Middlebrooks v. LeavittMiddlebrooks v. Leavitt
Affirmed in part and vacated and remanded in part by published opinion. Judge MOTZ wrote the opinion, in which Judge DUNCAN and Judge BRINKEMA joined.
OPINION
In her
pro se
complaint, Lillie M. Mid-dlebrooks alleges that the Secretary of the United States Department of Health and Human Sendees (“HHS”) violated Title VII of the Civil Rights Act of 1964,
I.
In February and March 2003, Middle-brooks, an experienced, African-American registered nurse, applied for three nursing positions at the Warren Grant Magnuson Clinical Center, a program operated by the National Institutes of Health (“NIH”), an agency within HHS. Middlebrooks sought to fill an NIH nursing position as a commissioned officer of the United States Public Health Service Commissiоned Corps (“PHSCC”).
The PHSCC is one of the seven uniformed services of the United States military designated under
PHSCC commissioned officers may serve in programs administered directly by the PHSCC, or they may serve in a variety of programs within HHS, such as the NIH, the Centers for Disease Control and Prevention, and the Food and Drug Administration. See U.S. Dep’t of Health & Human Servs., U.S. Pub. Health Serv. Commissioned Corps, Agencies, http:// www.usphs.gov/aboutus/agencies.aspx (last visited Apr. 16, 2008). Alternatively, they may seek employment in certain non-HHS federal agencies and programs, such as the Environmental Protection Agency and the National Park Service. See id. In order to serve in any programs other than those administered directly by the PHSCC, an individual must apply to, and be accepted by, both the PHSCC and the executive agency in which he or she wishes to work. Only if the PHSCC and the executive agency determine to hire an applicant can that applicant become a commissioned officer working within the specified executive agency. See U.S. Dep’t of Health & Human Servs., U.S. Pub. Health Serv. Commissioned Corps, Overview of the Application Process, http://www.usphs. gov/ applynow/#overview (last visited Apr. 16, 2008). Yet, when an applicant seeks to serve as a commissioned officer in an executive agency position that is not dedicated exclusively to the PHSCC, hiring officials within the executive agency assess the applicant’s qualifications in a manner identical to the way in which they assess civilian candidates for that position. In fact, the applicant may be hired to serve in the executive agency position even if the applicant is not offered, or decides to decline, a position with the PHSCC.
In this case, after the executive agency in question, NIH, determined not to hire Middlebrooks, she filed a formal employment discrimination complaint with the NIH Office of Equal Opportunity and Diversity Management. Middlebrooks complained that NIH officials discriminated against her because of her race when thеy failed to hire her for the first two positions to which she applied, and, after she complained of this discrimination, the officials
Having exhausted her administrative remedies, Middlebrooks brought this action against the Secretary of HHS. She asserts a claim under Title VII, alleging discrimination on the basis of race and retaliation, as well as a claim under
The Government moved to dismiss Mid-dlebrooks’ complaint, contending that the district court lacked subject matter jurisdiction.
See
Middlebrooks noted a pro se appeal. At our invitation, the Appellate Litigation Program of the Georgetown University Law Center filed amicus briefs on her behalf, which we very much appreciate.
We review
de novo
a dismissal for lack of subject matter jurisdiction.
Suter v. United States,
II.
Title VII outlaws discrimination in employment based on race and waives sovereign immunity with respect to claims for “personnel actions affecting employees or applicants for employment ... in military departments ... [and] in executive agencies....”
For several years, the federal appellate courts differed as to whether the
Congress responded to this debate by enacting the Health Professions Education Partnerships Act of 1998, which аdded subsection (f) to
Together,
A.
The Government initially contends that the “plain language of the statutes at issue” supports its view that Title VII remedies are not available to PHSCC applicants. The Government argues that because
The statutory language simply does not support the Government’s argument. While
Thus, we conclude that, contrary to the Government’s assertion, the plain language of the statutes at issue here does not mandate the conclusion that PHSCC applicants are barred from bringing Title VII claims. We take Congress at its word and assume, “as we must, that ‘Congress says in a statute what it means and means in a statute what it says.’ ”
Ayes v. U.S. Dep’t of Veterans Affairs,
B.
Because
In
Randall,
we noted that “the term ‘military departmеnts’ includes only
civilian
employees of the Army, Navy, or Air Force,” and excludes uniformed military personnel.
Thus, the very nature of the PHSCC renders it difficult to determine whether it is an executive agency covered by the
Despite these factors that make it difficult to classify the PHSCC, several reasons persuade us that Congress did
not
intend the
Second, rules of statutory construction dictate that waivers of sovereign immunity “must be construed strictly in favor of the sovereign and not enlarged beyond what the language requires.”
United States v. Nordic Vill., Inc.,
Finally, unlike the courts that initially considered the question of whether
For these reasоns, we conclude that the waiver of sovereign immunity granted by
C.
This legal conclusion does not, however, resolve the question of whether Mid-dlebrooks may bring a cognizable Title VII claim. This is so because of the nature of the unique hiring process for PHSCC commissioned officers, which requires formal approval by
both
the PHSCC
and
an executive agency. The vagaries in this hiring process create a factual question as to whether to characterize the application from which Middlebrooks’ claims arise as one to the PHSCC — in which case she may not pursue a Title VII claim for the personnel actions at issue — or one to the NIH — in which case she may pursue such a remedy against NIH hiring officials, be
For example, thе Government has submitted that some executive agency assignments are designated as PHSCC positions under the statutory appointing authority provided by Title 5 of the United States Code. According to the Government, when a PHSCC candidate applies to a Title 5 position, that individual is exempt from the competitive process required of civilian applicants and automatically added to the list of eligible candidates for consideration. If not approved by the PHSCC for commissioning, the individual’s parallel application to the Title 5 executive agency position apparently is automatically rejected. When applicants seek to fill positions like this, their executive agency applications are better characterized as merely one element of the larger PHSCC hiring process, for which no Title VII remedies are available.
But the Government has additionally submitted that some executive agency assignments for PHSCC candidates arе available under the very different statutory authority of Title 42. According to the Government, applicants to Title 42 positions are
not
exempted from the competitive process required of civilian applicants; rather, executive agency officials assess their applications in the same manner that they assess all other applications. In such cases, the executive agency and the PHSCC applications
may
be sufficiently distinct and independent to make Title VII remedies available for discriminatory personnel actions occurring solely within the executive agency application process. But, even with respect to these applications, the timing of the PHSCC approval process and the amount of discretion that process affords PHSCC hiring authorities may foreclose such remedies. If for instance (as the Government alleges here), the PHSCC has “preapproved” an applicant at the time the executive agency considers the application, then the applicant would essentially be a
de facto
member of the PHSCC for purposes of her executive agency application and thus would not be permitted to pursue Title VII remedies under
Although it is clear in this case that the personnel action Middlebrooks challenges occurred within the civilian agency, we cannot determine from the record whether her application to the NIH is better characterized as merely one element of the larger PHSCC hiring process or whether her application to the NIH was truly independent from the PHSCC hiring process.
2
If the nursing positions to which Middle-brooks applied were designated for commissioned PHSCC officers, then Middle-
We therefore vacate the judgment of the district court on Middlebrooks’ Title VII claim and remand for the court to determine how best to characterize Middle-brooks’ application. Should the court determine that it is properly viewed as one to the PHSCC, then Middlebrooks may not assert a claim under
III.
In addition to her Title VII claim, Middlebrooks also asserts a discrimination claim under
If the district court should conclude that Middlebrooks has a cognizable claim against NIH officials under Title VII, then Title VII represents Middlebrooks’ exclusive remedy for any claim against the United States for intentional discrimination in employment.
See Davis v. Pass-man,
Even if the district court concludes that Middlebrooks’ application is better characterized as one to the PHSCC, and therefore
The Supreme Court has instructed that a
Bivens
remedy is not available, however, when “special factors counsel [ ] hesitation.”
Id.
at 396,
IV.
For the foregoing reasons, the judgment of the district court is
AFFIRMED IN PART AND VACATED AND REMANDED IN PART.
Notes
. For the sake of convenience, courts have often described thе exclusion of uniformed personnel in the armed forces from the scope of
. At our request, the Government filed a letter with us responding to certain questions about the facts raised at oral argument. That letter seems to indicate that the positions for which Middlebrooks applied were not designated PHSCC positions but rather could be filled by civilians. The district court, however, has had no opportunity to consider this information or other facts relevant to construing Mid-dlebrooks' application; thus, remand is appropriate.
. Because we reject on other grounds the contention that Middlebrooks might succeed on a claim under the Fifth Amendment, we need not address the Government’s assertion that the PHSCC administrative review mechanisms afford meaningful redress for Middle-brooks’ claims and therefore foreclose the need for a new, judicially-crafted cause of action.
. The Court first recognized the compelling rationale for protecting the Government from suits by uniformed members of the military for injuries that "arise out of or are in the course of activity incident to service” in
Feres v. United States,
. Amicus argues that even if Middlebrooks may not proceed on her Title VII or her Fifth Amendment claims, the district court still has juris diction over her claim for equitable relief. Because Middlebrooks’ initial complaint names only the Secretary of HHS as a defendant, Amicus asks us to direct the district court to permit Middlebrooks to amend her com plaint to assert a claim for injunctive relief against the relevant NIH hiring officials in their individual capacities. Our sister circuits have divided on the question of whether an individual can seek equitable relief for alleged constitutional violations arising in the context of military personnel decisions.
Compare Dibble v. Fenimore,