OPINION AND ORDER
This cause is before the Court on Defendant Boynton Carolina Ale House, LLC’s Motion for Summary Judgment [DE 70]. The motion is fully briefed and ripe for review. The Court has carefully considered the filings of the parties and is otherwise fully advised in the premises.
I. BACKGROUND
The facts, as collected from the affidavits, exhibits, depositions, and answers to interrogatories, are taken in a light most favorable to the non-moving party for the purposes of this motion and are as follows:
Plaintiff Miller’s Ale House, Inc. (“Miller’s”) has continuously operated a chain of restaurants in Florida for over 20 years. (Mark Peterson Declaration, June 21, 2010, ¶ 5, DE 90-1). Miller’s restaurants are neighborhood sports bars that serve food and alcohol in a family-friendly environment. {See Miller’s Website, DE 90-3). In total, Miller’s operates over 40 restaurants in Florida. (Peterson Dec. ¶ 3, DE 90-1).
Each Miller’s restaurant is branded with a geographic prefix followed by the term “ALE HOUSE.” (Peterson Dec. ¶ 9, DE 90-1). This geographic prefix typically refers to the city, street, or neighborhood where each Miller’s restaurant is located; for instance, the “JUPITER ALE HOUSE” is in Jupiter, Florida and the “KIRKMAN ALE HOUSE” is located on Kirkman Road in Orlando, Florida. (Peterson Dec. ¶ 10, DE 90-1). At least one Miller’s location is named after a prominent local landmark: the Miller’s restaurant near the Orlando International Airport is called the “AIRPORT ALE HOUSE.” Id. Miller’s also operates several locations outside Florida that use the same naming system; the “PHILADEPHIA ALE HOUSE,” for example, is located in Philadelphia, Pennsylvania. {See Miller’s Website, DE 90-4).
Each Miller’s location displays its name (the geographic prefix plus the term “ALE HOUSE”) in red letters on the outside of its building. (Mitchell Koenig Declaration, June 21, 2010, ¶ 3, DE 90-2). The term “ALE HOUSE” also appears regularly inside the restaurant, to the point where it is used to brand specific menu items, like “Ale House Loaded Fries.” {See Miller’s Menu, DE 90-11). In addition to the repeated use of “ALE HOUSE,” there are numerous features common to every Miller’s location that contribute to the overall image of the brand: server uniforms consisting of a dark polo shirt and khaki pants, two persons present at the host station, dock wood on the walls, a centrally located rectangular peninsular bar with seating on both sides, a soffit over the bar, an “open” kitchen that allows customers to see food preparation, and “high-top” tables on the right hand side of the restaurant. (Koenig Dec. ¶ 3, DE 90-2). Miller’s has copyrighted a number of the common floor plans that it uses in its restaurants. Ale House Floor Plans, Ex. 1-a, DE 31-2.
Miller’s promotes the “ALE HOUSE” family of restaurants through a shared website, as well as through its Facebook and Twitter profiles. (Peterson Dec. ¶ 23, DE 90-1). Miller’s markets the “ALE HOUSE” brand on intra-restaurant mate *1365 rials, such as flyers, posters, and banners. (Peterson Dec. ¶25, DE 90-1). Miller’s “ALE HOUSE” restaurants also sponsor local sports teams, high school bands, and charity events. (Mark Peterson Declaration, June 19, 2009, ¶ 15, DE 90-13). In the past, Miller’s has sponsored professional teams like the Florida Marlins and the Miami Dolphins. (Peterson Dec. ¶ 16, DE 90-13). Finally, Miller’s engages in co-branding efforts with beer companies such as Miller’s Brewing and Budweiser, using radio commercials to notify customers of beer-related special events and promotions taking place at each Miller’s location. (Peterson Dec. ¶ 25, DE 90-1). As a result of these promotional efforts, many Florida residents associate the words “Ale House” exclusively with Miller’s restaurants. (Danielle Caban Declaration, June 20, 2010, ¶ 8, DE 90-37; Dan Quong Declaration, June 20, 2010, ¶ 5, DE 90-38).
In April 2008, Defendant Boynton Carolina Ale House, LLC (“BCAH”) opened a restaurant named “Carolina Ale House” in Boynton Beach, Florida. (Peterson Dec. ¶ 4, DE 90-13). BCAH’s restaurant is located about one mile away from Miller’s “BOYNTON BEACH ALE HOUSE” location. Id. BCAH operates “Carolina Ale House” under a license from LM Restaurants, Inc. (“LMR”), which licenses the “Carolina Ale House” brand to 13 restaurants across North Carolina, South Carolina, and Florida. (Lou Moshakos Affidavit, April 7, 2010, Ex. B, ¶ 11, DE 72-2).
Like Miller’s, BCAH uses a red logo that prominently features the words “Ale House;” this logo is displayed on both the outside of the building and on the uniforms of BCAH employees. Picture of BCAH exterior, DE 90-26; Picture of BCAH uniform, DE 90-31. BCAH also sells menu items with the prefix “Ale House,” such as “Ale House Chili” and “Ale House Mud Pie.” (Mitchell Koenig Declaration, June 19, 2009, ¶ 10c, DE 90-32). BCAH servers wear dark Polo shirts with khaki shorts or slacks. (Koenig Dec., ¶ lOf, DE 90-32). BCAH’s floor plan is similar to Miller’s in that it features a centrally located bar area, an open kitchen, dock wood on the interior walls, and high-top seating on the right side. (Koenig Dec., ¶ lOg, DE 90-32); Ale House Floor Plan, DE 90-59; BCAH Floor Plan, DE 90-60.
There are also similarities between the two establishments in terms of the services and promotions that they offer. For instance, Miller’s offers $5 off $25 coupons in the “Clipper” Magazine. (Peterson Dec. ¶ 15, DE 90-13). BCAH has offered $5 off $25 coupons. BCAH Coupons, DE 90-36. It is claimed on BCAH’s coupons that they are valid at “participating Palm Beach area locations,” even though there is only one Carolina Ale House location in Palm Beach County. Id. Like Miller’s, BCAH advertises pay-per-view mixed martial arts “fight nights.” Other “Carolina Ale House” locations outside of Florida do not appear to advertise these events. “Carolina Ale House” Websites, DE 90-79; BCAH and Weston Websites, DE 90-80. Both BCAH and Miller’s advertise day-specific dining discounts such as lunch specials, “Kids Eat Free Nights” and “Ladies Night.” Miller’s Specials Flyer, DE 90-8; BCAH Specials Flyer, DE 90-28.
Since BCAH opened the “Carolina Ale House” down the road from Miller’s Boynton location, there have been a number of instances where customers have confused the two restaurants. (Koenig Dec. ¶ 12, DE 90-32). Diners at Miller’s Boynton location have asked whether BCAH’s establishment is related to Miller’s. (Robert Skinner Declaration, June 11, 2010, ¶ 7, *1366 DE 90-42). Customers with take-out orders have mistakenly come to BCAH’s “Carolina Ale House” instead of Miller’s Boynton location. (Michael Therien Declaration, June 11, 2010, ¶ 5, DE 90-40). “Carolina Ale House” patrons have asked for menu items that are only available at Miller’s locations. (Amanda Pacinelli Declaration, June 4, 2010, ¶ 7, DE 90-43). Customers have arrived at Miller’s Boynton location expecting to meet their friends or family, who are actually waiting for them at the “Carolina Ale House,” and vice versa. (Carrie Lingafelter Declaration, June 4, 2010, ¶ 6, DE 90^14). People have attempted to redeem “Carolina Ale House” coupons at Miller’s Boynton location. (Shannon Tedesco Declaration, June 4, 2010, ¶ 7, DE 90-45).
On June 16, 2009, Miller’s filed the instant suit, alleging trademark infringement and trade dress infringement under both Florida law and Section 43 of the Lanham Act. Complaint, ¶ 1, DE 1. Miller’s also sues for copyright infringement under the Copyright Act of 1976, for unfair competition under the Lanham Act, and for Florida trademark dilution. Id.
The instant case is not the first time Miller’s “ALE HOUSE” branding has been examined in federal court. On March 26, 1998, Ale House Management, Inc. (AHM), Miller’s predecessor in interest,
1
sued another LMR licensee, Raleigh Ale House, Inc. (RAHI), alleging trademark and trade dress infringement, copyright infringement, and unfair trade practices.
See Ale House Management Inc. v. Raleigh Ale House, Inc., et al,
5:98-cv-247-F(2) (E.D.N.C.), Ex. 1, DE 31-1. In that case, AHM claimed that RAHI’s use of the term “ale house” in its restaurant name, “Carolina Ale House,” infringed AHM’s trademark rights.
Id.
The U.S. District Court for the Eastern District of North Carolina granted summary judgment for RAHI. Ex. 10, DE 31-11. In affirming the judgment of the District Court, the Fourth Circuit Court of Appeals held,
inter alia,
that “ale house” was a generic term that could not be protected under federal trademark law.
Ale House Management, Inc. v. Raleigh Ale House, Inc.,
Since the previous lawsuit, more than 20 new Miller’s locations have opened; Miller’s restaurants now appear to be the predominant users of the term “Ale House” in Florida. For example, a local newspaper, the Sun-Sentinel, hosts a web-based dining guide that separates restaurants and bars into various categories. Sun-Sentinel Webpage, DE 90-62. These categories include “Sports,” “Beer Garden,” “Brewery,” “Beerpub,” and “Pub,” but not “Ale House.” Sun-Sentinel Web-page, Bars & Clubs Section, DE 90-64. When typing “ale house” in the search field of the webpage, nearly all of the entries are Miller’s restaurants. Sun-Sentinel Webpage, Find Local Search Tool, DE 90-64. In the same vein, local yellow page phone directories throughout the Palm Beach County area separate dining establishments into subcategories, such as “Bars & Taverns,” “Restaurants,” and “Sports Bars;” there is no separate category for “Ale Houses.” Phone Books, Exs. 69-74, DE 90-69 to DE 90-74. Finally, another website entitled “SportsTavern.com” provides a directory of sports *1367 bars throughout the U.S.; under the listings for several cities in South Florida, several Miller’s “ALE HOUSE” restaurants are listed. SportsTavern.com Directory, DE 90-75.
Despite the ubiquitousness of Miller’s locations in Florida, the “Ale House” moniker is also used by other parties in South Florida besides Miller’s and BCAH. Another LMR licensee has operated a Carolina Ale House location in Weston, Florida since 2005. (Moshakos Aff. ¶ 10, DE 72-2). Additionally, the “Palm Beach Ale House & Raw Bar,” an independent restaurant unrelated to either of the parties in this case, currently operates in Palm Beach County.
See Miller v.
Preefer;
BCAH moves for summary judgment, arguing that: (1) “ale house” is a generic term not protectable under trademark law; (2) Miller’s trade dress is unprotectable; (3) there is no evidence that BCAH had access to Miller’s floor plans; (4) BCAH’s floor plan and Miller’s copyrighted floor plan are not substantially similar; (5) there is no evidence of unfair trade practices; and finally, (6) collateral estoppel bars Miller’s trademark, trade dress, and copyright claims. DE 71.
II. SUMMARY JUDGMENT STANDARD
Under Federal Rule of Civil Procedure 56(c), summary judgment may be rendered when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” “Where the record taken as a whole could not lead a rational trier of fact to find for the non-moving party, there is no ‘genuine issue for trial.’ ”
Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp.,
“[A] party seeking summary judgment always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of [the record] which it believes demonstrate the absence of a genuine issue of material fact.”
Celotex Corp. v. Catrett,
After the movant has met this burden, the non-moving party must produce evidence that shows that a material fact is in genuine dispute.
Anderson v. Liberty Lobby, Inc.,
In deciding a motion for summary judgment, the Court must view the evidence and all reasonable inferences therefrom in the light most favorable to the nonmoving party.
Witter v. Delta Air Lines, Inc.,
ILL LEGAL DISCUSSION
A. Miller’s Trademark Infringement Claim
Miller’s claims that BCAH has infringed its trademark in the term “ale house” and violated its rights under Section 43(a) of the Lanham Act, 15 U.S.C. § 1125. The relevant portions of the statute provide as follows:
(1) Any person who, on or in connection with any goods or services, or any container for goods, uses in commerce any word, term, name, symbol, or device, or any combination thereof, or any false designation of origin, false or misleading description of fact, or false or misleading representation of fact, which—
(A) is likely to cause confusion, or to cause mistake, or to deceive as to the affiliation, connection, or association of such person with another person, or as to the origin, sponsorship, or approval of his or her goods, services, or commercial activities by another person, or
(B) in commercial advertising or promotion, misrepresents the nature, characteristics, qualities, or geographic origin of his or her or another person’s goods, services, or commercial activities,
shall be liable in a civil action by any person who believes that he or she is or is likely to be damaged by such act.
“In order to prevail on a claim of trademark infringement, a plaintiff has the burden of showing (1) that he had a valid trademark and (2) that the defendant had adopted an identical or similar mark such that consumers were likely to confuse the two.”
Leigh v. Warner Bros., Inc.,
The Supreme Court has divided marks into five categories of distinctiveness, in increasing order of strength: (1) generic, (2) descriptive, (3) suggestive, (4) arbitrary, or (5) fanciful.
See id.
The strongest marks are “fanciful,” consisting of words or symbols that were invented solely for their use as trademarks.
See Abercrombie & Fitch Co. v. Hunting World, Inc.,
Here, BCAH argues that the Fourth Circuit ruling in
Ale House Management, Inc. v. Raleigh Ale House, Inc.,
1. Recapturing Generic Terms
A generic use of a word may not be registered as a trademark.
Park ’N Fly, Inc. v. Dollar Park & Fly, Inc.,
In rare instances, courts have held that a term previously categorized as generic could be recaptured as a trademark. In
Singer Mfg. Co. v. Briley,
2. Application of Issue Preclusion in Trademark Law
Replacing a “confusing lexicon,” the term “issue preclusion encompasses the doctrines once known as ‘collateral estoppel’ and ‘direct estoppel.’ ”
Taylor v. Sturgell,
(1) the issue at stake is identical to the one involved in the prior litigation;
(2) the issue must have been actually litigated in the prior suit;
(3) the determination of the issue in the prior litigation must have been a critical and necessary part of the judgment in that action; and
(4) the party against whom the earlier decision is asserted must have had a full and fair opportunity to litigate the issue in the earlier proceeding.
CSX Transportation, Inc. v. Brotherhood of Maintenance of Way Employees,
In support of its argument that issue preclusion does not apply, Miller’s points to
Opryland USA Inc. v. Great American Music Show, Inc.,
*1371 Whether “opry” has been recaptured as a trademark is not the subject of these opposition and cancellation proceedings, which deal with the registrability of the CAROLINA OPRY marks. However, Opryland is not estopped from showing the public perception of “opry”, as a significant component of the marks at issue. The Board erred in holding that Opryland could not present evidence of the present public perception of the term “opry”, for such evidence is of probative value in connection with the section 2 issues requiring adjudication.
Miller’s is correct that changed circumstances can thwart the operation of issue preclusion. If “there are material changed circumstances since the date of the initial court determination,” issue preclusion is inapplicable.
Gaylord Entertainment Co. v. Gilmore Entertainment Group,
3. Miller’s Evidence of Nongenericness is Insufficient
The Court first notes that BCAH has met its initial burden on summary judgment by presenting substantial evidence that “ale house” continues to be a generic term. BCAH has shown that there are multiple dining establishments that use the term “ale house” in their names; one of these establishments, “The Palm Beach Ale House & Raw Bar,” even operates in Palm Beach County.
See Investacorp, Inc. v. Arabian Inv. Banking Corp. (Investcorp) E.C.,
In response, Miller’s argues that this case involves different issues than the prior Fourth Circuit determination. Miller’s contends that because this litigation *1372 involves a different region, a different time, and different consumers, the legal issue being determined is not identical to the prior case. Thus, Miller’s asserts issue preclusion should not apply. Miller’s also argues that “ale house” has ceased to be a generic term in the time between the Fourth Circuit decision and the present. In light of the evidence Miller has produced, the Court does not agree with either of these arguments.
There are two critical deficiencies with the evidence Miller’s has presented to avoid the operation of issue preclusion. First, virtually all of Miller’s material on consumers’ perception of “ale house” is confined to Florida. This is problematic because “[t]he owner of a registered mark ... enjoys the unlimited right to use the mark nationwide,”
Tana v. Dantanna’s,
In this case, in order for Miller’s to avoid the bar of issue preclusion, it must show that consumer perception has changed nationwide, not only in a particular state. To this end, Miller’s has proffered testimony from Florida customers stating that they use the term “ale house” to refer to Miller’s chain of restaurants, and it has also shown that it has advertised and expanded its “ALE HOUSE” chain of restaurants extensively in Florida. Yet despite the fact that Miller’s operates several locations outside of Florida, Miller’s presents no evidence showing how the public views the term “ale house” in other parts of the country. Thus, even inferring from Miller’s evidence that a Florida consumer now associates the phrase “ale house” exclusively with Miller’s restaurants, such evidence does nothing to indicate how a Georgia or Pennsylvania consumer would view the term.
On a national level, the Court finds that Miller’s position in the marketplace is unchanged from where it was in the prior case. The Fourth Circuit Court of Appeals noted that Miller’s was a Florida-based chain that “had opened 21 facilities throughout Florida.”
Ale House Management,
The second deficiency with Miller’s evidence is that it is insufficient to raise a genuine issue of material fact as to whether a significant intervening factual change has occurred. For instance, Miller’s has submitted South Florida phone books and webpage restaurant directories that do not Use the term “alehouse” as a category
*1373
heading.
5
The absence of “ale house” from such headings does nothing to raise a question of fact as to whether “ale house” no longer carries any generic meaning for the relevant dining public.
See Liquid Controls Corp. v. Liquid Control Corp.,
Miller’s also proffers anecdotal testimony from former employees and customers of Miller’s Boynton location and BCAH’s restaurant, as well as a confusion calendar and logbook kept by the employees of Miller’s Boynton location to record instances of actual confusion. Taken in a light most favorable to Miller’s, the evidence shows that some diners have mistaken Miller’s Boynton location for BCAH’s restaurant (and vice versa). It also shows that customers have been confused as to whether the two establishments are related. This sort of actual confusion evidence is irrelevant, however, “unless the mark is protectible in the first instance.”
Gift of Learning Foundation, Inc. v. TGC, Inc.,
4. Conclusion
Viewing the reasonable inferences from the evidence in Miller’s favor, Miller’s evidence is insufficient as a matter of law to bring before a jury.
See BellSouth,
B. Miller’s Trade Dress Infringement Claim
“It is well established that trade dress can be protected under federal law. The design or packaging of a product may acquire a distinctiveness which serves to identify the product with its manufacturer or source.”
TrafFix Devices, Inc. v. Marketing Displays, Inc.,
Miller’s contends that BCAH has infringed Miller’s trade dress by appropriating Miller’s interior decor, layout, and red-colored logos. As an initial matter, BCAH argues that issue preclusion bars Miller’s from relitigating its trade dress claim.
See supra
Part III.A.2. In
Ale House Management, Inc. v. Raleigh Ale House, Inc.,
To prove trade dress infringement with respect to a particular product design, a plaintiff must prove “(1) the product design of the two products is confusingly similar; (2) the features of the product design are primarily non-functional; and (3) the product design is inherently distinctive or has acquired secondary meaning.”
Dippin’ Dots, Inc. v. Frosty Bites Distribution, LLC,
1. Miller’s Trade Dress Lacks Inherent Distinctiveness
BCAH claims that Miller’s trade dress is generic and unprotectable. Miller’s argues in response that its trade dress is distinct, especially when considering the overall impression conveyed by Miller’s restaurant interior, its red logo signage, and the use of “ale house” in various menu items.
In the Eleventh Circuit, the distinctiveness of a trade dress depends on, among other factors:
whether it [is] a “common” basic shape or design, whether it [is] unique or unusual in a particular field, [and] whether it [is] a mere refinement of a commonly-adopted and well-known form of ornamentation for a particular class of goods *1375 viewed by the public as a dress or ornamentation for the goods ...
AmBrit,
In the instant case, there is nothing unique or unusual about the interior elements Miller’s claims as its trade dress. Numerous restaurants have a centrally located bar, two hosts at the host station, an open kitchen, servers with dark Polo shirts and khaki lower garments, and wood on the walls.
8
There is also nothing particularly noteworthy about the design or placement of Miller’s menu, red restaurant signage, or promotional materials. These interior characteristics, when viewed in combination, are simply too generic to be protectable.
See HI Ltd. Partnership v. Winghouse of Florida, Inc.,
2. No Secondary Meaning in Miller’s Trade Dress
The secondary meaning attributed to a particular product name or product dress depends on, among other things,
(1) the length and manner of use; (2) the nature and extent of advertising and promotion; (3) the efforts made by plaintiff to promote a conscious connection with the public’s mind between the name and plaintiffs product; and (4) the extent to which the public actually identifies the name with plaintiffs product.
Vital Pharmaceuticals, Inc. v. American Body Bldg. Products, LLC,
All the evidence Miller’s has presented on the question of secondary meaning relates to the term “ale house.” The *1376 Court, however, has already found that the term “ale house” is generic and unprotectable. Miller’s has provided no evidence showing that its claimed trade dress has acquired secondary meaning in the eyes of the public. As noted supra in the Court’s discussion of Miller’s “ALE HOUSE” brand, Miller’s has not conducted a systematic survey of relevant consumers. 9 Instead, Miller’s presents instances of actual confusion in the form of witness testimony and employee-created confusion logbooks. This evidence simply does not support Miller’s claim; after examining both the testimony and the logbooks submitted by Miller’s, there are no recorded instances where diners associate the interior appearance and decor of Miller’s restaurants specifically with Miller’s “ALE HOUSE” brand. Without some evidence showing that Miller’s presence in the marketplace and efforts at branding its interior have actually been successful, no reasonable jury could conclude that Miller’s trade dress has acquired secondary meaning. Thus, Miller’s had failed to raise a genuine issue of material fact relative to this claim.
3. Conclusion
Because Miller’s trade dress lacks inherent distinctiveness, and because Miller’s has not submitted competent evidence to raise a genuine issue of material fact that its restaurant decorations and layout are recognized as trade dress by consumers, the Court holds, as a matter of law, that Miller’s restaurant interiors are not protectable trade dress.
C. False Advertising Claim
Section 1125(a) of Title 15 of the United States Code “is one of the few provisions [of the Lanham Act] that goes beyond trademark protection.”
Dastar Corp. v. Twentieth Century Fox Film Corp.,
(1) the advertisements of the opposing party were false or misleading; (2) the advertisements deceived, or had the capacity to deceive, consumers; (3) the deception had a material effect on purchasing decisions; (4) the misrepresented product or service affects interstate commerce; and (5) the movant has been-or is likely to be-injured as a result of the false advertising.
Hickson Corp. v. Northern Crossarm Co., Inc.,
In this case, Miller’s alleges that BCAH has engaged in false advertising through its coupons. In addition to offering the same type of discount that Miller’s coupons have offered in the past, BCAH’s coupons state that they are “valid at participating Palm Beach Area locations.” Miller’s claims that this is a misleading *1377 statement intended to deceive consumers and trade on the goodwill of Miller’s “ALE HOUSE” restaurants, as BCAH’s restaurant is the only Carolina Ale House restaurant in Palm Beach County. BCAH argues that the coupons are not misleading, as there is a Carolina Ale House location in Weston, Florida (a city in Broward County). Miller’s responds that Weston is not part of the “Palm Beach Area.”
When evaluating the falsity of an advertisement, “ ‘a court must analyze the message conveyed in full context’ and ‘must view the face of the statement in its entirety, rather than examining the eyes, nose, and mouth separately and in isolation from each other.’ ”
Johnson & Johnson Vision Care, Inc. v. 1-800 Contacts, Inc.,
False advertising also encompasses “ ‘claims that may be literally true or ambiguous but which implicitly convey a false impression, are misleading in context, or likely to deceive consumers.’ ”
Hickson,
Miller’s also claims that BCAH has unfairly copied its dining promotions and special events, like Miller’s pay-per-view mixed-martial arts “fight nights,” in an effort to insinuate that BCAH is a part of Miller’s family of restaurants. Even assuming that BCAH intended to copy Miller’s specials, BCAH’s promotions are not unfair competition as a matter of law. “In general, unless an intellectual property right such as a patent or copyright protects an item, it will be subject to copying.”
TrafFix Devices, Inc. v. Marketing Displays, Inc.,
Accordingly, the Court holds that no reasonable jury could find that BCAH has engaged in unfair competition as defined by the Lanham Act.
D. Copyright Infringement Claim
To state a claim for copyright infringement under the Copyright Act, “two elements must be proven: (1) ownership of a valid copyright, and (2) copying of constituent elements of the work that are original.”
Feist Publications, Inc. v. Rural Tel. Serv. Co.,
In this case, Miller’s claims that BCAH infringed one of Miller’s copyrighted restaurant floor plans, entitled “Ale House Floor Plan Five.” BCAH argues that its floor plan is not substantially similar to Miller’s plan. 10 The Court agrees. 11
Courts are sometimes reluctant to grant summary judgment in copyright cases, since assessing the similarities between two works is a subjective determination typically left to the factfinder.
Peel & Co., Inc. v. Rug Market,
The Copyright Act’s definition of “architectural work” includes “the arrangement
*1379
and composition of spaces and elements in the design” but excludes “individual standard features,” such as windows, doors, and other common architectural features. 17 U.S.C. § 101. Because of this narrow definition, when comparing two architectural floor plans, “modest dissimilarities are more significant than they may be in other types of art works.”
Howard v. Sterchi,
In this case, Miller’s argues that BCAH’s floor plan is substantially similar to Miller’s “Ale House Floor Plan Five.” When viewed at a broad level of generality, the two floor plans are arguably similar. From the perspective of a customer entering each establishment, both floor plans feature restrooms at the rear left and a kitchen on the rear right, a central bar with booth seating on the left side, and “high-top” tables and stools to the right accompanied by pool tables. For the purposes of the copyright infringement analysis, however, the overall plans must be compared at the level of protected expression: a factfinder must be able to determine that BCAH’s
arrangement
of these common elements bears a substantial similarity to Miller’s floor plan.
See Oravec v. Sunny Isles Luxury Ventures, L.C.,
An examination of the two plans reveals numerous differences between each arrangement of design elements. Although both plans contain centrally located bars, for instance, the bars are in different locations relative to each restaurant’s entryway; Miller’s central bar is on the right while BCAH’s is slightly to the left. Much of the interior seating is markedly dissimilar; Miller’s has several columns of booth seating to the left of the entryway while BCAH interposes a single column of tables between its booths. BCAH has divided its bathroom entrances from the dining area with a solid wall and Miller’s has not. The arrangement of the pool tables and video games inside each restaurant is distinct; Miller’s places its pool tables in a column between its tables, while BCAH separates its pool tables from the diners and lines its video games along a wall. The outdoor areas are dramatically different; BCAH has a separate outside corner bar and outside seating that hugs the corner of the building, and Miller’s floor plan does not specify any outdoor seating at all.
Even on an element by element basis, much of BCAH’s floor plan is distinct from Miller’s. Because architectural works are only accorded “thin” protection for their overall arrangement of common elements, the Court finds, as a matter of law, that the differences here are dramatic and overwhelming, and that the similarities between BCAH’s layout and Miller’s floor plan exist only at a broad conceptual level. Miller’s does not have a copyright on the idea of a centrally located bar, booth seating on the side of a restaurant, or restrooms located in the rear. No reasonable jury, properly instructed, could find that the two floor plans are substantially similar at the level of protected expression. Thus, as a matter of law, Miller’s cannot show substantial similarity and cannot prove its copyright infringement claim.
TV. CONCLUSION
For the foregoing reasons, it is hereby ORDERED AND ADJUDGED that De *1380 fendant’s Motion for Summary Judgment (DE 70) is GRANTED.
Since all of Miller’s federal claims have been disposed of, the Court declines to exercise supplemental jurisdiction over Miller’s state law unfair competition claims. The Court will enter judgment separately.
Notes
. See Defendant's Amended Statement of Facts in Support of Motion for Summary Judgment, ¶ 2, n. 2 DE 73. In the Statement of Disputed Material Facts in Opposition to Defendant's Motion for Summary Judgment filed by Plaintiff, DE 90, it did not refute this fact.
. To the extent Miller’s is claiming trademark rights in a family of marks with "ALE HOUSE” as a common surname, a determination that the “ALE HOUSE” surname is generic would be fatal to the entire mark.
See Spraying Systems Co. v. Delavan, Inc.,
. Miller's is the direct successor in interest of AHM, the plaintiff in the Fourth Circuit case.
See
n. 1 at p. 6,
supra.
An assignee of a trademark "steps into the shoes" of the assignor.
Carnival Brand Seafood Co. v. Carnival Brands, Inc.,
. WSM was Opryland’s corporate predecessor.
. The Court notes that there are a number of common restaurant appellations, such as "café” or "bistro,” that may be absent from the category headings of local phone books or web directories, but that are nonetheless generic terms.
. Some circuits disapprove of consumer survey evidence entirely in the genericness inquiry when the term in question is not a coined name, on the basis that secondary meaning can never take a term out of the public domain.
See generally Schwan’s IP, LLC v. Kraft Pizza Co.,
. In granting summary judgment, the District Court adopted RAHI's memorandum of law in its entirety. Order of Eastern District of North Carolina, Ex. 10, DE 31-11. The Court notes that RAHI's memorandum did not directly argue that Miller's trade dress is generic and unprotectable. See Memorandum in Support of Defendants' Motion to Dismiss, Ex. 3, DE 31-4.
. Arguably, a centrally located bar and an open kitchen are, in and of themselves, functional characteristics which cannot be protected as trade dress.
See Epic Metals Corp. v. Souliere,
. A consumer survey is not required for proving trade dress infringement, but such a survey is strong evidence of how the general public view a particular trade dress.
See Vital Pharmaceuticals,
. BCAH contends that issue preclusion bars Miller’s from bringing its copyright claim. Miller’s is litigating one of the same copyrighted floor plans it presented in
Ale House Management, Inc. v. Raleigh Ale House, Inc.,
. BCAH also claims that Miller’s has not produced evidence that BCAH accessed Miller’s floor plans. Miller’s argues that BCAH had access to the floor plans because Lou Moshakos, an owner of BCAH, saw the floor plans in the course of the prior Fourth Circuit case. Because the Court finds, as a matter of law, that the works in question are not substantially similar, the Court does not address the issue of access.
