Miller v. DealMiller v. Deal
FINAL COPY
In this lawsuit against the Department of Human Services,1 the trial court certified a class of plaintiffs. The Department appealed, and in Deal v. Miller, 321 Ga. App. 220 (739 SE2d 487) (2013), the Court of Appeals reversed, concluding that the named plaintiffs failed in several respects to show that class certification was warranted. We issued a writ of certiorari to review that decision, and we now affirm the judgment of the Court of Appeals.
1. The named plaintiffs in this lawsuit are indigent parents, all of whom say that they have been incarcerated for failures to pay child support following civil contempt proceedings initiated by the Department and in which the Department was represented by lawyers. The plaintiffs could not afford to hire their own lawyers for these proceedings. Without a lawyer to defend them, the plaintiffs contend, the proceedings in which they were incarcerated failed to comport with the constitutional guarantee of due process. Alleging that the Department routinely initiates such proceedings against indigent parents, but fails to provide lawyers for such parents at the expense of the Department, the plaintiffs sued, seeking declaratory and injunctive relief not only for themselves, but also for a class of all unrepresented and indigent parents who are threatened with incarceration in such proceedings. On the motion of the plaintiffs to certify this class, the trial court found that the plaintiffs had shown each of the four essential prerequisites for class certification under
The Court of Appeals reversed. To begin, the Court of Appeals correctly explained that the plaintiffs — if they were to be permitted
As we understand its opinion, the Court of Appeals premised all of its conclusions on a fundamental misunderstanding of the constitutional right to counsel. The Court of Appeals seems to have assumed that the named plaintiffs — and presumably, the other members of the class too — all have a constitutional right to appointed counsel in civil contempt proceedings of the sort about which the plaintiffs complain. Deal, 321 Ga. App. at 224 (1) (a) (i) (acknowledging that “the named plaintiffs may have had the right to counsel” (emphasis omitted)). Even so, the Court of Appeals reasoned, if an indigent parent fails to assert his right to counsel in his own contempt proceeding — by timely requesting a lawyer, by securing a ruling on that request from the contempt court, and by appealing any finding of contempt entered without the benefit of counsel — the parent cannot be said to have been unconstitutionally denied counsel.7 See id. at 223-224 (1) (a) (i). Whether an indigent parent is advised of his right to request counsel is of no consequence, the Court of Appeals added, because no court has an obligation in civil contempt proceedings to inquire about counsel. See id. at 224 (1) (a) (i). Accordingly, the Court of Appeals explained, whether any class member had been denied a right to counsel would require an individualized inquiry about the extent to which they insisted upon counsel, and as a result, the plaintiffs could not show commonality among the class. See id. (“Here, whether the named plaintiffs actually were denied counsel is the essential question, because the answer determines whether they have shown the injury on which their theory of commonality depends.” (Emphasis in original.)). Because the named plaintiffs themselves had not insisted upon counsel in their own contempt proceedings,
Generally speaking, to the extent that the Constitution affords a right to counsel at government expense, it affords a right that is not waived merely by a party unknowingly failing to insist upon a lawyer in a proceeding in which he is not even advised that he might request counsel. That certainly is true of the categorical right to counsel that is guaranteed to the accused in criminal prosecutions by the
2. We nevertheless conclude that the Court of Appeals was right when it determined that the plaintiffs failed to show the requisite commonality, typicality, and propriety of classwide relief. To show these things, the plaintiffs relied entirely on their assertion of a categorical constitutional right to appointed counsel. But in Turner v. Rogers, ___ U. S. ___, ___ (III) (B) (131 SCt 2507, 180 LE2d 452) (2011), the United States Supreme Court made perfectly clear that “the Due Process Clause does not automatically require the provision of counsel at civil contempt proceedings to an indigent individual who is subject to a child support order, even if that individual faces incarceration.” (Emphasis in original.) To be sure, Turner involved an assertion that indigent parents have a categorical right to appointed counsel in all civil contempt proceedings in which they are threatened with incarceration for a failure to pay child support. The plaintiffs in this case, on the other hand, assert only that indigent parents have a right to appointed counsel in civil contempt proceedings in which they are threatened with incarceration for a failure to pay child support and in which the Department is represented by a lawyer, a circumstance that the Supreme Court explicitly declined to address in Turner. See id. at ___ (III) (B) (“We do not address civil contempt proceedings where the underlying child support payment is owed to the State . . . . [In such proceedings,] [t]he government is likely to have counsel or some other competent representative.” (Citations omitted.)). Still, the plaintiffs urge a categorical
Although the plaintiffs cite a number of court decisions around the country to support their claim of a categorical constitutional right,8 most of these decisions were based on Lassiter v. Dept. of Social Svcs. of Durham County, 452 U. S. 18 (101 SCt 2153, 68 LE2d 640) (1981), and all were decided before Lassiter was clarified by Turner. In Lassiter, the Supreme Court recognized a “presumption that an indigent litigant has a right to appointed counsel only when, if he loses, he may be deprived of his physical liberty.” 452 U. S. at 26-27 (II) (A). As the Supreme Court later explained in Turner, however, Lassiter does not suggest categorical rights to appointed counsel in civil proceedings, even those that may lead to incarceration:
[T]he Court‘s statements in Lassiter constitute part of its rationale for denying a right to counsel in that case. We believe those statements are best read as pointing out that the Court previously had found a right to counsel “only” in cases involving incarceration, not that a right to counsel exists in all such cases . . . .
___ U. S. at ___ (III) (A) (emphases in original).
Moreover, aside from “criminal prosecutions or proceedings functionally akin to a criminal trial,” the United States Supreme Court “has never found in the Due Process Clause a categorical right to appointed counsel.”9 Turner, ___ U. S. at ___ (Thomas, J., dissenting) (citation and punctuation omitted; emphasis supplied). See also Lassiter, 452 U. S. at 31 (II) (C) (no categorical right to appointed counsel in proceedings to terminate parental rights); Vitek v. Jones, 445 U. S. 480, 499 (100 SCt 1254, 63 LE2d 552) (1980) (Powell, J., concurring) (no categorical right to appointed counsel with respect to transfer of inmate to mental hospital); Middendorf v. Henry, 425 U. S. 25, 48 (III) (96 SCt 1281, 47 LE2d 556) (1976) (no categorical right to counsel in summary court-martial proceedings); Jeanne Charn, “Celebrating the ‘Null’ Finding: Evidence-Based Strategies For Improving Access to Legal Services,” 122 Yale L.J. 2206, 2217 (II) (A) (2013) (“The prospect of the Supreme Court recognizing a categorical right to counsel in civil cases is remote.“). Especially instructive, we think, is Gagnon, 411 U. S. at 787 (III), in which the Supreme Court found no categorical right to appointed counsel in probation and parole revocation proceedings generally, but it acknowledged that, “[i]n some cases . . . the probationer‘s or parolee‘s version of a disputed issue can fairly be represented only by a trained advocate.” Id. at 788 (III). Like the narrow class of contempt proceedings about which the plaintiffs in this case complain, the Supreme Court then turned in Gagnon from revocations generally to a narrow class of revocation proceedings in which the need for appointed counsel might be more substantial:
[C]ases where, after being informed of his right to request counsel, the probationer or parolee makes such a request, based on a timely and colorable claim (i) that he has not committed the alleged violation of the conditions upon which he is at liberty; or (ii) that, even if the violation is a matter of public record or is uncontested, there are
substantial reasons which justified or mitigated the violation and make revocation inappropriate, and that the reasons are complex or otherwise difficult to develop or present.
Id. at 790 (III). But even as to that particular class of revocation proceedings, the Supreme Court said that the circumstances rendered the appointment of counsel only “[p]resumptively” necessary, not absolutely required. Id. (emphasis supplied).
We suppose that due process sometimes may require the appointment of counsel for an indigent parent in a civil contempt proceeding in which the parent is threatened with incarceration. And as in Gagnon, perhaps there is even a “presumptive” right to appointed counsel in some such proceedings if the parent is opposed by government lawyers.10 But even so, presumptions sometimes can be overcome, and whether any particular parent is entitled to a lawyer at government expense depends always, we think, on the particular and unique circumstances of his case, including the complexity of the case, as well as the extent to which alternative measures might be employed to ensure that the proceeding is fundamentally fair. See State v. Currier, 295 P3d 837, 843-844 (Wyo. 2013). See also Gagnon, 411 U. S. at 790-791 (III). As the United States Supreme Court has reminded, “the requirements of due process are flexible and call for such procedural protections as the particular situation demands.” Wilkinson v. Austin, 545 U. S. 209, 224 (IV) (125 SCt 2384, 162 LE2d 174) (2005) (citation and punctuation omitted).
The dissent posits that, even if the United States Constitution affords no categorical right to appointed counsel in civil contempt proceedings of the sort about which the plaintiffs complain, maybe the Georgia Constitution affords such a right. This is not the case, however, in which to decide that question.11 Although the plaintiffs assert a categorical right under both the United States Constitution and the Georgia Constitution, they never have even attempted to make the case — in their pleadings, in their motions and briefs in the trial court on class certification, or in their appellate briefs — that the Georgia Constitution affords more procedural rights in civil contempt proceedings as a matter of due process than does the United States Constitution. To the extent they have mentioned the Georgia Constitution, they mention it only in passing, and almost always alongside a reference to the United States Constitution (or cases concerning the United States Constitution). Nowhere in the papers filed by the plaintiffs do we find a reasoned argument — supported by an analysis of the pertinent constitutional text, structure, and history — that the guarantee of due process in the Georgia Constitution means something more in this context than the same guarantee in the United States Constitution. See Grady v. Unified Govt. of Athens-Clarke County, 289 Ga. 726, 731 (2) (b), n. 3 (715 SE2d 148) (2011). Nor do we find such an argument in the dissent, which simply muses that the Georgia Constitution might afford more process than the United States Constitution. We will not hang our decision on an argument that no one has made, and for the purposes of this appeal, we accept — as the parties seem to have accepted throughout this case — that the process due in this context under the United States Constitution and the Georgia Constitution is the same.
We do not decide in this case precisely when, if ever, a lawyer must be appointed for an indigent parent in a civil contempt
Judgment affirmed. All the Justices concur, except Benham, J., who concurs in part and dissents in part.
BENHAM, Justice, concurring in part and dissenting in part.
While I agree with the majority‘s conclusion in Division 1 of the opinion, I must respectfully dissent to the majority‘s final decision to affirm the Court of Appeals.
Our state constitution coupled with state statutory law requires that the Georgia Attorney General represent state executive agencies in any court of record.13 That means our state law effectively grants to the Department of Human Services (DHS) a categorical right to be represented by a lawyer in any civil contempt proceeding against any parent, whether indigent or not, for nonpayment of child support. It is the State‘s position, however, that the parent in such proceeding, whether indigent or not, has no categorical right to be represented by counsel. If found to be in contempt, most indigent parents face incarceration because they lack the means to purge themselves of the contempt. For example, the trial court found in this case that appellant Miller owed $3,000, had less than a dollar in his bank account, and had no assets when he was found in contempt and incarcerated for nonpayment of child support. Had he had a categorical or automatic right to counsel, as does DHS under state law, perhaps he would have avoided jail when he clearly did not have the ability to pay.14 Purposefully or not, the State has fostered a fundamentally unfair system for collecting child support from indigent
Furthermore, Turner does not preclude the litigants from being able to proceed as a class on the merits under our state constitution.16 There are a few post-Turner decisions where state courts have upheld the right to counsel in the very circumstance left open by Turner as a matter of state statutory and/or state constitutional law. See Schochet v. Schochet, 435 N.J. Super. 542, 545 (89 A3d 1264) (2014) (implies that case law bestowing indigent parents the right to counsel in child support contempt proceedings is still viable under the New Jersey Constitution); Crain v. Crain, 2012 WL 6737836 (Ohio App. Dec. 28, 2012) (state statute gave indigent parents the right to counsel in child support contempt proceedings; said statute was not abrogated by Turner because a state agency brought the case and was represented by counsel). What‘s more, this case is even more distinguishable from Turner by virtue of the fact that Georgia law effectively bestows upon DHS a categorical right to counsel, as opposed to the agency simply having an optional policy of being represented by lawyers at such proceedings. Such circumstance clearly was not addressed by Turner.17 Thus I believe there is still a viable state constitutional claim on the merits to be resolved.18 I am not persuaded by the majority‘s contention that this case cannot go forward because appellants’ express citation to the Georgia Constitution in their complaint was too “passing” in nature to be considered19 or because appellants have not made a
Decided July 11, 2014.
Certiorari to the Court of Appeals of Georgia – 321 Ga. App. 220.
Gerald R. Weber, Jr., Atteeyah E. Hollie, Sarah E. Geraghty, for appellants.
Samuel S. Olens, Attorney General, Dennis R. Dunn, Deputy Attorney General, Shalen S. Nelson, Senior Assistant Attorney General, Jason S. Naunas, Mark J. Cicero, Assistant Attorneys General, for appellees.