KIM MILLER v. DEPARTMENT OF AGRICULTURE ET AL.
(AC 37527)
Lavine, Keller and West, Js.
Argued May 10-officially released September 13, 2016
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(Appeal from Superior Court, judicial district of New Britain, Schuman, J.)
Frank T. Canace, for the appellant (plaintiff).
Gail S. Shane, assistant attorney general, with whom, on the brief, was George Jepsen, attorney general, for the appellee (named defendant).
Scott R. Ouellette, for the appellee (defendant town of Hamden).
Opinion
KELLER, J. The plaintiff, Kim Miller, appeals from the judgment of the Superior Court dismissing her appeal from the final decision
The following facts and legal conclusions, as set forth by the commissioner,4 are relevant to this appeal. On October 16, 2012, Hamden animal control officer Christopher Smith issued disposal orders concerning two dogs owned by the plaintiff. The disposal orders were based upon an October 3, 2012 incident in which Reed sustained bite injuries from the two dogs outside of her residence in Hamden. After the two dogs escaped from their fenced enclosure located at the plaintiff‘s residence, a witness, Corey Saulsbury, saw the
Reed‘s injuries required onsite treatment by emergency medical personnel and transport to a hospital in New Haven for further treatment for dog bite injuries to her head, the back of her neck, and her baсk. Reed remained hospitalized until her release on October 5, 2012.
The commissioner concluded in relevant part as follows: “Because the dogs did not merely bite and release [Reed] after their physical contact with her, but continued to attack and bite her until they were physically beaten or removed from her body, it is not difficult to conclude that the injuries to [Reed] could have been even worse if these citizens did not risk their own welfare to come to her aid. The evidence in the record establishes that the attack and dog bite involving [the two dogs] that occurred on October 3, 2012, was a dangerous incident, impacting public safety.
“There was no evidence in the record to support the assertion that [Reed] somehow provoked the attack.5 Instead, the record supports the fact that when [Reed] came down the stairs of her residence, apparently in responsе to the screams of her granddaughter . . . the dogs surprised [Reed] and she tried to retreat. [The
After the issuance of the disposal orders pursuant to
I
The plaintiff first claims that her right under the sixth amendment to the United States constitution to confront the witnesses against her was violated when the statements of Reed and Jones were admitted as evidence by the hearing officer, despite the fact that these two witnesses did not testify and were not available for cross-examination.9 Specifically,
Notes
“(c) If such officer finds that the complainant has been bitten or attacked by such dog, cat or other animal when the complainant was not upon the premises of the owner or keeper of such dog, cat or other animal the officer shall quarantine such dog, cat or other animal in a public pound or order the owner or keeper to quarantine it in a veterinary hospital, kennel or other building or enclosure approved by the commissioner for such purpose. . . . The commissioner, the Chief Animal Control Officer, any animal control officer, any municipal animal control officer or any regional animal control officer may make any order concerning the restraint or disposal of any biting dog, cat or other animal as the commissioner or such officer deems necessary. . . . Any person aggrieved by an order of any municipal animal control officer, the Chief Animal Control Officer, any animal control officer or any regional animal control officer may request a hearing before the commissioner within fourteen days of the issuance of such order. . . . After such hearing, the commissioner may affirm, modify or revoke such order as the commissioner deems proper.”
First, as part of her sixth amendment claim, the plaintiff asserts that the hearing officer violated her right to confrontation under article first, § 8, of the Connecticut constitution. However, “[b]ecause the [plaintiff] has not set forth a separate state constitutional analysis pursuant to State v. Geisler, 222 Conn. 672, 684-86, 610 A.2d 1225 (1992), we deem that claim abandoned,” and therefore proceed by evaluating the plaintiff‘s confrontation claim under the sixth amendment to the federal constitution. State v. Benedict, 158 Conn. App. 599, 604 n.5, 119 A.3d 1245, cert. granted on other grounds, 319 Conn. 924, 125 A.3d 200 (2015).
Second, thе plaintiff appears to argue separately that the violation of her right to confrontation also deprived her of due process under the fourteenth amendment to the federal constitution, at one point stating that “the town of Hamden violated [the plaintiff‘s] due process rights to cross-examine.” (Emphasis added.) Whether this is a separate constitutional claim, or merely a recognition that the sixth amendment has been applied to the states through the due process clause of the fourteenth amendment; see Pointer v. Texas, 380 U.S. 400, 406, 85 S. Ct. 1065, 13 L. Ed. 2d 923 (1965); or both, is not entirely clear. To the extent that the plaintiff relies on the fourteenth amendment, however, we view that argument, in its essence, to be the functional equivalent of her sixth amendment claim, and reject it.
Third, the plaintiff adds in passing that, by admitting statements of the two witnesses as evidence at the hearing when they did not testify, the hearing officer also violated the рlaintiff‘s rights under the fifth amendment to the United States constitution. The plaintiff provides no further elaboration or analysis of this issue. We therefore consider it inadequately briefed and decline to review it. See Connecticut Coalition Against Millstone v. Connecticut Siting Council, 286 Conn. 57, 87, 942 A.2d 345 (2008).
The following additional facts are relevant to this issue. At the proceeding before the hearing officer, the town of Hamden submitted as evidence statements made to the police by Reed and Jones, as well as police reports containing references to statements made by Reed and Jones about the dogs’ attack.10 Over the plaintiff‘s objections that such evidence was inadmissible hearsay because neither Reed nor Jones was present at the hearing,11 the hearing officer admitted the evidence on the ground that hearsay is admissible in administrative hearings. On appeal, the trial court, Schuman, J., concluded that the sixth amеndment to the federal constitution was not implicated because the proceeding was not quasi-criminal in nature, and that the statements were properly admitted as reliable and probative hearsay evidence.
Our analysis begins by setting forth the applicable standard of review. “Our standard of review of administrative agency rulings is well established. . . . Judicial review of an administrative decision is a creature of statute . . . and [
Under the UAPA, the scope of our review of an administrative agency‘s decision is “very restricted.” (Internal quotation marks omitted.) MacDermid, Inc. v. Dept. of Environmental Protection, 257 Conn. 128, 136, 778 A.2d 7 (2001). “[R]eview of an administrative agency decision requires a court to determine whether there is substantial evidence in the administrative record to support the agency‘s findings of basic fact and whether the conclusions drawn from those facts are reasonable. . . . Neither [the appellate] court nor the trial court may retry the case or substitute its own judgment for that of the administrative agency on the weight of the evidence or questions of fact. . . . Our ultimate duty is to determine, in view of all the evidence, whether the аgency, in issuing its order, acted unreasonably, arbitrarily, illegally or in abuse of its discretion.”12 (Internal quotation marks omitted.) Okeke v. Commissioner of Public Health, 304 Conn. 317, 324, 39 A.3d 1095 (2012). “We have stated that not all procedural irregularities require a reviewing court to set aside an administrative decision . . . . The complaining party has the burden of demonstrating that its substantial rights were prejudiced by the error.” (Citation omitted; internal quotation marks omitted.) Tele Tech of Connecticut Corp. v. Dept. of Public Utility Control, supra, 270 Conn. 787-88. “It is fundamental that a plaintiff has the burden of proving that the [agency], on the facts before [it], acted contrary to law and in abuse of [its] discretion. . . .” (Internal quotation marks omitted.) Murphy v. Commissioner of Motor Vehicles, 254 Conn. 333, 343-44, 757 A.2d 561 (2000).
“In addition, although we have noted that [a]n agency‘s factual and discretionary determinations are to be accorded considerable weight by the courts . . . we have maintained that [c]ases that present pure questions of law . . . invoke a broader standard of review than is ordinarily involved in deciding whether, in light of the evidеnce, the agency has acted unreasonably, arbitrarily, illegally or in abuse of its discretion.” (Citation omitted; internal quotation marks omitted.) Tele Tech of Connecticut Corp. v. Dept. of Public Utility Control, supra, 270 Conn. 788. The plaintiff‘s constitutional claims are therefore entitled to plenary review. See FairwindCT, Inc. v. Connecticut Siting Council, 313 Conn. 669, 711, 99 A.3d 1038 (2014).
In administrative proceedings under the UAPA, evidence is not inadmissible solely because it constitutes hearsay. See, e.g., Gagliardi v. Commissioner of Children & Families, 155 Conn. App. 610, 620, 110 A.3d 512, cert. denied, 316 Conn. 917, 113 A.3d 70 (2015); see also Roy v. Commissioner of Motor Vehicles, 67 Conn. App. 394, 397, 786 A.2d 1279 (2001) (“[a]dministrative tribunals are not strictly bound by the rules of evidence . . . so long as the evidence is reliable and probative” [internal quotation marks omitted]). Additionally, a party to an administrative proceeding under the UAPA is not required to call any particular witness.13 Therefore, the UAPA did not bar admission of and the commissioner did not err in considering the statements of Reed and Jones, the victim of the attack and an eyewitness to it, which the commissioner found to be “reliable and probative.”14 We thus turn to the plaintiff‘s constitutional claim.
The sixth amendment to the United States constitution provides in relevant part that “[i]n all criminal prosecutions, the accused shall enjoy the right . . . to be confronted with the witnesses against him . . . .” (Emphasis added.) The right to confrontation guaranteed by this provision is thus expressly limited to criminal proceedings. It is well established in the case law that “[t]he sixth amendment relates to a prosecution of an accused person which is technically criminal in its nature.” United States v. Zucker, 161 U.S. 475, 481, 16 S. Ct. 641, 40 L. Ed. 777 (1896); see also Austin v. United States, 509 U.S. 602, 608 and n.4, 113 S. Ct. 2801, 125 L. Ed. 2d 488 (1993) (“The protections provided by the Sixth Amendment are explicitly confined to ‘criminal prosecutions.’ As a general matter, th[e] Court‘s decisions applying constitutional protections to civil forfeiture proceedings have adhered to th[e] distinction between provisions that are limited to criminal proceedings and provisions that are not. Thus, the Court has held that the Fourth Amendment‘s protection against unreasonable searches and seizures applies in forfeiture proceedings . . . but that the Sixth Amendment‘s Confrontation Clause does not . . . .” [Citations omitted.]); United States v. Ward, 448 U.S. 242, 248, 100 S. Ct. 2636, 65 L. Ed. 2d 742 (1980) (“The distinction between a civil penalty and a criminal penalty is of some constitutional import. The Self-Incrimination Clause of the Fifth Amendment, for example, is expressly limited to ‘any criminal case.’ Similarly, the protections provided by the Sixth Amendment are available only in ‘criminal prosecutions.’ Other constitutional protections, while not explicitly limited to one context or the other, have been so limited by decision of this Court.“); Hannah v. Larche, 363 U.S. 420, 440 n.16, 80 S. Ct. 1502, 4 L. Ed. 2d 1307 (1960) (“[The Sixth] Amendment is specifically limited to ‘criminal prosecutions,’ and the proceedings of the Commission [on Civil Rights] clearly do not fall within that category.“). Our Supreme Court and this court have held likewise. See State v. Anonymous, 179 Conn. 155, 159, 425 A.2d 939 (1979) (“[t]he right to effective assistance of counsel . . . is grounded in the sixth amendment to the United States constitution, which is expressly limited to a defendant in a criminal action“); see also In re Noel M., 23 Conn. App. 410, 420-21, 580 A.2d 996 (1990) (concluding that сonfrontation rights under sixth amendment “cannot logically be extended to . . . [parental] neglect hearing“).
An appeal of a disposal order for a biting animal pursuant to
The plaintiff nonetheless argues that “[s]ince the seizure and subsequent [disposal] orders [concerning her dogs] were the result of an arrest of [the plaintiff], the proceedings to determine whether [the dogs] should be destroyed were quasi-criminal, and, therefore, [the plaintiff‘s] constitutional rights, including her sixth amendment right to confrontation, should have been observed and protected.” There are several problems with this argument. First, the record does not reveal an arrest of the plaintiff.17 The record does reveal, however, that the town of Hamdеn issued infractions against the plaintiff for nuisance under
Finally, with respect to the plaintiff‘s claim that she was deprived of her right to confront Reed and Jones, we note that the plaintiff was free to subpoena both witnesses to compel their attendance at the hearing, or, in the alternative, to request that the hearing be held open in order to afford her more time to prepare such subpoenas or to submit a request to file late any affidavits refuting their testimony. The record does not disclose that the plaintiff attempted to pursue any of these options.
We conclude that the hearing officer‘s admission of the hearsay statements of Reed and Jones did not violate the sixth amendment to the United States constitution and that these statements were therefore properly considered by the commissioner prior to issuing his final decision.
II
The plaintiff next contends that the commissioner erred in failing to find that the hearing officer improperly forced one of her witnesses to leave the hearing before testifying.20 Specifically, the plaintiff claims that “a witness essential to the matter, with facts surrounding the incident . . . was forced to leave the hearing despite a medical condition that was the reason for her behavior.” This claim is wholly without merit.
The following additional facts are pertinent to this issue. The record discloses that the hearing officer twice admonished Satanya Hudson, a friend of the plaintiff, for creating some sort of disturbance in the hearing room.21 The precise nature of the disturbance is not apparent on the record. It further appears that Hudson later left the hearing room to tend to a medical condition and never returned.22 The commissioner found that the hearing officer did not request, require, or force Hudson to leave the hearing, but merely asked that she not be disruptive, and that Hudson did nоt state or reveal that a medical condition caused her to be disruptive. He further found that it was not the hearing officer‘s responsibility to ascertain whether counsel for the plaintiff wanted to call Hudson to testify. On appeal, the trial court concluded that there was nothing in the record to support the plaintiff‘s claim that Hudson was forced out of the hearing room and that, in any event, the plaintiff failed to establish any prejudice arising from the episode as no proffer by counsel for the plaintiff regarding Hudson‘s proposed testimony was ever made.
The premise of the plaintiff‘s claim is belied by the record, which is simply bereft of any indication that the hearing officer “forced [Hudson] to leave and not testify” or that she “was not allowed back to testify.” Notably, at no time during the hearing did the plaintiff object by claiming that Hudson had been forced to leave or had not been allowed bаck to testify. Additionally, as the commissioner found, “[t]here was no request made to the hearing officer to have [Hudson] testify after a break or recess, there was no request to continue or hold open the hearing to have [Hudson] testify on another date, [and] there was no proffer by counsel for [the plaintiff] regarding the alleged nature of [Hudson‘s] testimony.” Further, “[t]here was no request to file an affidavit regarding the nature of [Hudson‘s] testimony . . . and no request was made to late file such an exhibit.” Thus, the plaintiff has not demonstrated that her right to due process of law was violated as a result of the hearing officer‘s verbal exchanges with Hudson.
III
The plaintiff next argues that the proposed final decision of the hearing officer was made upon unlawful procedure because the department lacked written procedures that applied specifically to hearings on dog disposal orders, therеby depriving the plaintiff of due process.23 According to the plaintiff, the hearing officer “rel[ied] solely on the codified sections of the [UAPA] . . . and the Department of Agriculture‘s rules of practice, both of which are general in nature and apply to all hearings before the department, and not specifically to appeals of dog disposal orders.” (Emphasis added.) Thus, the plaintiff asserts, her right to due process was violated because the hearing officer lacked sufficient guidance as to how to conduct the administrative hearing. As support for this claim, the plaintiff relies on a transcript of a status conference in an unrelated case before the United States District Court for the District of Connecticut, which the plaintiff claims, shows the lack “of any written rules, procedures or guidelines used by the department . . . as they relate to the department‘s practices and procedures pursuant to
“Practice Book § 60-5 provides in relevant part that [this] court shall not be bound to consider a claim unless it was distinctly raised at the trial or arose subsequent to the trial. The court may in the interests of justice notice plain error not brought to the attention of the trial court. . . . Indeed, it is the appellant‘s responsibility to present such a claim clearly to the trial court so that the trial court may consider it and, if it is meritorious, take appropriate action. That is the basis for the requirement that ordinarily [the appellant] must raise in the trial court the issues that he intends to raise on appeal. . . . For us [t]o review [a] claim, which has been articulated for the first time on appeal and not before the trial court, would result in a trial by ambuscade of the trial judge. . . . Wе have repeatedly indicated our disfavor with the failure, whether because of a mistake of law, inattention or design, to object to errors occurring in the course of a trial until it is too late for them to be corrected, and thereafter, if the outcome of the trial proves unsatisfactory, with the assignment of such errors as grounds of appeal. . . . This rule applies to appeals from administrative proceedings as well.” (Citation omitted; internal quotation marks omitted.) Ferraro v. Ridgefield European Motors, Inc., 313 Conn. 735, 758-59, 99 A.3d 1114 (2014); see also Dragan v. Connecticut Medical Examining Board, 223 Conn. 618, 632, 613 A.2d 739 (1992) (“A party to an administrative proceeding cannot be allowed to participate fully at hearings and then, on appeal, raise claims that were not asserted before the board. We have made it clear that we will not permit parties to anticipate a favorable decision, reserving a right to impeach it or set it aside if it happens to be against them, for a cause which was well known to them before or during the trial.” [Internal quotation marks omitted.]).
The record reveals that the plaintiff failed to raise this distinct claim before the hearing officer, the commissioner, or the trial court. The plaintiff, however, appears to argue that because the District Court status conference on which she relies took place after the administrative hearing, she is entitled to rely on it in the present claim. See Practice Book § 60-5. Even assuming, arguendo, that the status conference transcript supports the plaintiff‘s proposition, the record reflects that the department informed the plaintiff in a letter prior to the hearing that “[the] hearing will be conducted in accordance with the [UAPA] and the Department of Agriculture [r]ules of [p]ractice, [s]ections 22-7-20 through 22-7-38 as found in the Regulations of Connecticut State Agencies (enclosed).” Thus, the plaintiff had notice of what procedural rules would—and, importantly, would not—be used during the hearing. If, as the plaintiff asserts, “there [were] no written guidelines, rules, or procedures for parties to follow” specifically in administrative hearings on dog disposal orders, such lack of specific procedures was as apparent before the hearing as the plaintiff contends it is now. Thus, the plaintiff‘s claim did not “ar[ise] subsequent to the trial.” Practice Book § 60-5. Accordingly, we conclude that this claim was not preserved and we decline to review it.24
IV
Finally, the plaintiff argues that the commissioner erred in finding that the hearing officer did not act arbitrarily and capriciously when he “interjected his opinion” about a substantive matter while questioning a witness for the plaintiff. Because the plaintiff failed to adequately brief this issue, we decline to review its merits.
“Whe[n] an issue is merely mentioned, but not briefed beyond a bare assertion of the claim, it is deemed to have bеen waived. . . . In addition, mere conclusory assertions regarding a claim, with no mention of relevant authority and minimal or no citations from the record, will not suffice.” (Citations omitted; internal quotation marks omitted.) Connecticut Coalition Against Millstone v. Connecticut Siting Council, supra, 286 Conn. 87.
The plaintiff cites to only one instance of the allegedly inappropriate interjection of opinion as follows:
“[The Hearing Officer]: So do you think if that bite to the neck coupled with dragging, dragging the victim, might be more than just flight?
“[The Witness]: Potentially. But there are a lot of variables, especially with this case here.
“[The Hearing Officer]: I understand there are a lot of variables. I was a practicing large animal veterinarian for eighteen years before I came here, and I saw plenty of attacks by dogs. And I think that there are a lot of different opinions on neck bites.”
The trial court found no merit to this claim, concluding that “[a] trial judge, and presumably a hearing officer, has authority, particularly in a nonjury case, to question a witness as long as he remains neutral and does not take over counsel‘s role,” and further noting that the hearing officer‘s statement was “essentially innocuous.”
The plaintiff‘s brief does not explain how the hearing officer‘s statement constitutes error except to say that it is an example of his “interject[ing] his opinion rather than acting as a finder of fact,” and that, from what we can discern from a section heading earlier in the plaintiff‘s appellate brief, it is claimed to be possibly arbitrary and capricious as well. The plaintiff cites no legal authority in support of this argument, provides no further reference to the record, and engages in no further analysis. We thus deem this claim abandoned and decline to review it.
The judgment of the trial court dismissing the plaintiff‘s appeal is affirmed.
In this opinion the other judges concurred.
“[The Defendant‘s Counsel]: But a witness described the way the dogs were [attacking], was like an alligator. If somebody described that to you—
“[The Witness]: Yeah, if a dog rolled on its side on a bite, that would be completely, I have never seen that. I have never—
“[The Defendant‘s Counsel]: Ma‘am, it has been all day, and—
“[The Hearing Officer]: I‘ll step in here too.
“[Hudson]: I am tired. I am sorry.
“[The Defendant‘s Counsel]: Yeah, but this started first thing in the morning.
“[Hudson]: I am sorry.
“[The Defendant‘s Counsel]: I understand you may not agree with my questiоns, you may not agree with some of the answers, but now it is getting distracting.
“[Hudson]: I am sorry. I apologize to you, sir.
“[The Hearing Officer]: And if you want to stay in the hearing that is going to have to stop.
“[Hudson]: No problem.”
Later, the following exchange occurred:
“[The Hearing Officer]: So, if you had a five year old child or four year old child out in its yard, these two dogs got loose after you, well let‘s say before you train them. These two dogs got loose, and they, you know, they travelled a few hundred feet, couple blocks—ma‘am, one more time. This is the second warning.
“[Hudson]: I am not doing anything, sir. I am falling asleep.
“[The Hearing Officer]: As far as I can see, you are.
“[Hudson]: I didn‘t do anything—
“[The Hearing Officer]: Well, you know.
“[The Plaintiff]: Satanya—
“[Hudson]: Kim, I didn‘t do anything. I rubbed my eye and I went like this. I am falling asleep.”
“[The Hearing Officer]: Excuse me.
“[Wilson]: I apologize. I just need the keys to her truck. Satanya is on medication and she is having seizures, which is also the reason why she is having issues.
“[The Hearing Officer]: All right.
“[Wilson]: So I just want to get—
“[The Hearing Officer]: I apologize—
“[Wilson]: No, that‘s all right. That‘s why I went outside to go check on her.”
This final exchange is the first time that a reference to Hudson‘s medical cоndition appears on the record.
