Miсhelle MOODY, Appellant v. ATLANTIC CITY BOARD OF EDUCATION
No. 16-4373
United States Court of Appeals, Third Circuit.
Argued July 12, 2017 (Filed: September 6, 2017)
Rachel M. Conte, Esq. [ARGUED], Tracy L. Riley, Esq., Law Offices of Riley and Riley, 100 High Street, Suite 302, Mount Holly, NJ 08060, Counsel for Appellee
Before: GREENAWAY, JR., SHWARTZ, and RENDELL, Circuit Judges.
OPINION OF THE COURT
SHWARTZ, Circuit Judge.
Michelle Moody sued the Atlantic City Board of Education (“Board“) for sexual harassment and retaliation pursuant to Title VII,
I1
In November 2011, the Board approved Moody‘s hiring as a substitute custodian. As a substitute custodian, Moody filled in for full-time custodians but was not guaranteed any work. During the 2011-2012 schoоl year, Moody was rarely scheduled to work and in the summer of 2012, she asked a Board employee how to obtain more work. The employee suggested that Moody introduce herself to the custodial foremen at the schools within the district. Each school had a custodial foreman who was delegated the authority to select which substitute custodians worked at the school.
Around September 2012, Moody introduced herself to approximately ten custodial foremen at different schools, including Marshall, the custodial foreman at New York Avenue School. By October 2012, Marshall was assigning Moody regular work. Moody also met the custodial foreman at Pennsylvania Avenue School and occasionally worked there. The Board concedes that when Moody was working at New York Avenue School, Marshall was acting in a supervisory capacity. Oral Argument at 18:07-18:30, Moody v. Atl. City Bd. of Educ. (3d Cir. July 12, 2017) (No. 16-4373), http://www.ca3.uscourts.gov/oral-argument-recordings (counsel for the Board stating that “it‘s reasonable that if Moody was called in by Marshall that day, and Marshall was the foreman at the school in charge of all the custodians, I
Moody claims that, around the end of October 2012, Marshall began making sexual comments to her and told her that he would assign her more hours if she performed sexual favors for him. According to Moody, Marshall “would often be very touch feely and grab [Moody‘s] breasts or buttocks at the work place.” App. 123. Moody testified that: (1) in early November 2012, Marshall called Moody into his office and tried to remove her shirt; (2) in late November, Marshall called Moody into his office, where Moody found Marshall sitting unclothed on his office chair; and (3) in December 2012, Marshall grabbed Moody, pulled her towards him, and stated “[y]ou want more hours?” App. 216. On December 27, 2012, Marshall and Moody exchanged the following text messages:
[Marshall:] U playing
[Marshall:] Well
[Marshall:] Ok ill hit u when I go to work
[Moody:] In the am?
[Marshall:] No tonight my other job am I getting all three holes
[Moody:] No the hell u not
[Marshall:] How‘s penn treating u
[Marshall:] U got steady work and that‘s where the contracts going to be at
[Marshall:] I got u
App. 127-28. Moody interpreted these text messages to mean that Marshall could help her obtain a full-time contract to work at Pennsylvania Avenue School if she acquiesced to his sexual advances. Moody said that Marshall came to Moody‘s house that evening and told her that she would get an employment contraсt if she had sex with him. Marshall grabbed her and began to kiss her. Moody “felt that [her] job had been threatened,” and therefore she gave into Marshall‘s unwelcome advances and reluctantly had sex with him. App. 217. In the days following this encounter, Moody told Marshall that it would never happen again.
Despite her rebuke, Moody received assignments at New York Avenue School on December 30, 2012 and January 4, 7, 8, 11, 14, 15, and 22, 2013. Moody, however, believed that Marshall treated her differently after she rejected him. On January 23, 2013, for example, Moody went to New York Avenue School to pick up her paycheck from Marshall. At the time, Marshall was playing ping pong and would not retrieve the check for her until he finished the game. Moody also noticed that Michelle McArthur, a new female substitute custodian, appeared to be receiving hours instead of her.2 Further, another custodian told Moody that she was on Marshall‘s “shit list.”3 App. 119. Later that day, Marshall and Moody exchanged the following text messages:
[Moody:] U don‘t gotta act like that towards me, I understand your upset at me but, outside of that Im a good worker, but, Its cool
[Marshall:] Wt are u talking about, I‘m not into the drama
[Moody:] Just making sure Im not on ya so call “shit list”
[Marshall:] U are but not like that I won‘t stop u from getting I don‘t play games like that
App. 131. Moody believed that Marshall delayed retrieving her paycheck and
On February 4, 2013, Moody met with Sherry Yahn, the Board‘s Assistant Superintendent, and informed Yahn that Marshall had been sexually harassing her. Yahn immediately took Moody to Human Resources (“HR“) to file a written complaint. HR subsequently began an investigation into Moody‘s complaint and ordered Moody and Marshall not to have contact with each other during the investigation.5
HR‘s March 2013 report of its investigation states that it interviewed Moody, Marshall, and eight custodians at New York Avenue School, but it did not reach a conclusion as to whether Moody was sexually harassed. Later that month, Moody filed a charge of discrimination with the Equal Employment Opportunity Commission.
The Board hired an outside law firm to conduct an independent investigation of Moody‘s claims. After considering the HR report and conducting further interviews, the firm issued a report in July 2013 finding that Moody wаs not subjected to sexual harassment or discrimination. The Board informed Moody of these findings but nonetheless ordered Marshall and Moody to avoid any contact with each other.
Moody filed a complaint against the Board in the United States District Court for the District of New Jersey, raising claims of sexual harassment and retaliation in violation of Title VII and the NJLAD. Moody alleged that the Board subjected her to sexual harassment through Marshall and retaliated against her for complaining about the harassment.6 The District Court found that Marshall was not Moody‘s supervisor and so the Board was not liable for his actions and, in any event, Moody did not show she suffered a tangible employment action. The District Court also found that because the Board took prompt action upon receipt of her complaint, it was entitled to the Ellerth/Faragher affirmative defense. As a result, the District Court granted summary judgment in the Board‘s favor. Moody appeals.
II7
We must decide whether the District Court erred by granting the Board‘s
III
A
Title VII and the NJLAD prohibit sexual harassment because it is a form of sex discrimination.8 Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 65-66, 106 S.Ct. 2399, 91 L.Ed.2d 49 (1986); Lehmann v. Toys ‘R’ Us, Inc., 132 N.J. 587, 626 A.2d 445, 452 (1993).9 At oral argument, Moody stated that she is proceeding based upon a hostile work environment theory of sexual harassment.10
“To succeed on a hostile work environment claim [against the employer], the plaintiff must establish that 1) the employee suffered intentional discrimination because of his/her sex, 2) the discrimination was severe or pervasive, 3) the discrimination detrimentally affected the plaintiff, 4) the discrimination would detrimentally affect a reasonable person in like circumstances, and 5) the existence of respondeat superior liability.” Mandel v. M & Q Packaging Corp., 706 F.3d 157, 167 (3d Cir. 2013) (citation omitted); see also Lehmann, 626 A.2d at 453 (setting forth elements of a hostile work environment claim under the NJLAD).11
Viewed from the same perspective, Marshall‘s conduct toward Moody, if proven, could be viewed by a reasonable juror as sufficiently “severe or pervasive” to support a hostile work environment claim. The “severe or pervasive” standard requires conduct that is sufficient “to alter the conditions of [the employee‘s] employment and create an abusive working environment.”12 Meritor, 477 U.S. at 67, 106 S.Ct. 2399 (citation and internal quotation marks omitted). The question of “whether an environment is sufficiently hostile or abusive must be judged by looking at all the circumstances, including the frequency of the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes with an employee‘s work performance.” Clark Cty. Sch. Dist. v. Breeden, 532 U.S. 268, 270-71, 121 S.Ct. 1508, 149 L.Ed.2d 509 (2001) (citation and internal quotation marks omitted).
Moody‘s account, if proven, could also provide a basis from which a reasonable juror could infer that Marshall‘s conduct detrimentally affected Moody and would have affected a reasonable person in similar circumstances. Moody‘s testimony suggests that she “subjectively perceive[d] the environment to be abusive.” Harris v. Forklift Sys., Inc., 510 U.S. 17, 21, 114 S.Ct. 367, 126 L.Ed.2d 295 (1993). She testified that she believed Marshall expected to trade sexual favors for work and would seek retribution if she did not accede to his demands, and that he made her uncomfortable when he grabbed her and when he invited her to his office while he was unclothed. A reasonable person would likely also find such an environment “objectively hostile or abusive,” id., because it is one where a perceived supervisor expected his subordinate to give sexual favors in exchange for work, touched a subordinate against her wishes, made sexual comments to her, and exрosed himself to her.
Finally, since Moody sued the Board and not Marshall, we must consider whether there are disputed facts concerning the existence of respondeat superior liability. On this point, we look to agency principles and the Restatement (Second) of Agency § 219 for guidance.13 Ellerth, 524 U.S. at 755-58, 118 S.Ct. 2257. In discussing § 219(1), the Ellerth Court observed that “[t]he general rule is that sexual harassment by a supervisor is not conduct within the scope of employment” but that, under § 219(2), “[i]n limited circumstances, agency principles impose liability on employers even where employees commit torts outside the scope of employment.” Id. at 757-58, 118 S.Ct. 2257. Most relevant here, under § 219(2)(d), a master may be subject to liability even when employees act outside the scope of their employment if they were “aided in accomplishing the tort by the existence of the agency relation.” Restatement (Second) of Agency § 219(2)(d) (Am. Law Inst. 1958).
There is no dispute that Marshall had the authority to decide whether to summon Moody to work at New York Avenue School because the Board granted him that authority as the custodial foreman. In fact, a Board employee suggested that Moody introduce herself to the custodial foremen as a means to obtain work assignments.14 The authority to assign work is a “tangible employment action” because it is a decision that can “inflict[] direct economic harm,” Ellerth, 524 U.S. at 762, 118 S.Ct. 2257, by “causing a significant change in benefits,” Vance, 133 S.Ct. at 2443, and the NJLAD. Moreover, the fact that Marshall was unable to hire or fire employees is not dispositive of whether he is a supervisor. As we have explained, an employee capable of effecting a “tangible employment action” is a supervisor, Vance v. Ball State Univ., — U.S. —, 133 S.Ct. 2434, 2439, 186 L.Ed.2d 565 (2013), and the concept of a tangible employment action extends beyond hiring and firing to decisions “causing a significant change in benefits,” Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 761, 118 S.Ct. 2257, 141 L.Ed.2d 633 (1998), such as reduced work hours for an hourly worker, Cotton v. Cracker Barrel Old Country Store, Inc., 434 F.3d 1227, 1231 (11th Cir. 2006).
In summary, the record here supports the conclusion that Marshall was Moody‘s supervisor because (a) the Board empowered him as the custodial foreman to select from the list of substitute custodians who could actually work at New York Avenue School;16 (b) the Board conceded that while Moody was on school premises, Marshall served in a supervisory role; (c) the record identifies no other person who was present full time or even sporadically on the school‘s premises, or anywhere for that matter, who served as Moody‘s supervisor; and (d) since Moody‘s primary benefit from her employment was hourly compensation, and since Marshall controlled 70% of her hours, his decision to assign or withhold hours significantly affected her pay.17 Thus, the record shows that Mar-
B
The Board argues that, even if Marshall was Moody‘s supervisor and he harassed her, it would not be liable for his conduct pursuant to the Ellerth/Faragher defense. An employer can establish an affirmative defense to liability for a supervisor‘s creation of a hostile work environment by showing “(1) that it exercised reasonable care to prevent and promptly correct any harassing behavior and (2) that the plaintiff unreasonably failed to take advantage of any preventive or corrective opportunities that were provided.” Vance, 133 S.Ct. at 2442 (citing Faragher, 524 U.S. at 807; Ellerth, 524 U.S. at 765). Under
The Board‘s brief in support of its motion for summary judgment also alludes to the Ellerth/Faragher defense, even though it is not mentioned by name. Its brief emphasizes that Moody did not report the harassment until February 4, 2013, and the Board immediately took action and conducted a thorough investigation upon receiving her complaint. These arguments address the Ellerth/Faragher analysis by claiming that Moody failed to take advantage of corrective opportunities when she did not timely report the harassment, and asserting that the Board acted reasonably by immediately conducting a thorough investigation into Moody‘s complaint. Therefore, the Board did not waive its Ellerth/Faragher defense.
The Ellerth/Farаgher defense, however, is available only where the plaintiff did not experience a “tangible employment action.” Ellerth, 524 U.S. at 765, 118 S.Ct. 2257. Moody argues that she experienced a tangible employment action by receiving reduced hours from Marshall. There are many ways Moody‘s work hours could be viewed. For example, Moody worked more hours for Marshall in the three pay periods before she rejected his advances than in the three pay periods after she rejected them. Compare App. 156, 159, 162 (showing that Moody worked a total of 94 hours at New York Avenue School in the pay periods of November 19-30, December 3-14, and December 17-28), with App. 165, 168, 171 (showing that Moody worked a total of 62.5 hours at New York Avenue School in the pay periods of December 31-January 11, January 14-25, and January 28-February 8). A reasonable juror could conclude that Marshall gave Moody hours to entice her to accede to his sexual demands and then reduced her hours after she rejected him. On the other hand, Moody received about the same number of hours at New York Avenue School in January 2013, after she rejected Marshall, as she did in December 2012, before she rejected Marshall. Compare App. 156, 159, 162, 165 (showing that Moody worked a tоtal of 54.5 hours at New York Avenue School in December 2012), with App. 165, 168, 171 (showing that Moody worked a total of 56 hours at New York Avenue School in January 2013). A reasonable juror could therefore also conclude that Marshall did not reduce Moody‘s hours at all following her rejection of his advances. Because Moody‘s pay records are central to the question of whether she suffered a tangible employment action and could reasonably be viewed in two ways, there is a disputed issue of material fact as to whether she suffered a tangible employment action. Because the Ellerth/Faragher defense is available only where there is no tangible employment action, Ellerth, 524 U.S. at 765, 118 S.Ct. 2257, a jury must first decide whether there was such an action. If the jury concludes that there was not, the District Court or jury (if there are disputed material facts with respect to the Ellerth/Faragher
IV
Title VII and the NJLAD make it unlawful for an employer to retaliate against an employee who complains about employment discrimination.19 To establish a prima facie case of retaliation under Title VII, a plaintiff must show “(1) [that she engaged in] protected employee activity; (2) adverse action by the employer either after or contemporaneous with the employee‘s protected activity; and (3) a causal connection between the employee‘s protected activity and the employer‘s adverse action.” Daniels v. Sch. Dist. of Phila., 776 F.3d 181, 193 (3d Cir. 2015) (citation and internal quotation marks omitted); Craig v. Suburban Cablevision, Inc., 140 N.J. 623, 660 A.2d 505, 508 (1995) (reciting similar elements for NJLAD retaliation).
As to the first element of the prima facie case, Moody filed a written complaint about Marshall‘s alleged sexual harassment with the Board on February 4, 2013, and the Board concedes that this action constitutes an “activity protected by Title VII.” App. 56; see Daniels, 776 F.3d at 193 (noting that protected activity includes “informal protests of discriminatory employment practices, including making complaints to management” (citations and internal quotation marks omitted)).
As to the second element, we must determine whether Moody suffered a materially adverse action. In this cоntext, a materially adverse action is one that would have “dissuaded a reasonable worker from making or supporting a charge of discrimination.” Id. at 195 (citations and internal quotation marks omitted). Here, after Moody filed her February 2013 complaint of sexual harassment, she experienced a drop in the hours she was assigned. In the four months preceding her complaint, Moody worked a total of 360 hours. See App. 181-82 (showing that Moody was assigned to work 62 hours in October 2012, 115.5 hours in November 2012, 126.5 hours in December 2012, and 56 hours in January 2013). By comparison, in the four months following her complaint, Moody worked a total of 115.5 hours. See App. 182 (showing that Moody was assigned to work 36 hours in February 2013, 23 hours in March 2013, 32.5 hours in April 2013, and 24 hours in May 2013). Therefore, Moody‘s working hours declined three-fold in the months following her complaint as compared to the months preceding her complaint. Viewing these facts in a light most favorable to the non-movant, a reasonable employee could view this reduction of work hours, and the resulting decreased pay, as sufficient to discourage him or her from filing a sexual harassment complaint. Therefore, Moody satisfies the second element of the prima facie case.
Accordingly, Moody has established a prima facie case of retaliation under Title VII and the NJLAD.20
V
For the foregoing reasons, we will vacate thе judgment of the District Court and remand for further proceedings.
RENDELL, Circuit Judge, concurring in part and dissenting in part.
Four years ago in Vance v. Ball State University, — U.S. —, 133 S.Ct. 2434, 186 L.Ed.2d 565 (2013), the Supreme Court set forth a clear and straightforward test for determining whether an employee ought to be considered a “supervisor” for purposes of the employer‘s vicarious liability for sexual harassment in the workplace under Title VII of the Civil Rights Act of 1964,
I. “Supervisor” Before Vance
The Supreme Court first attached significance to the “supervisor” label in Burlington Industries, Inc. v. Ellerth, 524 U.S. 742, 118 S.Ct. 2257, 141 L.Ed.2d 633 (1998), and Faragher v. City of Boca Raton, 524 U.S. 775, 118 S.Ct. 2275, 141 L.Ed.2d 662 (1998). In those cases, the Supreme Court held that an employer will be held vicariously liable for its employees who engage in discrimination such as sexual harassment, even in the absence of negligence, if the harasser was a “supervisor” who took a “tangible employment action” against the victim. See Ellerth, 524 U.S. at 762, 118 S.Ct. 2257; Faragher, 524 U.S. at 790, 118 S.Ct. 2275. These cases defined a “tangible employment action” as a “significant change in employment status, such as
Although Ellerth and Faragher confirmed the significance of supervisor status for Title VII claims, they left the term “supervisor” undefined.2 This lack of guidance led to a circuit split. Some courts interpreted the case law to “presuppose[] a clear distinction between supervisors and co-workers” that focused on such discrete responsibilities as hiring/firing, promoting/demoting, transferring, and disciplining, while others followed the “open-ended approach advocated by the EEOC‘s Enforcement Guidance, which tie[d] supervisor status to the ability to exercise significant direction over another‘s daily work.” See Vance, 133 S.Ct. at 2443 (contrasting the former approach taken by the First, Seventh, and Eighth circuits with the latter approach taken by the Second and Fourth circuits). The EEOC‘s Enforcement Guidance set forth vague qualitative and quantitative guidelines:
[A]n employee, in order to be classified as a supervisor, must wield authority of sufficient magnitude so as to assist the harаsser explicitly or implicitly in carrying out the harassment.... [T]he authority must exceed both an ill-defined temporal requirement (it must be more than occasiona[l]) and an ill-defined substantive requirement (an employee who directs only a limited number of tasks or assignments for another employee ... would not have sufficient authority to qualify as a supervisor.[)]
Id. at 2449 (citations and internal quotation marks omitted) (third alteration in original). Courts adopting the EEOC‘s Enforcement Guidance thus considered “the number (and perhaps the importance) of the tasks in question [as] a factor to be considered in determining whether an employee qualifies as a supervisor.” Id. at 2450. In Vance, the Supreme Court noted that this approach resulted in a “standard of remarkable ambiguity” given that “[k]ey components of that standard—‘sufficient’ authority, authority to assign more than a ‘limited number of tasks,’ and authority that is exercised more than ‘occasionally‘—have no clear meaning.” Id.
Prompted by the deepening divide among the circuits and the myriad variations that the label “supervisor” had come to connote depending on the context,3
II. Vance v. Ball State University
Writing for the majority in Vance, Justice Alito made it quite clear that the Supreme Court was announcing a new, “readily applied” test for dеtermining whether one is a “supervisor” for purposes of hostile work environment claims brought under Title VII. Id. at 2449. The case marked a shift in analysis away from the “nebulous definition,” id. at 2443, or “study in ambiguity,” id. at 2449, that had previously applied. No longer is there an assortment of “varying meanings” that can be considered, id. at 2446, or “a highly case-specific evaluation of numerous factors” in which courts ought to engage, id. at 2443. Rather, the newly streamlined test is whether the person in question has the authority—“empowered by the employer“—to alter the employee‘s status. Id. at 2439. Courts are now charged with asking whether the employee in question is capable of taking one of several discrete actions toward the employee: Can that person hire or fire the employee? Can that person promote or demote the employee? Can that person reassign the employee with significantly different responsibilities or make a decision that causes a significant change in the employee‘s benefits? If none of these questions can “readily” be answered in the affirmative, then the inquiry ends and the reviewing court may not deem that employee a “supervisor.” This bright-line approach fosters an “easily workable” definition that “can be applied without undue difficulty at both the summary judgment stage and at trial.” Id. at 2444 (also observing that “[t]he alternative, in many cases, would frustrate judges and confound jurors“).4
III. Marshall Is Not a “Supervisor” Under Vance
Turning to our case, I would have applied the unambiguous test that Vance established rather than the Majority‘s open-ended, multi-factor approach that Vance explicitly rejected. Could Marshall hire or fire Moody? Could Marshall promote or demote Moody? Could Marshall reassign Moody with significantly different responsibilities or make a decision that caused a significant change in her benefits? The record undoubtedly answers all of these questions in the negative.
The Majority primarily argues that Marshall was Moody‘s “supervisor” because he could cause a significant change in Moody‘s benefits by virtue of his ability to assign her hours and his record of assigning her a significant number of hours. The
A.
The Majority contends that because Marshall impacted Moody‘s “benefits“—i.e., her pay by virtue of giving, or not giving, work—he was her “supervisor.” Id. Due to the number of hours he assigned her (and then ultimately did not assign her), the argument goes, this impact was “significant” so as to make Marshall‘s assignment of work fit within the last phrase of the Ellerth description of tangible employment actions—a decision that causes a “significant change in benefits.” Id. at 217 (citation omitted); see also id. at 217 (“Marshall assigned Moody over 70% of her hours from October 2012 through February 2013“). This contention, and the approach it rests on, squarely contradicts Vance, as Moody was not entitled to any “benefits” that could be “change[d].”
The Majority rightly notes that as a substitute custodian, Moody “was not guaranteed any work.” Id. at 210. Moody well understood what her position entailed, as she testified in her deposition that she was never entitled to a minimum number of days of work per week, fixed tenure, raise in salary, promotion to full-time custodian, or any additional benefits. (See A. 206-09.) Indeed, when she wanted more assignments, Moody knew she needed to take the initiative to introduce herself to the foremen and make it known that she was available. Moody‘s arrangement with the Board is dispositive of the supervisor question, as the benefits to which she was entitled constitute our starting point for assеssing whether there was a “significant change.” But as Moody testified, there were no benefits to which she was entitled.
“Significant change in benefits,” placed as it is in Ellerth as the last phrase following such discrete capabilities as hiring and firing, see 524 U.S. at 761, 118 S.Ct. 2257, must involve a change in some specific aspect of employment that has already been contracted for or is reasonably expected, such as take-home pay, vacation days, health coverage, and the like. Moody was not entitled to, nor had any expectation of, any of these types of benefits, and Marshall did not have any authority to provide them, let alone alter them. While he could assign her work, as could the other ten foremen, Vance rejected that capability as part of a nebulous supervisor calculus. See Vance, 133 S.Ct. at 2445-46 (citing
Furthermore, if impacting pay by giving or not giving work elevates an employee to supervisor status, every person in charge of thе weekly roster for hourly workers such as waiters, nurses, truckers, and the like will be supervisors if they sufficiently favor, or disfavor, certain of those workers. And such a purported “supervisor” would not be a “supervisor” of those employees whose hours were not significantly impacted. The analysis espoused by the Majority today would have courts engage in a rigorous fact-checking of payroll records and then not only calculate the total number of hours worked but also identify and con-
Marshall‘s assignment of hours, and its impact on Moody‘s pay, is only noteworthy because Moody was a wage employee and not a salaried one. The few courts of appeals to address the “supervisor” question have noted this distinction—wage employee as opposed to salaried—but then have rejected the idea that influencing hours and pay in this way could render an employee a “supervisor.” See EEOC v. Autozone, Inc., No. 16-6387, 692 Fed.Appx. 280, 282-85, 2017 WL 2506526, at *2-3 (6th Cir. June 9, 2017) (implying that victim was an hourly employee but still finding that harasser was not her “supervisor” because he could not fire, demote, promote, or transfer, and noting that “Vance establishes a sharp line between co-workers and supervisors, not an invitation for speculation about amorphous levels of influence“). (citation and internal quotation marks omitted); Chavez-Acosta v. Sw. Cheese Co., LLC, 610 Fed.Appx. 722, 730 (10th Cir. 2015) (holding that an employee was not a “supervisor” because he could not effect “significant change” in the victim‘s employment even though he was a “team leader” in the department in which the victim worked and even though the victim was an hourly employee); McCafferty v. Preiss Enters., Inc., 534 Fed.Appx. 726, 728, 731 (10th Cir. 2013) (finding no “supervisor” status for an employee who oversaw and assigned work to McDonald‘s crewmembers and noting that “[i]f mere influence in tangible еmployment decisions rendered a co-worker a supervisor, this exception would swallow the rule“).
Other courts of appeals have likewise found supervisor status to be lacking when reviewing responsibilities similar to those assigned to Marshall. See Kim v. Coach, Inc., No. 14-16248, 692 Fed.Appx. 478, 479, 2017 WL 2615457, at *1 (9th Cir. June 16, 2017) (finding no supervisor status for employee who could give instructions about work); Matherne v. Ruba Mgmt., 624 Fed.Appx. 835, 840 (5th Cir. 2015) (finding no supervisor status for employee who had some leadership authority, including control over a book where managers would make comments if anything went wrong in the workplace, but could not hire, fire, promote, demote, transfer, or discipline); Spencer v. Schmidt Elec. Co., 576 Fed.Appx. 442, 447-48 (5th Cir. 2014) (finding no supervisor status for employee who could give other employees direction on how to do their jobs but could not fire anyone without permission, and noting that “evidence ... that a foreman was authorized to direct the employee‘s daily
B.
The Majority relatedly contends that Marshall had the authority to determine “whether Moody worked at all” at the New York Avenue School. Maj. Op. at 217. Relying solely on Cotton, this line of argument urges that “Marshall had the authority to cause a significant change in benefits by assigning her no hours, thereby eliminating her take-home pay.” Id. But such a characterization, insinuating that Moody‘s fate as a Board employee was entirely up to Marshall, blatantly ignores the fact that Marshall had no control whatsoever over Moody‘s ability to work at the ten other schools, and that she was only prоhibited from working at the New York Avenue School after other Board employees told her to have no further contact with Marshall following her internal complaint.
Seeking to portray Marshall as the ultimate decision-maker of Moody‘s work status, the Majority states that “no one else was identified in the record as having authority over Moody, other than the custodial foremen who could assign her work at their schools.” Id. Such a gap in the record would prove nothing regarding Marshall‘s authority over Moody—the issue dispositive to Moody‘s hostile work environment claim. This description of the record is also wrong. For example, Moody‘s deposition indicates the presence of at least one other Board employee at the New York Avenue School whose authority over her was superior to Marshall‘s. Moody testified to the effect that Marshall was not in charge at the New York Avenue School during the time that Moody worked there. The relevant exchange occurred during questioning regarding Moody‘s description of Marshall grabbing her in a school stairwell to kiss her:
Q Did you discuss your discomfort with anyone?
A. No.
Q. So you didn‘t tell the building supervisor, like the building principal?
A. No.
Q. Mr. Marshall‘s supervisor?
A. No.
Q. How about the police?
A. No.
(A. 212 (emphasis added).) This exchange suggests that there was someone else stationed at the New York Avenue School to whom Moody reported and who had supervisory authority over her. The record also identifies the Board employees who hired Moody and who therefore were her supervisors under Vance.6 These examples from the record seriously undermine the Major-
The Majority‘s reasoning further suffers from the absence of any limiting principle that the Supreme Court in Vance was so determined to impose in employment cases like this one. The Majority reasons on the one hand that Marshall‘s ability to put together Moody‘s schedule at the New York Avenue School rendered him her “supervisor” and, on the other hand, that “not ... every employee tasked with creating a work schedule is a supervisor for Title VII ... purposes.” Maj. Op. at 217 n.16. But the Majority fails to explain—let alone cite any supporting legal authority—why we ought to set aside the dictates of Vance and find that “creating a work schedule” is sufficient in this case. This omission is particularly glaring because the three other factors relied upon by the Majority—the Board‘s so-called “concession” of Marshall‘s status;7 the record‘s “failure” to identify an alternative supervisor; and the Majority‘s analysis of Moody‘s payroll records—do not make the casе for deeming Marshall a “supervisor.”
All Marshall could do vis-à-vis Moody was schedule her hours at one out of the eleven schools at which she was qualified to work. If that alone, as the Majority concedes, is insufficient to render an employee a “supervisor,” how can Marshall possibly be Moody‘s “supervisor” as defined by Vance? The gloss that the Majority seeks to put on Marshall‘s (limited) responsibilities is wholly belied by the facts of the record and the requirements of the law.
IV. Conclusion
Whether or not we agree with the narrowed definition of “supervisor” set forth in Vance that will necessarily eliminate some employees’ claims against employers for hostile or harassing conduct, we are bound to follow the Supreme Court‘s renunciation of the idea that one who assigns work is a supervisor:
Particularly in modern organizations that have abandoned a highly hierarchical management structure, it is common for employees to have overlapping authority with respect to the assignment of work tasks. Members of a team may each have the responsibility for taking the lead with respect to a particular aspect of the work and thus may have the responsibility to direct each other in that area of responsibility.
Vance, 133 S.Ct. at 2452. In making this statemеnt, Vance was responding to—and rejecting—the dissenting justices’ observation, now adopted by the Majority in this case, that “individuals with the power to assign daily tasks are often regarded by other employees as supervisors.” Id. Even if that perception exists, it is not the law for purposes of Title VII. The Supreme Court has now held that the responsibility to direct others does not make an employee a “supervisor,” and this ruling dictates that Marshall was not Moody‘s “supervisor.”8
Our limited role for purposes of this appeal is not to figure out precisely who at the Board had supervisory power over Moody. We need only address whether Marshall did in order to allow Moody‘s hostile work environment claim to proceed. It is clear to me, with Vance as binding precedent, that he did not. The Majority‘s conclusion to the contrary is simply incorrect.
Notes
Those decisions contemplate a unitary category of supervisors, i.e., those employees with the authority to make tangible employment decisions. There is no hint in either decision that the Court had in mind two categories of supervisors: first, those who have such authority and, second, those who, although lacking this power, nevertheless have the ability to direct a co-worker‘s labor to some ill-defined degree. On the contrary, the Ellerth/Faragher framework is one under which supervisory status can usually be readily determined, generally by written documentation.
Id. at 2443. Ellerth held that “[t]angible employment actions are the means by which the supervisor brings the official power of the enterprise to bear on subordinates.” 524 U.S. at 762, 118 S.Ct. 2257. Elucidating this statement, Vance rejected the “open-ended approach” and held that “[t]he strong implication of this passage is that the authority to take tangible employment actions is the defining characteristic of a supervisor, not simply a characteristic of a subset of an ill-defined class of employees who qualify as supervisors.” 133 S.Ct. at 2448.(1) A master is subject to liability for the torts of his servants committed while acting in the scope of their employment.
(2) A master is not subject to liability for the torts of his servants acting outside the scope of their employment, unless:
(a) the master intended the conduct or the consequences, or
(b) the master was negligent or reckless, or
(c) the conduct violated a non-delegable duty of the master, or
(d) the servant purported to act or to speak on behalf оf the principal and there was reliance upon apparent authority, or he was aided in accomplishing the tort by the existence of the agency relation.
Restatement (Second) of Agency § 219 (Am. Law Inst. 1958).