Middleton v. Livingston Timber, Inc.

Feb 11, 2011

2010 CA 1203

Versions:

CARTER, C.J.

| sPlаintiff/appellant, Joe W. Middleton, appeals an Office of Workers’ Compensation (OWC) judgment sustaining the peremptory exception of res judicata, filed by defendant/appellee, Livingston Timber, Inc. For the following reasons, we reverse.

FACTS AND PROCEDURAL HISTORY

The instant case аrose from an injury sustained by plaintiff on May 12, 2005, while in the course and scope of his emрloyment. Plaintiff was working as a saw operator on a logging job when a .skidder with a log аttached went in reverse, causing the log to roll onto plaintiffs right leg and fracture his tibiа. Plaintiff was treated and paid workers’ compensation indemnity and medical benefits relative to his leg injury through defendant’s workers’ compensation carrier.

In August 2006, plaintiff filed a disputed claim for compensation claiming, among other things, “defendant failеd to pay or timely pay indemnity benefits at the proper rate, failed to pаy/authorize or timely pay/authorize medical ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍expenses, and failed to provide or timely provide a copy of the medical records after written request.” In the judgment, rendered June 1, 2009, the workers’ compensation judge found that plaintiff “failed to carry his burden of proof that defendant failed to timely pay all workers’ compensation benefits, indemnity and medical, due to claimant” and dismissed plaintiffs case with prejudice. No appeal was taken from that judgment.

In June 2009, plaintiff filed a secоnd disputed claim for compensation against defendant claiming only that his wage bеnefits were terminated or reduced in July 2006. In response, defendant filed an exception of res judicata, which was sustained by the workers’ compensation judge after a hearing. This appeal followed.

\ ¿DISCUSSION

Louisiana Revised Statutes § 13:4231, which sets forth the factors for a ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍court to apply in determining whether a subsequent claim is barred by res judicata, provides:

Except as otherwise provided by law, a valid and final judgment is conclusive between the same parties, еxcept on appeal or other direct review, to the following extent:

(1) If thе judgment is in favor of the plaintiff, all causes of action existing at the time of final judgment arising out of the transaction or occurrence that is the subject matter of the litigation are extinguished and merged in the judgment.

(2) If the judgment is in favor of the defendant, all causеs of action existing at the time of final judgment arising out of the transaction or ocсurrence that is the subject matter of the litigation are extinguished and the judgment bars a subsеquent action on those causes of action.

(3) A judgment in favor of either the plaintiff or the defendant is conclusive, in any subsequent action between them, ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍with respeсt to any issue actually litigated and determined if its determination was essential to that judgmеnt.

Res judicata promotes judicial efficiency and final resolution of disputes. Avenue Plaza, LLC v. Falgoust, 96-0173 (La.7/2/96), 676 So.2d 1077, 1079. On the trial of the рeremptory exception raising the objection of res judicata, the burden of proving faсts essential to sustaining the objection is on the party pleading the objection. Union Planters Bank v. Commercial Capital Holding Corp., 04-0871 (La.App. 1 Cir. 3/24/05), 907 So.2d 129, 130. The doctrine of res judicata is stricti juris and should be rejected when doubt exists as to whether a party’s substantive ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍rights have actually been previously addressed and finally resolved. Dominique ex rel. Dominique v. Allied Discount Tire and Brake, Inc., 02-1338 (La.App. I Cir. 5/9/03), 849 So.2d 690, 695, writ denied, 03-1605 (La.10/3/03), 855 So.2d 320. A final judgment has the authority of a thing adjudged only as to .those issues presеnted in the pleadings and conclusively adjudicated by |4the court. K-Mart Corp. v. Malbrough, 04-2609 .(La.App. 1 Cir. 12/22/05), 928 So.2d 133, 137. When a party raises the objection of res judicata, the court must examinе not only the pleadings but also the entire record in the first suit to determine whether the sеcond suit is barred by res judicata. Union Planters, 907 So.2d at 130.

The record on appeal is that which is sent by the trial court to the appellate court and includes the pleadings, court ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍minutes, transcripts, jury instructiоns (if applicable), judgments, and other rulings, unless otherwise designated. Lee v. Twin Brothers Marine Corp., 03-2034 (La.App. 1 Cir. 9/17/04), 897 So.2d 35, 37-38; see also La. C.C.P. arts. 2127, 2128, and 2127 (comment d). In the instant case, the defendant failed to meet his burden at trial of the exception because he did not file the entire record of the previous litigation into еvidence. Accordingly, this court cannot determine whether the issue of plaintiffs benеfit termination in July 2006 was actually litigated. See Lee, 897 So.2d 35. Without the benefit of the record upon which the June 2009 judgment rests, we cannot uphold the workers’ compensation judge’s finding that plaintiffs seсond claim is barred by res judicata.

DECREE

The OWC judgment sustaining the peremptory -exception of res judicata is reversed and the matter is remanded to the Office of Workers’ Compensation, District 6. Costs of this appeal are assessed to defendant, Livingston Timber, Inc.

REVERSED AND REMANDED.

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