MEMORANDUM OF DECISION AND ORDER
Dаniel Miller, Stanley C. Golon, Jeffrey Medina, Jerome May and Damon Wilson (“the Plaintiffs”), pro se, bring this action against the County of Nassau (the “County”), County Executive Thomas Suozzi (“Suozzi”), District Attorney Kathleen M. Rice (“Rice”), and Nassau County Administrative Judge Anthony Maraño (“Judge Maraño”). The Plaintiffs allege that the District Attorney’s unconstitutional plea bargaining policy and the Defendants’ acceptance of that policy violates 42 U.S.C. Section 1983. The Plaintiffs seek a declaratory judgment and injunctive relief enjoining and prohibiting enforcement of the plea bargaining policy.
Presently before the Court is a motion by the Defendants, the County, Suozzi and Rice, to dismiss the complaint pursuant to Federal Rule of Civil Procedure (“Fed. R. Civ.P.”) 12(b)(6). Also pending before the Court is the Plaintiffs’ motion for class certification.
I. BACKGROUND
The Court is required to read the Plaintiffs’
pro se
complaint liberally.
See Hughes v. Rowe,
The Plaintiffs are pretrial detainees and sentenced inmates currently incarcerated. They allege that the District Attorney’s plea bargaining policy violates the constitutional guarantees of Due Process and Equal Protection, as well as the Separation of Powers doctrine and the New York State Constitution. Specifically, the Plaintiffs claim that the District Attorney’s Office “will not engage in any plea bargaining unless it is [the District Attorney’s Office], rather than the presiding judge who selects the exact sentence of incarceration.”
The Plaintiffs claim that they represent four separate subclasses of persons who have been affected by this policy: “1) defendants who were given plea agreements by the former District Attorney which were not in violation of the Constitution and Laws of the United States and State of New York, and whose plea agreements were subsequently rescinded upon inauguration of the new District Attorney; 2) defendants who are currently pretrial detainees incarcerated pending trial or other disposition of criminal charges in the County of Nassau; 3) defendants who have
The Plaintiffs claim that the current plea bargaining policy was implemented by Rice when she became the District Attorney. The Plaintiffs set forth claims against Rice in her official capacity. The Plaintiffs further allege that the presiding judge should decide the sentence imposed pursuant to a guilty plea and that the District Attorney’s policy “abrogates the statutory role of the judicial officer at sentencing converting the powers and functions of a judge to no more than a mere Master of Ceremonies.” The Plaintiffs also claim that Suozzi, in his official capacity, failed to take steps to protect the public from Rice’s policy. The Plaintiffs further claim that Judge Maraño, in his official capacity, failed to direct judges to refuse to participate in the plea bargaining policy.
The Plaintiffs seek a declaratory judgment that the plea bargaining policy is unconstitutional. The Plaintiffs further request an injunction prohibiting and enjoining the District Attorney’s office from utilizing her plea bargaining policy and from enforcing the policy as to the Plaintiffs. The Plaintiffs also seek class certification.
The Defendants, the County, Suozzi and Rice move to dismiss the complaint arguing that the County is not liable for Rice’s actions because the Plaintiffs fail to claim that the allegedly unconstitutional acts were a result of a County policy, practice or custom. The Defendants further argue that the claims against Suozzi must fail because Nassau County is named as a Defendant. The Defendants also argue that the Plaintiffs fаil to state a claim against Rice because there is no constitutional right to a plea bargain and mere disagreement with Rice’s policies is not sufficient for judicial intervention. The Defendants further allege that the Plaintiffs’ claims are barred by the Younger and the Rooker-Feldman abstention doctrines. Finally, the Defendants claim that the complaint lacks merit.
The Plaintiffs have not opposed the motion to dismiss.
II. DISCUSSION
A. Standard of Review for Motion to Dismiss
The Court is mindful that the Plaintiffs are proceeding
pro se
and that their submissions should be held “ ‘to less stringent standards than formal pleadings drafted by lawyers....’”
Hughes,
1. Rule 12(b)(6)
In deciding a motion to dismiss under Rule 12(b)(6), a district court must “accept аll of the plaintiffs factual allegations in the complaint as true and draw inferences from those allegations in the light most favorable to the plaintiff.”
Desiderio v. National Ass’n of Sec. Dealers, Inc.,
B. Absolute Judicial Immunity
Although Judge Maraño has not moved to dismiss the Plaintiffs’ complaint, this Court may, sua sponte, dismiss a complaint for lack of subject matter jurisdiction, based on a finding of judicial immunity.
Daniels v. Appellate Div. of State Supreme Court,
No. 97 Civ 5113,
It is well settled that judges are absolutely immune from suit for any actions taken within the scope of their judicial responsibilities or within his or her jurisdiction.
See Mireles v.
Waco,
The Supreme Court has emphasized that the scope of the judge’s jurisdiction must be construed broadly where the issue is the immunity of the judge.
Stump v. Sparkman,
“The Supreme Court has applied a ‘functional’ approach in deciding whether an act is judicial for purposes of immunity.”
Vasile,
Here, the Plaintiffs claims against Judge Maraño stem from his actions while acting as Administrative Judge.
In addition, although the Plaintiffs assert claims against Judge Maraño solely in his official capacity, judicial immunity protects judges acting in that role.
Puletti v. Patel,
No. 05 cv 2293,
Moreover, absolute immunity bars the Plaintiffs’ § 1983 claim for injunctive relief.
Montero v. Travis,
As such, Judge Maraño is entitled to absolute judicial immunity with regard to the Plaintiffs’ claims. Accordingly, the complaint against Judge Maraño is dismissed.
C. As To The Claims Against the County
To state a claim under Section 1983, “a plaintiff must allege (1) that the challenged conduct was attributable at least in part to a person acting under color of state law, and (2) that such conduct deprived him of rights, privileges, or immunities secured by the Constitution or laws of the United States.”
Dwares v. City of New York,
In order to state a Section 1983 claim against a municipality, the Plaintiffs must allege that the constitutional violation was a result of municipal “policy or custom.”
See Monell,
The Plaintiffs may prove a municipal custom, policy or practice in several ways. The Plaintiffs may show that a municipal official with final policymaking authority directly committed or commanded the alleged constitutional violаtion.
Monell,
In the present case, the Plaintiffs do not claim that any alleged unconstitutional act resulted from a policy, custom or practice of the County, or that the County took any direct action with respect to the plea bargaining policy. The Plaintiffs only claim that the County is liable for the policy beсause Suozzi was aware of the existence of the policy. In fact, the Plaintiffs make no specific allegations against the County. As a result, in order to determine whether the County is liable for a policy implemented by the District Attorney, this Court must determine whether the District Attorney acted as a municipal policymaker.
Walker,
“In this Circuit, a county may be liable pursuant to § 1983 for the actions of the district attorney in limited circumstances.”
Ryan v. City of Watertown,
No. 98 cv 0616,
In
Baez v. Hennessy,
However, three years later, in
Gentile v. County of Suffolk,
In
Myers v. County of Orange,
In the present case, in order to determine County liability, “[t]he question, therefоre, is whether plaintiffs’] claims arise out of the district attorney’s management of the district attorney’s office.”
Ryan,
Similarly, in
Eisenberg,
In the present case the Plaintiffs challenge an alleged policy of the District Attorney’s Office regarding executing plea bargains. The negotiation of a plea bargain is a normal prosecutorial duty that is a valid function of a government attorney.
Schloss v. Bouse,
Even assuming that the County could be held liable, the complaint fails to state a claim against the County. The Plaintiffs fail “to allege sufficient facts to suggest any administrative (as opposed to prosecu-torial) policy that would expose the County to liability pursuant to § 1983.”
Zachary,
Accordingly, the Plaintiffs’ claims against the County are dismissed.
D. As To The Claims Against Suozzi
The Plaintiffs specifically state their claims against Suozzi in his official capacity. The Plaintiffs allege that Suozzi failed to eliminate the alleged unconstitutional plea bargaining policy. However, as previously discussed, the County is not responsible for policies of the District Attorney regarding prosecutions. As such, the Plaintiffs failed to state a claim against Suozzi. Moreover, “[t]he real party in interest in an official-capacity suit is the government entity.”
Henrietta D. v. Bloomberg,
Accordingly, all claims against Suozzi must be dismissed.
E. As To Younger Abstention
The “Younger abstention doctrine creates a separate and indepеndent barrier to federal court injunctions of pending state court proceedings.” Erwin Cheme-rinsky, Federal Jurisdiction § 11.2.1 (4th ed.2003). In
Younger v. Harris,
This rule has also been made applicable to suits seeking declaratory relief.
See Samuels,
Generally, there is no irreparable injury if the state proceedings provide an appropriate venue for the plaintiff to protect his or her federally protected rights. “[T]he cost, anxiety, and inconvenience of having to defend against a single criminal prosecution, could not by themselves be considered ‘irreparable’ in the special legal sense of that term.”
Younger,
In determining whether abstention is appropriate the Court must consider whether: (1) there is an ongoing state proceeding; (2) an important state interest is implicated; and (3) the plaintiff has an open avenue for review of his constitutional claims in the state courts.
Diamond “D” Constr. Corp. v. McGowan,
In this case, the Plaintiffs have brought suit on behalf of fоur separate subclasses of individuals. However, the Plaintiffs can be simply categorized as those with criminal charges pending against them who are awaiting disposition of their cases and those against whom a final judgment has already been entered. As to the Plaintiffs who have charges pending against them, the first element of Younger is satisfied. With regard to the second element, the Court finds that an important New York interest is implicated. Generally, the second element is satisfied any time a party seeks to enjoin a pending criminal proceeding.
See Davis v. Lansing,
Regarding the third element, the Plaintiffs have an appropriate avenue in state court for review of their constitutional claims. As there is no constitutional right to a plea bargain, the Plaintiffs do not have to take part in plea agreements and can raise their arguments in state court.
Weatherford v. Bursey,
Accordingly, the Court will abstain from exercising jurisdiction over the claims of those Plaintiffs with state criminal charges pending against them under Younger and its progeny. Therefore, all claims by those Plaintiffs with pending criminal prosecutions must be dismissed against all Defendants.
F. Rooker Feldman
When parties against whom state court judgments have been entered, seek to challenge the judgments, this Court lacks subject matter jurisdiction to decide the claims under the Rooker-Feldman doctrine.
See Rooker v. Fidelity Trust Co.,
“The Rooker-Feldman doctrine ... is confined to cases of the kind from which the doctrine acquired its name: cases brought by state-court losers complaining of injuries caused by state-court judgments rendered before the district court proceedings commenced and inviting district court review and rejection of those judgments.”
Exxon Mobil Corp. v. Saudi Basic Indus. Corp.,
In fact, following the Supreme Court’s decision in
Exxon Mobil,
the Second Circuit articulated a four part test for the application of the Rooker-Feldman doctrine. According to the Second Circuit, in order to apply the Rooker-Feldman doctrine: (1) the federal plaintiff must have lost in state court; (2) the federal plaintiff must complain of injury from a state-court judgment; (3) the federal plaintiff must seek federal-court review and rejection of the state-court judgment; and (4) the federal suit must have been initiated after the challenged state judgment.
Hoblock v. Albany County Bd. of Elections,
The Plaintiffs in the current case, against whom judgments have been entered, have lost in state court, seek this Court’s review and initiated this lawsuit after the state court entered judgments. Although upon first glance, it appears that the present matter is exactly the type of case contemplated by the Supreme Court in
Exxon Mobil
and the Second Circuit in
Hoblock,
it is unclear from the Second Circuit’s reasoning in
Hoblock
whether the Plaintiffs are actually complaining of an injury from a state court judgment. In
Hoblock,
the Second Circuit determined that “a federal suit complains of injury from a state-court judgment, even if it appears to complain only of a third party’s actions, when the third party’s actions are produced by a state-court judgment and not simply ratified, acquiesced in, or left
Although the Plaintiffs request that this Court review the state court’s determinations and provide relief from the judgments by declaring that each Plaintiff entered an ineffective plea agreement and provide the Plaintiffs with the opportunity to re-negotiate their plea agreements, the Plaintiffs do not claim that the state court judgments caused the District Attorney’s action, as seemingly required by Hoblock. Rather, the Plaintiffs claim an injury as a result of the policy that was allegedly approved by the state courts. As a result, it is unclear whether the Rooker-Feldman doctrine bars the Plaintiffs’ claims. As it is unclear whether the Rooker-Feldman doctrine bars the Plaintiffs’ claims, this Court will address the merits of the Plaintiffs’ federal constitutional claims.
G. As To The Plaintiffs’ Equal Protection Claims
The Fourteenth Amendment of the United States Constitution guarantees that no state shall “deny to any person within its jurisdiction the equal protection of the laws.” This is “essentially a direction that all persons similarly situated should be treated alike.”
City of Cleburne v. Cleburne Living Ctr.,
Discriminatory treatment by gоvernment officials is sufficient to trigger assessment under the Equal Protection Clause.
See Lewis v. Thompson,
A plaintiff may maintain an equal protection claim as a “class of one” so long as he establishes that he was treated differently than similarly situated persons and that thе unequal treatment he received was motivated by personal animus.
Harlen Assocs.,
273 at 500;
Cobb v. Pozzi,
In this case, the Plaintiffs fail to allege membership in any protected class. In fact, the Plaintiffs do not mention race,
Further, although the Plaintiffs complain of a plea bargaining policy and do not seem to allege that they have been selectively prosecuted by the District Attorney, even liberally construing their complaint, any such claim will fail. Although equal protection protects parties from selective prosecution by the District Attorney, it only “prevents a prosecution from being based on an unjustifiable standard such as race, religion, or other arbitrary classification.”
United States v. White,
No. 02 cr 1111,
Clearly, as the Plaintiffs failed to set forth any allegation of membership in a protected class or treatment that differs from other similarly situated individuals, all equal protection claims must be dismissed.
H. As To The Plaintiffs’ Due Process Claims
1. Procedural Due Process
The Supreme Court has directed that procedural due process claims be examined in two steps. A plaintiff must identify a liberty or property interest and demonstrate that the state has deprived it of that interest without due process of law.
Ciambriello v. County of Nassau,
In order to establish a procedural due process violation, a “plaintiff must prove that he or she was deprived of an opportunity ... granted at a meaningful time and in a meaningful manner for [a] hearing appropriate to the nature of the case.”
Brady v. Town of Colchester,
In fact the Plaintiffs do not assert that pre-deprivation and post-deprivation remedies were not available to them. Specificаlly, the Plaintiffs do not claim that they were unable to address this issue in state court prior to entering plea agreements with the District Attorneys’ office, or, following their plea agreements, on appeal. The Plaintiffs were not forced to enter into plea agreements and, in fact, some of the Plaintiffs are pre-trial detainees who have not yet pled guilty to any offense. Moreover, prior to entering any such agreements, the Plaintiffs could communicate their concerns to their attorneys and to the judges presiding over their cases. Moreover, following their pleas, the Plaintiffs could also address their concerns by a motion to vacate their plea or on appeal.
See Rackley v. City of New York,
186
In addition, the Plaintiffs have not shown that they have been deprived of any right. “[T]here is no constitutional right to plea bargain.”
Weatherford,
Accordingly, accеpting all of the Plaintiffs’ claims as true, the Plaintiffs’ procedural due process claims must be dismissed.
2. Substantive Due Process
“Substantive due process protects against government action that is arbitrary, conscience shocking, or oppressive in a constitutional sense, but not against a government action that is ‘incorrect or ill advised.’ ”
T.S. Haulers, Inc. v. Town of Riverhead,
The Plaintiffs have failed to demonstrate that the Defendants have taken actions that either “shock the conscience” or were arbitrary or outrageous. Additionally, the Plaintiffs fail to allege that the District Attorney’s plea bargaining policy serves no legitimate state interest. Id. at 480 (dismissing the plaintiffs substantive due process claim because he failed to produce evidence showing that the scheme challenged served no legitimate state interest). Accordingly, the Plaintiffs’ substantive due process claims must be dismissed.
I. As To The Plaintiffs’ Separation of Powers Claims
The Plaintiffs vaguely claim that the actions of the District Attorney’s Office violated the Separation of Powers doctrine. Following a liberal examination of the pro se complaint, it appears that the Plaintiffs argue that the District Attorney’s selеction of sentences infringes on the power of the judiciary to oversee sentencing. However, despite the Plaintiffs’ request for relief pursuant to this doctrine, the “primary obstacle to judicial intervention in matters of prosecutorial discretion is the separation of powers doctrine.”
Ostrer v. Aronwald,
“New York law reposes in its prosecutors a discretion to decide whether or not to prosecute in a given case, which is not subject to review.”
Inmates of Attica Correctional Facility, ATI
F.2d at 382. “Few subjects are less adopted to judicial reviews than the exercise by the Executive of his discretion in deciding when and
As the Plaintiffs allege in their complaint, New York Courts are obligated to exercise discretion at sentencing,
People v. Farrar,
Moreover, although thе Plaintiffs claim that the District Attorney’s Office now selects sentences during plea bargaining, the Plaintiffs make absolutely no allegation that the sentences selected are in any way improper, or excessive for the relevant offenses, or that the defendants are obligated to accept the plea. In addition, most, if not all, plea bargains involve discussion of the appropriate sentence in exchange for the defendant’s guilty plea. “Indeed, it would be to ignore reality to deny that an integral part of the plea bargaining process is the negotiated sentence. In considering whether to permit a defendant to plead to a lesser offense, the prosecutor legitimately may consider and negotiate a penalty that he or she dеems necessary to serve the interests of the People.”
Farrar,
Although the Plaintiffs claim that the District Attorney’s policy is improper, this policy, as explained by the Plaintiffs in their complaint, is not substantially different from the “sentence bargain” commonly used in which the prosecutor suggests a sentence in exchange for a guilty plea. As the New York Court of Appeals noted, the prosecutor may, as part of a legitimate plea agreement, negotiate and obtain a specific sentence that the prosecutor deеms necessary to the interests of the
Accordingly, the Plaintiffs’ “separation of powers” claim is dismissed. As previously discussed, if the Plaintiffs believe that the state courts have not properly exercised judicial discretion at sentencing, the Plaintiffs have various available state remedies, including the motion to withdraw their plea and an appeal.
J. The Plaintiffs’ State Law Claims
Although the Plaintiffs have alleged violations of the New York State constitution and various New York laws, jurisdiction over these claims is asserted solely on the basis of the Court’s supplemental jurisdiction pursuant to 28 U.S.C. § 1367. The Court has determined that all the federal law claims should be dismissed. As a result, there is no basis upon which to retain supplemental jurisdiction over the state law claim.
Id.
(citing
United Mine Workers v. Gibbs,
Accordingly, the Plaintiffs’ state law claims are dismissed.
K. The Plaintiffs’ Motion for Class Certification
As this Court has dismissed the Plaintiffs’ complaint in its entirety, the Plaintiffs’ motion for class certification is denied as moot.
III. CONCLUSION
Based on the foregoing, it is hereby
ORDERED that the Defendants’ motion to dismiss the complaint is GRANTED; and it is further
ORDERED that the claims against all Defendants are dismissed with prejudice; and it is further
ORDERED that the Plaintiffs’ motion for class certification is denied as moot; and it is further
ORDERED that the Clerk’s Office serve a copy of this Order on each Plaintiff, by certified mail return receipt requested, at the addresses listed on this Court’s docket sheet, and an additional copy to Daniel Miller, DIN 06A5353 at Gowanda Correctional Facility, PO Box 445, Fishkill, New York 12524; and it is further
ORDERED that the Clerk of Court is directed to close this case.
SO ORDERED.
