subpoenas or to submit a request to file late any affidavits refuting their testimony. The record does not disclose that the plaintiff attempted to pursue any of these options.
We conclude that the hearing officer‘s admission of the hearsay statements of Reed and Jones did not violate the sixth amendment to the United States constitution and that these statements were therefore properly considered by the commissioner prior to issuing his final decision.
II
The plaintiff next contends that the commissioner erred in failing to find that the hearing officer improperly forced one of her witnesses to leave the hearing before testifying.20 Specifically, the plaintiff claims that “a witness essential to the matter, with facts surrounding the incident . . . was forced to leave the hearing despite a medical condition that was the reason for her behavior.” This claim is wholly without merit.
The following additional facts are pertinent to this issue. The record discloses that the hearing officer twice admonished Satanya Hudson, a friend of the plaintiff, for creating some sort of disturbance in the hearing room.21 The precise nature of the disturbance is not apparent on the record. It further appears that Hudson later left the hearing room to tend to a medical condition and never returned.22 The commissioner found that the hearing officer did not request, require, or force Hudsоn to leave the hearing, but merely asked that she not be disruptive, and that Hudson did not state or reveal that a medical condition caused her to be disruptive. He further found that it was not the hearing officer‘s
The premise of the plaintiff‘s claim is belied by the record, which is simply bereft of any indication that the hearing officer “forced [Hudson] to leave and not testify” or that she “was not allowed back to testify.” Notably, at no time during the hearing did the plaintiff object by clаiming that Hudson had been forced to leave or had not been allowed back to testify. Additionally, as the commissioner found, “[t]here was no request made to the hearing officer to have [Hudson] testify after a break or recess, there was no request to continue or hold open the hearing to have [Hudson] testify on another date, [and] there was no proffer by counsel for [the plaintiff] regarding the alleged nature of [Hudson‘s] testimony.” Further, “[t]here was no request to file an affidavit regarding the nature of [Hudson‘s] testimony . . . and no request was made to late file such an exhibit.” Thus, the plaintiff has not demonstrated that her right to due process of law was violated as a result of the hearing officer‘s verbal exchanges with Hudson.
III
The plaintiff next argues that the proposed final decision of the hearing officer was made upon unlawful procedure because the department lacked written procedures thаt applied specifically to hearings on dog disposal orders, thereby depriving the plaintiff of due process.23 According to the plaintiff, the hearing officer “rel[ied] solely on the codified sections of the [UAPA] . . . and the Department of Agriculture‘s rules of practice, both of which are general in nature and apply to all hearings before the department, and not specifically to appeals of dog disposal orders.” (Emphasis added.) Thus, the plaintiff asserts, her right to due process was violated because the hearing officer lacked sufficient guidance as to how to conduct the administrative hearing. As support for this claim, the plaintiff relies on a transcript of a status conference in an unrelated case before the United States District Court for the District of Connecticut, which the plaintiff claims, shows the lack “of any written rules, procedures or guidelines used by the department . . . as they relate tо the department‘s practices and procedures pursuant to
“Practice Book § 60-5 provides in relevant part that [this] court shall not be bound to consider a claim unless
The record reveals that the plaintiff failed to raise this distinct claim before the hearing officer, the commissioner, or the trial court. The plaintiff, however, appears to argue that because the District Court status conference on which she relies took place after the administrative hearing, she is entitled to rely on it in the present claim. See Practice Book § 60-5. Even assuming, arguendo, that the status conference transcript supports the plaintiff‘s proposition, the record reflects that the department informed the plaintiff in a letter prior to the hearing that “[the] hearing will be conducted in accordance with the [UAPA] and the Department of Agriculture [r]ules of [p]ractice, [s]ections 22-7-20 through 22-7-38 as found in the Regulations of Connecticut State Agencies (enclosed).” Thus, the plaintiff had notice of what procedural rules would—and, importantly, would not—be used during the hearing. If, as the plaintiff asserts, “there [were] no written guidelines, rules, or procedures for parties to follow” specifically in administrative hearings on dog disposal orders, such lack of specific procedures was as apparent before the hearing as the plaintiff contends it is now. Thus, the plaintiff‘s claim did not “ar[ise] subsequent to the trial.”
IV
Finally, the plaintiff argues that the commissioner erred in finding that the hearing officer did not act arbitrarily and capriciously when he “interjected his opinion” about a substantive matter while questioning a witness for the plaintiff. Because the plaintiff failed to adequately brief this issue, we decline to review its merits.
“Whe[n] an issue is merely mentioned, but nоt briefed beyond a bare assertion of the claim, it is deemed to have been waived. . . . In addition, mere conclusory assertions regarding a claim, with no mention of relevant authority and minimal or no citations from the record, will not suffice.” (Citations omitted; internal quotation marks omitted.) Connecticut Coalition Against Millstone v. Connecticut Siting Council, supra, 286 Conn. 87.
The plaintiff cites to only one instance of the allegedly inappropriate interjection of opinion as follows:
“[The Hearing Officer]: So do you think if that bite to the neck coupled with dragging, dragging the victim, might be more than just flight?
“[The Witness]: Potentially. But there are a lot of variables, especially with this case here.
“[The Hearing Officer]: I understand there are a lot of variables. I was a practicing large animal veterinarian for eighteen years before I came here, and I saw plenty of attacks by dogs. And I think that there are a lot of different opinions on neck bites.”
The trial court found no merit to this claim, concluding that “[a] trial judge, and presumably a hearing officer, has authority, particularly in a nonjury case, to question a witness as long as he remains neutral and does not take over counsel‘s role,” and further noting that the hearing officer‘s statement was “essentially innocuous.”
The plaintiff‘s brief does not explain how the hearing officer‘s statement constitutes error except to say that it is an example of his “interject[ing] his opinion rather than acting as a finder of fact,” and that, from what we can discern from a section heading earlier in the plaintiff‘s appellate brief, it is claimed to be possibly arbitrary and capricious as well. The plaintiff cites no legal authority in support of this argument, provides no further reference to the record, and engages in no further analysis. We thus deem this claim abandoned and decline to review it.
The judgment of the trial court dismissing the plaintiff‘s appeal is affirmed.
In this opinion the other judges concurred.
“[The Defendant‘s Counsel]: But a witness described the way the dogs were [attacking], was like an alligator. If somebody described that to you—
“[The Witness]: Yeah, if a dog rolled on its side on a bite, that would be completely, I have never seen that. I have never—
“[The Defendant‘s Counsel]: Ma‘am, it has been all day, and—
“[The Hearing Officer]: I‘ll step in here too.
“[Hudson]: I am tired. I am sorry.
“[The Defendant‘s Counsel]: Yеah, but this started first thing in the morning.
“[Hudson]: I am sorry.
“[The Defendant‘s Counsel]: I understand you may not agree with my questions, you may not agree with some of the answers, but now it is getting distracting.
“[Hudson]: I am sorry. I apologize to you, sir.
“[The Hearing Officer]: And if you want to stay in the hearing that is going to have to stop.
“[Hudson]: No problem.”
Later, the following exchange occurred:
“[The Hearing Officer]: So, if you had a five year old child or four year old child out in its yard, these two dogs got loose after you, well let‘s say before you train them. These two dogs got loose, and they, you know, they travelled a few hundred feet, couple blocks—ma‘am, one more time. This is the second warning.
“[Hudson]: I am not doing anything, sir. I am falling asleep.
“[The Hearing Officer]: As far as I can see, you are.
“[Hudson]: I didn‘t do anything—
“[The Hearing Officer]: Well, you know.
“[The Plaintiff]: Satanya—
“[Hudson]: Kim, I didn‘t do anything. I rubbed my eye and I went like this. I am falling asleep.”
“[The Hearing Officer]: Excuse me.
“[Wilson]: I apologize. I just need the keys to her truck. Satanya is on medication and she is having seizures, which is also the reason why she is having issues.
“[The Hearing Officer]: All right.
“[Wilson]: So I just want to get—
“[The Hearing Officer]: I apologize—
“[Wilson]: No, that‘s all right. That‘s why I went outside to go check on hеr.”
This final exchange is the first time that a reference to Hudson‘s medical condition appears on the record.
