761 S.E.2d 274 | Ga. | 2014
Lead Opinion
In this lawsuit against the Department of Human Services,
1. The named plaintiffs in this lawsuit are indigent parents, all of whom say that they have been incarcerated for failures to pay child support following civil contempt proceedings initiated by the Department and in which the Department was represented by lawyers. The plaintiffs could not afford to hire their own lawyers for these proceedings. Without a lawyer to defend them, the plaintiffs contend, the proceedings in which they were incarcerated failed to comport with
The Court of Appeals reversed. To begin, the Court of Appeals correctly explained that the plaintiffs — if they were to be permitted to seek relief for the class that the trial court certified — had to prove that the class was sufficiently numerous,
As we understand its opinion, the Court of Appeals premised all of its conclusions on a fundamental misunderstanding of the constitutional right to counsel. The Court of Appeals seems to have
Generally speaking, to the extent that the Constitution affords a right to counsel at government expense, it affords a right that is not
2. We nevertheless conclude that the Court of Appeals was right when it determined that the plaintiffs failed to show the requisite commonality, typicality, and propriety of classwide relief. To show these things, the plaintiffs relied entirely on their assertion of a categorical constitutional right to appointed counsel. But in Turner v. Rogers, _ U. S. _ , _ (III) (B) (131 SCt 2507, 180 LE2d 452) (2011), the United States Supreme Court made perfectly clear that “the Due Process Clause does not automatically require the provision of counsel at civil contempt proceedings to an indigent individual who is subject to a child support order, even if that individual faces incarceration.” (Emphasis in original.) To be sure, Turner involved an
Although the plaintiffs cite a number of court decisions around the country to support their claim of a categorical constitutional right,
[T]he Court’s statements in Lassiter constitute part of its rationale for denying a right to counsel in that case. We believe those statements are best read as pointing out that the Court previously had found a right to counsel “only” in cases involving incarceration, not that a right to counsel exists in all such cases . . .
_U. S. at_(III) (A) (emphases in original).
Moreover, aside from “criminal prosecutions or proceedings functionally akin to a criminal trial,” the United States Supreme Court “has never found in the Due Process Clause a categorical right to
[C]ases where, after being informed of his right to request counsel, the probationer or parolee makes such a request, based on a timely and colorable claim (i) that he has not committed the alleged violation of the conditions upon which he is at liberty; or (ii) that, even if the violation is a matter of public record or is uncontested, there are substantial reasons which justified or mitigated the violation and make revocation inappropriate, and that the reasons are complex or otherwise difficult to develop or present.
Id. at 790 (III). But even as to that particular class of revocation proceedings, the Supreme Court said that the circumstances ren
We suppose that due process sometimes may require the appointment of counsel for an indigent parent in a civil contempt proceeding in which the parent is threatened with incarceration. And as in Gagnon, perhaps there is even a “presumptive” right to appointed counsel in some, such proceedings if the parent is opposed by government lawyers.
The dissent posits that, even if the United States Constitution affords no categorical right to appointed counsel in civil contempt proceedings of the sort about which the plaintiffs complain, maybe the Georgia Constitution affords such a right. This is not the case, however, in which to decide that question.
We do not decide in this case precisely when, if ever, a lawyer must be appointed for an indigent parent in a civil contempt proceeding about child support. We conclude only that there is no absolute, inflexible, and categorical right to appointed counsel in such proceedings as a matter of due process, even when the Department, represented by its own lawyers, pursues the incarceration of an indigent parent.
Judgment affirmed.
The lawsuit names Governor Nathan Deal and several Department officials as defendants, not the Department itself. But because the Governor and the other officials were sued only in their official capacities, the lawsuit amounts to a suit against the Department. For that reason, we refer in this opinion to the several defendants simply as the “Department.”
See OCGA § 9-11-23 (a) (1) (plaintiffs must show that “class is so numerous that joinder of all members is impracticable”).
See OCGA § 9-11-23 (a) (2) (plaintiffs must show that “[tjhere are questions of law or fact common to the class”).
See OCGA § 9-11-23 (a) (3) (plaintiffs must show that “[t]he claims ... of the representative parties are typical of the claims ... of the class”).
See OCGA § 9-11-23 (a) (4) (plaintiff must show that “[t]he representative parties will fairly and adequately protect the interests of the class”).
See OCGA § 9-11-23 (b) (2) (plaintiff must show that “[t]he party opposing the class has acted or refused to act on grounds generally applicable to the class, thereby making appropriate final injunctive relief or corresponding declaratory relief with respect to the class as a whole”). Although a plaintiff always must prove each of the four circumstances identified in OCGA § 9-11-23 (a) (l)-(4), a plaintiff need only prove one of the three circumstances identified in OCGA § 9-11-23 (b) (l)-(3). In this case, the trial court certified the class under OCGA § 9-11-23 (b) (2), and so, we do not consider OCGA § 9-11-23 (b) (1) or (b) (3).
The Court of Appeals put it this way:
In the present case, the named plaintiffs allege that they were injured because they were “unconstitutionally denied counsel.” However, ... it is undisputed that the plaintiffs did not request counsel at or prior to the civil contempt hearings that led to their incarceration. Nor did they appeal the trial courts’ findings of contempt, which means they never challenged their lack of appointed counsel below. Because the trial courts were not presented with requests to appoint counsel prior to the contempt hearings, and have never ruled on the later requests, plaintiffs have not been denied counsel in that context.
Deal, 321 Ga. App. at 223-224 (1) (a) (i) (emphasis in original).
See, e.g., Walker v. McLain, 768 F2d 1181, 1185 (10th Cir. 1985); Sevier v. Turner, 742 F2d 262, 267 (II) (6th Cir. 1984); Ridgway v. Baker, 720 F2d 1409, 1413-1415 (5th Cir. 1983); Pasqua v. Council, 892 A2d 663, 674 (II) (B) (N.J. 2006); Peters-Riemers v. Riemers, 663 NW2d 657, 664-665 (IV) (N.D. 2003); Black v. Division of Child Support Enforcement, 686 A2d 164, 167-168 (II) (Del. 1996); Mead v. Batchlor, 460 NW2d 493, 503 (IV) (Mich. 1990).
In In re Gault, 387 U. S. 1, 35-42 (87 SCt 1428, 18 LE2d 527) (1967), the Supreme Court held that the government must provide counsel for indigent juveniles in civil “juvenile delinquency” proceedings that could lead to incarceration as a matter of due process. But as both the majority and dissent in Turner noted, “[t]he civil juvenile delinquency proceeding at issue in Gault was little different from, and comparable in seriousness to, a criminal prosecution.” Turner, _ U. S. at _ (III) (A) (citation and punctuation omitted). See also id. at_ (Thomas, J., dissenting) (“Indeed, the only circumstance in which the Court has found that due process categorically requires appointed counsel is juvenile delinquency proceedings, which the Court has described as ‘functionally akin to a criminal trial.’ ” (Citation omitted)).
For this reason, trial courts should consider advising unrepresented parents in such proceedings that they may have a right to request counsel.
We suppose that the guarantee of due process in the Georgia Constitution might afford more procedural rights in civil contempt proceedings about child support than the same guarantee in the United States Constitution, if only because our Court has not addressed that question before. We note, however, that this Court has held in a number of other contexts that the process due under the United States Constitution and the Georgia Constitution is the same. See, e.g., DeKalb County School Dist. v. Ga. State Bd. of Ed., 294 Ga. 349, 369 (4) (a) (751 SE2d 827) (2013) (removal from public office); Joiner v. Glenn, 288 Ga. 208, 209 (702 SE2d 194) (2010) (termination of public employment); Britt v. Smith, 274 Ga. 611, 614 (556 SE2d 435) (2001) (guilty plea).
We recognize, of course, that class certification is not intended to he a mechanism for deciding the merits of a case. See Gay v. B.H. Transfer Co., 287 Ga. App. 610, 612 (652 SE2d 200) (2007). Nevertheless, the inquiry required to decide class certification sometimes may involve “some overlap with the merits of the plaintiff’s underlying claim. That cannot he helped. The class determination generally involves considerations that are enmeshed in the factual and legal issues comprising the plaintiff’s cause of action.” Wal-Mart Stores v. Dukes, _ U. S. _, _ (II) (A) (131 SCt 2541, 180 LE2d 374) (2011) (citation and punctuation omitted). See also McGarry v. Cingular Wireless, 267 Ga. App. 23, 25 (1) (599 SE2d 34) (2004). “Merits questions may he considered to the extent — but only to the extent — that they are relevant to determining whether the ... prerequisites for class certification are satisfied.” Amgen, Inc. v. Conn. Retirement Plans & Trust Funds, _ U. S. _, _ (II) (A) (133 SCt 1184, 185 LE2d 308) (2013) (citations omitted). Here, whether the named plaintiffs and the class have a categorical right to appointed counsel in the proceedings about which they complain is “both a merits question and a class question,” Carnett’s, Inc. v. Hammond, 279 Ga. 125, 129 (4) (610 SE2d 529) (2005), and it is one, therefore, that we properly may address on class certification. We note as well that the question is a purely legal one, and no discovery or resolution of factual issues is necessary to determine if the Constitution categorically requires counsel in these sorts of proceedings. See Phillips v. Asset Acceptance, 736 F3d 1076, 1081 (7th Cir. 2013).
Concurrence in Part
concurring in part and dissenting in part.
While I agree with the majority’s conclusion in Division 1 of the opinion, I must respectfully dissent to the majority’s final decision to affirm the Court of Appeals.
Our state constitution coupled with state statutory law requires that the Georgia Attorney General represent state executive agencies in any court of record.
Furthermore, Turner does not preclude the litigants from being able to proceed as a class on the merits under our state constitution.
“The Attorney General shall act as the legal advisor of the executive department, shall represent the state... in all civil... cases in any court when required by the Governor, and shall perform such other duties as shall be required by law.” Ga. Const. of 1983, Art. V, Sec. III, Par. IV. See also OCGA § 45-15-3 (6) (“It is the duty of the Attorney General. . . [t]o represent the state in all civil actions tried in any court.. . .”).
The justification for incarceration in a contempt action is lost when the contemnor is unable to pay. Hughes v. Dept. of Human Resources, 269 Ga. 587 (2) (502 SE2d 233) (1998).
The Turner court specifically stated:
We do not address civil contempt proceedings where the underlying child support payment is owed to the State[.] [Cit.] Those proceedings more closely resemble*513 debt-collection proceedings. The government is likely to have counsel or some other competent representative. Cf. Johnson v. Zerbst, 304 U. S. 458, 462-463, 58 S.Ct. 1019, 82 L.Ed. 1461) (1938) (“[T]he average defendant does not have the professional legal skill to protect himself when brought before a tribunal with power to take his life or liberty, wherein the prosecution is presented by experienced and learned counsel” (emphasis added)). And this kind of proceeding is not before us.
131 SCt at 2520. Appellants in this case have been sued by DHS for any arrearage owed to their children and for reimbursement of welfare benefits paid by the State.
Appellants specifically alleged a claim for violation of Article I, Section I, Paragraphs I (the right to due process), II (equal protection of the laws) and XIV (the right to counsel and to confront witnesses) of the Georgia Constitution.
The facts in Turner show that the clerk of the South Carolina family court would review delinquent child support orders and issue to non-compliant parents “show cause” orders requiring them to appear and show why they should not be held in contempt. Id. at 2512. No agency of the state was a party to the proceedings. Id. at 2512-2513, 2519. Also, Turner’s appeal was predicated on the federal constitution only. Id. at 2514.
“It is a well-recognized principle that a state court is free to interpret its state constitution in any way that does not violate principles of federal law, and thereby grant individuals more rights than those provided by the U.S. Constitution.” Powell v. State, 270 Ga. 327, 331, n. 3 (510 SE2d 18) (1998). Indeed, in some instances, we have held that the Georgia Constitution affords our citizens broader rights than the federal constitution. See, e.g., Statesboro Publishing Co. v. City of Sylvania, 271 Ga. 92 (2) (516 SE2d 296) (1999) (Georgia Constitution affords broader free speech protection than the First Amendment of the U.S.
Appellants need only meet the minimal requirements of notice pleading to set forth a claim. See Duffield v. Chui, 314 Ga. App. 214, 215, n. 3 (723 SE2d 506) (2012).
Appellants have made the argument that this case fits squarely in the question left open by Turner, which question is broad enough to encompass any state constitutional issues. Furthermore, appellants made a supplemental filing in this appeal alerting this Court to the decision in Crain v. Crain, supra, an action which indicates to me that they are in fact pursuing the state constitutional claims raised in their complaint.
See MCG Health, Inc. v. Perry, 326 Ga. App. 833, 835 (1) (755 SE2d 341) (2014) (“In determining the propriety of a class action, the first issue to be resolved is not whether the plaintiffs have stated a cause of action or may ultimately prevail on the merits(,) but whether the requirements of OCGA § 9-11-23 (a) have been met.”).
Other than citing the lack of a categorical right to an attorney under the federal constitution per Turner, the majority opinion contains no discussion of how the class lacks commonality or typicality. All of the named plaintiffs and proposed class members are indigent; they have all been subject to child support contempt proceedings in which DHS is represented by counsel; they have all been incarcerated for non-payment of child support; and they have not been appointed counsel in their contempt proceedings.
See State Farm Mutual Auto. Ins. Co. v. Mabry, 274 Ga. 498, 499-500 (1) (556 SE2d 114) (2001) (“On appellate review of a trial court’s decision on a motion to certify a class, the discretion of the trial judge in certifying or refusing to certify a class action is to be respected in all cases where not abused.”) (citation and punctuation omitted).