In March 2003, plaintiff was assaulted and seriously injured by a man named Homer Woods in a convenience store located adjacent to the apartment complex where plaintiff and Woods both lived. Plaintiff
1
subsequently brought this action against the owners of the apartment complex and their property managers, Tabor West Investment Co., LLC, and E. C. Owen Property Management, Inc., respectively,
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alleging claims for negligence and for damages under ORS
We consider the facts in the summary judgment record in the light most favorable to plaintiff, the nonmoving party. ORCP 47 C;
McCabe v. State of Oregon,
One day, a month or so after he had moved in, Owen asked Woods to turn down the volume on his music. At the time, Woods was standing outside the open door of his apartment. Woods told Owen that if he did not like it, he could call the police. He then went back into his apartment, slammed the door, and turned the music up even louder. He also began to throw items out of his apartment onto the lawn. On the same day, Owen gave Woods a written 60-day “Notice of Termination with Cause” 4 for violating the terms of his rental agreement — specifically, not keeping noise to a reasonable level. The notice instructed Woods that he would be required to vacate the apartment by April 29 if he did not remedy the problem by April 13. During that evening and into the early morning hours of the next day, Owen saw that Woods “seemed to be on edge, talking to himself in his apartment with his windows open.”
Approximately one week later, on March 7, 2003, Owen saw plaintiff and Woods arguing and saw Woods push plaintiff. He did not report the incident to the police nor did he contact plaintiff’s sister. Plaintiffs sister stated in an affidavit that she believed that plaintiff would have avoided contact with Woods if someone had told him to do so.
The next day, March 8, Owen saw plaintiff knock on Woods’s apartment door. When Woods did not answer, plaintiff stood in front of Woods’s window for a few minutes modeling his new coat, then went out the walkway over to the adjacent 7-Eleven store. Woods followed plaintiff and physically assaulted him in the 7-Eleven, resulting in serious injuries to plaintiff. 5
Plaintiff filed this action, alleging two claims for relief. In the first, plaintiff alleged that defendants were
negligent in one or more of the following particulars: (1) failing to keep the premises safe for its tenants; (2) failing to properly investigate Woods’s background; (3) failing to warn other tenants concerning Woods despite knowing his history and propensity for violence; (4) failing to evict Woods from the apartment after his violent behavior at the premises; (5) failing to warn other tenants after Woods displayed violent behavior at the premises; (6) renting to Woods despite knowing of his mental illness and violent history; and (7) failing to warn or take other precautions to protect vulnerable tenants from Woods.
Defendants moved for summary judgment on both claims, the trial court granted defendants’ motion, and plaintiff now appeals. For ease of reference, we discuss each claim — including the trial court’s treatment of the claim— separately, beginning with plaintiffs negligence claim.
With respect to that claim, defendants argued below that their liability in negligence was to be determined solely by reference to the landlord-tenant relationship that existed between defendants and plaintiff — rather than by general foreseeability principles — and that, under that relationship, “an off-premises assault by a tenant is not the landlord’s responsibility.” Essentially, defendants argued that they cannot be held liable for plaintiffs injuries as a matter of law, because they had no duty as a landlord to investigate or evict Woods, nor to warn other tenants of his background or antisocial behavior. Alternatively, defendants contended that they could not be liable even under a general foreseeability theory because “mere facilitation of an unintended adverse result where the intervening intentional criminality of another person is the harm-producing event does not cause the harm so as to support liability for it.”
The trial court concluded that the landlord-tenant relationship between defendants and plaintiff was irrelevant because the harm did not occur on the landlord’s premises. Instead, citing
Park v. Hoffard,
We affirm the trial court’s grant of summary judgment only if the record, viewed in the light most favorable to plaintiff, presents no disputed issues of material facts, and the undisputed facts entitled defendants to prevail as a matter of law. ORCP 47 C;
Jones v. General Motors Corp.,
Our starting point is the Supreme Court’s decision in
Fazzolari v. Portland School Dist. No. 1J,
“unless the parties invoke a status, a relationship, or a particular standard of conduct that creates, defines, or limits the defendant’s duty, the issue of liability for harm actually resulting from defendant’s conduct properly depends on whether that conduct unreasonably created a foreseeable risk to a protected interest of the kind of harm that befell the plaintiff. The role of the court is what it ordinarily is in cases involving the evaluation of particular situations under broad and imprecise standards: to determine whether upon the facts alleged or the evidence presented no reasonable factfinder could decide one or more elements of liability for one or the other party.”
Id.
at 17. As the parties correctly recognize, a landlord-tenant relationship is a type of special relationship that, under
Fazzolari,
bears on the determination of defendants’ obligations to plaintiff.
McPherson v. Oregon Dept, of Corrections,
In contrast, defendants assert that the landlord-tenant relationship both defines and
limits
defendants’ duty to plaintiff and, hence, the general foreseeability principles of
Fazzolari
are simply not applicable. They rely
on Dikeman v. Carla Properties, Ltd.,
“[T]he existence of a special relationship — as, for example, the one between a landlord and a tenant — ‘creates, defines, or limits’ the duties that are owed by the parties to that relationship. Fazzolari[,303 Or at 17 ]; see also Buckler v. Oregon Corrections Div., [316 Or 499 , 504-05,853 P2d 798 (1993)] (citing Park[,315 Or at 631-32 ]). As the court explained in Buckler, ‘[i]t is only when there is no such special relationship * * * that Fazzolari’s general foreseeability principle * * * comes into * * * play.’316 Or at 504 .”
(Footnote omitted; emphasis, ellipses, and final bracketing in Dikeman.)
The Supreme Court, however, has since rejected such a strict categorical approach — that is, dividing torts into claims in which the plaintiff invokes a special relationship and “liability depends solely on the scope of the duty associated with that relationship,” and those in which the plaintiff invokes no special relationship and the “general negligence standard of reasonable foreseeability applies.”
Oregon Steel Mills, Inc. v. Coopers & Lybrand, LLP,
“Even when a special relationship is the basis for the duty of care owed by one person to another, this court has held that, if the special relationship (or status or standard of conduct) does not prescribe a particular scope of duty, then ‘[cjommon law principles of reasonable care and foreseeability of harm are relevant.’ Cain v. Rijken,300 Or 706 , 717,717 P2d 140 (1986) (quoted with approval in Fazzolari,303 Or at 16-17 ).”
Id.
at 342 (brackets in original). The court pointed to
Buckler
as amplification of that principle, noting that, there, the state defendant occupied a “status” (as the jailer of an escaped prisoner) that raised duties of care, but “those duties of care were based on common-law principles and did not provide a separate basis for liability in that case, in part because the harm to plaintiff was not foreseeable[.]”
Oregon Steel Mills,
As noted, in this case, the parties agree that the landlord-tenant relationship is a special relationship that bears on defendants’ obligations to plaintiff. Consequently, we must first determine whether the scope of the duty of care owed by defendants to plaintiff in this case is prescribed by that relationship. Defendants contend that it is, relying on Park. We disagree.
In
Park,
the precise issue was whether the landlord could be liable for injuries suffered by the plaintiff as a result of an attack by a tenant’s dog that occurred off the rental property, where the plaintiff claimed that the attack resulted from the landlord’s failure to evict the tenant or take measures to control the dog.
“That is, a landlord can be liable for such harm only if (1) the landlord, at the time of entering into a lease, at the time of renewing a lease or a periodic tenancy, or at any time during a tenancy at will or other tenancy that the landlord is able to terminate unilaterally, consents to such activity or knows that it will be carried on, and (2) the landlord knows or has reason to know that the activity will unavoidably involve an unreasonable risk of harm to persons off the rental property.”
Defendants fail to recognize, however, that, while the court held that that was “an appropriate rule” to apply in determining a landlord’s liability for physical harm to persons off the rental property caused by the tenant’s dog, id. at 632, it did not attempt to prescribe the universe of the defendant’s duty of care as a landlord. Significantly, the scope of the defendant’s liability in Park was premised on the landlord-tenant relationship between the defendant and the tenant whose conduct was the harm-producing force. Here, a landlord-tenant relationship also exists between defendant and plaintiff, a circumstance that Park simply does not address. Thus, contrary to defendants’ assertions, plaintiffs reliance on general foreseeability principles to determine the parameters of defendants’ duty of care to plaintiff is not precluded by Park.
Plaintiff, on the other hand, invokes
Fuhrer v. Gearhart By The Sea, Inc.,
The court first determined the appropriate analytical approach to be followed when the negligence alleged is a failure to warn or protect:
“Failure to warn or protect should be analyzed in terms of foreseeability and unreasonable conduct. If a specific affirmative duty is imposed by statute, status or relationship, an analysis based on that specific duty is also appropriate. As noted in Fazzolari, the difference between a traditional duty analysis and a foreseeability analysis may be only semantic. In ‘duty’ terms, a defendant may be found to have a duty to warn another of an undue risk of harm to a protected interest of the other if the defendant knows of the risk. See the discussion of Prosser and Keeton, The Law of Torts (5th ed 1984), and Harper, James & Gray, The Law of Torts (2d ed 1986), in Fazzolari,303 Or at 9 . If the defendant has a specific duty to the plaintiff, the defendant may also be liable without knowledge of the risk; that depends on the terms of the particular duty. Absent an affirmative duty, the existence of a ‘duty’ in the given circumstances is a conclusion to be reached, not a means of analysis.”
Fuhrer,
“[ijnnkeepers and possessors of land have an affirmative duty to warn their paying guests and invitees of foreseeable unreasonable risks of physical harm; when the risk involves a dangerous condition off the premises, the trier of fact must decide thereasonableness of the failure to warn in all the circumstances.”
Id. at 441.
Defendants argue that, unlike Fuhrer, this is not a “failure-to-warn” case. They contend that they had no duty as a landlord to warn plaintiff about Woods or to protect plaintiff from him, and that, unlike the ocean and beach at issue in Fuhrer, Woods is not a “condition” of defendants’ land, or of any land. We are not persuaded by defendants’ attempt to distinguish Fuhrer. As the court in Führer explained, “the risk of harm created [in a warning case] is exposure to a danger known to the defendant.” Id. at 438. Here, the allegedly dangerous condition known to defendants is Woods’s presence as a tenant in the apartment complex; the risk of harm is exposing other tenants to that presence.
We agree with plaintiff that resolution of the specific issue of whether a landlord’s duty encompasses a duty to warn or otherwise protect tenants against that risk of harm is, as in
Fuhrer,
a matter of general foreseeability in the specific circumstances of each case. In short, we conclude that the landlord-tenant relationship imposes on a landlord an affirmative duty to take reasonable steps to warn or otherwise protect a tenant from “foreseeable unreasonable risks of physical harm” posed by another tenant, whether on or off the premises.
Cf. McPherson,
The issue therefore reduces to whether, on the facts viewed in the light most favorable to plaintiff, no reasonable juror could conclude that defendants’ failure to warn plaintiff about Woods’s history or behavior or to take measures to protect him from Woods created a foreseeable risk that plaintiff
would be assaulted by Woods. Although foreseeability is generally a fact question for the jury and thus not a likely candidate for summary judgment, that rule is not absolute.
Fazzolari,
The fact that the injury was inflicted by a third person — here Woods — does not necessarily render the harm unforeseeable to the defendant as a matter of law.
Fazzolari,
“While it is generally foreseeable that criminals may commit crimes and that prisoners may escape and engage in criminal activity while at large, that level of foreseeability does not make the criminal’s acts the legal responsibility of everyone who may have contributed in some way to the criminal opportunity. * * * Thus, in a general sense, it is foreseeable that anyone whose conduct may in any way facilitate the criminal in committing the crime has played some part in the resulting harm. But mere ‘facilitation’ of an unintended adverse result, where intervening intentional criminality of another person is the harm-producing force, does not cause the harm so as to support liability for it.”
Id. at 511-12. Applying that reasoning, the court further determined that liability based on the defendant’s failure to warn the plaintiffs that an escaped criminal might be in the area was not tenable because the plaintiff failed to produce evidence that the defendant knew or had reason to know of the specific danger presented by the prisoner to the plaintiffs. In the absence of that knowledge, “it was not reasonably foreseeable that the escapee posed a risk of harm to persons in plaintiffs’ position.” Id. at 516.
Our cases following
Buchler
have recognized that the third-party criminal offender’s criminal history and propensity for violence — at least insofar as it was or should have been known to the defendant — is an important consideration in determining whether the harm by the offender was reasonably foreseeable.
See, e.g., Panpat v. Owens-Brockway Glass Container,
However, as we recently emphasized in
McPherson,
Plaintiff argues that, based on what defendants knew of Woods’s “criminal history, psychiatric problems, and conduct” at the apartment complex, as well as what they knew about plaintiffs vulnerability, Woods’s assault on plaintiff was a reasonably foreseeable consequence of defendants’ failure to warn plaintiff or to take other steps to protect him. We are unpersuaded. 7
First, with regard to Woods’s “criminal history” and “psychiatric problems,” the record supports that defendants knew the following: (1) Woods was a former Marine who had just been released from the Oregon State Hospital; (2) he had been there for “five to six or seven years” as the result of an assault; and (3) he was on medication to “keep him mellow.” From those facts, the record is also susceptible of an inference that defendants knew that Woods had a mental illness; it does not, however, support a finding that defendants knew that Woods had been adjudged “guilty except for insanity” or that he had previously been determined to be a danger to the community, as plaintiff suggests. In fact, there is nothing in the record to indicate that defendants were aware of any of the details or characteristics of Woods’s mental illness, other than that he was taking medication. Most significantly, there is nothing in the record to indicate that defendants knew that Woods was prone to violence as a result of his mental illness. Further, the record does not permit an inference that defendants were aware of the circumstances of Woods’s release— that is, that he was being released because he had served the full term, not because his mental condition had been successfully treated.
Likewise, plaintiff did not produce evidence indicating that defendants knew the circumstances surrounding Woods’s assault or even the specific nature of the crime (attempted assault in the first degree). For example, had the evidence shown that Woods’s criminal history involved a random, unprovoked attack against a neighbor or stranger — and that defendants knew of those circumstances — a rational person might conclude that the risk of Woods assaulting plaintiff was reasonably foreseeable. Instead, on this record, all defendants knew about Woods’s assault was that it occurred at least five years before, that it may have been related to Woods’s military training, and that he ended up at the Oregon State Hospital as a result. From that information, no reasonable person could conclude that it was reasonably foreseeable that Woods would become violent and cause bodily harm to another tenant.
The final question is whether that knowledge of Woods’s criminal history and mental illness, when combined with defendants’ knowledge of Woods’s behavior after moving into the apartment, could nonetheless support a finding that Woods posed a foreseeable risk of harm of the type plaintiff suffered. Plaintiff points to two incidents in particular. The first occurred when Owen asked Woods to turn down the volume of his stereo. Woods’s reaction was to tell Owen to call the police if he did not like it, slam the door, and turn the music up louder. Later, he threw some things from his apartment out onto the lawn. Owen also observed that Woods was “on edge” and talking to himself that night and into the morning. While Woods’s behavior was irrational, and may even have indicated that Woods’s mental condition was deteriorating, it does not suggest — particularly in light of what defendants knew about Woods’s mental illness — that defendants should have anticipated that that behavior would escalate into physical violence, particularly violence against another tenant.
The second incident occurred approximately one week later. On that day, Owen witnessed Woods physically “push” plaintiff. The only evidence in the record about that interaction, however, is Owen’s own deposition testimony that, while he did not remember seeing Woods push plaintiff, his failure to recall the incident may have been because he thought it was “more of a friendly push than something serious.” At best then, the evidence
In that sense, the present case is markedly distinct from our recent decision in
Fraker v. Benton County Sheriff’s Office,
In sum, even recognizing that the concept of foreseeability refers to “generalized risks of the type of incidents and injuries that occurred rather than predictability of the actual sequence of events,”
Fazzolari,
We turn to plaintiffs claim for damages under ORS 124.100 (2003). 8 9 That statute provides, in part:
“(1) An elderly or incapacitated person who suffers injury, damage or death by reason of physical abuse or financial abuse may bring an action against any person who has caused the physical or financial abuse or who has permitted another person to engage in physical or financial abuse. * * *
******
“(2) An action may be brought under the provisions of this section only by * * * an incapacitated person, by a guardian, conservator or attorney-in-fact for a person who is incapacitated * * *.
“(3) An action may only be brought under the provisions of this section for physical abuse described in ORS 124.105 * * *.[ 9 ]
“(4) An action may be brought under this section against a person for permitting another person to engage in physical or financial abuse if the person knowingly acts or fails to act under circumstances in which a reasonable person should have known of the physical or financial abuse.”
Plaintiff challenges those conclusions on appeal, arguing that negligence is not required and that, under the meaning of the term “permitting” as described in the statute itself, there is evidence from which a jury could reasonably find that defendants “permitt[ed]” the abuse of plaintiff by failing to take any action to prevent the abuse under circumstances in which a reasonable person should have known of the abuse.
Defendants remonstrate that, under the relevant dictionary definition of the term “permit,” defendants cannot be liable because they did not “control, direct, consent to, or authorize the assault on plaintiff.” They further argue that they did not “knowingly act[ ] or fail[ ] to act” as required under the statute because they neither witnessed the attack nor “engaged in [the] conduct” of assault as required by ORS 124.105. 10
In construing a statute, our task is to ascertain the intention of the legislature in enacting the statute. In this case, that intent can be easily discerned by reference to the text of the statute itself. As noted, ORS 124.100 authorizes, as relevant here, an action by an incapacitated person (or his or her guardian) against any person “who has permitted another person to engage in physical or financial abuse.” ORS 124.100(1), (2). In subsection (4), the legislature then specifically defined what it meant by that phrase, to wit: “An action may be brought under this section against a person for permitting another person to engage in physical or financial abuse
if the person knowingly acts or fails to act under circumstances in which a reasonable person should have known of the physical * * * abuse”
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(Emphasis added.) Given that clear statutory definition, we see no reason to turn to the dictionary to ascertain the statute’s meaning.
See State v. Murray,
The “physical abuse” alleged to have been permitted by defendants here is Woods’s assault on plaintiff at the 7-Eleven store. Thus, defendants could be liable under the statute only if they “knowingly act[ed] or fail[ed] to act under circumstances in which a reasonable person should have known of’ that assault. Plaintiffs claim is premised on the latter, that is, defendants’ failure to act to prevent the assault. To survive summary judgment, therefore, plaintiff had to submit evidence from which a jury could conclude that defendants failed to act to prevent an assault that a reasonable person should, under the circumstances, have known that Woods would commit. The record does not support such a finding here.
On the day of the assault, Owen did not witness any physical altercation or interaction between Woods and plaintiff. Instead, Owen saw plaintiff knock on Woods’s apartment
door; when Woods did not answer, plaintiff stood in front of the window for a few minutes and then left.
12
Indeed, the
Affirmed.
Notes
The action was brought by and through plaintiffs legal guardian, Janis Miller.
Plaintiff also named B & D Management, Inc., a fiduciary for Homer Woods, as a defendant. That defendant is not a party to this appeal. The remaining defendants, Tabor West Investment Co., LLC, and E. C. Owen Property Management, Inc., do not argue any basis for distinguishing between them in resolving this appeal; thus, we refer to them collectively as defendants.
Defendants do not dispute that Owen was at all relevant times acting within the course and scope of his employment or agency relationship with defendants and, thus, his actions are properly attributable to defendants.
That 60-day notice is part of the summary judgment record; however, the record also includes a letter Owen wrote to Woods’s fiduciary stating that he had given Woods a 30-day notice to terminate. That inconsistency in the record is ultimately immaterial to our analysis.
Woods was subsequently arrested and returned to state custody.
In McPherson, we relied, in part, on comment l of Section 17.3 of Restatement (Second) of Property, Landlord & Tenant (1977), which provided:
“ ‘For the purpose of this section, the unreasonable risk of harm from criminal intrusion constitutes a dangerous condition, so that where the landlord could by the exercise of reasonable care have discovered the unreasonable risk of criminal intrusion and could have made the condition safe from such unreasonable risk of criminal intrusion, he is subject to liability for physical harm caused by criminal intrusion if he has not taken the necessary precautions.’ ”
Id. at 611.
Although plaintiff initially advanced an argument that focused on information that defendants should have known about Woods, we conclude that plaintiff abandoned that argument.
Although the 2001 version of the statute was in effect at the time of plaintiffs injury on March 8, 2003, the 2003 amendments (providing for treble damages) expressly apply with respect to causes of action filed on or after January 1, 2004. Or Laws 2003, ch 211, §§ 1,2. The cause of action in this case was filed after that date; hence, we refer to the 2003 version of the statute in this opinion. The statute was further amended in 2005 and 2007. See Or Laws 2005, ch 87, § 1, Or Laws 2005, ch 386, § la; Or Laws 2007, ch 70, § 30. Those amendments do not apply with respect to this case.
We quote the relevant portion of the 2001 version of ORS 124.105, which was in effect at the time of plaintiff’s injury:
“(1) An action may be brought under ORS 124.100 for physical abuse if the defendant engaged in conduct against an elderly or incapacitated person that would constitute any of the following:
“(a) Assault, under the provisions of ORS 163.160, 163.165, 163.175 and 163.185.”
ORS 124.105 has been subsequently amended by the legislature. Or Laws 2003, ch 577, § 4; Or Laws 2005, ch 386, § 2.
We readily reject defendants’ argument that ORS 124.105(l)(a) requires that defendants actually have committed the assault. By expressly authorizing an action under the statute for “permitting” another person to engage in physical abuse, ORS 124.100 patently refutes that suggestion. Defendants’ reading would render that portion of ORS 124.100(1) — as well as all of subsection (4) defining what it means to “permit” abuse — superfluous. ORS 174.010 requires us to construe statutes, if possible, so as to give effect to all of their provisions. We therefore reject defendants’ proposed construction of ORS 124.105(l)(a).
“Physical abuse” is, in turn, defined to include, among other things, conduct that would constitute any of the various degrees of assault under Oregon law. ORS 124.105(l)(a) (2001).
In his deposition testimony, Owen said that he saw plaintiff “making a nuisance of himself [by modeling the coat] and [Woods] is getting mad at him for it.” However, he explained that his feeling was based on the fact that Woods did not open the door for plaintiff, not because he witnessed any indication of Woods’s animosity or antagonism toward plaintiff. In fact, his comment was prefaced by this statement: “I just remember the humor of the circumstance to me, at that time, because I wasn’t, didn’t see anything serious happening.”
Although our reasoning differs from that on which the trial court relied, it is nonetheless based on a fully developed record below.
See Outdoor Media Dimensions Inc. v. State of Oregon,
