Lead Opinion
delivered the opinion of the Court.
In Edwards v. Arizona,
The question presented by these two cases is whether the same rule applies to a defendant who has been formally chаrged with a crime and who has requested appointment of counsel at his arraignment. In both cases, the Michigan Supreme Court held that postarraignment confessions were improperly obtained — and the Sixth Amendment violated— because the defendants had “requested counsel during their arraignments, but were not afforded an opportunity to consult with counsel before the police initiated further interrogations.”
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The relevant facts may be briefly stated. Respondent Bladel was convicted of the murder of three railroad employees at the Amtrak Station in Jackson, Michigan, on Decem
The trial court overruled Bladel’s objection to the admissibility of all four statements. On appeal from his conviction and sentence, Bladel challenged only the postarraignment confession. The Michigan Court of Appeals first rejected that challenge and affirmed the conviction,
The Michigan Court of Appeals held that the seventh statement was properly received in evidence.
The Michigan Supreme Court held that the postarraignment statements in both cases should have been suppressed. Noting that the Sixth Amendment right to counsel attached at the time of the arraignments, the court concluded that the Edwards rule “applies by analogy to those situations where an accused requests counsel before the arraigning magistrate. Once this request occurs, the police may not conduct further interrogations until counsel has been made available to the accused, unless the accused initiates further communications, exchanges, or conversations with the police. . . . The police cannot simply ignore a defendant’s unequivocal request for counsel.”
II
The question is not whether respondents had a right to counsel at their postarraignment, custodiаl interrogations. The existence of that right is clear. It has two sources. The Fifth Amendment protection against compelled self-incrimination provides the right to counsel at custodial interrogations. Edwards,
In Edwards, the request for counsel was made to the police during custodial interrogation, and the basis for the Court’s holding was the Fifth Amendment privilege against compelled self-incrimination. The Court noted the relevance of various Sixth Amendment precedents,
The State contends that differences in the legal principles underlying the Fifth and Sixth Amendments compel the conclusion that the Edwards rule should not apply to a Sixth Amendment claim. Edwards flows from the Fifth Amendment’s right to counsel at custodial interrogations, the Statе argues; its relevance to the Sixth Amendment’s provision of the assistance of counsel is far less clear, and thus the Edwards principle for assessing waivers is unnecessary and inappropriate.
In our opinion, however, the reasons for prohibiting the interrogation of an uncounseled prisoner who has asked for the help of a lawyer are even stronger after he has been formally charged with an offense than before. The State’s argument misapprehends the nature of the pretrial protections afforded by the Sixth Amendment. In United States v. Gouveia, we explained the significance of the formal accusation, and the corresponding attachment of the Sixth Amendment right to counsel:
“[G]iven the plain language of the Amendment and its purpose of protecting the unaided layman at critical confrontations with his adversary, our conclusion that the right to counsel attaches at the initiation of adversary judicial criminal proceedings ‘is far from a mere formalism.’ Kirby v. Illinois,406 U. S., at 689 . It is only at that time ‘that the government has committed itself to prosecute, and only then that the adverse positions of government and defendant have solidified. It is then that a defendant finds himself faced with the prosecuto-rial forces of organized society, and immersed in the intricacies of substantive and procedural criminal law.’”467 U. S., at 189 .
Indeed, after a formal accusation has been made — and a person who had previously been just a “suspect” has become an “accused” within the meaning of the Sixth Amendment— the constitutional right to the assistance of counsel is of such importance that the police may no longer employ techniques for eliciting information from an uncounseled defendant that might have been entirely proper at an earlier stage of their investigation. Thus, the surreptitious employment of a cellmate, see United States v. Henry,
The State also relies on the factual differences between a request for counsel during custodial interrogation and a request for counsel at an arraignment. The State maintains that respondents may not have actually intended their re
The State also argues that, because of these factual differences, the application of Edwards in a Sixth Amendment context will generate confusion. However, we have frequently emphasized that one of the characteristics of Edwards is its clear, “bright-line” quality. See, e. g., Smith v. Illinois,
Finally, the State maintains that each of the respondents made a valid waiver of his Sixth Amendment rights by signing a postarraignment confession after again being advised of his constitutional rights. In Edwards, however, we rejected the notion that, after a suspect’s request for counsel, advice of rights and acquiescence in police-initiated questioning could establish a valid waiver.
Edwards is grounded in the understanding that “the assertion of the right to counsel [is] a significant event,”
Although the Edwards decision itself rested on the Fifth Amendment and concerned a request for counsel made during custodial interrogation, the Michigan Supreme Court correctly perceived that the reasoning of that case applies with even greater force to these cases. The judgments are accordingly affirmed.
It is so ordered.
Notes
See Miranda v. Arizona,
Respondent Jackson points out that the Michigan Supreme Court also held that his fourth, fifth, and sixth statements should have been suppressed on grounds of prearraignment delay under a state statute. He therefore argues that the decision rests on an adequate and independent state ground and that the writ of certiorari should be dismissed. The state-court opinion, however, does not apply that prearraignment-delay holding to the seventh statement. Thus, although the Michigan court’s holding on the other statements does mean that Jackson’s conviction must be reversed regardless of this Court’s decision, the admissibility of the seventh statement is controlled by that court’s Sixth Amendment analysis, and is properly before us.
In Jackson, the State concedes that the arraignment represented the initiation of formal legal proceedings, and that the Sixth Amendment attached at that point. Brief for Petitioner in No. 84-1531, p. 10. In Bladel, however, the State disputes that contention, Brief for Petitioner in No. 84-1539, pp. 24-26. In view of the clear language in our decisions about the significance of arraignment, the State’s argument is untenable. See, e. g., Brewer v. Williams,
The Michigan Supreme Court found that “defendants’ request to the arraigning magistrate for appointment of counsel implicated only their Sixth Amendment right to counsel,”
Similarly, after the initiation of adversary judicial proceedings, the Sixth Amendment provides a right to counsel at a “critical stage” even when there is no interrogation and no Fifth Amendment applicability. See United States v. Wade,
In construing respondents’ request for counsel, we do not, of course, suggest that the right to counsel turns on such a request. See Brewer v. Williams,
We also agree with the comments of the Michigan Supreme Court about the nature of an accused’s request for counsel:
“Although judges and lawyers may understand and appreciate the subtle distinctions between the Fifth and Sixth Amendment rights to counsel, the average person does not. When an accused requests an attorney, either before a police officer or a magistrate, he does not know which constitutional right he is invoking; he therefore should not be expected to articulate exactly why or for what purposes he is seeking counsel. It makes little sense to afford relief from further interrogation to a defendant who asks a*634 police officer for an attorney, but permit further interrogation to a dеfendant who makes an identical request to a judge. The simple fact that defendant has requested an attorney indicates that he does not believe that he is sufficiently capable of dealing with his adversaries singlehandedly.”421 Mich., at 63-64 ,365 N. W. 2d, at 67 .
See, e. g., Maine v. Moulton,
“Once the right to counsel has attached and been asserted, the State must of course honor it. This means more than simply that the State cannot prevent the accused from obtaining the assistance of counsel. The Sixth Amendment also imposes on the State an affirmative obligation to respect and preserve the accused’s choice to seek this assistance” (emphasis added) (footnote omitted).
After stating our holding that “when an accused has invoked his right to have counsel present during custodial interrоgation, a valid waiver of that right cannot be established by showing only that he responded to further police-initiated custodial interrogation even if he has been advised of his rights,”
“In Brewer v. Williams,430 U. S. 387 (1977), where, as in Massiah v. United States,377 U. S. 201 (1964), the Sixth Amendment right to counsel had accrued, the Court held that a valid waiver of counsel rights should not be inferred from the mere response by the accused to overt or more subtle forms of interrogation or other efforts to elicit incriminating information. In Massiah and Brewer, counsel had been engaged or appointed and the admissions in question were elicited in his absence. But in McLeod v. Ohio,381 U. S. 356 (1965), we summarily reversed a decision that the police could elicit infоrmation after indictment even though counsel had not yet been appointed.” Id., at 484, n. 8.
The State also argues that the Michigan Supreme Court’s finding of a valid Fifth Amendment waiver should require the finding of a valid Sixth Amendment waiver. The relationship between the validity of waivers for Fifth and Sixth Amendment purposes has been the subject of considerable attention in the courts,
Concurrence Opinion
concurring in the judgment.
I concurred only in the judgment in Edwards v. Arizona,
“The extraordinary protections afforded a person in custody suspected of criminal conduct are not without a valid basis, but as with all ‘good’ things they can be carried too far.”
The urge for “bright-line” rules readily applicable to a host of varying situations would likely relieve this Court some
We must, of course, protect persons in custody from coercion, but step by step we have carried this concept well beyond sound, common-sense boundaries. The Court’s treátment of this subject is an example of the infirmity of trying to perform the rulemaking function on a case-by-case basis, ignoring the reality that the criminal cases coming to this Court, far from typical, are the “hard” cases. This invokes the ancient axiom that hard cases can make bad law.
Stare decisis calls for my following the rule of Edwards in this context, but plainly the subject calls for reexamination. Increasingly, to borrow from Justice Cardozo, more and more “criminal[s]... go free because the constable has blundered.” People v. Defore,
Dissenting Opinion
with whom Justice Powell and Justice O’Connor join, dissenting.
The Court’s decision today rests on the following deceptively simple line of reasoning: Edwards v. Arizona,
What the Court today either forgets or chooses to ignore is that the “constitutional guarantee” referred to in Solem v. Stumes is the Fifth Amendment’s prohibition on compelled self-incrimination. This prohibition, of course, is also the constitutional underpinning for the set of prophylactic rules announced in Miranda itself. See Moran v. Burbine, ante, at 424-425; Oregon v. Elstad,
The dispositive question in the instant cases, and the question the Court should address in its opinion, is whether the same kind of prophylactic rule is needed to protect a defendant’s right to counsel under the Sixth Amendment. The answer to this question, it seems to me, is clearly “no.” The Court does not even suggest that the police commonly deny defendants their Sixth Amendment right to counsel. Nor, I suspect, would such a claim likely be borne out by empirical evidence. Thus, the justification for the prophylactic rules this Court created in Miranda and Edwards, namely, the perceived widespread problem that the police were violating, and would probably continue to violate, the Fifth Amendment rights of defendants during the course of custodial interrogations, see Miranda, supra, at 445-458,
Not only does the Court today cut the Edwards rule loose from its analytical moоrings, it does so in a manner that graphically reveals the illogic of the Court’s position. The Court phrases the question presented in these cases as whether the Edwards rule applies “to a defendant who has been formally charged with a crime and who has requested appointment of counsel at his arraignment.” Ante, at 626 (emphasis added). And the Court ultimately limits its holding to those situations where the police “initiate interrogation after a defendant’s assertion, at an arraignment or similar proceeding, of his right to counsel.” Ante, at 636 (emphasis added).
In other words, the Court most assuredly does not hold that the Edwards per se rule prohibiting all police-initiated interrogations applies from the moment thе defendant’s Sixth Amendment right to counsel attaches, with or without a request for counsel by the defendant. Such a holding would represent, after all, a shockingly dramatic restructuring of the balance this Court has traditionally struck between the rights of the defendant and those of the larger society. Applying the Edwards rule to situations in which a defendant has not made an explicit request for counsel would also render completely nugatory the extensive discussion of “waiver” in such prior Sixth Amendment cases as Brewer v. Williams,
This leaves the Court, however, in an analytical straitjacket. The problem with the limitation the Court places on the Sixth Amendment version of the Edwards rule is that, unlike a defendant’s “right to counsel” under Miranda, which does not arise until affirmatively invoked by the defendant during custodial interrogation, a defendant’s Sixth Amendment right to counsel does not depend at all' on whether the defendant has requested counsel. See Brewer v. Williams, supra, at 404; Carnley v. Cochran,
The Court provides no satisfactory explanation for its decision to extend the Edwards rule to the Sixth Amendment, yet limit that rule to those defendants foresighted enough, or just plain lucky enough, to have made an explicit request for counsel which we have always understood to be completely unnecessary for Sixth Amendment purposes. The Court attempts to justify its emphasis on the otherwise legally insignificant request for counsel by stating that “we construe the defendant’s request for counsel as an extremely important fact in considering the validity of a subsequent waiver in response to police-initiated interrogation.” Ibid. This statement sounds reasonable, but it is flatly inconsistent with the remainder of the Court’s opinion, in which the Court holds that there can be no waiver of the Sixth Amendment right to counsel after a request for counsel has been made. See ante, at 635-636, n. 10. It is obvious that, for the Court, the defendant’s request for counsel is not merely an “extremely important fact”; rather, it is the only fact that counts.
The truth is that there is no satisfactory explanation for the position the Court adopts in these cases. The glaring inconsistencies in the Court’s opinion arise precisely because the Court lacks a coherent, analytically sound basis for its decisiоn. The prophylactic rule of Edwards, designed from its inception to protect a defendant’s right under the Fifth Amendment not to be compelled to incriminate himself, simply does not meaningfully apply to the Sixth Amendment. I would hold that Edwards has no application outside the context of the Fifth Amendment, and would therefore reverse the judgment of the court below.
The four dissenters in Oregon v. Bradshaw apparently agreed with the plurality’s characterization of the Edwards rule. See
The Court suggests, in dictum, that the Fifth Amendment also provides defendants with a “right to counsel.” See ante, at 629. But our cases make clear that the Fifth Amendment itself provides no such “right.” See Moran v. Burbine, ante, at 423, n. 1; Oregon v. Elstad,
In Miranda, this Court reviewed numerous instances in which police brutality had been used to coerce a defendant into confessing his guilt. The Court then stated:
“The use of physical brutality and violence is not, unfortunately, relegated to the pаst or to any part of the country. . . .
“The examples given above are undoubtedly the exception now, but they are sufficiently widespread to be the object of concern. Unless a proper*640 limitation upon custodial interrogation is achieved . . . there can be no assurance that practices of this nature will be eradicated in the foreseeable future.”384 U. S., at 446-447 .
See also Moran v. Burbine, ante, at 428 (“It is clear, of course, that, absent a valid waiver, the defendant has the right to the presence of an attorney during any interrogation occurring after the first formal charging proceeding, the point at which the Sixth Amendment right to counsel initially attaches”).
Several of our Sixth Amendment eases have indeed erected virtually per se barriers against certain kinds of police conduct. See, e. g., Maine v. Moulton,
