Lead Opinion
Six individual foster care providers and two organizations representing Missouri foster care providers (collectively, “Providers”) brought a suit against officials of the State of Missouri (“the State”) who oversee the State’s foster care program. The Providers asserted that the Adoption Assistance and Child Welfare Act of 1980 (“CWA”), 42 U.S.C. § 670 et seq., gave them a privately enforceable right under 42 U.S.C. § 1983 to receive payments from
I.
The CWA is a piece of Spending Clause legislation that creates a cooperative state-federal program to fund foster care and adoption assistance. Mo. Child Care Ass’n v. Cross,
One of the required characteristics of each state plan is that it “provides for foster care maintenance payments in accordance with section 672.” § 671(a)(1). Section 672, in turn, describes how “[e]ach state” with an approved plan “shall make foster care maintenance payments on behalf of each child who has been removed from the home of a relative ... if the removal and foster care placement” requirements are met and the child would have otherwise qualified for assistance under the now-defunct Aid to Families with Dependent Children program. § 672(a). Subsection (b) sets forth “[a]dditional qualifications,” which limit the individuals or entities eligible to receive foster care maintenance payments. These payments “may be made ... only on behalf of a child” who is eligible under § 672(a) and is in either “the foster family home of an individual”
payments to cover the cost of (and the cost of providing) food, clothing, shelter, daily supervision, school supplies, a child’s personal incidentals, liability insurance with respect to a child, reasonable travel to the child’s home for visitation, and reasonable travel for the child to remain in the school in which the child is enrolled at the time of placement. In the case of institutional care, such term shall include the reasonable costs of administration and operation of such institution as are necessarily required to provide the items described in the preceding sentence.
§ 675(4)(A).
The State interprets these CWA provisions as constraining the potential types of payment recipients and imposing a ceiling on the types of expenses for which the federal government is willing to provide matching funds. In contrast, under the Providers’ reading, § 672(a) endows eligible foster care providers with an individually enforceable federal right to payments sufficient to cover every element of care listed in § 675(4)(A). It is this alleged right they seek to enforce through § 1983, by requesting both a declaratory judgment that the State is violating the CWA through inadequate foster care maintenance payments and an injunction requiring the State to adopt and implement a methodology that will result in a higher, “lawful” level of payments.
“Section 1983 provides a federal cause of action against anyone who, acting pursuant to state authority, violates any ‘rights, privileges or immunities secured by the Constitution and laws’ of the United States.” Pediatric Specialty Care, Inc. v. Ark. Dep’t of Human Servs.,
In Blessing, the Supreme Court created a three-part test for determining whether a statute creates an individually enforceable federal right. This test requires us to analyze whether “(1) Congress intended the statutory provision to benefit the plaintiff; (2) the asserted right is not so Vague and amorphous’ that its enforcement would strain judicial competence; and (3) the provision clearly imposes a mandatory obligation upon the states.” Lankford v. Sherman,
After observing some “confusion” among courts applying the Blessing test, the Supreme Court subsequently clarified the first prong and “rejected] the notion that [its earlier] cases permit anything short of an unambiguously conferred right to support a cause of action brought under § 1983.” Gonzaga,
II.
When the Supreme Court applied the first prong of the Blessing test in Gonzaga, it focused on three factors. First, the Court searched the asserted statutory provisions for “ ‘rights-creating’ language,” in other words text framed in terms of the individuals who benefit, rather than the persons or institutions that are regulated. Gonzaga,
A. Rights-creating language
First, we note the absence of any rights-creating language in the relevant portions of the CWA. “Statutes that focus on the person regulated rather than the individuals protected” do not tend to create enforceable rights. Gonzaga,
We view the focus of § 672(a) and § 675(4)(A) as similarly “removed” from the interests of the Providers. Sections 672(a) and 675(4)(A) speak to the states as regulated participants in the CWA and enumerate limitations on when the states’ expenditures will be matched with federal dollars; they do not speak directly to the interests of the Providers.
First, we do not interpret § 675(4)(A) as listing a mandatory set of costs that must be fully covered by a state’s foster care maintenance payments in order for the payments to be matched with federal funds. Finding an enforceable right solely within a purely definitional section is antithetical to requiring unambiguous congressional intent. See 31 Foster Children,
Even importing the full definition of “foster care maintenance payments” from § 675(4)(A) into § 672(a), we do not read the resulting conglomeration as embodying rights-creating language entitling the Providers to payments sufficient to cover every delineated cost. The Providers and the dissent place emphasis on only the first portion of § 672(a)(1), which describes how “[e]ach State with a plan approved under this part shall make foster care maintenance payments [as defined in § 675(4)(A) ] on behalf of each child.... ” See infra p. 22. Section 672(a)(1) then proceeds, however, to set forth a series of factors that curtail the situations in which state plans “shall make foster care maintenance payments”: the child must have been “removed from the home of a relative specified in section 606(a)”; both the removal and foster care placement must have met, and continue to meet, the requirements of § 672(a)(2); and the child must be one who would have met the income-related eligibility requirements in § 672(a)(3). Thus, although § 672(a)(1) requires participating state plans to remit foster care maintenance payments in certain contexts, the overwhelming focus is upon the conditions precedent that trigger this obligation. The function of § 672(a) is to serve as a roadmap for the conditions a state must fulfill in order for its expenditure to be eligible for federal matching funds; otherwise, the state bears the full cost of these payments.
The Providers argue that Wilder v. Virginia Hospital Ass’n,
The dissent and our colleagues on the Ninth Circuit identified a congressional intent that foster parents benefit from the receipt of foster care maintenance payments. See Cal. State Foster Parent Ass’n v. Wagner,
B. Aggregate focus
Statutes with an “aggregate,” rather than an individual, focus “cannot ‘give rise to individual rights.’ ” Gonzaga,
Because the State has “availed itself of the funds offered by Congress through the CWA,” it must comply with the CWA’s funding conditions, including the creation of a state plan for foster care provision that contains § 671(a)’s “[requisite features” and is approved by the Secretary.
But when a statute links funding to substantial compliance with its conditions — including forming and adhering to a state plan with specified features — this counsels against the creation of individually enforceable rights. See Gonzaga,
In addition to the existence of a substantial compliance funding condition, another indicator of an aggregate focus occurs where “each ... reference to [the asserted individual right] is in the context of describing the type of [action] that triggers a funding prohibition.” Gonzaga,
Where the Supreme Court has found individually enforceable rights, they have not been ensconced by references to actions that trigger such a funding prohibition. For example, the relevant statutory language in Wilder did not mention “reasonable and adequate” Medicaid reimbursement rates in the context of actions that would cause a state to lose Medicaid funding. See Wilder,
In this regard, we view § 672(a) and § 675(4)(A) to be more like the statutory language at issue in Gonzaga than that of the statutes at issue in Wilder or Wright,
C. Federal enforcement mechanism
Finally, Gonzaga found that the existence of a centralized federal review mechanism for individuals asserting statutory violations further weighed against a congressional intent to create individually enforceable rights through the courts. Gonzaga,
Despite the relative lack of federal review opportunities, however, the other elements of Gonzaga!s analysis of Blessing’s first prong strongly tilt against the finding of an unambiguous intent to create an individually enforceable right. We reject the notion that a failure to provide a federal enforcement mechanism equal to the one considered in Gonzaga is sufficient to overcome the weight of these competing considerations. See 31 Foster Children,
III.
We respect the important service the Providers are conferring upon their communities and the children in their care. But, as with most legislation enacted pursuant to the Spending Clause, the Providers’ federal remedy is to seek termination of matching funds as a consequence for a
Notes
. The Honorable Dean Whipple, United States District Judge for the Western District of Missouri.
. In Cross, we analyzed whether the State could invoke its Eleventh Amendment sovereign immunity in defense of a § 1983 suit to enforce provisions of the CWA. We determined that the CWA does not have the type of comprehensive remedial scheme indicative of a congressional intent to foreclose suits brought against state officials in their official capacities for violations of the Constitution or federal law. Cross,
. Younger v. Harris,
. “No funds shall be made available under any applicable program to any educational agency or institution which has a policy or practice of permitting the release of education records ... of students without the written consent of their parents to any individual, agency, or organization....” 20 U.S.C. § 1232g(b)(l). After a school released a student’s personal information to a statutorily unauthorized person, the student asserted an individually enforceable right under § 1983 to sue the school for violating FERPA's nondisclosure provision. Gonzaga,
. Indeed, the Secretary also views this provision as a limitation directed at participating states: in the definitional section of the regulations promulgated to implement the CWA, the components of foster care maintenance payments are referred to as “allowable expense[s].” 45 CFR § 1355.20(a). We are cognizant of the responsibility to tether our analysis to congressional intent, rather than an agency’s implementing regulations. See Gonzaga,
. The dissent cites Wagner for the proposition that "a state must ‘make foster care maintenance payments "on behalf of each child” qualifying for foster care.’ ” Infra p. 1205 (quoting Wagner,
. The State’s Department of Social Services is the designated administrator of the State's plan and is responsible for ensuring the State's compliance with the CWA. Cross,
. The dissent goes to great lengths to point out that Wilder remains good law. Infra pp. 1205-06. We agree of course, but we find Wilder to be distinguishable. As we have discussed, two distinctions are particularly relevant. First, the CWA provisions at issue fail to use rights-creating language because they focus on the rules governing state participation, which bears a degree of removal from the interests of the Providers. See supra p. 1199. Second, as the previous paragraph explains, the payments in Wilder were not, as here, discussed in the context of conditions that would trigger program funding restric
. The dissent points out that as a result of the Suier Fix, § 672(a) and § 675(4)(A) cannot be held individually unenforceable merely because they are "embedd[ed] ... into 'the requirements for a state plan.' " Infra p. 1206 (quoting Connor B. ex rel. Vigurs v. Patrick,
Dissenting Opinion
dissenting.
I respectfully dissent from the majority’s holding that the CWA provisions at issue do not confer upon the Providers “a privately enforceable right under 42 U.S.C.
§ 1983 to receive payments from the State sufficient to cover the cost of certain statutorily enumerated components of foster care.” Consistent with the majority of courts to have addressed the issue, I would “hold that §§ 672(a) and 675(4)(A) of the [CWA] establish a presumptively enforceable right under § 1983 to foster care maintenance payments from the State that cover the cost of the expenses enumerated in § 675(4)(A).” Wagner,
I. Discussion
“Section 1983 imposes liability on anyone who, under color of state law, deprives a person ‘of any rights, privileges, or immunities secured by the Constitution and laws.’” Blessing,
First, Congress must have intended that the provision in question benefit the plaintiff. Wright,479 U.S., at 430 ,107 S.Ct., at 773-774 . Second, the plaintiff must demonstrate that the right assert-edly protected by the statute is not so “vague and amorphous” that its enforcement would strain judicial competence. Id., at 431-432,107 S.Ct., at 774-775 . Third, the statute must unambiguously impose a binding obligation on the States. In other words, the provision giving rise to the asserted right must be couched in mandatory, rather than prec-atory, terms. Wilder, supra, at 510-511,110 S.Ct., at 2517-2518 ; see also Pennhurst State School and Hospital v. Halderman,451 U.S. 1 , 17,101 S.Ct. 1531 , 1539-1540,67 L.Ed.2d 694 (1981) (discussing whether Congress created obligations giving rise to an implied cause of action).
Id. at 340-41,
If a plaintiff shows that a federal statute satisfies these three Blessing criteria, then “there is ... a rebuttable presumption that the right is enforceable under § 1983.” Id. at 341,
A. First Blessing Factor— Benefit to Plaintiff
The Supreme Court has “rejected] the notion that [its] cases permit anything short of an unambiguously conferred right to support a cause of action brought under § 1983.” Gonzaga,
In Gonzaga, the Court “laid out a three-part test to determine whether a provision
Applying these considerations I “conclude that Congress intended for §§ 672(a) and 675(4)(A) to benefit Foster Parents as the caregivers for foster children.” Wagner,
Section 672(a)-(c) “unambiguously designates foster parents as one of three types of recipients who can receive funds on foster children’s behalf.” Id. First, a state must “make foster care maintenance payments ‘on behalf of each child’ qualifying for foster care.” Id. at 979-80 (quoting 42 U.S.C. § 672(a)). Second, the state may only make “foster care maintenance payments ... on behalf of a qualifying child ... to (1) an ‘individual’ providing a ‘foster family home’; (2) ‘a public or private child-placement or child-care agency’; or (3) a ‘child-care institution.’ ” Id. at 980 (quoting 42 U.S.C. § 672(b)). Third, “[§ ] 672(c) defines a ‘foster family home’ as ‘foster family home for children which is licenced by the State in which it is situated ....’” Id. (alteration in original) (quoting 42 U.S.C. § 672(c)). Therefore, reading § 672 in its totality “establishes that participating states must make foster care maintenance payments on behalf of each child to a foster care provider such as individual foster parents.” Id.; see also Patrick,
This case meaningfully differs from “Gonzaga, where the Supreme Court held that the language of [FERPA] did not create an enforceable right.” Wagner,
Unlike FERPA, “ § 672 of the CWA focuses squarely on the individuals protected, rather than the entities regulated.” Id. It is not “regulating] state institutions” but instead focused on states making “payments ‘on behalf of each child,’ payments which are directed to foster parents pursuant to § 672(b).” Id. “ ‘In contrast [to FERPA], the CWA contemplates payments directly to providers, and the providers seek enforcement of that right.’ ” Id. (emphasis added) (alteration in origi
Moreover, § 672(a)(1) has an individual focus — “ ‘payments on behalf of each child’ ” — as opposed to an aggregate focus. Id. (quoting 42 U.S.C. § 672(a)(1)). “Section 672(a)’s focus on individual foster children and § 672(b)’s specific language designating foster care providers to receive payments on foster children’s behalf together unambiguously reflect Congress’s intent that foster care maintenance payments benefit individual foster parents.” Id. at 981. Congress’s embedding of these provisions into “ ‘the requirements for a state plan’ ” does not mean these provisions cannot also create an individual right. Patrick,
In holding that no rights-creating language exists in the CWA, the majority attempts to distinguish Wilder. See supra Part II.A. Wilder, however, is not so easily set aside. “In that case, the Supreme Court gave VA hospitals the right to sue in federal court under § 1983 to obtain reimbursement for the cost of providing medical services to indigents as mandated by the Medicaid Act.” Martin,
The CWA, like the Medicaid statute in Wilder, explicitly confers monetary entitlements on the foster care institutional providers and evidences Congresses] intent to permit those foster care institutions to enforce their rights in federal court using § 1983. While the ultimate beneficiaries of the Medicaid statute were the indigents who received medical services, the Supreme Court in Wilder found that the hospitals had a right to be paid according to the terms of the statute and could use § 1983 to enforce that right. Similarly, while the ultimate beneficiaries of the CWA are the foster children, Congress mandated that foster care providers should recover their costs, thereby creating a similar right of enforcement recognized in Wilder. Furthermore, in both the CWA and the Medicaid statute, the reference to costs focuses on the institutions and not the children. Congress must have recognized that if costs were not covered, reputable foster care service would eventually not be available. Congress would also have been aware that as a general proposition foster care institutions, not foster children, would be in a better position to enforce those rights, thereby ensuring the continued implementation of congressional intent.
Id. (emphasis added).
Finally, as the majority concedes, the CWA does not contain an alternative en-
I conclude that “[t]he first Blessing factor therefore militates in favor of the creation of an enforceable right.” Wagner,
B. Second Blessing Factor— Vagueness of Right
“The second Blessing factor asks whether the plaintiff has demonstrated that the asserted right is not so vague and amorphous that its enforcement would strain judicial competence.” Wagner,
Section 675(4)(A) of 42 U.S.C. provides that
[t]he term “foster care maintenance payments” means payments to cover the cost of (and the cost of providing) food, clothing, shelter, daily supervision, school supplies, a child’s personal incidentals, liability insurance with respect to a child, reasonable travel to the child’s home for visitation, and reasonable travel for the child to remain in the school in which the child is enrolled at the time of placement. In the case of institutional care, such term shall include the reasonable costs of administration and operation of such institution as are necessarily required to provide the items described in the preceding sentence.
“[C]ourts may review the State’s compliance with a requirement to set rates that cover the costs of the enumerated expenditures.” Wagner,
The majority of “courts considering the combined effect of §§ 672(a) and 675(4)(A) have also concluded that the asserted right satisfies Blessing's second factor.” Id. (citing Payne,
I would hold that the second Blessing factor is satisfied.
C. Third Blessing Factor — Mandatory Obligation upon the States
“The third and final Blessing factor requires that the provision giving rise to the right is couched in mandatory, rather than precatory, terms.” Wagner,
II. Conclusion
As have the majority of courts, I would hold “that §§ 672(a) and 675(4)(A) of the [CWA] establish a presumptively enforceable right under § 1988 to foster care maintenance payments from the State that cover the cost of the expenses enumerated in § 675(4)(A).” Id. Although I recognize that this right “is only ‘presumptively enforceable’ by § 1983,” I conclude that “the State has not rebutted the presumption, because the statute contains no express prohibition on enforcement, and there is no administrative mechanism through which aggrieved foster parents can seek redress for inadequate maintenance payments.” Id. Thus, the Providers “have access to a remedy under § 1983 to enforce their federal right.” Accordingly, I would reverse the district court’s dismissal of the Providers’ complaint.
. See also Foster Parents Ass’n of Wash. State v. Dreyfus, No. C 11-5051 BHS,
. The district court criticized Martin's reliance on Wilder, stating that “Martin believed that the Wilder analysis remained sound because Gonzaga did not levy any 'criticisms or
