MILLER v. ALBRIGHT, SECRETARY OF STATE
No. 96-1060
Supreme Court of the United States
Argued November 4, 1997—Decided April 22, 1998
523 U.S. 420
Donald Ross Patterson argued the cause and filed briefs for petitioner.
Deputy Solicitor General Kneedler argued the cause for respondent. With him on the brief were Acting Solicitor General Dellinger, Assistant Attorney General Hunger, Edward C. DuMont, Michael Jay Singer, and John S. Koppel.*
JUSTICE STEVENS announced the judgment of the Court and delivered an opinion, in which THE CHIEF JUSTICE joins.
There are “two sources of citizenship, and two only: birth and naturalization.” United States v. Wong Kim Ark, 169 U. S. 649, 702 (1898). Within the former category, the
The petitioner in this case challenges the constitutionality of the statutory provisions governing the acquisition of citizenship at birth by children born out of wedlock and outside of the United States. The specific challenge is to the distinction drawn by
We find no merit in the challenge because the statute does not impose any limitation on the time within which the members of either class of children may prove that they qualify for citizenship. It does establish different qualifications for citizenship for the two classes of children, but we are persuaded that the qualifications for the members of each of those classes, so far as they are implicated by the facts of this case, are well supported by valid governmental interests. We therefore conclude that the statutory distinction is neither arbitrary nor invidious.
I
Petitioner was born on June 20, 1970, in Angeles City, Republic of the Philippines. The records of the Local Civil
Petitioner grew up and received her high school and college education in the Philippines. At least until after her 21st birthday, she never lived in the United States. App. 19. There is no evidence that either she or her mother ever resided outside of the Philippines.1
Petitioner‘s father, Charlie Miller, is an American citizen residing in Texas.2 He apparently served in the United States Air Force and was stationed in the Philippines at the time of petitioner‘s conception. Id., at 21. He never married petitioner‘s mother, and there is no evidence that he was in the Philippines at the time of petitioner‘s birth or that he ever returned there after completing his tour of duty. In 1992, Miller filed a petition in a Texas court to establish his relationship with petitioner. The petition was unopposed and the court entered a “Voluntary Paternity Decree” finding him “to be the biological and legal father of Lorelyn Peñero Miller.” The decree provided that “[t]he parent-child relationship is created between the father and the child as if the child were born to the father and mother during marriage.” App. to Pet. for Cert. 38.
II
In 1993, petitioner and her father filed an amended complaint against the Secretary of State in the United States District Court for the Eastern District of Texas, seeking a judgment declaring that petitioner is a citizen of the United States and that she therefore has the right to possess an American passport. They alleged that the INA‘s different treatment of citizen mothers and citizen fathers violated Mr. Miller‘s “right to equal protection under the laws by utilizing the suspect classification of gender without justification.” App. 11. In response to a motion to dismiss filed by the
The Court of Appeals for the District of Columbia Circuit affirmed, but on different grounds. It first held that petitioner does have standing to challenge the constitutionality of
“[W]e conclude, as did the Ninth Circuit, that ‘a desire to promote early ties to this country and to those relatives who are citizens of this country is not a[n ir]rational basis for the requirements made by’
sections 1409(a)(3) and(4) . Ablang [v. Reno], 52 F. 3d at 806. Furthermore, we find it entirely reasonable for Congress to require special evidence of such ties between an illegitimate child and its father. A mother is far less likely to ignore the child she has carried in her womb than is the natural father, who may not even be aware of its existence. As the Court has recognized, ‘mothers and fathers of illegitimate children are not similarly situated.’ Parham v. Hughes, 441 U. S. 347, 355 (1979).
Judge Wald concurred in the judgment despite her opinion that there is “no rational basis for a law that requires a U. S. citizen father, but not a U. S. citizen mother, to formally legitimate a child before she reaches majority as well as agree in writing to provide financial support until that date or forever forfeit the right to transmit citizenship.” Id., at 1473. While she agreed that “requiring some sort of minimal ‘family ties’ between parent and child, as well as fostering an early connection between child and country, is rational government policy,” she did not agree that those goals justify “a set of procedural hurdles for men—and only men—who wish to confer citizenship on their children.” Id., at 1474. She nevertheless regretfully concurred in the judgment because she believed that our decision in Fiallo v. Bell, 430 U. S. 787 (1977), required the court to uphold the constitutionality of.
We granted certiorari to address the following question:
“Is the distinction in
8 U. S. C. § 1409 between ‘illegitimate’ children of United States citizen mothers and ‘illegitimate’ children of United States citizen fathers a violation of theFifth Amendment to the United States Constitution ?” 520 U. S. 1208 (1997).
III
Before explaining our answer to the single question that we agreed to address, it is useful to put to one side certain
The statutory provision at issue in this case,
With respect to the eligible class of parents, an unmarried father may not transmit his citizenship to a child born abroad to an alien mother unless he satisfies the residency require-
“(1) a blood relationship between the person and the father is established by clear and convincing evidence,
“(2) the father had the nationality of the United States at the time of the person‘s birth,
“(3) the father (unless deceased) has agreed in writing to provide financial support for the person until the person reaches the age of 18 years, and
“(4) while the person is under the age of 18 years—
“(A) the person is legitimated under the law of the person‘s residence or domicile,
“(B) the father acknowledges paternity of the person in writing under oath, or
“(C) the paternity of the person is established by adjudication of a competent court.”8 U. S. C. § 1409(a) .
Only the second of these four requirements is expressly included in
It is of significance that the petitioner in this case, unlike the petitioners in Fiallo, see 430 U. S., at 790, and n. 3, is not challenging the denial of an application for special status. She is contesting the Government‘s refusal to register and treat her as a citizen. If she were to prevail, the judgment in her favor would confirm her pre-existing citizenship rather than grant her rights that she does not now possess.
IV
Under the terms of the INA, the joint conduct of a citizen and an alien that results in conception is not sufficient to produce an American citizen, regardless of whether the citizen parent is the male or the female partner. If the two parties engage in a second joint act—if they agree to marry one another—citizenship will follow. The provision at issue in this case, however, deals only with cases in which no relevant joint conduct occurs after conception; it determines the ability of each of those parties, acting separately, to confer citizenship on a child born outside of the United States.
If the citizen is the unmarried female, she must first choose to carry the pregnancy to term and reject the alternative of abortion—an alternative that is available by law to many, and in reality to most, women around the world. She must then actually give birth to the child.
If the citizen is the unmarried male, he need not participate in the decision to give birth rather than to choose an abortion; he need not be present at the birth; and for at least 17 years thereafter he need not provide any parental support, either moral or financial, to either the mother or the child, in order to preserve his right to confer citizenship on the child pursuant to
There is thus a vast difference between the burdens imposed on the respective parents of potential citizens born out of wedlock in a foreign land. It seems obvious that the burdens imposed on the female citizen are more severe than those imposed on the male citizen by
The substantive requirement embodied in
There is no doubt that ensuring reliable proof of a biological relationship between the potential citizen and its citizen parent is an important governmental objective. See Trimble v. Gordon, 430 U. S. 762, 770-771 (1977); Fiallo, 430 U. S., at 799, n. 8. Nor can it be denied that the male and female parents are differently situated in this respect. The blood relationship to the birth mother is immediately obvious and is typically established by hospital records and birth certificates; the relationship to the unmarried father may often be undisclosed and unrecorded in any contemporary public record. Thus, the requirement that the father make a timely written acknowledgment under oath, or that the child obtain a court adjudication of paternity, produces the rough equivalent of the documentation that is already available to evidence the blood relationship between the mother and the child. If the statute had required the citizen parent, whether male or female, to obtain appropriate formal documentation within 30 days after birth, it would have been “gender-neutral” on its face, even though in practical operation it would disfavor unmarried males because in virtually every case such a requirement would be superfluous for the mother. Surely the fact that the statute allows 18 years in which to provide evidence that is comparable to what the
Nevertheless, petitioner reiterates the suggestion that it is irrational to require a formal act such as a written acknowledgment or a court adjudication because the advent of reliable genetic testing fully addresses the problem of proving paternity, and subsection (a)(1) already requires proof of paternity by clear and convincing evidence. See 96 F. 3d, at 1474. We respectfully disagree. Nothing in subsection
Section 1409 also serves two other important purposes that are unrelated to the determination of paternity: the interest in encouraging the development of a healthy relationship between the citizen parent and the child while the child is a minor; and the related interest in fostering ties between the foreign-born child and the United States. When a child is born out of wedlock outside of the United States, the citizen mother, unlike the citizen father, certainly knows of her child‘s existence and typically will have custody of the child immediately after the birth. Such a child thus has the opportunity to develop ties with its citizen mother at an early age, and may even grow up in the United States if the mother returns. By contrast, due to the normal interval of nine months between conception and birth, the unmarried father may not even know that his child exists, and the child may not know the father‘s identity.
The facts of this very case provide a ready example of the concern. Mr. Miller and petitioner both failed to take any steps to establish a legal relationship with each other before
It is of course possible that any child born in a foreign country may ultimately fail to establish ties with its citizen parent and with this country, even though the child‘s citizen parent has engaged in the conduct that qualifies the child for citizenship. A citizen mother may abandon her child before
We are convinced not only that strong governmental interests justify the additional requirement imposed on children of citizen fathers, but also that the particular means used in
Even though the rule applicable to each class of children born abroad is eminently reasonable and justified by important Government policies, petitioner and her amici argue that
V
The words “stereotype,” “stereotyping,” and “stereotypical” are used repeatedly in petitioner‘s and her amici‘s briefs. They note that we have condemned statutory classifications that rest on the assumption that gender may serve as a proxy for relevant qualifications to serve as the administrator of an estate, Reed v. Reed, 404 U. S. 71 (1971), to engage in professional nursing, Mississippi Univ. for Women v. Hogan, 458 U. S. 718 (1982), or to train for military service, United States v. Virginia, 518 U. S. 515 (1996), to name a few examples. Moreover, we have expressly repudiated cases that rested on the assumption that only the members of one sex could suitably practice law or tend bar. See Hogan, 458 U. S., at 725, n. 10 (commenting on Bradwell v. State, 16 Wall. 130 (1873), and Goesaert v. Cleary, 335 U. S. 464 (1948)). Discrimination that “is merely the accidental byproduct of a traditional way of thinking about females” is unacceptable. Califano v. Goldfarb, 430 U. S. 199, 223 (1977) (STEVENS, J., concurring in judgment).
The gender equality principle that was implicated in those cases is only indirectly involved in this case for two reasons.20 First, the conclusion that petitioner is not a citizen rests on several coinciding factors, not just the gender of her citizen parent. On the facts of this case, even if petitioner‘s mother had been a citizen21 and her father had been the alien, petitioner would not qualify for citizenship because her mother has never been to the United States. Alternatively, if her citizen parent had been a female member of the Air Force and, like Mr. Miller, had returned to the States at the end of her tour of duty,
The “gender stereotypes” on which
Section 1409(a)(4) is not concerned with either the average father or even the average father of a child born out of wedlock. It is concerned with a father (a) whose child was born in a foreign country, and (b) who is unwilling or unable to acknowledge his paternity, and whose child is unable or unwilling to obtain a court paternity adjudication. A congressional assumption that such a father and his child are especially unlikely to develop a relationship, and thus to foster the child‘s ties with this country, has a solid basis even if we assume that all fathers who have made some effort to become acquainted with their children are as good, if not better, parents than members of the opposite sex.
None of the premises on which the statutory classification is grounded can be fairly characterized as an accidental byproduct of a traditional way of thinking about the mem-
The judgment of the Court of Appeals is affirmed.
It is so ordered.
JUSTICE O‘CONNOR, with whom JUSTICE KENNEDY joins, concurring in the judgment.
This Court has long applied a presumption against third-party standing as a prudential limitation on the exercise of federal jurisdiction. Federal courts, we have held, “must hesitate before resolving a controversy, even one within their constitutional power to resolve, on the basis of the rights of third persons not parties to the litigation.” Singleton v. Wulff, 428 U. S. 106, 113 (1976); see also Warth v. Seldin, 422 U. S. 490, 499 (1975). Contrary to this prudential rule, the principal opinion recognizes that petitioner has standing to raise an equal protection challenge to
The principal opinion recognizes that petitioner‘s claim turns on “the proposition that her citizen father should have the same right to transmit citizenship as would a citizen mother” and resolves to “evaluate the alleged discrimination against [petitioner‘s father] as well as its impact on [petitioner].” Ante, at 433. But even when “the very same allegedly illegal act that affects the litigant also affects a third party,” a plaintiff “cannot rest his claim to relief on the legal rights and interests of [the] third part[y].” Department of Labor v. Triplett, 494 U. S. 715, 720 (1990) (internal quotation marks omitted). A party raising a constitutional challenge to a statute must demonstrate not only “that the alleged unconstitutional feature [of the statute] injures him” but also that “he is within the class of persons with respect to whom the act is unconstitutional.” Heald v. District of Columbia, 259 U. S. 114, 123 (1922). This requirement arises from the understanding that the third-party right-holder may not, in fact, wish to assert the claim in question, as well as from the belief that “third parties themselves usually will be the best proponents of their rights.” Singleton, supra, at 113-114; see also Holden v. Hardy, 169 U. S. 366, 397 (1898).
In support of the decision to consider Charlie Miller‘s claim, both JUSTICE STEVENS, in the principal opinion, and JUSTICE BREYER, in dissent, cite Craig v. Boren, 429 U. S. 190 (1976). In that case, we allowed a vendor to challenge a state law that permitted sales of 3.2% beer to females who had reached the age of 18 but prohibited such sales to males until they turned 21. Because the law proscribed the sale rather than the consumption of beer, the Court determined
More importantly, since this Court decided Craig, we have articulated the contours of the third-party standing inquiry in greater detail. In Powers v. Ohio, 499 U. S. 400 (1991), we stated that a litigant seeking to assert the rights of another party must satisfy three interrelated criteria: “The litigant must have suffered an injury in fact, thus giving him or her a sufficiently concrete interest in the outcome of the issue in dispute; the litigant must have a close relation to the third party; and there must exist some hindrance to the third party‘s ability to protect his or her own interests.” Id., at 411 (internal quotation marks and citations omitted); see also Campbell v. Louisiana, ante, at 397-398. While it seems clear that petitioner has a significant stake in challenging the statute and a close relationship with her father, she has not demonstrated a substantial hindrance to her father‘s ability to assert his own rights. Powers and our earlier precedents suggest that the absence of such an obstacle precludes third-party standing. See 499 U. S., at 411 (explaining that “[all] three important criteria [must be] satisfied,” i. e., that there “must exist some hindrance to the third party‘s ability to protect his or her own interests” before the presumption is rebutted); see also Singleton, supra, at 116 (“Even where the relationship is close, the reasons for requiring persons to assert their own rights will generally still apply“).
I am reluctant to accept that the Government‘s litigation strategy, or an unfavorable ruling in the lower courts, could be a sufficiently severe obstacle to the assertion of a litigant‘s own rights to warrant an exception to our prudential standing requirements. Those requirements were adopted to serve the institutional interests of the federal courts, not the convenience of the litigants. See FW/PBS, Inc. v. Dallas, 493 U. S. 215, 231 (1990); Bender v. Williamsport Area School Dist., 475 U. S. 534, 541 (1986). JUSTICE BREYER asserts that appeals take time and money, and that a change of venue left Charlie Miller uncertain where to appeal. See post, at 474. But the only obstacle was the inconvenience caused by the normal course of litigation, which often involves a transfer of venue. Charlie Miller never indicated any intent to challenge his dismissal from the suit, and there is no suggestion that he faced any unusual practical or legal barriers to filing a notice of appeal. Instituting a suit is it-
Thus far, we have permitted third-party standing only where more “daunting” barriers deterred the rightholder. Powers, supra, at 414. To take an extreme example, in Hodel v. Irving, 481 U. S. 704 (1987), we concluded that plaintiffs had third-party standing to assert the rights of their deceased parents. Id., at 711-712. And in Powers, we noted that potential jurors are not parties to the proceeding, cannot easily obtain declaratory or injunctive relief from a prosecutor‘s exercise of peremptory challenges, would find it difficult to demonstrate a likelihood that discrimination against them would recur, and have economic disincentives to filing suit. 499 U. S., at 414-415. Privacy concerns may also provide a compelling explanation for a third party‘s absence from the litigation. In Carey v. Population Services Int‘l, 431 U. S. 678 (1977), we determined that a vendor could challenge the law prohibiting the distribution of contraceptives to minors because the desire to avoid publicity would deter potential purchasers from defending their own rights. Id., at 684, n. 4; see also Eisenstadt v. Baird, 405 U. S. 438, 446 (1972). Likewise, in NAACP v. Alabama ex rel. Patterson, 357 U. S. 449 (1958), the Court held that an organization could raise the privacy rights of its members because litigation initiated by those members would disclose their identity and destroy the very privacy they sought to protect. Id., at 459. Where insurmountable procedural obstacles preclude a rightholder‘s own suit, the Court has also accorded third-party standing. In Singleton, we concluded that physicians could assert the rights of indigent women denied funding for abortion because imminent mootness prevented the women from bringing their claims. See 428 U. S., at 108. Simi-
Where legitimate obstacles such as these exist, which lie beyond the control of the rightholder, that party‘s absence from a suit more likely stems from disability than from disinterest. A hindrance signals that the rightholder did not simply decline to bring the claim on his own behalf, but could not in fact do so. See Singleton, supra, at 116 (“If there is some genuine obstacle ... the third party‘s absence from court loses its tendency to suggest that his right is not truly at stake, or truly important to him, and the party who is in court becomes by default the right‘s best available proponent“). Furthermore, where a hindrance impedes the assertion of a claim, the right likely will not be asserted—and thus the relevant law will not be enforced—unless the Court recognizes third-party standing. In Barrows, for example, the Court permitted third-party standing because “the reasons which underlie [the] rule denying standing to raise another‘s rights” were “outweighed by the need to protect the fundamental rights” which would otherwise have been denied. 346 U. S., at 257.
Moreover, in contrast to this case, the white property owner contesting the racially restrictive covenant in Barrows was its “only effective adversary” because she was “the one in whose charge and keeping repose[d] the power to continue to use her property to discriminate or to discontinue such use.” Id., at 259. Here, although we have an injured party before us, the party actually discriminated against is both best suited to challenging the statute and available to undertake that task. See Gladstone, Realtors v. Village of Bellwood, 441 U. S. 91, 100 (1979)
Although petitioner cannot raise her father‘s rights, she may raise her own. While it is unclear whether an alien may assert constitutional objections when he or she is outside the territory of the United States, see Johnson v. Eisentrager, 339 U. S. 763 (1950), and United States v. Verdugo-Urquidez, 494 U. S. 259 (1990), I will assume that petitioner may challenge the constitutionality of
Given that petitioner cannot raise a claim of discrimination triggering heightened scrutiny, she can argue only that
* * *
We adopted the presumption against third-party standing to preserve the court‘s “properly limited” role, Warth, 422 U.S., at 498, and we have identified a particular set of circumstances that will rebut that presumption. I believe that we should treat those considerations, in particular the hindrance prong, as meaningful criteria. Consequently, I would not accord petitioner standing to raise her father‘s claim of gender discrimination. Petitioner‘s own constitutional challenge triggers only rational basis scrutiny, and
JUSTICE SCALIA, with whom JUSTICE THOMAS joins, concurring in the judgment.
I agree with the outcome in this case, but for a reason more fundamental than the one relied upon by JUSTICE STEVENS. In my view it makes no difference whether or not
The Constitution “contemplates two sources of citizenship, and two only: birth and naturalization.” United States v. Wong Kim Ark, 169 U. S. 649, 702 (1898). Under the
The enactment on which petitioner relies is § 309 of the
“(a) ... as of the date of birth to a person born out of wedlock if—
“(1) a blood relationship between the person and the father is established by clear and convincing evidence,
“(2) the father had the nationality of the United States at the time of the person‘s birth,
“(3) the father (unless deceased) has agreed in writing to provide financial support for the person until the person reaches the age of 18 years, and
“(4) while the person is under the age of 18 years—
“(A) the person is legitimated under the law of the person‘s residence or domicile,
“(B) the father acknowledges paternity of the person in writing under oath, or
“(C) the paternity of the person is established by adjudication of a competent court.”
By its plain language,
Judicial power over immigration and naturalization is extremely limited. “Our cases ‘have long recognized the power to expel or exclude aliens as a fundamental sovereign attribute exercised by the Government‘s political departments largely immune from judicial control.‘” Fiallo v. Bell, 430 U. S. 787, 792 (1977) (quoting Shaughnessy v. United States ex rel. Mezei, 345 U. S. 206, 210 (1953)). See also Landon v. Plasencia, 459 U. S. 21, 32 (1982) (“[T]he power to admit or exclude aliens is a sovereign prerogative“); Mathews v. Diaz, 426 U. S. 67, 79-80 (1976) (“In the exercise of its broad power over naturalization and immigration, Congress regularly makes rules that would be unacceptable if applied to citizens“); Kleindienst v. Mandel, 408 U. S. 753, 769-770 (1972) (“[P]lenary congressional power to make policies and rules for exclusion of aliens has long been firmly established“); Galvan v. Press, 347 U. S. 522, 531 (1954) (“That the formulation of [policies pertaining to the
Petitioner argues, and JUSTICE BREYER‘S dissent seems to agree, see post, at 488-489, that because she meets the requirements of
It can be argued that in exempting an applicant from an unconstitutional requirement (either part or all of
Another obstacle to judicial deletion of the challenged requirements is the fact that when a statutory violation of equal protection has occurred, it is not foreordained which particular statutory provision is invalid. The constitutional vice consists of unequal treatment, which may as logically be attributed to the disparately generous provision (here, supposedly, the provision governing citizenship of illegitimate children of citizen-mothers) as to the disparately parsimonious one (the provision governing citizenship of illegitimate children of citizen-fathers). “[W]e have noted that a court sustaining [an equal protection] claim faces ‘two remedial alternatives: [It] may either declare [the statute] a nullity and order that its benefits not extend to the class that the legislature intended to benefit, or it may extend the coverage of the statute to include those who are aggrieved by the exclusion.‘” Heckler v. Mathews, 465 U. S. 728, 738 (1984), quoting Welsh v. United States, 398 U. S. 333, 361 (1970) (Harlan, J., concurring in result). Given the nature of the law at issue here, and given the clear command of
In any event, this is not like the ordinary equal protection case, in which one class is subjected to a restriction from which the other class is exempt. See, e.g., Craig v. Boren, 429 U. S. 190, 191-192 (1976) (men can be served alcoholic beverages only if over 21 years of age, whereas women need be only 18). Here each class is subjected to restrictions from which the other is exempt. While illegitimate children of citizen-fathers must meet the requirements of
In sum, this is not a case in which we have the power to remedy the alleged equal protection violation by either expanding or limiting the benefits conferred so as to deny or grant them equally to all. “We are dealing here with an exercise of the Nation‘s sovereign power to admit or exclude foreigners in accordance with perceived national interests.” Fiallo, 430 U.S., at 795, n. 6. Federal judges may not decide what those national interests are, and what requirements for citizenship best serve them.
Because petitioner is not a citizen under any Act of Congress, we cannot give her the declaratory judgment or affirmative relief she requests. I therefore concur in the judgment.
As JUSTICE BREYER convincingly demonstrates,
Characteristic of sex-based classifications, the stereotypes underlying this legislation may hold true for many, even most, individuals. But in prior decisions the Court has rejected official actions that classify unnecessarily and overbroadly by gender when more accurate and impartial functional lines can be drawn. While the Court is divided on Lorelyn Miller‘s standing to sue, a solid majority adheres to that vital understanding. As JUSTICE O‘CONNOR‘s opinion makes plain, distinctions based on gender trigger heightened scrutiny and “[i]t is unlikely that any gender classifications based on stereotypes can survive heightened scrutiny.” Ante, at 452 (opinion concurring in judgment); post, at 482-488 (BREYER, J., dissenting).
On the surface,
I
The first statute on the citizenship of children born abroad, enacted in 1790, stated: “[T]he children of citizens of the United States, that may be born beyond sea, or out of the limits of the United States, shall be considered as natural born citizens: Provided, That the right of citizenship shall not descend to persons whose fathers have never been resident in the United States.” Act of Mar. 26, 1790, ch. 3, 1 Stat. 104. Statutes passed in 1795 and 1802 similarly conditioned the citizenship of the child born abroad on the father‘s at least one-time residence in the United States. Act of Jan. 29, 1795, § 3, 1 Stat. 415; Act of Apr. 14, 1802, § 4, 2 Stat. 155. This father‘s residence requirement suggests that Congress intended a child born abroad to gain citizenship only when the father was a citizen. That, indeed, was the law of England at the time. See 2 J. Kent, Commentaries on American Law *50-*51 (hereinafter Kent‘s Commentaries); 4 Geo. 2, ch. 21 (1731). The statutory language Congress adopted, however, was ambiguous. One could read the words “children of citizens” to mean that the child of a United States citizen mother and a foreign father would qualify for citizenship if the father had at some point resided in the country. See Binney, The Alienigenae of the United States, 2 Am. L. Reg. 193, 203-205 (1854). Or, as Chancellor Kent observed, the words might mean that both parents had to be United States citizens for citizenship to pass. 2 Kent‘s Commentaries *53.
Under the 1802 legislation, children born abroad could not become citizens unless their parents were citizens in 1802,
In these early statutes, Congress did not differentiate between children born abroad to married parents and those born out of wedlock. Section 1993, as applied, allowed transmission of citizenship to children born out of wedlock if the father legitimated the child. See, e. g., 32 Op. Atty. Gen. 162, 164-165 (1920); see also Guyer v. Smith, 22 Md. 239 (1864) (foreign-born children who remain illegitimate do not qualify for citizenship). In several reported instances, children legitimated by their fathers gained citizenship even though the legitimation occurred, as it did in Lorelyn Miller‘s case, after the child reached majority. See In re P, 4 I. & N. Dec. 354 (C. O. 1951); 7 C. Gordon, S. Mailman, & S. Yale-Loehr, Immigration Law and Procedure § 93.04[2][d], pp. 93-43 to 93-44 (1992) (hereinafter Gordon). But see 3 G. Hackworth, Digest of International Law 29 (1942) (noting a case in which legitimation postmajority was deemed sufficient, but maintaining that “[n]ormally the legitimation must take place during the minority of the child“).
Women‘s inability to transmit their United States citizenship to children born abroad was one among many gender-based distinctions drawn in our immigration and nationality laws. The woman who married a foreign citizen risked losing her United States nationality. In early days, “marriage with an alien, whether a friend or an enemy, produce[d] no dissolution of the native allegiance of the wife.” Shanks v. Dupont, 3 Pet. 242, 246 (1830) (Story, J.). By the end of the 19th century, however, a few courts adopted the view that a woman‘s nationality followed her husband‘s, see, e. g., Pequignot v. Detroit, 16 F. 211, 216 (CC ED Mich. 1883), particularly when the woman resided abroad in her husband‘s country, see, e. g., Ruckgaber v. Moore, 104 F. 947, 948-949 (CC ED NY 1900). See generally C. Bredbenner, A Nationality of Her Own: Women, Marriage, and the Law of Citizenship 58-59 (1998) (hereinafter Bredbenner); Sapiro, Women, Citizenship, and Nationality: Immigration and Naturalization Policies in the United States, 13 Politics & Soc. 1, 4-10 (1984). State Department officials inclined towards this view as well. See L. Gettys, The Law of Citizenship in the United States 118 (1934). In 1907, Congress settled the matter: It provided by statute that a female United States citizen automatically lost her citizenship upon marriage to an alien. Act of Mar. 2, 1907, § 3, 34 Stat. 1228. This Court upheld the statute, noting that “[t]he identity of husband and
The statutory rule that women relinquished their United States citizenship upon marriage to an alien encountered increasing opposition, fueled in large part by the women‘s suffrage movement and the enhanced importance of citizenship to women as they obtained the right to vote. See Bredbenner 64, 68-81; Sapiro, supra, at 12-13. In response, Congress provided a measure of relief. Under the 1922 Cable Act, marriage to an alien no longer stripped a woman of her citizenship automatically. Act of Sept. 22, 1922 (Cable Act), ch. 411, § 3, 42 Stat. 1022. But equal respect for a woman‘s nationality remained only partially realized. A woman still lost her United States citizenship if she married an alien ineligible for citizenship; she could not become a citizen by naturalization if her husband did not qualify for citizenship; she was presumed to have renounced her citizenship if she lived abroad in her husband‘s country for two years, or if she lived abroad elsewhere for five years. Id., §§ 3, 5; see also Sapiro, supra, at 11-12. A woman who became a naturalized citizen was unable to transmit her citizenship to her children if her noncitizen husband remained alive and they were not separated. See In re Citizenship Status of Minor Children, 25 F. 2d 210 (NJ 1928) (“the status of the wife was dependent upon that of her husband, and therefore the children acquired their citizenship from the same source as had been theretofore existent under the common law“); see also Gettys, supra, at 56-57. No restrictions of like kind applied to male United States citizens.
Instead, Congress treated wives and children of male United States citizens or immigrants benevolently. The 1855 legislation automatically granted citizenship to women who married United States citizens. Act of Feb. 10, 1855, ch. 71, § 2, 10 Stat. 604; see also Kelly v. Owen, 7 Wall. 496, 498 (1869) (the 1855 Act “confers the privileges of citizenship upon women married to citizens of the United States” with-
In 1934, Congress moved in a new direction. It terminated the discrimination against United States citizen mothers in regard to children born abroad. Specifically, Congress amended § 1993 to read:
“Any child hereafter born out of the limits and jurisdiction of the United States, whose father or mother or both at the time of the birth of such child is a citizen of the United States, is declared to be a citizen of the United States; but the rights of citizenship shall not descend to any such child unless the citizen father or citizen mother, as the case may be, has resided in the United States previous to the birth of such child.” Act of May 24, 1934, § 1, 48 Stat. 797.1
The 1934 Act‘s equal respect for the citizenship stature of mothers and fathers of children born abroad did not remain unmodified. Six years later, Congress passed the Nationality Act of 1940, which replaced the Revised Statutes’ single provision on citizenship of children born abroad with an array of provisions that turned on whether the child was born in an outlying possession of the United States, whether one or both of the child‘s parents were United States citizens, and whether the child was born in or out of wedlock. The 1940 Act preserved Congress’ earlier recognition of parental equality in regard to children born in wedlock, but established a different regime for children born out of wedlock, one that disadvantaged United States citizen fathers and their children.
Under the 1940 Act, if the mother of the child born abroad out of wedlock held United States citizenship and previously had resided in the country or in a United States possession, the child gained the mother‘s nationality from birth, provided the child‘s paternity was not established by legitima-
Subsequent legislation retained the gender lines drawn in the 1940 Act. The Immigration and Nationality Act of 1952 made only one significant change regarding the citizenship of children born abroad out of wedlock. It removed the provision that a mother could pass on her nationality to her child only if the paternity of the child had not been established.4
In 1986, however, Congress added further gender-based differentials. The Legislature that year permitted substitution of a written acknowledgment under oath or adjudication of paternity prior to age 18 in place of formal legitimation. To that extent, Congress eased access to citizenship by a child born abroad out of wedlock to a United States citizen father. At the same time, however, Congress imposed on such a child two further requirements: production of clear and convincing evidence of paternity, also a written statement from the father promising support until the child turned 18. The requirements for a child of a United States citizen mother remained the same; such a child obtained the mother‘s nationality if the mother had resided in the United States or its territorial possessions for at least a year before the child‘s birth. Act of Nov. 14, 1986, § 13, 100 Stat. 3657, codified as amended at
II
The history of the treatment of children born abroad to United States citizen parents counsels skeptical examination of the Government‘s prime explanation for the gender line drawn by
Even if one accepts at face value the Government‘s current rationale, it is surely based on generalizations (stereotypes) about the way women (or men) are. These generalizations pervade the opinion of JUSTICE STEVENS, which constantly relates and relies on what “typically,” or “normally,” or “probably” happens “often.” E. g., ante, at 436, 437, 442.
We have repeatedly cautioned, however, that when the Government controls “gates to opportunity,” it “may not exclude qualified individuals based on ‘fixed notions concerning the roles and abilities of males and females.‘” United States v. Virginia, 518 U. S. 515, 541 (1996) (quoting Mississippi Univ. for Women v. Hogan, 458 U. S., at 725); see also Orr v. Orr, 440 U. S. 268, 283 (1979) (“Where, as here, the State‘s . . . purposes are as well served by a gender-neutral classification as one that gender classifies and therefore carries with it the baggage of sexual stereotypes, the State cannot be permitted to classify on the basis of sex.“). Only an “‘exceedingly persuasive justification,‘” Kirchberg v. Feenstra, 450 U. S. 455, 461 (1981) (quoting Personnel Administrator of Mass. v. Feeney, 442 U. S. 256, 273 (1979)), one that does “not rely on overbroad generalizations about the different talents, capacities, or preferences of males and females,” United States v. Virginia, 518 U. S., at 533, will support dif-
One can demur to the Government‘s observation that more United States citizen mothers of children born abroad out of wedlock actually raise their children than do United States citizen fathers of such children. As JUSTICE BREYER has elucidated, this observation does not justify distinctions between male and female United States citizens who take responsibility, or avoid responsibility, for raising their children. Nor does it justify reliance on gender distinctions when the alleged purpose—assuring close ties to the United States—can be achieved without reference to gender. As Judge Wald commented in discussing an analogous claim when this case was before the Court of Appeals,
“Congress is free to promote close family ties by ensuring that citizenship is conferred only on children who have at least minimal contact with citizen parents during their early and formative years. . . . But this putative interest provides absolutely no basis for requiring fathers, and only fathers, to formally declare parentage and agree to provide financial support before a child reaches age 18.” Miller v. Christopher, 96 F. 3d 1467, 1476 (CADC 1996) (opinion concurring in judgment).
* * *
In 1934, it was no doubt true that many female United States citizens who gave birth abroad had married foreigners and moved to their husbands’ country, and that the children of such marriages were brought up as natives of a foreign land. And if a female United States citizen were married to a United States citizen, her children born abroad could obtain United States citizenship through their father. Thus, the historic restriction of citizenship to children born abroad
JUSTICE BREYER, with whom JUSTICE SOUTER and JUSTICE GINSBURG join, dissenting.
Since the founding of our Nation, American statutory law, reflecting a long-established legal tradition, has provided for the transmission of American citizenship from parent to child—even when the child is born abroad. Today‘s case focuses upon statutes that make those children, when born out of wedlock, “citizens of the United States at birth.”
What sense does it make to apply these latter two conditions only to fathers and not to mothers in today‘s world—where paternity can readily be proved and where women and men both are likely to earn a living in the workplace? As
I
The family whose rights are at issue here consists of Charlie Miller, an American citizen, Luz Peñero, a citizen of the Philippines, and their daughter, Lorelyn. Lorelyn was born out of wedlock in 1970 in the Philippines. The relevant citizenship statutes state that a child born out of wedlock shall be a “citize[n] of the United States at birth,”
“(3) the father (unless deceased) has agreed in writing to provide financial support for the person until the person reaches the age of 18 years, and
“(4) while the person is under the age of 18 years—
“(A) the person is legitimated under the law of the person‘s residence or domicile,
“(B) the father acknowledges paternity of the person in writing under oath, or
“(C) the paternity of the person is established by adjudication of a competent court.”
8 U. S. C. §§ 1409(a) and1401(g) .
Charlie Miller did not meet the requirements set forth in subsections (3) and (4) above on time. And the question be-
II
I agree with JUSTICE STEVENS’ resolution of the Government‘s three threshold claims. First, the Government takes issue with Lorelyn‘s argument that provisions (3) and (4) unconstitutionally infringe the rights of her father, Charlie, an American citizen. Brief for Respondent 11. It adds that Charlie, not Lorelyn, should assert those rights himself and that Lorelyn lacks legal “standing” to do so. Id., at 11, and n. 2. This Court has made clear, however, that a party can “assert” the constitutional rights of another person, where (1) that party has “suffered an ‘injury in fact‘“; (2) the party and the other person have a “close relationship“; and (3) “there was some hindrance” to the other person‘s “asserting” his “own rights.” Campbell v. Louisiana, ante, at 397; see also Powers v. Ohio, 499 U. S. 400, 411 (1991). And these three requirements are met here.
Lorelyn has suffered an “injury in fact.” She has a “close” and relevant relationship with the other person, namely, her father. And there was “some hindrance” to her father‘s asserting his own rights. Charlie began this lawsuit (originally filed in Texas) as a party, raising his own equal protection claim. The Government originally moved to dismiss the complaint, contending that Charlie “should be dismissed from this suit because he lack[ed] standing.” Motion to Dismiss Plaintiff‘s First Amended Complaint, or, in the Alternative, to Transfer Venue 6. The District Court agreed with the Government that Charlie lacked “standing,” and he was dismissed from the suit. App. 11a. Lorelyn remained as the sole plaintiff, and for reasons of venue, see
The Government points out that Charlie might have appealed the adverse Texas District Court ruling. Brief for Respondent 11, n. 2. But appeals take time and money; the transfer of venue left the plaintiffs uncertain about where to appeal; the case was being heard with Lorelyn as plaintiff in any event; and the resulting comparison of costs and benefits (viewed prospectively) likely would have discouraged Charlie‘s pursuit of the alternative appeal route. The Government‘s successful dismissal motion thus had practical consequences that “hindered” Charlie at least as much as those we have elsewhere said create “hindrances” sufficient to satisfy this portion of the “third-party standing” test. See, e. g., Campbell, supra, at 398 (criminal defendant can assert rights of racially excluded petit jurors because of “arduous” process surrounding, and small benefits accruing to, juror effort to vindicate own rights); cf. Craig v. Boren, 429 U. S. 190, 193-194 (1976) (“decision . . . to forgo consideration of the constitutional merits . . . to await” another party‘s identical claim would “foster repetitive and time-consuming litigation under the guise of caution and prudence“).
Second, the Government, citing United States v. Verdugo-Urquidez, 494 U. S. 259 (1990), and Johnson v. Eisentrager, 339 U. S. 763 (1950), argues that the
JUSTICE O‘CONNOR, joined by JUSTICE KENNEDY, says that Lorelyn cannot assert her father‘s rights because “she has not demonstrated a substantial hindrance to her father‘s ability to assert his own rights.” Ante, at 447. But the obstacles that the Government placed in her father‘s path substantially hindered his efforts to do so in practice. See supra, at 473-474. Several of the cases mentioned in JUSTICE O‘CONNOR‘s opinion involved the denial of standing, but none of those cases involved any “hindrance,” and JUSTICE O‘CONNOR does not claim that they do. See FW/PBS, Inc. v. Dallas, 493 U. S. 215, 234 (1990) (husband lacks standing to assert wife‘s moot claim); Bender v. Williamsport Area School Dist., 475 U. S. 534, 544-545 (1986) (school board member lacks standing to defend on board‘s behalf a claim that all other board members voted not to defend); Gladstone, Realtors v. Village of Bellwood, 441 U. S. 91, 112, n. 25 (1979) (nonresidents lack standing to challenge local real estate practices as discriminatory); Heald v. District of Columbia, 259 U. S. 114, 123 (1922) (District resident lacks standing to claim local tax unconstitutional as applied to bonds held by nonresidents outside District). I have previously pointed to cases in which the Court has found third-party standing where the “hindrance” was of the same kind and approximate degree as that present here. Supra, at 474. There are, of course, other cases finding standing that arguably involve even greater hindrance. See, e. g., Hodel v. Irving, 481 U. S. 704, 711-712 (1987); Carey v. Population Services Int‘l, 431 U. S. 678, 684, n. 4 (1977); Singleton v. Wulff, 428 U. S. 106, 108 (1976); Craig, supra, at 192; Eisenstadt v. Baird, 405 U. S. 438, 446 (1972); NAACP v. Alabama ex rel. Patterson, 357 U. S. 449, 459 (1958); Barrows v. Jackson, 346 U. S. 249, 254 (1953). But they set no inner limit.
Nor do I agree with JUSTICE O‘CONNOR‘s determination that “rational scrutiny” must apply to Lorelyn‘s assertion of her own rights. Lorelyn belongs to a class made up of children of citizen fathers, whom the law distinguishes from the class of children of citizen mothers, solely on grounds of the parent‘s gender. This Court, I assume, would use heightened scrutiny were it to review discriminatory laws based upon ancestry, say, laws that denied voting rights or educational opportunity based upon the religion, or the racial makeup, of a parent or grandparent. And, if that is so, I am not certain that it makes a significant difference whether one calls the rights at issue those of Lorelyn or of her father. Allen v. Wright, 468 U. S. 737, 755 (1984), does not hold to the contrary. Id., at 755 (black schoolchildren‘s parents who claimed a “stigmatizing injury” due to Internal Revenue Service decision to grant tax exempt status to racially discriminatory private schools had not been “personally denied equal treatment,” and thus had not been injured).
Regardless, like JUSTICE O‘CONNOR, I “do not share,” and thus I believe a Court majority does not share, “JUSTICE STEVENS’ assessment that the provision withstands heightened scrutiny.” Ante, at 451. I also agree with JUSTICE O‘CONNOR that “[i]t is unlikely” that “gender classifications based on stereotypes can survive heightened scrutiny,” ante, at 452, a view shared by at least five Members of this Court. Indeed, for reasons to which I shall now turn, we must subject the provisions here at issue to “heightened scrutiny.” And those provisions cannot survive.
III
This case is about American citizenship and its transmission from an American parent to his child. The right of citi-
Further, the tie of parent to child is a special one, which in other circumstances by itself has warranted special constitutional protection. See, e. g., Wisconsin v. Yoder, 406 U. S. 205 (1972); Pierce v. Society of Sisters, 268 U. S. 510 (1925); Meyer v. Nebraska, 262 U. S. 390 (1923); see also Skinner v. Oklahoma ex rel. Williamson, 316 U. S. 535 (1942).
Moreover, American statutory law has consistently recognized the rights of American parents to transmit their citizenship to their children. See Act of Mar. 26, 1790, § 1, 1 Stat. 103; Act of Jan. 29, 1795, § 3, 1 Stat. 415; Act of Apr. 14, 1802, § 4, 2 Stat. 155; Act of Feb. 10, 1855, § 1, 10 Stat. 604; Rev. Stat. § 1993; Act of Mar. 2, 1907, § 6, 34 Stat. 1229; Act of May 24, 1934, § 1, 48 Stat. 797; Nationality Act of 1940, § 201(g), 54 Stat. 1139; Immigration and Nationality Act of 1952, §§ 301(a)(7), (b), 66 Stat. 235, 236, as amended,
Finally, the classification at issue is gender based, and we have held that, under the equal protection principle, such
These circumstances mean that courts should not diminish the quality of review—that they should not apply specially lenient standards—when they review these statutes. The statutes focus upon two of the most serious of human relationships, that of parent to child and that of individual to the State. They tie each to the other, transforming both while strengthening the bonds of loyalty that connect family with Nation. Yet because they confer the status of citizenship “at birth,” they do not involve the transfer of loyalties that underlies the naturalization of aliens, where precedent sets a more lenient standard of review. See Fiallo v. Bell, 430 U. S. 787 (1977).
To the contrary, the same standard of review must apply when a married American couple travel abroad or temporarily work abroad and have a child as when a single American parent has a child born abroad out of wedlock. If the standard that the law applies is specially lenient, then statutes conferring citizenship upon these children could discriminate virtually free of independent judicial review. And as a result, many such children, lacking citizenship, would be placed outside the domain of basic constitutional protections. Nothing in the Constitution requires so anomalous a result.
I recognize that, ever since the Civil War, the transmission of American citizenship from parent to child, jus sanguinis, has played a role secondary to that of the transmission of citizenship by birthplace, jus soli. See Rogers v. Bellei, 401 U. S., at 828; see also Weedin v. Chin Bow, 274 U. S. 657, 669-671 (1927) (citing United States v. Wong Kim Ark, 169 U. S. 649, 674 (1898), and id., at 714 (Fuller, C. J., dissenting)). That lesser role reflects the fact that the
Nothing in the language of the Citizenship Clause argues for less close scrutiny of those laws conferring citizenship at birth that Congress decides to enact. Nor have I found any support for a lesser standard in either the history of the Clause or its purpose. To the contrary, those who wrote the Citizenship Clause hoped thereby to assure that courts would not exclude newly freed slaves—born within the United States—from the protections the
Nor have I found any such support in the history of the jus sanguinis statutes. That history shows a virtually unbroken tradition of transmitting American citizenship from parent to child “at birth,” under statutes that imposed certain residence requirements. Supra, at 477; see also Bellei, supra, at 835. A single gap occurred when, for a brief period of time, the relevant statutes (perhaps inadvertently) failed to confer citizenship upon what must have been a small group of children born abroad between 1802 and 1855 whose citizen fathers were also born between 1802 and 1855. See
The history of these statutes does reveal considerable discrimination against women, particularly from 1855 to 1934. See ante, at 463-465 (GINSBURG, J., dissenting). But that discrimination then cannot justify this discrimination now, when much discrimination that the law once tolerated, including “de jure segregation and the total exclusion of women from juries,” is “now unconstitutional even though [it] once coexisted with the Equal Protection Clause.” J. E. B. v. Alabama ex rel. T. B., 511 U. S. 127, 143, n. 15 (1994).
Neither have I found case law that could justify use here of a more lenient standard of review. JUSTICE STEVENS points out that this Court has said it will apply a more lenient standard in matters of “immigration and naturalization.” Ante, at 435, n. 11 (quoting Mathews v. Diaz, 426 U. S. 67, 82 (1976)). But that language arises in a case involving aliens. The Court did not say it intended that phrase to include statutes that confer citizenship “at birth.” And Congress does not believe that this kind of citizenship involves “naturalization.”
The Court has applied a deferential standard of review in cases involving aliens, not in cases in which only citizens’ rights were at issue. See Mathews, supra (rights of alien
In sum, the statutes that automatically transfer American citizenship from parent to child “at birth” differ significantly from those that confer citizenship on those who originally owed loyalty to a different nation. To fail to recognize this difference, and consequently to apply an unusually lenient constitutional standard of review here, could deprive the children of millions of Americans, married and unmarried, working abroad, traveling, say, even temporarily to Canada or Mexico, of the most basic kind of constitutional protection. See U. S. Dept. of Commerce, Bureau of Census, Statistical Abstract of the United States 53 (1997) (Table 54) (reporting that, as of 1990, 1.86 million United States citizens were born abroad or at sea to American parents); see also Hearing before the Subcommittee on International Operations of the House Committee on Foreign Affairs, 102d Cong., 1st Sess., 114 (1991) (testimony of Andrew P. Sundberg) (“According to the most recent survey carried out by the State Department, 40,000 children are born abroad each year to a U. S. citizen parent“). Thus, generally prevailing, not specially lenient, standards of review must apply.
IV
If we apply undiluted equal protection standards, we must hold the two statutory provisions at issue unconstitutional. The statutes discriminate on the basis of gender, making it significantly more difficult for American fathers than for American mothers to transmit American citizenship to their children born out of wedlock. If the citizen parent is a man,
Distinctions of this kind—based upon gender—are subject to a “strong presumption” of constitutional invalidity. Virginia, 518 U. S., at 532 (quoting J. E. B., supra, at 152 (KENNEDY, J., concurring in judgment)). The Equal Protection Clause permits them only if the Government meets the “demanding” burden of showing an “exceedingly persuasive” justification for the distinction. Virginia, supra, at 533; see also J. E. B., supra, at 136; Mississippi Univ. for Women v. Hogan, 458 U. S. 718, 724 (1982); Personnel Administrator of Mass. v. Feeney, 442 U. S. 256, 273 (1979); Kirchberg v. Feenstra, 450 U. S. 455, 461 (1981). That distinction must further important governmental objectives, and the discriminatory means employed must be “substantially related” to the achievement of those objectives. Virginia, supra, at 533 (citing Mississippi Univ. for Women, supra, at 724). This justification “must be genuine, not hypothesized or invented post hoc in response to litigation.” Virginia, 518 U. S., at 533. Further, “it must not rely on overbroad generalizations about the different talents, capacities, or preferences of males and females.” Ibid.; see also J. E. B., supra, at 139-140, and n. 11; Craig, 429 U. S., at 201; Califano v. Goldfarb, 430 U. S. 199, 223-224 (1977) (STEVENS, J., concurring in judgment); Weinberger v. Wiesenfeld, 420 U. S. 636, 643 (1975). The fact that the statutes “discriminat[e] against males rather than against females” is beside the point. Mississippi Univ. for Women, 458 U. S., at 723.
The statutory distinctions here violate these standards. They depend for their validity upon the generalization that mothers are significantly more likely than fathers to care for
To illustrate the point, compare the family before us—Charlie, Lorelyn, and Luz—with an imagined family—Carlos, a Philippine citizen, Lucy, his daughter, and Lenora, Lucy‘s mother and an American citizen. Suppose that Lenora, Lucy‘s unmarried mother, returned to the United States soon after Lucy‘s birth, leaving Carlos to raise his daughter. Why, under those circumstances, should Lenora not be required to fulfill the same statutory requirements that here apply to Charlie? Alternatively, imagine that Charlie had taken his daughter Lorelyn back to the United States to raise. The statute would not make Lorelyn an American from birth unless Charlie satisfied its two conditions. But had our imaginary family mother, Lenora, taken her child Lucy back to the United States, the statute would have automatically made her an American from birth with-
Let me now deal more specifically with the justifications that JUSTICE STEVENS finds adequate. JUSTICE STEVENS asserts that subsection (a)(4) serves two interests: first, “ensuring reliable proof of a biological relationship between the potential citizen and its citizen parent,” ante, at 436, and second, “encouraging” certain relationships or ties, namely, “the development of a healthy relationship between the citizen parent and the child while the child is a minor,” ante, at 438, as well as “the related interest in fostering ties between the foreign-born child and the United States,” ibid. I have no doubt that these interests are important. But the relationship between the statutory requirements and those particular objectives is one of total misfit.
Subsection (a)(4) requires, for example, the American citizen father to “acknowledg[e]” paternity before the child reaches 18 years of age, or for the child or parent to obtain a court equivalent (legitimation or adjudication of paternity). JUSTICE STEVENS suggests that this requirement “produces the rough equivalent of the documentation,” such as a birth certificate memorialized in hospital records, “already available to evidence the blood relationship between the mother and the child.” Ante, at 436. But, even if I assume the “equivalency” (only for argument‘s sake, since birth certificates do not invariably carry a mother‘s true name or omit the father‘s), I still do not understand the need for the prior-to-18 legitimation-or-acknowledgment requirement. When the statute was written, one might have seen the requirement as offering some protection against false paternity claims. But that added protection is unnecessary in light of inexpensive DNA testing that will prove paternity with certainty. See Shapiro, Reifler, and Psome, The DNA Paternity Test: Legislating the Future Paternity Action, 7 J.
Moreover, a different provision of the statute, subsection (a)(1), already requires proof of paternity by “clear and convincing evidence.” No one contests the validity of that provision, and I believe that biological differences between men and women would justify its imposition where paternity is at issue. In light of that provision, subsection (a)(4)‘s protection against false claims is not needed. Indeed, the Government concedes that, in light of the “clear and convincing evidence” requirement, the “time limit for meeting the legitimation-or-acknowledgement requirement of Section 309(a)(4) must . . . reflect, at least in part, some other congressional concern.” Brief for Respondent 27 (emphasis added).
JUSTICE STEVENS says that this “other concern” is a concern for the establishment of relationships and ties, to the father and to the United States, all before the child is 18. Ante, at 438. According to JUSTICE STEVENS, the way in which the requirement serves this purpose is by making certain the father knows of the child‘s existence—in the same way, it says, that a mother, by giving birth, automatically knows that the child exists. Ibid.
The distance between this knowledge and the claimed objectives, however, is far too great to satisfy any legal requirement of tailoring or proportionality. And the assumption that this knowledge of birth could make a significant gender-related difference rests upon a host of unproved gender-related hypotheses. Simple knowledge of a child‘s existence may, or may not, be followed by the kinds of relationships for which JUSTICE STEVENS hopes. A mother or a father, knowing of a child‘s birth, may nonetheless fail to care for the child or even to acknowledge the child. A father with strong ties to the child may, simply by lack of knowledge, fail to comply with the statute‘s formal require-
To make plausible the connection between the statute‘s requirement and the asserted “relationship” goals, JUSTICE STEVENS must find a factual scenario where a father‘s knowledge—equivalent to the mother‘s knowledge that she has given birth—could lead to the establishment of a more meaningful parenting relationship or tie to America. He therefore points to what one might term the “war baby” problem—the problem created by American servicemen fathering children overseas and returning to America unaware of the related pregnancy or birth. The statutory remedy before us, however, is disproportionately broad even when considered in relation to that problem. JUSTICE STEVENS refers to 683,000 service personnel stationed in the Far East in 1970 when Lorelyn was born. Ante, at 439. The statute applies, however, to all Americans who live or travel abroad, including the 3.2 million private citizens, and the 925,000 Federal Government employees, who live, or who are stationed, abroad—of whom today only 240,000 are active duty military employees, many of whom are women. U. S. Dept. of State, Private American Citizens Residing Abroad (Nov. 21, 1997); U. S. Dept. of Commerce, Bureau of the Census, Americans Overseas in U. S. Censuses, Technical Paper 62, p. 62 (Nov. 1993) (1990 census figures); U. S. Dept. of Defense, Selected Manpower Statistics 23, 44 (DIOR/MO1-96 1996). Nor does the statute seem to have been aimed at the “war baby” problem, for the precursor to the provisions at issue was first proposed in a 1938 report and was first adopted in the Nationality Act of 1940, which was enacted before the United States entered World War II. Nationality Laws of the United States: Message from the President of the United
Nor is there need for the gender-based discrimination at issue here, for, were Congress truly interested in achieving the goals JUSTICE STEVENS posits in the way JUSTICE STEVENS suggests, it could simply substitute a requirement of knowledge of birth for the present subsection (a)(4); or it could distinguish between Caretaker and Noncaretaker Parents, rather than between men and women. A statute that does not do so, but instead relies upon gender-based distinctions, appears rational only, as I have said, supra, at 482-484, if one accepts the legitimacy of gender-based generalizations that, for example, would equate gender and caretaking—generalizations of a kind that this Court has previously found constitutionally impermissible. See, e. g., Virginia, 518 U. S., at 542, 546 (striking down men-only admissions policy at Virginia Military Institute even assuming that “most women would not choose VMI‘s adversative method“); J. E. B., 511 U. S., at 139, n. 11 (invalidating gender-based peremptory challenges “[e]ven if a measure of truth can be found in some of the gender stereotypes used to justify” them); Craig, 429 U. S., at 201 (invalidating Oklahoma law that established different drinking ages for men and women, although the evidence supporting the age differential was “not trivial in a statistical sense“); Wiesenfeld, 420 U. S., at 645 (holding unconstitutional statutory classification giving to widowed mothers benefits not available to widowed fathers even though “the notion that men are more likely than women to be the primary supporters of their spouses and children is not entirely without empirical support“). Although JUSTICE STEVENS cites Lehr v. Robertson, 463 U. S. 248 (1983), for support, ante, at 441, that case was decided before the DNA advances described earlier.
For similar reasons, subsection (3) denies Charlie Miller “equal protection” of the laws. That subsection requires an
For these reasons, I can find no “exceedingly persuasive” justification for the gender-based distinctions that the statute draws.
V
JUSTICE SCALIA argues that, if the provisions at issue violate the Constitution, we nonetheless are powerless to find a remedy. But that is not so. The remedy is simply that of striking from the statute the two subsections that offend the Constitution‘s equal protection requirement, namely, subsections (a)(3) and (a)(4). With those subsections omitted, the statute says that the daughter, Lorelyn, of one who, like Charlie, has proved paternity by “clear and convincing evidence,” is an American citizen, and has lived in the United States for five years, is a “citize[n] of the United States at birth.”
Of course, we can excise the two provisions only if Congress likely would prefer their excision, rather than imposing similar requirements upon mothers. Califano v. Westcott, 443 U. S. 76, 89-93 (1979); Welsh v. United States, 398 U. S. 333, 361 (1970) (Harlan, J., concurring in result). But, since the provisions at issue seem designed in significant part to address difficulties in proving paternity (along with providing encouragement for fathers to legitimate the child) and, since DNA advances have overcome the paternity-proof difficulties, I believe that Congress would have preferred severance.
JUSTICE SCALIA is also wrong, I believe, when he says that “the INA itself contains a clear statement of congressional intent” not to sever, ante, at 457, for the Act in fact contains the following explicit severability provision:
“If any particular provision of this Act, or the application thereof to any person or circumstance, is held invalid, the remainder of the Act and the application of such provision to other persons or circumstances shall not be affected thereby.” § 406, 66 Stat. 281; see note following
8 U. S. C. § 1101 , p. 38, “Separability.”
The provision cited by JUSTICE SCALIA says:
“A person may be naturalized as a citizen of the United States in the manner and under the conditions
prescribed in this title and not otherwise.” § 310(d), 66 Stat. 239, 8 U. S. C. § 1421(d) .
As “naturalization” under this statute does not include the conferral of citizenship at birth, the provision does not apply here. See
JUSTICE SCALIA also says that the law, as excised, would favor fathers over mothers. Ante, at 459. The law, however, would require both fathers and mothers to prove their parentage; it would require that one or the other be an American, it would impose residency requirements that, if anything, would disfavor fathers. I cannot find the reverse favoritism that JUSTICE SCALIA fears.
For these reasons, I would reverse the judgment of the Court of Appeals.
