ORDER
This constitutional attack on the New Shoreham moped ordinance is before the court on Plaintiffs’ Motion to Compel Deposition Testimony of Town Council Members and Defendants’ Opposition. For the reasons set forth below, the motion is granted in part and denied in part.
BACKGROUND
The Town of New Shoreham is a municipal corporation located on Block Island, an island of approximately ten square miles situated some twelve miles off the mainland coast of Rhode Island. Block Island has a year-round population of roughly 800 inhabitants. However, the island’s population increases in the summertime in light of the fact that it is a popular vacation destination.
In October, 1994, the Town Council of New Shoreham held a public hearing regarding a proposed amendment to a then existing ordinance. The then existing ordinance, called “Motorized Cycle Rental”, prohibited commercial moped rentals to the public without a town license, limited the number of licenses available, and limited the number of mopeds each licensee could rent to fifty (50). New Shoreham Code of Ordinances, Article V, Section 8-87. The proposed amendment sought the reduction of the number of mopeds each licensee could rent from fifty to forty during the 1995 season. Further, the proposed amendment reduced the number of rentable mopeds from forty to thirty for the 1996 and subsequent seasons. The Town of New Shoreham’s authority to enact the proposed amendment was based upon Rhode Island General Laws § 81-19.3-5, which states in relevant part:
The Town Council of the Town of New Shoreham may enact reasonable ordinances establishing procedures and standards for the licensing, supervision, regulation and contrоl of the rental of motorized bicycles and motorized tricycles. An ordinance enacted pursuant to this section may:
* * * * * *
(d) establish a maximum number of motorized bicycles and or motorized tricycles which a license holder may rent or lease under said license.
According to defendants, the need for the amendment was supported by graphic and compelling evidence. This evidence, which was presented during the course of the public hearing, related the dangers to public health and safety caused by operation of mopeds on the island. Also presented at thе hearings was evidence pertaining to the degree to which moped accidents overburden the island’s limited medical resources. At the conclusion of the public hearing, the Town Council for New Shoreham voted to adopt the proposed amendment. The amended ordinance took effect on October 24,1994.
Following the enactment of the amended ordinance, the plaintiffs filed an action seeking injunctive relief, compensatory and punitive damages, and a declaratory judgment declaring Ordinancе 8-87, as amended, void as violative of constitutional rights and Rhode Island law. Plaintiffs particularly allege that the enactment of the amended ordinance (1) constitutes an unlawful taking without just compensation in violation of the Fifth and Fourteenth Amendments of the United States Constitution; (2) violates the Commerce Clause of the United States Constitution; (8) violates Equal Protection and Due Process rights afforded by the United States Constitution; and (4) intentionally interferes with contractual relations.
Plaintiffs, on December 22, 1995, served Deposition Notices on defendants, noticing the deposition of Town Council members. Upon receipt of these notices, counsel for defendants notified plaintiffs’ counsel that he intended to instruct the deponents (Town Council members) not to answer questions regarding the “legislative process and their subjective/objective thoughts.”
On January 12, 1996, plaintiffs filed a motion to compel the deposition testimony of the Town Council members. As support for the motion, plaintiffs allege that the Town Council members enjoy no testimonial privilege under the Speech or Dеbate Clause of the United States Constitution, the Speech in Debate Clause of the Rhode Island Constitution, or under the common law doctrine of legislative immunity.
On January 29,1996, defendants submitted a Memorandum of Points and Authorities in Support of Motion for Protective Order to prohibit the depositions. On January 31, 1996, plaintiffs submitted a Supplemental Memorandum of Law in Support of Their Motion to Compel Deposition Testimony.
Now for the court’s consideration is the issue of whether the plaintiffs are entitled to depose the Town Council members.
DISCUSSION
The immunity issues presented by the parties required a review of their background and bases.
The United States Constitution, in pertinent part, provides at Article I, Section 6, that “Senators and Representatives ... shall ... for any Speech or Debate in either House ... not be questioned in any other Place.” As noted by one commentator,
The speech or debate clause protects Congress from two kinds of threats to its deliberative autonomy. First, it blocks attempts by executive officials to use grand jury investigations and criminal prosecutions as means of calling into question ‘the legislative acts of ... members of Congress.’ Second, and more generally, the clause insures ‘that legislators are not distracted from or hindered in the performance of their legislative tasks by being called into court to defend their actions.’
L. Tribe, American Constitutional Law § 5-18, p. 370 (2d ed. 1988) (footnotes omitted).
From its roots, the Speech or Debate Clause attempts to guard legislative independence within a governmental setting based on the separation of powers. Rotunda & Nowak,
Treatise on Constitutional Law: Substance and Procedure
§ 8.6 (2d ed. 1992). In essence, the Clause affords members of
In evaluating whether a certain action is protected, a court is obligated to determine “whether the activity is essential to the legislature’s deliberations or whether permitting inquiry into the activity would threaten its integrity and independence.”
Barcelo,
By its own terms the Speech or Debate Clause applies only to federal legislators.
See Lake Country Estates, Inc. v. Tahoe Regional Planning Agency,
The Supreme Court has held that an immunity, substantially similar to that encompassed in the Speech or Debаte Clause, is recognized under federal common law.
Tenney v. Brandhove,
From a general standpoint, immunity for legislative acts attaches to state legislators,
see, Tenney,
As a tangential but relevant aside, decisions issued by the Rhode Island Supreme Court indicate that the scope and analysis of legislative immunity afforded under the Constitution of Rhode Island is virtually identical to the scope and analysis pertaining to the federal common law legislative immunity.
Holmes v. Farmer,
. Unlike the doctrine of qualified immunity, which only provides a bar to liability for damages where the immune actor can show the reasonableness of his action, the “doctrine of absolute immunity provides a complete bar to civil liability for damages_”
Acevedo-Cordero,
The rationale for affording state, regional, and local legislators a testimonial privilege is as compelling as the rationale for providing immunity from civil liability. Effectuating the intentions of the legislative immunity doctrine, legislators acting within the realm of legitimate legislative activity, should not be required to be a party to a civil action concerning legislative activities, nor should they be required to testify regarding those actions.
Marylanders for Fair Representation,
“Under current legal theory, [legislative] immunity attaches or does not attach depending on what kind of action was performed rather than- on who performed the action.”
Acevedo-Cordero,
The first test focuses on the nature of the facts used to reach the given decision. If the underlying facts on which the decision is based are ‘legislative facts’, such as ‘generalizations concerning a policy or state of affairs,’ then the decision is legislative. Ifthe facts used in the decisionmaking are more specific, such as those that relate to particular individuals or situations, then the decision is administrative. The second test focuses on the ‘particularity of the impact of the state of action’. If the action involves establishment of a general policy, it is legislative; if the. action ‘single[s] out specifiable individuals and • affect[s] them differently from others’, it is administrative.
Id. at 261 (citing Developments in the Law —Zoning, 91 Harv.L.Rev. 1427, 1510-11 (1978)).
Boiling the
Cutting
standard down to its essence, “[i]t is the
junction
of the government official that determines whether or not he is entitled to legislative immunity, not his title.”
Marylanders for Fair Representation,
In determining function, “[a] local governmental body acts in a legislative capacity when it engages in the process of ‘adopting] prospective, legislative-type rules.’”
Id.
(quoting
Scott v. Greenville County,
Some examples of actions which have been judged administrative in nature are: (1) actions of a town planning board imposing certain conditions upon the development of a particular subdivision,
Stone’s Auto Mart, Inc. v. City of St. Paul, Minn.,
Aside from the cоnsideration of whether an action should be considered legislative. or administrative, courts have noted critical differences between the principles underlying the constitutional immunity and the common law immunity, thereby warranting a more limited application in the protections afforded the latter. “For example, the [Su
Mere speculation into the improper motives behind the regulation will not suffice to overcome the immunity.
City of Las Vegas v. Foley,
Although the doctrine of legislative immunity does apply in the personal testimony realm, the immunity does not extend to certain types of documentation requests. Corp
oracion Insular de Seguros v. Garcia,
Turning to the case at hand, the plaintiffs have indicated that they “are entitled to inquire into the legislative рrocess surrounding the enactment of the moped reduction ordinance and the ‘subjective/objective thoughts’
of
the Town counselors (sic) who enacted it.” Plaintiffs’ Memorandum of Law in Support of Their Opposition to Defendants’ Motion for Protective Order and in Support of Their Motion to Compel Deposition Testimony at page 5. However, as noted previously in this Order, a plaintiff chai-
The Town Council for New Shore-ham is, without question, vested with the ability and authority to institute and pass regulations and ordinances. The Supreme Court of Rhode Island has repeatedly held that the state enabling act empowers a town to establish various regulations in accord with its police power.
R.I. Home Builders v. Budlong Rose Co.,
With regard to the institution and passage of the moped regulation at issue, the record is replete with indications that the Town Council’s detеrminations and conclusions were in furtherance of its police power. Specifically, the record indicates that the primary basis behind the regulation restricting mopeds was the town’s concern over the disparate number of accidents caused by or involving mopeds. The need for the moped regulation was heavily explored and discussed during a public hearing held on October 17, 1994. During the course of this hearing, evidence was presented demonstrating that from 1983 through 1995, there were 804 moped accidents resulting in 918 injuries. Further, a Cаptain of the local rescue organization testified that “for the past decade, treatment of moped related injuries has been the single largest burden on the Block Island Rescue Squad.” The Captain also remarked that in 1994, moped calls accounted for 48 percent of the summer daytime calls for the rescue organization. The Captain finally indicated that during the summer of 1994 “the mopeds had an accident rate of 36.25 per 100 mopeds on the road.”
Within the course of the public hearing, two doctors also оffered testimony pertaining to the health and safety reasons behind the proposed amendment. Dr. Peter Brassard, the island’s physician, addressed in detail the types and severity of accidents or injuries stemming from moped use on the island. Another physician, Dr. Barbara DeBuone, director of the Rhode Island Department of Health, indicated' in a letter that even the institution of mandatory helmets and eye protection, and a 25 mile-per-hour speed limit have failed to prevent moped accidents.
To restate, the record in this case suggests that at the core of the amended ordinance was the concern pertaining to the continued dangers to public health and safety generated by the operation of mopeds on Block Island.
The effect on plaintiffs, following the passage of the amended ordinance, may be said to be merely an incidental burden deriving from the town’s legitimate .exercise of its police power. Notably, however, plaintiffs have failed to offer any indications suggesting that the town’s decision was based on factors other than generalizations concerning a policy or state of affairs.
Plaintiffs have also stated that depositions are necessary in order to flush-out, from defendants, the issue of whether the enactment and enforcement of the moped reduction ordinance is nothing more than the continuation of a consistent custom, policy, practice and usage of the town to restrict, ban or make commercially impractical the rental of mopeds on Block Island. ■ The plaintiffs contend the First Cirсuit has expressly allowed, irrespective of legislative
Plaintiffs misconstrue the reasoning noted by the" First Circuit. At issue in Acevedo-Cordero was the question of whether the actions taken by the Municipal Assembly of Ponce were legislative or administrative in nature. Id. at 23. Specifically, the particular action involved the elimination of approximately 600 positions in civil service. Id. at 21. The First Circuit noted that the actions of the Assembly could not, on their face, be characterized as legislative or administrative. Id. at 23. Thus, the case was remanded for this determination. Id. at 24.
The pertinent factual background in the case at bar is easily contrasted with those presented in
Acevedo-Cordero.
Fundamentally, without rehashing the prior discussion, the actions of the New Shoreham Town Council pertain to an exercise of police power. Consequently, the actions surrounding the enactment of the moped regulation are precisely those that may be characterized as being within the legislative sphere.
Orange,
Unlike in Acevedo-Cordero, where the question arose as to whether the Assembly acted outside the legislative sphere, the situation here is one in which plaintiffs are attempting tо pierce a Town Council action which is, in and of itself, legislative in nature. This, the plaintiffs will be precluded from doing. See id. (the motivation of a local legislator in furtherance of a legislative duty is precisely the kind of activity protected by legislative immunity). All things considered, subscribing to plaintiffs’ argument would defeat the ultimate purpose behind the legislative immunity doctrine. Plaintiffs’ rationale would require any legislator to explain his actions, even if purely legislative, merely upon an unfounded allegation of improper motive.
Recognizing the аuthority vested in the Town Council, the drafting of the ordinance at issue is properly characterized as “legislative” in function, in that it involved discretion or “line-drawing” and entailed the adoption of prospective, legislative-type rules. This being the case, the motives, roles and responsibilities assumed by the New Shoreham Town Council members, in consideration and passage of the ordinance pertaining to mopeds, substantially legislative and therefore protected from disclosure by legislative immunity.
See Burkhart Advertising, Inc. v. City of Auburn, Ind.,
Nevertheless, the plaintiffs have also indicated that they are entitled to depose the defendants with regard to actions that are administrative in nature. As noted previously, the law is well-established that legislative immunity does not apply “when local zoning officials do more than adopt prospective, legislative-type rules and take the next step into the areas of enforcement.”
2BD Associates,
CONCLUSION
Applying the rationale of legislative immunity cases within the First Circuit, as well as from other jurisdictions, to legislative testimonial privilege, this court finds that there is no basis for allowing the plaintiffs to depose the New Shoreham Town Councilors for the purpose of determining or inquiring into the individual motives behind the enactment of the ordinance at issue. The doctrine of legislative immunity bars the plaintiffs from inquiring about specific legislative actions taken and the reasons behind such actions. Aside from this condition, however, plaintiffs are entitled to depose the Town Councilors regarding actions that are administrative in nature. Finally, to the degree plaintiffs seek actual records or documentation pertaining to the ordinance at issue, they are so entitled.
Corporacion Insular de Seguros,
SO ORDERED.
