Lead Opinion
announced the judgment of the Court and delivered an opinion, in which The Chief Justice joins.
There are “two sources of citizenship, and two only: birth and naturalization.” United States v. Wong Kim Ark,
The petitioner in this case challenges the constitutionality of the statutory provisions governing the acquisition of citizenship at birth by children born out of wedlock and outside of the United States. The specific challenge is to the distinction drawn by §309 of the Immigration and Nationality Act (INA), 66 Stat. 238, as amended, 8 U. S. C. § 1409, between the child of an alien father and a citizen mother, on the one hand, and the child of an alien mother and a citizen father, on the other. Subject to residence requirements for the citizen parent, the citizenship of the former is established at birth; the citizenship of the latter is not established unless and until either the father or his child takes certain affirmative steps to create or confirm their relationship. Petitioner contends that the statutory requirement that those steps be taken while the child is a minor violates the Fifth Amendment because the statute contains no limitation on the time within which the child of a citizen mother may prove that she became a citizen at birth.
We find no merit in the challenge because the statute does not impose any limitation on the time within which the members of either class of children may prove that they qualify for citizenship. It does establish different qualifications for citizenship for the two classes of children, but we are persuaded that the qualifications for the members of each of those classes, so far as they are implicated by the facts of this case, are well supported by valid governmental interests. We therefore conclude that the statutory distinction is neither arbitrary nor invidious.
I
Petitioner was born on June 20,1970, in Angeles City, Republic of the Philippines. The records of the Local Civil
Petitioner grew up and received her high school and college education in the Philippines. At least until after her 21st birthday, she never lived in the United States. App. 19. There is no evidence that either she or her mother ever resided outside of the Philippines.
Petitioner’s father, Charlie Miller, is an American citizen residing in Texas.
II
In 1993, petitioner and her father filed an amended complaint against the Secretary of State in the United States District Court for the Eastern District of Texas, seeking a judgment declaring that petitioner is a citizen of the United States and that she therefore has the right to possess an American passport. They alleged that the INA’s different treatment of citizen mothers and citizen fathers violated Mr. Miller’s “right to equal protection under the laws by utilizing the suspect classification of gender without justification.” App. 11. In response to a motion to dismiss filed by the
The Court of Appeals for the District of Columbia Circuit affirmed, but on different grounds. It first held that petitioner does have standing to challenge the constitutionality of 8 U. S. C. § 1409(a). If her challenge should succeed, the court could enter a judgment declaring that she was already a citizen pursuant to other provisions of the INA.
“[W]e conclude, as did the Ninth Circuit, that ‘a desire to promote early ties to this country and to those relatives who are citizens of this country is not a[n irrational basis for the requirements made by5 sections 1409(a)(3) and (4). Ablang [v. Reno],52 F. 3d at 806 . Furthermore, we find it entirely reasonable for Congress to require special evidence of such ties between an illegitimate child and its father. A mother is far less likely to ignore the child she has carried in her womb than is the natural father, who may not even be aware of its existence. As the Court has recognized, 'mothers and fathers of illegitimate children are not similarly situated.’ Parham v. Hughes,441 U. S. 347 , 355 (1979).
*428 'The putative father often goes his way unconscious of the birth of the child. Even if conscious, he is very often totally unconcerned because of the absence of any ties to the mother.’ Id. at 355 n. 7 (internal quotation marks and citation omitted). This sex-based distinction seems especially warranted where, as here, the applicant for citizenship was fathered by a U. S. serviceman while serving a tom' of duty overseas.” Id., at 1472.
Judge Wald concurred in the judgment despite her opinion that there is “no rational basis for a law that requires a U. S. citizen fathei’, but not a U. S. citizen mother, to formally legitimate a child before she reaches majority as well as agree in writing to provide financial support until that date or forever forfeit the right to transmit citizenship.” Id., at 1473. While she agreed that “requiring some sort of minimal 'family ties’ between parent and child, as well as fostering an early connection between child and country, is rational government policy,” she did not agree that those goals justify “a set of procedural hurdles for men — and only men — who wish to confer citizenship on their children.” Id., at 1474. She nevertheless regretfully concurred in the judgment because she believed that our decision in Fiallo v. Bell,
We granted certiorari to address the following question:
“Is the distinction in 8 U. S. C. § 1409 between ‘illegitimate’ children of United States citizen mothers and ‘illegitimate’ children of United States citizen fathers a violation of the Fifth Amendment to the United States Constitution?”520 U. S. 1208 (1997).
III
Before explaining our answer to the single question that we agreed to address, it is useful to put to one side certain
The statutory provision at issue in this case, 8 U. S. C. § 1409, draws two types of distinctions between citizen fathers and citizen mothers of children born out of wedlock. The first relates to the class of unmarried persons who may transmit citizenship at birth to their offspring, and the second defines the affirmative steps that are required to transmit such citizenship.
With respect to the eligible class of parents, an unmarried father may not transmit his citizenship to a child born abroad to an alien mother unless he satisfies the residency require
“(1) a blood relationship between the person and the father is established by clear and convincing evidence,
“(2) the father had the nationality of the United States at the time of the person’s birth,
“(3) the father (unless deceased) has agreed in writing to provide financial support for the person until the person reaches the age of 18 years, and
“(4) while the person is under the age of 18 years—
“(A) the person is legitimated under the law of the person’s residence or domicile,
“(B) the father acknowledges paternity of the person in writing under oath, or
“(C) the paternity of the person is established by adjudication of a competent court.” 8 U. S. C. § 1409(a).
Only the second of these four requirements is expressly included in § 1409(c), the provision applicable to unwed citizen mothers. See n. 7, supra. Petitioner, relying heavily on Judge Wald’s separate opinion below, argues that there is no rational basis for imposing the other three requirements on children of citizen fathers but not citizen mothers. The first requirement is not at issue here, however, because the Government does not question Mr. Miller’s blood relationship with petitioner.
It is of significance that the petitioner in this ease, unlike the petitioners in Fiallo, see
IV
Under the terms of the INA, the joint conduct of a citizen and an alien that results in conception is not sufficient to produce an American citizen, regardless of whether the citizen parent is the male or the female partner. If the two parties engage in a second joint act — if they agree to marry one another — citizenship will follow. The provision at issue in this ease, however, deals only with cases in which no relevant joint conduct occurs after conception; it determines the ability of each of those parties, acting separately, to confer citizenship on a child born outside of the United States.
If the citizen is the unmarried female, she must first choose to carry the pregnancy to term and reject the alternative of abortion — an alternative that is available by law to many, and in reality to most, women around the world. She must then actually give birth to the child. Section 1409(e) re
If the citizen is the unmarried male, he need not participate in the decision to give birth rather than to choose an abortion; he need not be present at the birth; and for at least 17 years thereafter he need not provide any parental support, either moral or financial, to either the mother or the child, in order to preserve his right to confer citizenship on the child pursuant to § 1409(a). In order retroactively to transmit his citizenship to the child as of the date of the child’s birth, all that § 1409(a)(4) requires is that he be willing and able to acknowledge his paternity in writing under oath while the child is still a minor. 8 U. S. C. § 1409(a)(4)(B). In fact, § 1409(a)(4) requires even less of the unmarried father— that provision is alternatively satisfied if, before the child turns 18, its paternity “is established by adjudication of a competent court.” § 1409(a)(4)(C). It would appear that the child could obtain such an adjudication absent any affirmative act by the father, and perhaps even over his express objection.
There is thus a vast difference between the burdens imposed on the respective parents of potential citizens born out of wedlock in a foreign land. It seems obvious that the burdens imposed on the female citizen are more severe than those imposed on the male citizen by § 1409(a)(4), the only provision at issue in this case. It is nevertheless argued that the male citizen and his offspring are the victims of irrational discrimination because § 1409(a)(4) is the product of “ ‘overbroad stereotypes about the relative abilities of men and women.’” Brief for Petitioner 8. We find the argument singularly unpersuasive.
The substantive requirement embodied in § 1409(a)(4) serves, at least in part, to ensure that a person born out of wedlock who claims citizenship by birth actually shares a blood relationship with an American citizen. As originally enacted in 1952, § 1409(a) required simply that “the paternity of such child [born out of wedlock] is established while such child is under the age of twenty-one years by legitimation.” 66 Stat. 238. The section offered no other means of proving a biological relationship. In 1986, at the same time that it modified the INA provisions at issue in Fiallo in favor of unmarried fathers and their out-of-wedlock children, see n. 4, supra, Congress expanded § 1409(a) to allow the two other alternatives now found in subsections (4)(B) and (4)(C).
There is no doubt that ensuring reliable proof of a biological relationship between the potential citizen and its citizen parent is an important governmental objective. See Trimble v. Gordon,
Nevertheless, petitioner reiterates the suggestion that it is irrational to require a formal act such as a written acknowledgment or a court adjudication because the advent of reliable genetic testing folly addresses the problem of proving paternity, and subsection (a)(1) already requires proof of paternity by clear and convincing evidence. See
Section 1409 also serves two other important purposes that are unrelated to the determination of paternity: the interest in encouraging the development of a healthy relationship between the citizen parent and the child while the child is a minor; and the related interest in fostering ties between the foreign-born child and the United States. When a child is born out of wedlock outside of the United States, the citizen mother, unlike the citizen father, certainly knows of her child’s existence and typically will have custody of the child immediately after the birth. Such a child thus has the opportunity to develop ties with its citizen mother at an early age, and may even grow up in the United States if the mother returns. By contrast, due to the normal interval of nine months between conception and birth, the unmarried father may not even know that his child exists, and the child may not know the father’s identity. Section 1409(a)(4) requires a relatively easy, formal step by either the citizen father or his child that shows beyond doubt that at least one of the two knows of their blood relationship, thus assuring at least the opportunity for them to develop a personal relationship.
The facts of this very ease provide a ready example of the concern. Mr. Miller and petitioner both failed to take any steps to establish a legal relationship with each other before
It is of course possible that any child born in a foreign country may ultimately fail to establish ties with its citizen parent and with this country, even though the child’s citizen parent has engaged in the conduct that qualifies the child for citizenship. A citizen mother may abandon her child before
We are convinced not only that strong governmental interests justify the additional requirement imposed on children of citizen fathers, but also that the particular means used in § 1409(a)(4) are well tailored to serve those interests. It is perfectly appropriate to require some formal act, not just any evidence that the father or his child know of the other’s existence. Such a formal act, whether legitimation, written acknowledgment by the father, or a court adjudication, lessens the risk of fraudulent claims made years after the relevant conduct was required. As for the requirement that the formal act take place while the child is a minor, Congress obviously has a powerful interest in fostering ties with the child’s citizen parent and the United States during his or her formative years. If there is no reliable, contemporaneous proof that the child and the citizen father had the opportunity to form familial bonds before the child turned 18, Congress reasonably may demand that the child show sufficient ties to this country on its own rather than through its citizen parent in order to be a citizen.
Even though the rule applicable to each class of children born abroad is eminently reasonable and justified by important Government policies, petitioner and her amici argue that § 1409 is unconstitutional because it is a “gender-based classification.” We shall comment briefly on that argument.
The words “stereotype,” “stereotyping,” and “stereotypical” are used repeatedly in petitioner’s and her amici's briefs. They note that we have condemned statutory classifications that rest on the assumption that gender may serve as a proxy for relevant qualifications to serve as the administrator of an estate, Reed v. Reed,
The gender equality principle that was implicated in those cases is only indirectly involved in this case for two reasons.
The “gender stereotypes” on which §1409 is supposedly premised are (1) “that the American father is never anything more than the proverbial breadwinner who remains aloof from day-to-day child rearing duties,”
Section 1409(a)(4) is not concerned with either the average father or even the average father of a child born out of wedlock. It is concerned with a father (a) whose child was born in a foreign country, and (b) who is unwilling or unable to acknowledge his paternity, and whose child is unable or unwilling to obtain a court paternity adjudication. A congressional assumption that such a father and his child are especially unlikely to develop a relationship, and thus to foster the child’s ties with this country, has a solid basis even if we assume that all fathers who have made some effort to become acquainted with their children are as good, if not better, parents than members of the opposite sex.
None of the premises on which the statutory classification is grounded can be fairly characterized as an accidental byproduct of a traditional way of thinking about the mem
The judgment of the Court of Appeals is affirmed.
It is so ordered.
Notes
Her mother was bom in Leyte. Several years after petitioner's birth, her mother married a man named Prank Raspotnik and raised a family in Angeles aty. App. 22.
Although there is no formal finding that his paternity has been established by dear and convincing evidence, it is undisputed. In a letter to petitioner’s attorney, the State Department acknowledged that it was “satisfied that Mr. Charlie R. Miller, the putative father, is a U. S. citizen, that he possesses suffident physical presence in the United States to transmit dtizenship, and that there is suffident evidence that he had access to the applicant's mother at the probable time of conception.” App. to Pet. for Cert. 32-33.
The comment, of coarse, related only to cases in which the child horn out of wedlock claims citizenship through her father. Moreover, the reference to age 18 was inaccurate; petitioner was born prior to 1986, when § 309(a) was amended to change the relevant age from 21 to 18, see Pub. L. 99-653, § 13, 100 Stat. 3657, and she falls within a narrow age bracket whose members may elect to have the preamendment law apply, see note following 8 U. S. C. § 1409 (Effective Date of 1986 Amendment) (quoting § 23(e), as added, Pub. L. 100-525, §8(r), 102 Stat. 2619). This oversight does not affect her case, however, because she was over 21 when the Texas decree was entered.
The sections of the INA challenged in Fiallo defined the terms “child” and “parent,” which determine eligibility for the special preference immigration status accorded to the “children” and “parents” of United States citizens and lawful permanent residents. Fiallo v. Bell,
See 8 U. S. O. § 1409(a) (directing that §§ 1401(e), (d), (e), (g) and 1408(2) “shall apply” if the specified conditions of § 1409(a) are met).
Title 8 U. S. C. §1401 provides:
“The following shall be nationals and citizens of the United States at birth:
“(g) a person born outside the geographical limits of the United States and its outlying possessions of parents one of whom is an alien, and the other a citizen of the United States who, prior to the birth of such person, was physically present in the United States or its outlying possessions for a period or periods totaling not less than five years, at least two of which were after attaining the age of fourteen years ....”
Prior to its amendment in 1986, the section had required residence of
10 total years, at least 5 of which were after attaining the age of 14. See §301(a)(7), 66 Stat. 236.
Section 309(e) of the INA, codified in 8 U. S. C. § 1409(c), provides: “(c) Notwithstanding the provision of subsection (a) of this section, a person born, after December 23, 1952, outside the United States and out of wedlock shall be held to have acquired at birth the nationality status of his mother, if the mother had the nationality of the United States at the time of such person’s birth, and if the mother had previously been physically present in the United States or one of its outlying possessions for a continuous period of one year.”
The Government has offered two explanations for the special rule applicable to unmarried citizen mothers who give birth abroad: first, an assumption that the citizen mother would probably have custody, and second,
The Government asserts that the purpose of § 1409(a)(3) is ‘“to facilitate the enforcement of a child support order and, thus, lessen the chance that the child could become a financial burden to the states.’” Brief for Respondent 25-26, n. 13 (quoting Hearings on H. R. 4823 et al. before the Subcommittee on Immigration, Refugees, and International Law of the House Committee on the Judiciary, 99th Cong., 2d Sess., 150 (1986) (statement of Joan M. Clark, Assistant Secretary of State for Consular Affairs) (hereinafter Hearings)).
As a threshold matter, the Government now argues — though it never asserted this position below or in opposition to certiorari — that an alien outside the territory of the United States “has no substantive rights cognizable under the Fifth Amendment.” Brief for Respondent 11-12. Even if that is so, the question to be decided is whether petitioner is such an alien or whether, as she claims, she is a citizen. Thus, we must address the merits to determine whether the predicate for this argument is accurate. In the cases on which the Government relies, Johnson v. Eisentrager,
Though petitioner claims to be a citizen from birth, rather than claiming an immigration preference, citizenship does not pass by descent. Rogers v. Bellei,
See 7 U. S. Dept. of State, Foreign Affairs Manual § 1131.5-4(e) (1996) (hereinafter Foreign Affairs Manual). Commercially available testing in the United States presently appears to cost between about $450 to $600 per test. See Hotaling, Is He or Isn’t He?, Los Angeles Times Magazine, Sept. 7,1997, pp. 36, 54 (hereinafter Hotaling); Mirabella, Lab’s Tests Give Answers to Genetic Questions, Baltimore Sun, Nov. 25, 1997, pp. 1C, 8C, cols. 2, 4 (hereinafter Mirabella).
Laboratories that conduct genetic paternity testing typically. use either blood samples or cells scraped from the inside of the cheek of the putative father, the child, and often the mother as well. See, e. g., 1 D. Faigman, D. Kaye, M. Saks, & J. Sanders, Modern Scientific Evidence §§19-2.2, 19-2.7.1, pp. 761, 763, 775 (1997); Hotaling 36, 54; Mirabella, at 8C, cols. 2,4.
The State Department has observed that “the competence, integrity, and availability of blood testing physicians and facilities vary around the world.” 7 Foreign Affairs Manual § 1131.5-4(e). There are presently about 75 DNA testing laboratories in the United States, 51 of which are accredited by the American Association of Blood Banks. Hotaling 36.
Once a child reaches the legal age of majority, a male citizen could make a fraudulent claim of paternity on the person’s behalf without any risk of liability for child support.
In a different context Congress has already recognized the value of genetic paternity testing. See
Office of the Assistant Secretary of Defense, Background Study, Use of Women in the Military 5 (2d ed. 1978). The proportion of military personnel who were female in 1970 had dropped from a high of 2.2 percent in 1945. Id., at 3. Since 1970, the proportion has steadily increased to its present level of about 13 percent. See Dept. of Defense, Selected Manpower Statistics 23 (1996).
The same policy presently applies to foreign-born persons not eligible for citizenship at birth: A child may obtain special immigration preference and the immediate issuance of a visa based on a parent’s citizenship or lawful residence, but only until age 21. 8 U. S. G. §§ 1101(b)(1), 1158(d).
Justice Breyer questions the relevance of Lehr because it was decided before advances in genetic testing, see post, at 487; there was, however, no question about the paternity of the father in that ease. As in this case, the father there failed to act promptly to establish a relationship with his child.
Of course, the sex of the person claiming citizenship is irrelevant; if she were a male, petitioner’s case would be no stronger.
Theoretically she might have been the child of an American soldier stationed in the Philippines during World War II. See Ablang v. Reno,
“All persons born or naturalized in the United States and subject to the jurisdiction thereof, are citizens of the United States and of the States wherein they reside.” U. S. Const., Arndt. 14, § 1.
Brief for American Civil Liberties Union et al. as Amici Curiae 8.
Justice Breyer does not dispute the fact that the unmarried father of a child born abroad is less likely than the unmarried mother to have the opportunity to develop a relationship with the child. He nevertheless would replace the gender-based distinction with either a “knowledge of birth” requirement or a distinction between “Caretaker and Noncaretaker Parents.” Post, at 487. Neither substitute seems a likely candidate for serious congressional consideration. The former in practice would be just as gender based as the present requirement, for surely every mother has knowledge of the birth when it occurs; nor would that option eliminate the need for formal steps and time limits to ensure that the parent truly had knowledge during the child's youth. The latter would be confusing at best, for Justice Breyer does not tell us how he would decide whether a father like Mr. Miller would qualify as a “caretaker” or a “non-caretaker”; and it would also be far less protective of families than the present statute, for it would deny citizenship to out-of-wedlock children who have relationships with their citizen parents but are not in the primary care or custody of those parents.
See Michael M. v. Superior Court, Sonoma Cty.,
Concurrence Opinion
with whom Justice Kennedy joins, concurring in the judgment.
This Court has long applied a presumption against third-party standing as a prudential limitation on the exercise of federal jurisdiction. Federal courts, we have held, “must hesitate before resolving a controversy, even one within their constitutional power to resolve, on the basis of the rights of third persons not parties to the litigation.” Singleton v. Wulff,
The principal opinion recognizes that petitioner’s claim turns on “the proposition that her citizen father should have the same right to transmit citizenship as would a citizen mother” and resolves to “evaluate the alleged discrimination against [petitioner’s father] as well as its impact on [petitioner].” Ante, at 433. But even when “the very same allegedly illegal act that affects the litigant also affects a third party,” a plaintiff “cannot rest his claim to relief on the legal rights and interests of [the] third part[y].” Department of Labor v. Triplett,
In support of the decision to consider Charlie Miller’s claim, both Justice Stevens, in the principal opinion, and Justice Breyer, in dissent, cite Craig v. Boren,
More importantly, since this Court decided Craig, we have articulated the contours of the third-party standing inquiry in greater detail. In Powers v. Ohio,
I am reluctant to accept that the Government’s litigation strategy, or an unfavorable ruling in the lower courts, could be a sufficiently severe obstacle to the assertion of a litigant’s own rights to warrant an exception to our prudential standing requirements. Those requirements were adopted to serve the institutional interests of the federal courts, not the convenience of the litigants. See FW/PBS, Inc. v. Dallas,
Thus far, we have permitted third-party standing only where more “daunting” barriers deterred the rightholder. Powers, supra, at 414. To take an extreme example, in Hodel v. Irving,
Where legitimate obstacles such as these exist, which lie beyond the control of the rightholder, that party’s absence from a suit more likely stems from disability than from disinterest. A hindrance signals that the rightholder did not simply decline to bring the claim on his own behalf, but could not in fact do so. See Singleton, supra, at 116 (“If there is some genuine obstacle . . . the third party’s absence from court loses its tendency to suggest that his right is not truly at stake, or truly important to him, and the party who is in court becomes by default the right’s best available proponent”). Furthermore, where a hindrance impedes the assertion of a claim, the right likely will not be asserted — and thus the relevant law will not be enforced — unless the Court recognizes third-party standing. In Barrows, for example, the Court permitted third-party standing because “the reasons which underlie [the] rule denying standing to raise another’s rights” were “outweighed by the need to protect the fundamental rights” which would otherwise have been denied.
Moreover, in contrast to this case, the white property owner contesting the racially restrictive covenant in Barrows was its “only effective adversary” because she was “the one in whose charge and keeping repose[d] the power to continue to use her property to discriminate or to discontinue such use.” Id., at 259. Here, although we have an injured party before us, the party actually discriminated against is both best suited to challenging the statute and available to undertake that task. See Gladstone, Realtors v. Village of
Although petitioner cannot raise her father’s rights, she may raise her own. While it is unclear whether an alien may assert constitutional objections when he or she is outside the territory of the United States, see Johnson v. Eisentrager,
Given that petitioner cannot raise a claim of discrimination triggering heightened scrutiny, she can argue only that §1409 irrationally discriminates between illegitimate children of citizen fathers and citizen mothers. Although I do not share Justice Stevens’ assessment that the provision withstands heightened scrutiny, ante, at 433-444, I believe
# * *
We adopted the presumption against third-party standing to preserve the court’s “properly limited” role, Worth,
Concurrence Opinion
with whom Justice Thomas joins, concurring in the judgment.
I agree with the outcome in this case, but for a reason more fundamental than the one relied upon by Justice Stevens. In my view it makes no difference whether or not
The Constitution “contemplates two sources of citizenship, and two only: birth and naturalization.” United States v. Wong Kim Ark,
The enactment on which petitioner relies is §309 of the Immigration and Nationality Act (INA), 66 Stat. 238, as amended, 8 U. S. C; §1409, which establishes the requirements for the acquisition of citizenship by a child born out of wedlock when the child’s father is a United States citizen. Section 1409(a) provides, in relevant part, that § 1401(g), which confers citizenship on foreign-born children when one parent is an alien and the other a citizen of the United States, shall apply:
“(a) ... as of the date of birth to a person born out of wedlock if—
“(1) a blood relationship between the person and the father is established by clear and convincing evidence,
“(2) the father had the nationality of the United States at the time of the person’s birth,
*454 “(3) the father (unless deceased) has agreed in writing to provide financial support for the person until the person reaches the age of 18 years, and
“(4) while the person is under the age of 18 years—
“(A) the person is legitimated under the law of the person’s residence or domicile,
“(B) the father acknowledges paternity of the person in writing under oath, or
“(C) the paternity of the person is established by adjudication of a competent court.”
By its plain language, § 1409(a) sets forth a precondition to the acquisition of citizenship under § 1401(g) by the illegitimate child of a citizen-father. Petitioner does not come into federal court claiming that she met that precondition, and that the State Department’s conclusion to the contrary was factually in error. Rather, she acknowledges that she did not meet the last two requirements of that precondition, §§ 1409(a)(3) and (4). She nonetheless asks for a “declaratory judgment that [she] is a citizen of the United States” and an order to the Secretary of State requiring the State Department to grant her application for citizenship, App. 11-12, because the requirements she did not meet are not also imposed upon illegitimate children of citizen-mothers, and therefore violate the Equal Protection Clause.
Judicial power over immigration and naturalization is extremely limited. "Our eases 'have long recognized the power to expel or exclude aliens as a fundamental sovereign attribute exercised by the Government’s political departments largely immune from judicial control.’” Fiallo v. Bell,
Petitioner argues, and Justice Breyer’s dissent seems to agree, see post, at 488-489, that because she meets the requirements of § 1401(g), the Court may declare her a citizen “at birth” under that provision and ignore § 1409(a) entirely, which allegedly unconstitutionally takes away that citizenship. Brief for Petitioner 14-15. This argument adopts a fanciful view of the statute, whereby § 1409(a) takes away what § 1401(g) has unconditionally conferred — as though § 1409(a) were some sort of a condition subsequent to the conveyance of real estate in a will. If anything, of course, it would be a condition precedent, since it says that § 1401(g) “shall apply as of the date of birth to a person born out of wedlock if” the person meets the requirements there set forth. 8 U. S. C. § 1409(a) (emphasis added). But a unitary statute is not to be picked apart in this fashion. To be sure, § 1401(g), read in isolation, might refer to both married and unmarried parents. We do not, however, read statutory provisions in isolation, as if other provisions in the same Act do not exist, see King v. St. Vincent’s Hospital,
It can be argued that in exempting an applicant from an unconstitutional requirement (either part or all of § 1409(a)) a court is not rewriting the law, but simply ignoring that portion of the law which is a nullity. See post, at 488-489 (Breyer, J., dissenting). That assumes, however, a judicial power to sever the unconstitutional portion from the remainder, and to apply the remainder unencumbered. Such a power exists in other eases — and is exercised on the basis of the Court’s assessment as to whether Congress would have enacted the remainder of the law without the invalidated provision. See New York v. United States,
Another obstacle to judicial deletion of the challenged requirements is the fact that when a statutory violation of equal protection has occurred, it is not foreordained which particular statutory provision is invalid. The constitutional vice consists of unequal treatment, which may as logically be attributed to the disparately generous provision (here, supposedly, the provision governing citizenship of illegitimate children of citizen-mothers) as to the disparately parsimonious one (the provision governing citizenship of illegitimate children of citizen-fathers). “[W]e have noted that a court sustaining [an equal protection] claim faces Two remedial alternatives: [It] may either declare [the statute] a nullity and order that its benefits not extend to the class that the legislature intended to benefit, or it may extend the coverage of the statute to include those who are aggrieved by the exclusion,'” Heckler v. Mathews,
In any event, this is not like the ordinary equal protection ease, in which one class is subjected to a restriction from which the other class is exempt. See, e. g., Craig v. Boren,
In sum, this is not a case in which we have the power to remedy the alleged equal protection violation by either expanding or limiting the benefits conferred so as to deny or grant them equally to all. “We are dealing here with an exercise of the Nation’s sovereign power to admit or exclude foreigners in accordance with perceived national interests.” Fiallo,
Because petitioner is not a citizen under any Act of Congress, we cannot give her the declaratory judgment or affirmative relief she requests. I therefore concur in the judgment.
Petitioner makes the equal protection claim on behalf of her father, not on her own behalf Justice Bkeyer finds that she has third-party standing to make the claim because “[s]he has a ‘dose’ and relevant relationship” with her father, and “there was ‘some hindrance’ to her father’s asserting his own rights.” Post, at 473 (quoting from Powers v. Ohio,
Title 8 U. S. C. § 1409(e) provides that an illegitimate child born to a citizen-mother shall be a citizen “if the mother had previously been physically present in the United States or one of its outlying possessions for a continuous period of one year.”
Dissenting Opinion
with whom Justice Souter and Justice Breyer join, dissenting.
As Justice Breyer convincingly demonstrates, 8 U. S. C. § 1409 classifies unconstitutionally on the basis of gender in determining the capacity of a parent to qualify a child for citizenship. The section rests on familiar generalizations: mothers, as a rule, are responsible for a child born out of wedlock; fathers unmarried to the child’s mother, ordinarily, are not. The law at issue might have made custody or support the relevant criterion. Instead, it treats mothers one way, fathers another, shaping Government policy to fit and reinforce the stereotype or historic pattern.
Characteristic of sex-based classifications, the stereotypes underlying this legislation may hold true for many, even most, individuals. But in prior decisions the Court has rejected official actions that classify unnecessarily and over-broadly by gender when more accurate and impartial functional lines can be drawn. While the Court is divided on Lorelyn Miller’s standing to sue, a solid majority adheres to that vital understanding. As Justice O’Connor’s opinion makes plain, distinctions based on gender trigger heightened scrutiny and “[i]t is unlikely . . . that any gender classifications based on stereotypes can survive heightened scrutiny.” Ante, at 452 (opinion concurring in judgment); post, at 482-488 (Breyer, J., dissenting).
On the surface, §1409 treats females favorably. Indeed, it might be seen as a benign preference, an affirmative action of sorts. Compare Mississippi Univ. for Women v. Hogan,
I
The first statute on the citizenship of children born abroad, enacted in 1790, stated: “[T]he children of citizens of the United States, that may be born beyond sea, or out of the limits of the United States, shall be considered as natural born citizens: Provided, That the right of citizenship shall not descend to persons whose fathers have never been resident in the United States.” Act of Mar. 26, 1790, eh. 3, 1 Stat. 104. Statutes passed in 1795 and 1802 similarly conditioned the citizenship of the child born abroad on the father’s at least one-time residence in the United States. Act of J an. 29,1795, §3,1 Stat. 415; Act of Apr. 14,1802, §4,2 Stat. 155. This father’s residence requirement suggests that Congress intended a child born abroad to gain citizenship only when the father was a citizen. That, indeed, was the law of England at the time. See 2 J. Kent, Commentaries on American Law *50-*51 (hereinafter Kent’s Commentaries); 4 Geo. 2, eh. 21 (1731). The statutory language Congress adopted, however, was ambiguous. One could read the words “children of citizens” to mean that the child of a United States citizen mother and a foreign father would qualify for citizenship if the father had at some point resided in the country. See Binney, The Alienigenae of the United States, 2 Am. L. Reg. 193,203-205 (1854). Or, as Chancellor Kent observed, the words might mean that both parents had to be United States citizens for citizenship to pass. 2 Kent’s Commentaries *53.
Under the 1802 legislation, children born abroad could not become citizens unless their parents were citizens in 1802,
In these early statutes, Congress did not differentiate between children born abroad to married parents and those born out of wedlock. Section 1993, as applied, allowed transmission of citizenship to children born out of wedlock if the father legitimated the child. See, e. g., 32 Op. Atty. Gen. 162, 164-165 (1920); see also Guyer v. Smith,
Women’s inability to transmit their United States citizenship to children born abroad was one among many gender-based distinctions drawn in our immigration and nationality laws. The woman who married a foreign citizen risked losing her United States nationality. In early days, “marriage with an alien, whether a friend or an enemy, produce[d] no dissolution of the native allegiance of the wife.” Shanks v. Dupont,
The statutory rule that women relinquished their United States citizenship upon marriage to an alien encountered increasing opposition, fueled in large part by the women’s suffrage movement and the enhanced importance of citizenship to women as they obtained the right to vote. See Bredbenner 64, 68-81; Sapiro, supra, at 12-13. In response, Congress provided a measure of relief. Under the 1922 Cable Act, marriage to an alien no longer stripped a woman of her citizenship automatically. Act of Sept. 22, 1922 (Cable Act), ch. 411, §3, 42 Stat. 1022. But equal respect for a woman’s nationality remained only partially realized. A woman still lost her United States citizenship if she married an alien ineligible for citizenship; she could not become a citizen by naturalization if her husband did not qualify for citizenship; she was presumed to have renounced her citizenship if she lived abroad in her husband’s country for two years, or if she lived abroad elsewhere for five years. Id., §§ 3, 5; see also Sapiro, supra, at 11-12. A woman who became a naturalized citizen was unable to transmit her citizenship to her children if her noncitizen husband remained alive and they were not separated. See In re Citizenship Status of Minor Children,
Instead, Congress treated wives and children of male United States citizens or immigrants benevolently. The 1855 legislation automatically granted citizenship to women who married United States citizens. Act of Feb. 10, 1855, ch. 71, § 2,10 Stat. 604; see also Kelly v. Owen,
In 1934, Congress moved in a new direction. It terminated the discrimination against United States citizen mothers in regard to children born abroad. Specifically, Congress amended § 1993 to read:
*465 “Any child hereafter born out of the limits and jurisdiction of the United States, whose father or mother or both at the time of the birth of such child is a citizen of the United States, is declared to be a citizen of the United States; but the rights of citizenship shall not descend to any such child unless the citizen father or citizen mother, as the case may be, has resided in the United States previous to the birth of such child.” Act of May 24, 1934, § 1, 48 Stat. 797.1
Under the 1940 Act, if the mother of the child born abroad out of wedlock held United States citizenship and previously had resided in the country or in a United States possession, the child gained the mother’s nationality from birth, provided the child’s paternity was not established by legitima
Subsequent legislation retained the gender lines drawn in the 1940 Act. The Immigration and Nationality Act of 1952 made only one significant change regarding the citizenship of children born abroad out of wedlock. It removed the provision that a mother could pass on her nationality to her child only if the paternity of the child had not been established.
rH 1 — I
The history of the treatment of children born abroad to United States citizen parents counsels skeptical examination of the Government’s prime explanation for the gender line drawn by § 1409 — the close connection of mother to child, in contrast to the distant or fleeting father-child link. Or, as Justice Stevens puts it, a mother’s presence at birth, identification on the birth certificate, and likely “initial custody” of the child give her an “opportunity to develop a caring relationship with the child,” ante, at 444, which Congress legitimately could assume a father lacks. For most of our Nation’s past, Congress demonstrated no high regard or respect for the mother-child affiliation. It bears emphasis, too, that in 1984, when Congress allowed United States citi
Even if one accepts at face value the Government’s current rationale, it is surely based on generalizations (stereotypes) about the way women (or men) are. These generalizations pervade the opinion of Justice Stevens, which constantly relates and relies on what “typically,” or “normally,” or “probably” happens “often.” E. g., ante, at 436, 437, 442.
We have repeatedly cautioned, however, that when the Government controls “gates to opportunity,” it “may not exclude qualified individuals based on ‘fixed notions concerning the roles and abilities of males and females.’” United States v. Virginia,
One can demur to the Government’s observation that more United States citizen mothers of children born abroad out of wedlock actually raise their children than do United States citizen fathers of such children. As Justice Breyer has elucidated, this observation does not justify distinctions between male and female United States citizens who take responsibility, or avoid responsibility, for raising their children. Nor does it justify reliance on gender distinctions when the alleged purpose-^-assuring close ties to the United States— can be achieved without reference to gender. As Judge Wald commented in discussing an analogous claim when this case was before the Court of Appeals,
"Congress is free to promote close family ties by ensuring that citizenship is conferred only on children who have at least minimal contact with citizen parents during their early and formative years.... But this putative interest provides absolutely no basis for requiring fathers, and only fathers, to formally declare parentage and agree to provide financial support before a child reaches age 18.” Miller v. Christopher,96 F. 3d 1467 , 1476 (CADC 1996) (opinion concurring in judgment).
•fc
In 1934, it was no doubt true that many female United States citizens who gave birth abroad had married foreigners and moved to their husbands’ country, and that the children of such marriages were brought up as natives of a foreign land. And if a female United States citizen were married to a United States citizen, her children born abroad could obtain United States citizenship through their father. Thus, the historic restriction of citizenship to children born abroad
A 1921 bill contained a similar provision allowing United States citizen women to transmit citizenship to their children born abroad. The bill provided: “A child born at any time without the United States, either parent being at the time of such birth a citizen of the United States, may, if not a citizen under section 1993 of the Revised Statutes, derive United States citizenship under this section.” H. R. Rep. No. 15603, 66th Cong., 3d Sess., §33(2), p. 26 (1921). This 1921 bill, a precursor to the Cable
Nationality and citizenship are not entirely synonymous; one can be a national of the United States and yet not a citizen. 8 U. S. C. § 1101(a)(22). The distinction has little practical impact today, however, for the only remaining noncitizen nationals are residents of American Samoa and Swains Island. See T. Aleinikoff, D. Martin, & H. Motomura, Immigration: Process and Policy 974-975, n. 2 (3d ed. 1995). The provision that a child born abroad out of wedlock to a United States citizen mother gains her nationality has been interpreted to mean that the child gains her citizenship as well; thus if the mother is not just a United States national but also a United States citizen, the child is a United States citizen. See 7 Gordon § 93.04[2][b], at 93-42; id., § 93.04[2][d][vin], at 93-49.
The provision granting citizenship to children born abroad out of wedlock applied retroactively; the provision granting citizenship to children born in wedlock did not. The 1934 Act, too, was nonretroactive. The net result was that a child born abroad out of wedlock to a United States eitizen mother in 1933 or earlier had United States citizenship after the 1940 Act, but a child bom in wedlock did not until 1994 when Congress enacted legislation making the 1934 Act retroactive. Pub. L. 103-416, Tit. I, § 101(a)(2), 108 Stat. 4306, codified at 8 U. S. C. § 1401(h).
The 1952 Act also provided that periods of service in the Armed Forces abroad could count toward satisfying the parental residency requirement in regard to a child born after January 13,1941. Immigration and Nation
Dissenting Opinion
with whom Justice Souter and Justice Ginsburg join, dissenting.
Since the founding of our Nation, American statutory law, reflecting a long-established legal tradition, has provided for the transmission of American citizenship from parent to child — even when the child is born abroad. Today’s case focuses upon statutes that make those children, when born out of wedlock, “citizens of the United States at birth.” 8 U. S. C. §§ 1401 and 1409. The statutes, as applied where only one parent is American, require the American parent— whether father or mother — to prove the child is his or hers and to meet a residency requirement. The statutes go on to require (1) that the American parent promise to provide financial support for the child until the child is 18, and (2) that the American parent (or a court) legitimate or formally acknowledge the child before the child turns 18 — if and only if the American parent is the father, but not if the parent is the mother.
What sense does it make to apply these latter two conditions only to fathers and not to mothers in today’s world— where paternity can readily be proved and where women and men both are likely to earn a living in the workplace? As
I
The family whose rights are at issue here consists of Charlie Miller, an American citizen, Luz Peñero, a citizen of the Philippines, and their daughter, Lorelyn. Lorelyn was born out of wedlock in 1970 in the Philippines. The relevant citizenship statutes state that a child born out of wedlock shall be a “citize[n] of the United States at birth,” § 1401, if the child is born to a father who “had the nationality of the United States at the time of the person’s birth,” if the “blood relationship between the person and the father is established by clear and convincing evidence,” if the father had been physically present in the United States for five years, and:
“(3) the father (unless deceased) has agreed in writing to provide financial support for the person until the person reaches the age of 18 years, and
“(4) while the person is under the age of 18 years—
“(A) the person is legitimated under the law of the person’s residence or domicile,
“(B) the father acknowledges paternity of the person in writing under oath, or
“(C) the paternity of the person is established by adjudication of a competent court.” 8 U. S. C. §§ 1409(a) and 1401(g).
Charlie Miller did not meet the requirements set forth in subsections (3) and (4) above on time. And the question be
II
I agree with Justice Stevens’ resolution of the Government’s three threshold claims. First, the Government takes issue with Lorelyn’s argument that provisions (3) and (4) unconstitutionally infringe the rights of her father, Charlie, an American citizen. Brief for Respondent 11. It adds that Charlie, not Lorelyn, should assert those rights himself and that Lorelyn lacks legal “standing” to do so. Id., at 11, and n. 2. This Court has made clear, however, that a party can “assert” the constitutional rights of another person, where (1) that party has “suffered an ‘injury in fact’ ”; (2) the party and the other person have a “close relationship”; and (3) “there was some hindrance” to the other person’s “asserting” his “own rights.” Campbell v. Louisiana, ante, at 397; see also Powers v. Ohio,
Lorelyn has suffered an “injury in fact.” She has a “close” and relevant relationship with the other person, namely, her father. And there was “some hindrance” to her father’s asserting his own rights. Charlie began this lawsuit (originally filed in Texas) as a party, raising his own equal protection claim. The Government originally moved to dismiss the complaint, contending that Charlie “should be dismissed from this suit because he lack[ed] standing.” Motion to Dismiss Plaintiff’s First Amended Complaint, or, in the Alternative, to Transfer Venue 6. The District Court agreed with the Government that Charlie lacked “standing,” and he was dismissed from the suit. App. 11a. Lorelyn remained as the sole plaintiff, and for reasons of venue, see 28 U. S. C. § 1391(e)(1), the court then transferred the case to the District of Columbia pursuant to § 1406(a). App. 11a.
The Government points out that Charlie might have appealed the adverse Texas District Court ruling. Brief for Respondent 11, n. 2. But appeals take time and money; the transfer of venue left the plaintiffs uncertain about where to appeal; the case was being heard with Lorelyn as plaintiff in any event; and the resulting comparison of costs and benefits (viewed prospectively) likely would have discouraged Charlie’s pursuit of the alternative appeal route. The Government’s successful dismissal motion thus had practical consequences that “hindered” Charlie at least as much as those we have elsewhere said create “hindrances” sufficient to satisfy this portion of the “third-party standing” test. See, e. g., Campbell, supra, at 398 (criminal defendant can assert rights of racially excluded petit jurors because of “arduous” process surrounding, and small benefits accruing to, juror effort to vindicate own rights); cf. Craig v. Boren,
Second, the Government, citing United States v. Verdugo-Urquidez,
joined by Justice Kennedy, says that Lorelyn cannot assert her father’s rights because “she has not demonstrated a substantial hindrance to her father’s ability to assert his own rights.” Ante, at 447. But the obstacles that the Government placed in her father’s path substantially hindered his efforts to do so in practice. See supra, at 473-474. Several of the cases mentioned in Justice O’Connor’s opinion involved the denial of standing, but none of those eases involved any “hindrance,” and Justice O’Connor does not claim that they do. See FW/PBS, Inc. v. Dallas,
Nor do I agree with Justice O’Connor’s determination that “rational scrutiny” must apply to Lorelyn’s assertion of her own rights. Lorelyn belongs to a class made up of children of citizen fathers, whom the law distinguishes from the class of children of citizen mothers, solely on grounds of the parent’s gender. This Court, I assume, would use heightened scrutiny were it to review discriminatory laws based upon ancestry, say, laws that denied voting rights or educational opportunity based upon the religion, or the racial makeup, of a parent or grandparent. And, if that is so, I am not certain that it makes a significant difference whether one calls the rights at issue those of Lorelyn or of her father. Allen v. Wright,
Regardless, like Justice O’Connor, I “do not share,” and thus I believe a Court majority does not share, “Justice Stevens’ assessment that the provision withstands heightened scrutiny.” Ante, at 451. I also agree with Justice O’Connor that “[i]t is unlikely” that “gender classifications based on stereotypes can survive heightened scrutiny,” ante, at 452, a view shared by at least five Members of this Court. Indeed, for reasons to which I shall now turn, we must subject the provisions here at issue to “heightened scrutiny.” And those provisions cannot survive.
Ill
This case is about American citizenship and its transmission from an American parent to his child. The right of citi
Further, the tie of parent to child is a special one, which in other circumstances by itself has warranted special constitutional protection. See, e. g., Wisconsin v. Yoder,
Moreover, American statutory law has consistently recognized the rights of American parents to transmit their citizenship to their children. See Act of Mar. 26, 1790, § 1, 1 Stat. 103; Act of Jan. 29, 1795, § 3, 1 Stat. 415; Act of Apr. 14, 1802, § 4, 2 Stat. 155; Act of Feb. 10, 1855, § 1, 10 Stat. 604; Rev. Stat. § 1993; Act of Mar. 2, 1907, § 6, 34 Stat. 1229; Act of May 24, 1934, § 1, 48 Stat. 797; Nationality Act of 1940, § 201(g), 54 Stat. 1139; Immigration and Nationality Act of 1952, §§ 301(a)(7), (b), 66 Stat. 235, 236, as amended, 8 U. S. C. § 1401; cf., e. g., 1 Oppenheim’s International Law § 384 (R. Jennings & A. Watts 9th ed. 1992) (noting that in many States, children born abroad of nationals become nationals); 43 A. Berger, Encyclopedic Dictionary of Roman Law 389 (1953) (Roman citizenship was acquired principally by parentage); Sandifer, A Comparative Study of Laws Relating to Nationality at Birth and to Loss of Nationality, 29 Am. J. Int’l L. 248, 248-261, 278 (1935) (discussing citizenship laws throughout the world and noting the “widespread extent of the rule oí jus sanguinis”); E. de Vattel, The Law of Nations 101-102 (J. Chitty transl. 1883) (1758).
Finally, the classification at issue is gender based, and we have held that, under the equal protection principle, such
These circumstances mean that courts should not diminish the quality of review — that they should not apply specially lenient standards — when they review these statutes. The statutes focus upon two of the most serious of human relationships, that of parent to child and that of individual to the State. They tie each to the other, transforming both while strengthening the bonds of loyalty that connect family with Nation. Yet because they confer the status of citizenship “at birth,” they do not involve the transfer of loyalties that underlies the naturalization of aliens, where precedent sets a more lenient standard of review. See Fiallo v. Bell,
To the contrary, the same standard of review must apply when a married American couple travel abroad or temporarily work abroad and have a child as when a single American parent has a child born abroad out of wedlock. If the standard that the law applies is specially lenient, then statutes conferring citizenship upon these children could discriminate virtually free of independent judicial review. And as a result, many such children, lacking citizenship, would be placed outside the domain of basic constitutional protections. Nothing in the Constitution requires so anomalous a result.
I recognize that, ever since the Civil War, the transmission of American citizenship from parent to child, jus sanguinis, has played a role secondary to that of the transmission of citizenship by birthplace, jus soli. See Rogers v. Bellei,
Nothing in the language of the Citizenship Clause argues for less close scrutiny of those laws conferring citizenship at birth that Congress decides to enact. Nor have I found any support for a lesser standard in either the history of the Clause or its purpose. To the contrary, those who wrote the Citizenship Clause hoped thereby to assure that courts would not exclude newly freed slaves — born within the United States — from the protections the Fourteenth Amendment provided, including “equal protection of the laws.” See, e. g., Afroyim v. Rusk,
Nor have I found any such support in the history of the jus sanguinis statutes. That history shows a virtually unbroken tradition of transmitting American citizenship from parent to child “at birth,” under statutes that imposed certain residence requirements. Supra, at 477; see also Bellei, supra, at 835. A single gap occurred when, for a brief period of time, the relevant statutes (perhaps inadvertently) failed to confer citizenship upon what must have been a small group of children born abroad between 1802 and 1855 whose citizen fathers were also born between 1802 and 1855. See
The history of these statutes does reveal considerable discrimination against women, particularly from 1855 to 1934. See ante, at 463-465 (Ginsburg, J., dissenting). But that discrimination then cannot justify this discrimination now, when much discrimination that the law once tolerated, including “de jure segregation and the total exclusion of women from juries," is “now unconstitutional even though [it] once coexisted with the Equal Protection Clause.” J. E. B. v. Alabama ex rel. T. B.,
Neither have I found case law that could justify use here of a more lenient standard of review. Justice Stevens points out that this Court has said it will apply a more lenient standard in matters of “ ‘immigration and naturalization.’” Ante, at 435, n. 11 (quoting Mathews v. Diaz,
The Court has applied a deferential standard of review in cases involving aliens, not in cases in which only citizens’ rights were at issue. See Mathews, supra (rights of alien
In sum, the statutes that automatically transfer American citizenship from parent to child "at birth” differ significantly from those that confer citizenship on those who originally owed loyalty to a different nation. To fail to recognize this difference, and consequently to apply an unusually lenient constitutional standard of review here, could deprive the children of millions of Americans, married and unmarried, working' abroad, traveling, say, even temporarily to Canada or Mexico, of the most basic kind of constitutional protection. See U. S. Dept, of Commerce, Bureau of Census, Statistical Abstract of the United States 53 (1997) (Table 54) (reporting that, as of 1990,1.86 million United States citizens were born abroad or at sea to American parents); see also Hearing before the Subcommittee on International Operations of the House Committee on Foreign Affairs, 102d Cong., 1st Sess., 114 (1991) (testimony of Andrew P. Sundberg) ("According to the most recent survey carried out by the State Department, 40,000 children are born abroad each year to a U. S. citizen parent”). Thus, generally prevailing, not specially lenient, standards of review must apply.
IV
If we apply undiluted equal protection standards, we must hold the two statutory provisions at issue unconstitutional. The statutes discriminate on the basis of gender, making it significantly more difficult for American fathers than for American mothers to transmit American citizenship to their children born out of wedlock. If the citizen parent is a man,
Distinctions of this kind — based upon gender — are subject to a “‘strong presumption’” of constitutional .invalidity. Virginia,
The statutory distinctions here violate these standards. They depend for their validity upon the generalization that mothers are significantly more likely than fathers to care for
To illustrate the point, compare the family before us— Charlie, Lorelyn, and Luz — with an imagined family — Carlos, a Philippine citizen, Lucy, his daughter, and Lenora, Lucy’s mother and an American citizen. Suppose that Lenora, Lucy’s unmarried mother, returned to the United States soon after Lucy’s birth, leaving Carlos to raise his daughter. Why, under those circumstances, should Lenora not be required to fulfill the same statutory requirements that here apply to Charlie? Alternatively, imagine that Charlie had taken his daughter Lorelyn back to the United States to raise. The statute would not make Lorelyn an American from birth unless Charlie satisfied its two conditions. But had our imaginary family mother, Lenora, taken her child Lucy back to the United States, the statute would have automatically made her an American from birth with
Let me now deal more specifically with the justifications that Justice Stevens finds adequate. Justice Stevens asserts that subsection (a)(4) serves two interests: first, “ensuring reliable proof of a biological relationship between the potential citizen and its citizen parent,” ante, at 486, and second, “encouraging” certain relationships or ties, namely, “the development of a healthy relationship between the citizen parent and the child while the child is a minor,” ante, at 438, as well as “the related interest in fostering ties between the foreign-born child and the United States,” ibid. I have no doubt that these interests are important. But the relationship between the statutory requirements and those particular objectives is one of total misfit.
Subsection (a)(4) requires, for example, the American citizen father to “acknowledge]” paternity before the child reaches 18 years of age, or for the child or parent to obtain a court equivalent (legitimation or adjudication of paternity). Justice Stevens suggests that this requirement “produces the rough equivalent of the documentation,” such as a birth certificate memorialized in hospital records, “already available to evidence the blood relationship between the mother and the child.” Ante, at 436. But, even if I assume the “equivalency” (only for argument’s sake, since birth certificates do not invariably carry a mother's true name or omit the father’s), I still do not understand the need for the prior-to-18 legitimation-or-acknowledgment requirement. When the statute was written, one might have seen the requirement as offering some protection against false paternity claims. But that added protection is unnecessary in light of inexpensive DNA testing that will prove paternity with certainty. See Shapiro, Reifler, and Psome, The DNA Paternity Test: Legislating the Future Paternity Action, 7 J.
Moreover, a different provision of the statute, subsection (a)(1), already requires proof of paternity by “clear and convincing evidence.” No one contests the validity of that provision, and I believe that biological differences between men and women would justify its imposition where paternity is at issue. In light of that provision, subsection (a)(4)’s protection against false claims is not needed. Indeed, the Government concedes that, in light of the “clear and convincing evidence” requirement, the “time limit for meeting the legitimation-or-aeknowledgement requirement of Section 309(a)(4) must. . . reflect, at least in part, some other congressional concern.” Brief for Respondent 27 (emphasis added).
Justice Stevens says that this “other concern” is a concern for the establishment of relationships and ties, to the father and to the United States, all before the child is 18. Ante, at 438. According to Justice Stevens, the way in which the requirement serves this purpose is by making certain the father knows of the child’s existence — in the same way, it says, that a mother, by giving birth, automatically knows that the child exists. Ibid.
The distance between this knowledge and the claimed objectives, however, is far too great to satisfy any legal requirement of tailoring or proportionality. And the assumption that this knowledge of birth could make a significant gender-related difference rests upon a host of unproved gender-related hypotheses. Simple knowledge of a child’s existence may, or may not, be followed by the kinds of relationships for which Justice Stevens hopes. A mother or a father, knowing of a child’s birth, may nonetheless fail to care for the child or even to acknowledge the child. A father with strong ties to the child may, simply by lack of knowledge, fail to comply with the statute’s formal require
To make plausible the connection between the statute’s requirement and the asserted “relationship” goals, Justice Stevens must find a factual scenario where a father’s knowledge — equivalent to the mother’s knowledge that she has given birth — could lead to the establishment of a more meaningful parenting relationship or tie to America. He therefore points to what one might term the “war baby” problem — the problem created by American servicemen fathering children overseas and returning to America unaware of the related pregnancy or birth. The statutory remedy before us, however, is disproportionately broad even when considered in relation to that problem. Justice Stevens refers to 683,000 service personnel stationed in the Par East in 1970 when Lorelyn was born. Ante, at 439. The statute applies, however, to all Americans who live or travel abroad, including the 3.2 million private citizens, and the 925,000 Federal Government employees, who live, or who are stationed, abroad — of whom today only 240,000 are active duty military employees, many of whom are women. U. S. Dept, of State, Private American Citizens Residing Abroad (Nov. 21, 1997); U. S. Dept, of Commerce, Bureau of the Census, Americans Overseas in U. S. Censuses, Technical Paper 62, p. 62 (Nov. 1993) (1990 census figures); U. S. Dept, of Defense, Selected Manpower Statistics 23, 44 (DIOR/MOl-96 1996). Nor does the statute seem to have been aimed at the “war baby” problem, for the precursor to the provisions at issue was first proposed in a 1938 report and was first adopted in the Nationality Act of 1940, which was enacted before the United States entered World War II. Nationality Laws of the United States: Message from the President of the United
Nor- is there need for the gender-based discrimination at issue here, for, were Congress truly interested in- achieving the goals Justice Stevens posits in the way Justice Stevens suggests, it could simply substitute a requirement of knowledge of birth for the present subsection (a)(4); or it could distinguish between Caretaker and Noncaretaker Parents, rather than between men and women. A statute that does not do so, but instead relies upon gender-based distinctions, appears rational only, as I have said, supra, at 482-484, if one accepts the legitimacy of gender-based generalizations that, for example, would equate gender and caretaking— generalizations of a kind that this Court has previously found constitutionally impermissible. See, e.g., Virginia,
For similar reasons, subsection (3) denies Charlie Miller “equal protection” of the laws. That subsection requires an
For these reasons, I can find no “exceedingly persuasive” justification for the gender-based distinctions that the statute draws.
V
Justice Scalia argues that, if the provisions at issue violate the Constitution, we nonetheless are powerless to find a remedy. But that is not so. The remedy is simply that of striking from the statute the two subsections that offend the Constitution’s equal protection requirement, namely, subsections (a)(3) and (a)(4). With those subsections omitted, the statute says that the daughter, Lorelyn, of one who, like Charlie, has proved paternity by “clear and convincing evidence,” is an American citizen, and has lived in the United States for five years, is a “citize[n] of the United States at birth.” 8 U. S. C. §§ 1409(a) and 1401. Whatever limitations there may be upon the Court’s powers to grant citizen
Of course, we can excise the two provisions only if Congress likely would prefer their excision, rather than imposing similar requirements upon mothers. Califano v. Westcott,
Justice Scaua is also wrong, I believe, when he says that “the INA itself contains a clear statement of congressional intent” not to sever, ante, at 457, for the Act in fact contains the following explicit severability provision:
“If any particular provision of this Act, or the application thereof to any person or circumstance, is held invalid, the remainder of the Act and the application of such provision to other persons or circumstances shall not be affected thereby.” §406, 66 Stat. 281; see note following 8 U. S. C. § 1101, p. 38, “Separability.”
The provision cited by Justice Scaua says:
“A person may be naturalized as a citizen of the United States in the manner and under the conditions*490 prescribed in this title and not otherwise.” § 310(d), 66 Stat. 239, 8 U. S. C. § 1421(d).
As “naturalization” under this statute does not include the conferral of citizenship at birth, the provision does not apply here. See 8 U. S. C. § 1101(a)(23) (“The term ‘naturalization’ means the conferring of nationality of a state upon a person after birth” (emphasis added)).
Justice Scalia also says that the law, as excised, would favor fathers over mothers. Ante, at 459. The law, however, would require both fathers and mothers to prove their parentage; it would require that one or the other be an American, it would impose residency requirements that, if anything, would disfavor fathers. I cannot find the reverse favoritism that Justice Scalia fears.
For these reasons, I would reverse the judgment of the Court of Appeals.
