This аppeal concerns the issue of whether attorney negligence in missing a filing deadline may be deemed “excusable neglect” for purposes of Fed.R.Civ.P. 60(b)(1). The plaintiff-appellant, Michele A. Robb, brought a wrongful death action against the defendant-appellee Norfolk & Western Railway Company (“NWR” or “the railroad”). Because Robb’s attorney failed to submit a timely brief in response to the railroad’s summary judgment motion, the district court granted judgment in favor of NWR. Subsequently, the plaintiffs attorney filed a motion for relief from the judgment under Rule 60(b)(1), noting that he had reached an agreement with opposing counsel for an extension of time in which to file his responsive brief, and arguing that his failure to notify the court of this agreed-upon extension amounted to “excusable neglect.” The trial judge denied the Rule 60(b)(1) motion, stating his belief that he lacked discretion to grant the motion because of what he classified as a “hard and fast” rule in this circuit that attorney negligence can never be considered “excusable neglect.” However, the Supreme Court in
Pioneer Inv. Sens. Co. v. Brunswick Assocs. Ltd. Partnership,
I. BACKGROUND
The plaintiff-appellant’s husband, Paul D. Robb, was killed on September 15, 1993 when the ear he was driving collided with a train at a railroad crossing in Marshall County, Indiana. In 1994, Michele A. Robb, the decedent’s wife, brought a wrongful death action against NWR, both individually and in her capacity as personal representative of her husband’s estate. Robb alleged that the railroad (which owned and operated both the train and the railroad crossing involved in the accident), had “negligently failed to adequately protect [the decedent] from the danger of collision with oncoming train traffic.” 1 The Robb lawsuit was filed in Indiana state court, and subsequently removed to the federal district court on the basis thаt the parties were of diverse citizenship. 28 U.S.C. § 1332.
The railroad filed a motion for summary judgment on December 1, 1995, after discovery had been completed. Robb’s response to this motion was due on December 19, 1995. A final pre-trial conference was scheduled for February 5, 1996 and the trial was set for February 20, 1996. At the time the responsive brief came due in December, Robb’s lead attorney, Martin W. Kus, found himself involved in “substantive and time consuming negotiations” relating to two of his other cases. He thus asked counsel for NWR if he would'object to an extension of time in which to file a response to the summary judgment motion. When counsel for the railroad voiced no objection, Attorney Kus concluded that he had reached an informal, oral agreement for an extension until January 8, 1996. Notwithstanding the demands on Kus’ schedule, Robb’s law firm, under Kus’ direction, attended to various aspects of the case, such as noticing the depositions of Mr. Robb’s treating physician and nurse and various expert witnesses, responding to NWR’s request for a settlement demand, forwarding a list of witnesses and exhibits to NWR’s counsel, and рreparing the response brief that Kus believed to be due January 8. Robb’s attorney had failed, however, to notify the.trial court concerning the agreement reached, nor had he obtained the court’s approval for the extension, as required by local rule, which provided, in relevant part:
[Extensions of time shall be granted only by order of the assigned or presiding judge or magistrate for good cause shown.... Failure to file an answer brief or reply brief within the prescribed time period may subject the motion to summary ruling.
Northern District оf Indiana Rule 7.1. On January 4, 1996, sixteen days after the response was due, the district judge granted summary judgment in favor of NWR, on the basis that the plaintiff had failed to file a response to the summary judgment motion.
On January 9,1996, the plaintiff Robb filed a Motion to Reconsider and for Relief from Judgment, pursuant to Rule 60(b), arguing that his “mistake and inadvertence” in failing to inform the court that he and the railroad had agreed to an extension constituted “excusable neglect.” At a hearing on this motion, Attorney Kus admitted that he was aware of the requirement that extensions could only be granted with the approval of the court, and conceded that he had failed to seek such approval. Robb’s attorney “offer [ed] [not] by way of excuse, [but] by way of explanation” that he had failed to comply with this rule because opposing counsel had not objected to the extension and because he did not think of it due to the pressure of other professional demands on his time. Kus argued that his lack of bad faith, the fact that counsel for NWR had agreed to the extension without objection, and the substantial
*357
time devoted to preparing the ease on the plaintiffs behalf all argued in favor of vacating the entry of summary judgment and deciding the case on the merits. In opposing Robb’s Rule 60(b) motion, lead counsel for the railroad advised the court that he recognized the difficulty of “trying to always comply with the rules as best you can being cognizant of what they are,” but also stated that, understandably, he was duty-bound to advocate that the entry of summary judgment stand. After hearing the parties’ oral arguments, the trial judge reluctantly denied Robb’s motion, concluding that he lacked discretion to grant relief because of what he saw as a firm rule in the Seventh Circuit “unambiguously prohibiting a grant of a Rule 60(b)(1) motion for attorney carelessness or negligence.” Mem. Op.,
In concluding his memorandum opinion, the district judge made clear that he would have granted Robb’s 60(b)(1) motion if not for his perception that Seventh Circuit precedent prohibited him from exercising discretion. The court observed, based upon a ten-year personal knowledge of Robb’s lead attorney, that he was “among the bar’s most conscientious in following the district’s rules and meeting deadlines.” Mem. Op. at 346. The trial court further found that the error of apрellant’s counsel in failing to give notice to the court of the agreed-upon extension of time was “minor,” did not amount to “flouting the rules or ignoring the case,” and was “sufficiently rare to allow characterization of the neglect as excusable.” Id. at 349. The court concluded that if he were to grant the motion, the “only ‘prejudice’ to [defendant] would be that its summary judgment motion would face testing on its merits with due regard to [plaintiffs] evidence and arguments, rather than being decided in the absence of opposition.” Id. It is clear from the district judge’s memorandum opinion that he believеd he was without discretion to consider these factors, and that for this reason he denied Robb’s 60(b)(1) motion. Robb appeals.
II. ISSUE
The question presented is a narrow one: “Did the trial judge err when he concluded that he lacked discretion to determine whether the negligence of Robb’s attorney amounted to “excusable neglect” for purposes of Rule 60(b)(1)?”
III. DISCUSSION
A. Standard of Review
The text of Rule 60 provides for discretionary relief from a final judgment on the basis, inter alia, of “excusable neglect.” The Rule states that:
On motion and upon such terms as are just, the court may relieve a party or a party’s legal representative from a final judgment, order, or proceеding for the following reasons: (1) mistake, inadvertence, surprise, or excusable neglect ...
Fed.R.Civ.P. 60(b)(1) (emphasis added). A trial court’s decision to deny Rule 60(b) relief “is entitled to great deference,” and is reviewed under the abuse of discretion standard.
Tobel v. City of Hammond,
B. “Excusable Neglect”
1. Pre-Pioneer Case Law
Prior to 1993, the circuit courts of appeal were divided over the question of whether attorney negligence could constitute “excusable neglect,” as that term is used in Rule 60(b)(1) and elsewhere in the federal procedural rules.
See Pioneer,
2. The Supreme Court’s Decision in Pioneer
We need not dwell on our “excusable neglect” case law prior to 1993, for in that year the Supreme Court resolved the aforementioned circuit split over the meaning and scope of “excusable neglect,” specifically rejecting the “narrow” approach taken by this circuit and others.
Pioneer,
The ordinary meaning of ‘neglect’ is ‘to give little attention or respect’ to a matter, or, closer to the point for our purposes, ‘to leave undone or unattended to especially] through carelessness.’ Webster’s Ninth New Collegiate Dictionary 791 (1983) (emphasis added). The word therefore encompasses both simple, faultless omissions to act and, more commonly, omissions caused by carelessness.
Pioneer,
Although
Pioneer
involved Bankruptcy Rulе 9006(b)(1), the Court also discussed the meaning of the term “excusable neglect” as it is used elsewhere in the array of federal procedural rules, including Federal Rule of Civil Procedure 60(b)(1).
See also Prizevoits v. Indiana Bell Tel. Co.,
at bottom an equitable one, taking account of all the relevant circumstances surrounding the party’s omission. These include ... the danger of prejudice to the [defendant], the length of the delay and its potential impact on judicial proceedings, the reasons for the delay, including whether it was within the reasonable control of the movant, and whether the movant acted within good faith.
Id.
at 395,
3. Post -Pioneer Case Law
Under the approach set forth by the Supreme Court in
Pioneer,
we think it is clear that a trial court has
discretion
to consider the equities and then determine whether a missed filing deadline attributable to an attorney’s negligence is (or is not) “excusable neglect.” Moreover, we do not agree with the trial judge’s broad statement that “the Seventh Circuit’s post
-Pioneer
decisions have not modified the rule that attorney negligence
cannot
constitute ‘excusable neglect.’” At least two of our
post-Pioneer
decisions — not cited by the trial judge — explicitly acknowledged that
Pioneer
broadened the definition of “excusable neglect.” Shortly after
Pioneer
was decided, in
Matter of Bulic,
NWR relies primarily upon two of this circuit’s
post-Pioneer
decisions,
Matter of Plunkett,
In Plunkett, the only post-Pioneer decision cited by the district court, we did not have occasion to discuss Pioneer at length, and *360 indeed only cited that opinion for the proposition that “[e]xcusable neglect has an established meaning.” Id. at 742. We did state in Plunkett that “inattentiveness to the litigation is not excusable.” Id. Specifically, we held that “[m]issing a filing deadline because of slumber is fatal” Id. (emphasis added). We believe that Plunkett is distinguishable because Robb’s attorney was neither “inattentive” to thе litigation, nor did he miss the filing deadline because of “slumber.” The record reflects that he had spent time on the plaintiffs case and was attending to various pre-trial matters, but became busy with other cases at approximately the same time the responsive brief was due. Recognizing that these other obligations would make compliance with the deadline difficult, he requested a brief extension from the firm representing NWR, which had no objection. Moreover, Robb’s attorneys continued to work on the case during the period in which Kus believed that the filing deadline had been extended (i.e., late December 1995 through January 8, 1996). Kus was therefore negligent — not in the sense of neglecting the case altogether (i.e., “slumbering”) — but rather because he failed to inform or seek the approval of the trial court after opposing counsel had agreed to the extension. Although we do not condone such infractions of the rules, it is clear that Attorney Kus’ conduct was a far cry from that of the mortgagee in Plunkett, who “abandoned] the litigation” for a period of some ten years.
In addition to
Plunkett,
NWR relies upon this court’s
post-Pioneer
decision in
Prizevoits v. Indiana Bell Tel. Co.,
By contrast, although we do not approve of Attorney Kus’ failure to inform the court concerning the agreement he had reached with NWR for an extension, we do not believe that his conduct can be characterized as “egregious.” In fact, the district judge observed that the error of Robb’s attorney was “minor” and did not amount to “flouting the rules or ignoring the case.” Likewise, we do *361 not find Kus’ explanation of events so weak as to render his lapse “inexplicable.” Attorney Kus testified that he did not think to inform the court of the extension because (a) NWR had voiced no objection, and (b) he was involved at the time with “substantive and time consuming negotiations” relating to two of his other cases. Even under these circumstances, as Kus admits, he should have informed the court of the agreed-upon extension. However, his reasons for failing to do so, in our view, are more compelling than the “transparently inadequate” procedural arguments which the attorney in Prizevoits offered to explain his actions. Because Prizevoits is so clearly distinguishable, it in no way precludes us from holding that Attorney Kus’ actions fall within the parameters of “excusable neglect.”
Finally, we note that in addition to
Plunkett
and
Prizevoits,
NWR relies in its brief upon a handful of other
post-Pioneer
cases from this circuit which in one way or another involved the issue of “excusable neglect.”
United States v. McKenzie,
Building upon our decisions Bulic and Singson, supra, which clearly acknowledged Pioneer’s broader reading of “excusable neglect,” we wish to clarify that there is not a “hard and fast” rule in this circuit which bars a trial judge from exercising discretion to determine whether attorney negligence in missing a filing deadline may be deemed “exсusable neglect.” In the absence of an actual exercise of discretion by the trial judge, it would be problematic to hold that there has been an abuse of discretion in this case. Nevertheless, because we are of the opinion that the district judge’s refusal to grant Robb’s motion was based on the incorrect premise that he lacked discretion to do so, we vacate the district court’s order and remand this ease so that the trial judge, consistent with Pioneer, may exercise his discretion in assessing whether the negligence of Robb’s attorney amounts to “excusable neglect” warranting relief from the entry of summary judgment. Our holding'— mandated by the Supreme Court’s Pioneer decision 5 ' — 'is also a limited one in the respect that we neither venture a comment on how the district judge ought to exercise his discretion in ruling on the Rule 60(b)(1) motion, nor express a view as to how the court should dispose of NWR’s motion for summary judgment in the event that it vacates its earlier judgment.
By following
Pioneer
in a clear and straightforward fashion, we join the other circuits that acknowledge “excusable neglect” has a new and broader meaning in the aftermath of the Supreme Court’s 1993 dеcision.
See United States v. Thompson,
A final unresolved issue concerns whether the trial judge may take into account the fact that Attorney Kus “is among the bar’s most conscientious in following ... rules and meeting deadlines” when he considers Robb’s Rule 60(b)(1) motiоn on remand. Although the trial judge ultimately concluded that he had no discretion to grant Robb’s motion, he noted that Robb’s attorney was among “the best ... who practice in this court as far as meeting deadlines” and stated that this factor was
“something that should count in an exercise of discretion.”
The railroad argues to the contrary, but it has failed to cite any case law (nor are we aware of any) which specifically holds that a trial judge is barred from considering an attorney’s track record when ruling on a 60(b)(1) motion premised on allegations of “excusable neglect.” We often defer to the discretionary ruling of a trial judge, particularly in the domain of procedural matters, precisely because of his familiarity with (and closeness to) the litigation, including the parties and their attorneys.
See, e.g., Tabrizi v. Village of Glen Ellyn,
IY. CONCLUSION
In closing, we wish to emphasize the limited character of our decision. Obviously, attorneys are always well-advised to comply with the filing deadlines and local rules established by a trial court, and nothing in our opinion should be construed as condoning the failure to do so, fоr legal professionals are expected “to exercise vigilance and caution in the performance of [their] responsibilities.”
Redfield,
Remanded.
Notes
. Robb’s complaint alleged that the railroad crossing where the accident occurred was “extra hazardous” (and known to be so by NWR), in that (a) it "failed to provide [drivers with] an unobstructed view of oncoming train traffic,” and (b) there were no "active traffic control warning signals and devices at [the] crossing.”
. One
pre-Pioneer
case from this circuit which departed from a narrow definition of “excusable neglect” was
Redfield v. Continental Cas. Co.,
. Judge Eschbach’s perception that the court had failed to address Pioneer adequately prompted him to write a dissenting opinion. Id. at 135-36.
. By pointing out that these cases do not discuss or cite Pioneer, we do not mean to suggest that they were incorrectly decidеd, much less that they are inconsistent with Pioneer.
. All Article III courts, including this one, are bound to follow the holdings of our Nation's highest court, including its interpretation of “excusable neglect" in Rule 60(b)(1).
See United States v. Gillespie,
. Two ol these circuit court opinions presented facts similar to those in this case (i.e., attorneys who missed filing deadlines), and in each the court held that it was an abuse of discretion
not
to grant relief under Rule 60(b)(1), in light of
Pioneer. See Anchor Glass,
