Plaintiff and Defendants wish to depose non-party James L. Styers but Styers believes he is entitled to refuse to answer all possible questions based on his Fifth Amendment privilege. Plaintiff and Defendants disagree, arguing the history and current status of Styers' challenges to his convictions and sentences establish he is no longer entitled to invoke the Fifth Amendment privilege. There is no authority definitively resolving the issue, specifically regarding Styers and his present status, but the better reading of existing law is that Styers is not now entitled to invoke the privilege regarding the crimes underlying his convictions.
BACKGROUND
Styers' ability to invoke the Fifth Amendment appears to depend on the current status of his post-conviction challenges. Therefore, the Court has looked to the history of his post-conviction challenges in some detail. Only after reciting those events can the focus turn to the attempts to depose Styers in this litigation.
A. Styers' Post-Conviction Proceedings
In 1990, Styers was convicted of "first-degree murder, conspiracy to commit first-degree murder, child abuse, and kidnapping."
Styers then pursued state post-conviction relief.
Upon remand, "the district court entered judgment granting the writ of habeas corpus unless the State of Arizona, within 120 days of the judgment, 'initiate[d] proceedings either to correct the constitutional error in Petitioner's death sentence or to vacate the sentence and impose a lesser sentence consistent with the law.' " Styers v. Ryan ,
The district court denied Styers' request for an unconditional writ. The district court held the relief ordered by the Ninth Circuit "gave the State the opportunity to cure the constitutional defect" but did not specify precisely how it must do so.
Shortly after the district court's decision denying Styers' request for an unconditional writ, he filed a separate petition in federal court. CV-12-2332-PHX-JAT. That petition raised eight grounds for relief. Styers v. Ryan ,
On December 30, 2015, the Ninth Circuit issued its opinion regarding Styer's earlier petition. In that opinion, the Ninth Circuit addressed whether, after the writ had been granted, the Arizona Supreme Court
After the petition for writ of certiorari was denied in 2017, the district court hearing Styers' second federal petition issued its ruling. That court concluded the only grounds for relief that were still pending involved the propriety of the Arizona Supreme Court's independent sentencing review. Because the Ninth Circuit had addressed those grounds in its 2015 decision, the district court found the grounds "moot." Styers v. Ryan ,
Based on this extensive history, Styers' convictions and death sentence have followed slightly differently post-conviction paths. Regarding his convictions, they have been affirmed during the following proceedings: 1) a direct appeal to the Arizona Supreme Court; 2) an unsuccessful petition for writ of certiorari to the United States Supreme Court; 3) state post-conviction proceedings; 4) federal district court; 5) Ninth Circuit review; 6) an unsuccessful petition for writ of certiorari to the United States Supreme Court. Based on this history, it seems clear that there is no path remaining for Styers to challenge his convictions.
As for Styers' death sentence, he obtained relief from the Ninth Circuit in 2008 and the Arizona Supreme Court, after engaging in a new independent sentencing review, concluded the death sentence was appropriate. After that decision, Styers has unsuccessfully sought to challenge his sentence through the following: 1) an unsuccessful petition for writ of certiorari to the United States Supreme Court regarding the Arizona Supreme Court's decision; 2) an unsuccessful motion in district court; 3) a published Ninth Circuit opinion concluding the resentencing complied with previous federal orders and did not violate Styers' constitutional rights; 4) an unsuccessful petition for writ of certiorari regarding that Ninth Circuit decision; and 5) a district court order denying relief because the sentencing claims had already been considered and rejected by the Ninth Circuit. As with his convictions, it seems clear that there is no path remaining for Styers to challenge his death sentence.
Despite these decades-long attempts to overturn his convictions and sentences, Styers believes he still has not "exhausted all avenues for state post-conviction relief." Styers plans "to file a post-conviction petition" under one of the exceptions allowing for successive petitions. (Doc. 269 at 7). In addition, Styers describes his Ninth Circuit
B. Styers' Deposition
During the present litigation, both Plaintiff and Defendants have sought to depose Styers. Hoping to avoid prolonged proceedings, the Court originally directed the parties to submit written questions to Styers and his counsel for their consideration. (Doc. 206). Plaintiff and Defendants did so but Styers, through his counsel, stated he planned to invoke the Fifth Amendment to every question except for his date of birth and the date of his marriage. (Doc. 253-1 at 1). Thus, Styers claimed he was entitled to invoke the Fifth Amendment regarding, for example, the "names and ages of [his] children" and whether he has ever been arrested. (Doc. 253-1 at 1-2). After Styers made clear he would not answer any questions, the parties submitted briefing on whether Styers was entitled to invoke the Fifth Amendment as he proposed.
ANALYSIS
Styers' position is that he need not answer any questions regarding his life and activities. The Fifth Amendment obviously does not reach so far. See Hiibel v. Sixth Judicial Dist. Court of Nevada, Humboldt Cty. ,
In 1999, the Supreme Court issued Mitchell v. United States which provides some guidance on the reach of the Fifth Amendment after conviction.
According to the Supreme Court, it had long ago rejected the proposition that "incrimination is complete once guilt [had] been adjudicated.
Reina involved an inmate who "was serving a five-year sentence for a federal narcotics offense when ... he was subpoenaed before a federal grand jury."
The inmate appealed his criminal contempt conviction and the main issue for the Supreme Court was whether the statutory immunity covered "state, as well as federal, prosecution." Id. at 510,
Returning to Mitchell , the Supreme Court concluded the Fifth Amendment could still be invoked at sentencing because an individual "may have a legitimate fear of adverse consequences" should she testify at a sentencing hearing.
In the words of Mitchell , an individual cannot invoke the Fifth Amendment once "the sentence has been fixed and the judgment of conviction has become final."
In the criminal conviction context, there is a well-established definition of "final": a conviction becomes "final" when the Supreme Court "affirms a conviction on the merits on direct review or denies a petition for a writ of certiorari, or when the time for filing a certiorari petition expires." Clay v. United States ,
In Lambright v. Ryan ,
Most of the analysis by the Ninth Circuit regarding the scope of the protective order is not relevant here. In conducting that analysis, however, the Ninth Circuit made a number of observations regarding a federal habeas petitioner's Fifth Amendment privilege. According to the Ninth Circuit, any "waiver of the Fifth Amendment privilege" during federal habeas proceedings "is narrow and courts must limit the use of any privileged testimony to litigation of the habeas claim."
While Lambright assumed the petitioner was entitled to invoke the privilege during federal habeas proceedings, it did not offer an explanation of that position. Moreover, the whole discussion of the privilege in Lambright is difficult to understand because it does not identify the particular information allegedly withheld based on the privilege. That is, the opinion claimed the petitioner had refused to answer questions based on the privilege, meaning it is unclear what privileged information was even at issue, potentially rendering the entire discussion dicta. But regardless of its precise reasoning, Lambright provides a substantial basis to conclude the Fifth Amendment privilege does not evaporate entirely once a state conviction has become "final" under the normal test for finality in the conviction context.
Mitchell provides the Fifth Amendment no longer applies once a conviction is "final" while Lambright provides the Fifth Amendment continues to apply even in federal habeas proceedings for state prisoners. Those cases can be harmonized only by recognizing "[f]inality is variously defined; like many legal terms, its precise meaning depends on context." Clay v. United States ,
While the parties have presented competing proposals for the definition of "final," the best proposal is that offered by Defendants.
This "substantial and real" approach to finality allows for the holdings in Reina and Lambright to be consistent. The inmate in Reina had pursued and lost a direct appeal and there was no indication he was pursuing any form of post-conviction relief. In those circumstances, there
Styers has been litigating his convictions and sentences for years. He has been through direct appeals, state post-conviction proceedings, and multiple rounds of federal habeas. In 2008, the Ninth Circuit rejected Styers' guilt-related claims but granted relief on his death sentence. Styers v. Schriro ,
Looking at the entirety of Styers' state and federal proceedings, there is no meaningful chance he will obtain relief. Accordingly, there is no "substantial and real" likelihood Styers will suffer any adverse consequences if he is required to testify at a deposition. In other words, Styers' convictions and sentences are "final" because "no adverse consequences can be visited upon [Styers] by reason of further testimony." Mitchell ,
In addition to questions regarding the crimes for which he was convicted, Styers has claimed he is entitled to invoke the Fifth Amendment in response to questions involving all other aspects of his life. Styers offers no meaningful explanation why he is entitled to do so. At present, there is no plausible basis for Styers to claim, for example, that identifying how many children he has will be incriminating. Furthermore, Styers claims he is entitled to invoke the privilege in response to questions that might implicate him in crimes allegedly committed during his service in Vietnam or in a conspiracy to murder Mark (Arizona) Milke. (Doc. 269 at 13). Absent substantially more information from Styers regarding the nature of his fears, the possibility of a war crimes prosecution for events occurring in Vietnam decades ago qualifies as "imaginary and unsubstantial." Ohio v. Reiner ,
Styers' deposition will be allowed to proceed. Plaintiff, Defendants, Styers, and the Arizona Department of Corrections shall confer and arrange for that deposition as soon as possible. The Court notes that this Order does not appear to be an appealable order. See In re Subpoena Served on California Pub. Utilities Comm'n ,
Accordingly,
IT IS ORDERED the Motions for Ruling (Doc. 264, 265) are GRANTED . James L. Styers is not entitled to invoke the Fifth Amendment privilege at his deposition.
IT IS FURTHER ORDERED the parties shall arrange for the deposition as soon as possible. The parties shall file a status report regarding the deposition no later than August 3, 2018 .
Notes
There is no discussion whether the inmate in Reina had pursued post-conviction relief. At the time of that case, however, there were post-conviction remedies available to federal inmates. See
Styers proposes " 'finality' should be defined as the point after which the consequences of the witness' criminal case are no longer uncertain." (Doc. 269 at 5). Styers believes that point will not be reached in his case until he is executed. In other words, Styers believes a death-sentenced individual retains his Fifth Amendment privilege until his execution, regardless of the status of any challenges to his conviction and sentence. Under this approach, every death-sentenced individual under any and all circumstances, could never be forced to testify. Styers cites no authority recognizing such an absolute rule and such a rule would seriously impair the "truth-seeking function of the court" for no meaningful purpose. Denham v. Deeds ,
