Miller v. City of BostonMiller v. City of Boston
MEMORANDUM
This action is the result of the wrongful conviction, and imprisonment for more than a decade, of Neil Miller (“Miller”) for the crime of rape in 1990. In 2000, Miller’s conviction was vacated, and the indictment against him was dismissed. He then filed suit against a number of municipal officials and entities, alleging that, at each stage of the criminal process, his rights were violated. Among those municipal officials and entities that Miller filed suit against are Joseph Pishkin (“Pishkin”), a member of the Boston Police Department, the Office of the District Attorney for the Suffolk District (“the Office of the District Attorney”), and Charles Daly (“Daly”), an assistant district attorney with the Office of the District Attorney.
Pishkin, the Office of the District Attorney, and Daly have all moved for dismissal of the claims that Miller has asserted against them.
Background
Miller has alleged the following facts: On August 24,1989, a young woman, “Joan Roe” (“Roe”), was raped and robbed in her
After Roe was raped, she went to a hospital. 3 At the hospital, Roe provided Margot Hill (“Hill”), a member of the Boston Police Department, with a description of the man who raped her. 4 She described him as a five-foot, ten-inch tall, 160-pound black man with a thin build, brown hair, brown eyes, a short afro, and a mustache. 5
The following day, members of the Boston Police Department had Roe view approximately six hundred photographs of black men. 6 Roe was unable to identify her rapist from that array. 7 Roe subsequently viewed another one hundred photographs of black men without being able to make an identification. 8
On September 18, 1989, Hill brought Roe to a Boston Police Department artist. 9 The artist worked with Roe and prepared a composite sketch of the rapist. 10 Later that day, Hill showed the sketch to two fellow officers of the Boston Police Department. 11 One of the officers told Hill that the sketch resembled Miller, a black man that the officers had recently encountered. 12
Hill located a six-year-old photograph of Miller, which was taken when he was sixteen years old, and included it in an array of ten to twelve photographs that she showed to Roe on September 22, 1989. 13 There were two photographs in the array about which Roe “felt very strongly.” 14 That is, there were two photographs that Roe thought might depict her rapist. 15 The first photograph that she selected was the one of Miller. 16 The second photograph was of a different man. 17 After Hill asked Roe “which photo she felt most strongly about,” and after Hill told her to “go with her first impression,” Roe selected the photograph of Miller. 18
On the basis of that identification, a warrant was issued for Miller’s arrest.
19
A new photograph of Miller was taken when he was arrested on November 15, 1989.
20
On November 22, 1989, Hill showed Roe a new array of photographs that included Miller’s November 15, 1989 arrest photo
Miller’s case was calendared for a probable cause hearing on February 27, 1990. 23 Roe was at the courthouse for that hearing. 24
At the first call of the case, Miller’s lawyer “informed ... Daly that, since the identity of the perpetrator was a critical issue in the case, he was requesting that ... Miller be kept out of the courtroom during the probable cause hearing so that a non-suggestive identification procedure could be arranged for a later date.” 25 Daly “indicated ... that [Roe] was being kept upstairs in the district attorney’s office until the hearing took place.” 26
Before the second call of the case, Daly and Pishkin learned that Miller was waiting in the hallway outside the courtroom where the probable cause hearing was to take place. 27 Daly told Roe “that he and ... Pishkin would accompany her downstairs and, if she saw the man who had raped her, that she should identify him.” 28 Roe and Pishkin walked downstairs next to one another. 29 When they reached the courtroom where the probable cause hearing was to take place,- they saw two men standing outside of that courtroom. 30 Roe informed Pishkin that she thought that one of those two men (who was, in fact, Miller) was the man who raped her. 31 The man who Roe identified (that is, Miller) then walked into the courtroom and sat down. 32 Roe followed him into the courtroom and identified him to Pishkin as her rapist. 33
Later, at a hearing where Miller sought to suppress the above mentioned identifications, it was conceded that Miller’s Sixth Amendment right to counsel had been violated by the hallway and courtroom identifications. 34 The identifications were not admitted into evidence at Miller’s subsequent trial. 35 Roe, nevertheless, was permitted to identify Miller at trial. 36
In December 1990, Miller was convicted of forcible copulation, forcible rape, breaking and entering, and robbery. 37 The primary evidence that was presented against Miller at trial was Roe’s testimony (which included in-court identifications and the out-of-court photograph identifications), Hill’s corroboration of Roe’s photograph identifications, and serology results. 38
DISCUSSION
Yet, “
A. Pishkin’s Motion to Dismiss
Miller’s claim against Pishkin is for malicious prosecution under Massachusetts law. 47 Pishkin contends that Miller’s claim for malicious prosecution should be dismissed, because Miller’s complaint fails to state a malicious prosecution claim against him.
In order to state a claim for malicious prosecution under Massachusetts law, a plaintiff must “show four elements: 1) that the defendant initiated a criminal action against [the plaintiff]; 2) that the criminal prosecution ended in [the plaintiffs] favor; 3) that there was no probable cause to initiate the criminal charge; and 4) that the defendant acted maliciously.” 48 Significantly, “a person ‘who takes an active part in continuing or procuring the continuation of criminal proceedings initiated ... by another is subject to the same liability for malicious prosecution as if he had then initiated the proceedings.’ ” 49
Miller’s complaint does not state a claim for malicious prosecution under the applicable legal standards. First, Miller does
Second, Miller does not allege that Pishkin took “an active part in continuing or procuring the continuation of criminal proceedings initiated ... by another” person. 53 Pishkin’s participation in the courthouse identifications did not rise to the level of active participation in “continuing or procuring the continuation of criminal proceedings” against Miller. 54 Pishkin merely accompanied Roe to the courtroom in which Miller’s probable cause hearing was scheduled to occur. 55 It is- not alleged that he arranged for Miller to be present outside of the courtroom, or that he attempted to control whom Roe and he encountered on their way to the courtroom. In addition, the courthouse identifications in which Pishkin participated were not admitted into evidence at Miller’s trial. Pishkin’s tangential participation in those identifications, therefore, had little, if any, bearing on the criminal proceedings against Miller. And, finally, because the courthouse identifications were suppressed, and because Pishkin did not testify at Miller’s trial, the courthouse identifications were the extent of Pishkin’s involvement in the criminal proceedings against Miller. Under these circumstances, it cannot be said that Pishkin took “an active part in continuing or procuring the continuation of criminal proceedings initiated ... [against Miller] by another” person. 56 Miller’s malicious prosecution claim against Pishkin is, therefore, dismissed. 57
B. The Office of the District Attorney and Daly’s Motion to Dismiss
1. The Motion to Dismiss Miller’s Claim Against the Office of the District Attorney
Miller’s sole claim against the Office of the District Attorney, which was filed pursuant to
The Eleventh Amendment to the United States Constitution provides in relevant part: “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State ....” 60 By its express terms, the Eleventh Amendment precludes “only suits brought against a State by citizens of another State.” 61 Yet, despite the Eleventh Amendment’s seemingly limited scope, it has long been interpreted as also barring suits against a state by citizens of that state. 62 Thus, “in the absence of consent[,] a suit in which [a] State ... is named as the defendant is proscribed by the Eleventh Amendment.” 63
It is important to recognize at the outset that the applicability of the Eleventh Amendment does not depend on the relief that is sought or the nature of the claims that are asserted against a state. For example, the Supreme Court has made it clear that
It is also significant to note that, for Eleventh Amendment purposes, a suit against a state agency or department is the same as a suit against the state. It, therefore, is the case that suits against a “State or one of its agencies or departments [are] ... proscribed by the Eleventh Amendment.” 65
The issue that is presently before this court is whether the Office of the District Attorney is a state agency. If it is, then it is entitled to Eleventh Amendment immunity, and Miller’s
This court finds that the Office of the District Attorney is, indeed, a state agency.
66
Its predominant function is to “appear for the [C]ommonwealth ... in all ... criminal [and] civil” cases that are pending within its district.
67
In addition,
Miller maintains that, because he has raised a
Even if this court were to ignore the Office of the District Attorney’s Eleventh Amendment argument, it would still dismiss the
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation ofany rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress .... 77
Neither a state nor a state agency is a “person” for purposes of
2. The Motion to Dismiss Miller’s Claims Against Daly
Miller filed against Daly two
The law is settled that “prosecutors are absolutely immune from liability under
The protections of absolute immunity, moreover, extend to actions that occur prior to a formal court proceeding and outside of a courtroom. 82 Indeed, the Supreme Court has recognized that “ ‘the duties of the prosecutor in his role as advocate for the State involve actions preliminary to the initiation of a prosecution and actions apart from the courtroom,’ and are nonetheless entitled to absolute immunity.” 83 The Court, thus, has made it clear that the protections of absolute immunity may apply to the out-of-court actions of a prosecutor preparing for a probable cause hearing.
To be sure, “[a] prosecutor’s administrative duties and those investigatory functions that do not relate to an advocate’s preparation for the initiation of a prosecution or for judicial proceedings are not entitled to absolute immunity.”
84
A court must “draw a line between prepatory conduct that is merely administrative or investigative, and that which is itself pros-
Still, “acts undertaken by a prosecutor in preparing for the initiation of judicial proceedings or for trial, and which occur in the course of his role as an advocate for the State, are entitled to the protections of absolute immunity.” 86 Included among those protected acts are “the professional evaluation of the evidence assembled by the police and appropriate preparation for its presentation” in an official proceeding. 87
In view of these fundamental principles, Daly is absolutely immune from prosecution under
Despite Miller’s contentions, this court does not believe that Daly’s conduct can be labeled as Simply investigatory (and, thus, characterized as beyond the scope of the protections of absolute immunity). Daly, of course, did not act as an investigator merely because his challenged conduct took place outside of the courtroom.
91
What is more, Miller does not allege in his complaint that Daly had any reason to believe that Miller might not have been the man who raped Roe, or that the case required further investigation. At the time that the events in issue occurred, Roe had identified Miller as her rapist on two separate occasions,
92
Miller had been arrested,
93
and the post-arrest, probable cause hearing was soon to commence. Miller, moreover, does not allege any facts that indicate that Daly doubted the reliability or constitutionality of the identifications of Miller. Quite simply, Miller fails to allege in his complaint facts from which this court can infer that Daly was conducting an investigation when he spoke to Roe before the probable cause hearing. Daly, therefore, is absolutely immune from Miller’s two
Similarly, Daly is absolutely immune from Miller’s state law malicious prosecution claim. In Massachusetts, “a prosecutor [is] absolutely immune from civil liability for the performance of his
CONCLUSION
For the foregoing reasons, Pishkin’s motion to dismiss the claim against him is ALLOWED, the Office of the District Attorney’s motion to dismiss the claim against it is ALLOWED, and Daly’s motion to dismiss the claims against him is ALLOWED.
AN ORDER WILL ISSUE.
Notes
. Compl. ¶ 17. "Joan Roe” is a pseudonym that is used to protect the rape victim’s identity-
. Id.
. Id. V 22.
. Id.n 22-23.
. Id. ¶ 23.
. Id. ¶ 26.
. Id.
. Id. ¶ 27.
. Id. ¶ 28.
. Id.
. Id. ¶ 29.
. Id.
. Id. ¶ 30.
. Id. 1Í31.
. Id.
. Id.
. Id.
. Id. ¶ 32.
. Id. ¶ 34.
. Id. Miller claims that his physical appearance in November 1989 "bore only a minimal resemblance to ... Roe's [initial] description [of the man who raped her] or ... the composite sketch.” Id. Moreover, Miller claims that his physical appearance in November 1989 "was completely different from the way he looked in the photo taken when he was sixteen.” Id.
. Id. ¶ 35.
. Id.
. Id. It 38.
. Id. ¶ 39.
. Id. ¶ 38.
. Id.
. Id. ¶ 39.
. Id.
. Id. ¶ 40.
. Id.
. Id.
. Id.
. Id.
. Id. ¶ 42.
. Id.
. Id.
. Id. ¶ 58.
.
Id.
¶ 57. Miller claims that, for a variety of reasons, the serology results were flawed.
See id.
¶¶ 43-56. Miller's claims concerning the serology results, however, are not relevant
. Id. ¶ 61.
. Id. ¶ 62.
.
.
Roeder v. Alpha Indus., Inc.,
. Id.
.
Hathaway v. Stone,
.
The Dartmouth Review v. Dartmouth Coll.,
.
Gooley v. Mobil Oil Corp.,
. Compl. ¶¶ 109-12.
.
Santiago v. Fenton,
.
Mitchell v. City of Boston,
.
Santiago,
. Compl. ¶¶ 38-40.
.
Santiago,
.
Mitchell,
. Id.
. Compl. ¶¶ 39-40.
.
Mitchell,
. Although, this ruling is based on the reasoning that is set forth in the text above, it is not at all clear to this court that Miller’s complaint even alleges facts that indicate either that Pishkin acted maliciously when he participated in the identifications at issue or that there was an absence of probable cause for the criminal charge against Miller. For example, Miller does not allege that Pishkin was present when Miller’s counsel "request[ed] that ... Miller be kept out of the courtroom during the probable cause hearing so that a non-suggestive identification procedure could be arranged for a later date.” Compl. ¶ 38.
.Id. ¶ 107.
. Id.
.
.
Papasan v. Allain,
. See, e.g., id.
.
Pennhurst State Sch. & Hosp. v. Halderman,
.
See Quern v. Jordan,
.
Pennhurst,
.
See Lodge v. Dist. Attorney for the Suffolk Dist.,
.
District attorneys within their respective districts shall appear for the [Commonwealth in the superior court in all cases, criminal or civil, in which the [CJommon-wealth is a party or interested, and in the hearing, in the supreme judicial court, of all questions of law arising in the cases of which they respectively have charge, shallaid the attorney general in the duties required of him, and perform such of his duties as are not required of him personally; but the attorney general, when present, shall have the control of such cases. They may interchange official duties.
.
See
.
See Lodge,
.
See
.
See
.
. Mem. of Law in Reply to the District Att’y Defs.' Mot. to Dismiss at 7-8.
.
Monell,
.
See Quern
v.
Jordan,
.
See, e.g., Carter v. City of Philadelphia,
.
.
See, e.g., Will v. Mich. Dep't of State Police,
.
Burns v. Reed,
.
Burns,
.
Id.
(quoting
Imbler,
.
See Buckley v. Fitzsimmons,
.
Id.
(quoting
Imbler,
.
Id.
at 273,
.
Guzman-Rivera v. Rivera-Cruz,
.
Buckley,
. Id.
. Compl. ¶ 39.
.
Imbler v. Pachtman,
. Id.
.
See Bucldey,
. Compl. ¶¶ 32, 35.
. Id. ¶ 34.
.
Chicopee Lions Club
v.
District Attorney for the Hampden District,