Michael Wayne Jenkins v. Dan Johnson, SuperintendentMichael Wayne Jenkins v. Dan Johnson, Superintendent
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Lead Opinion
Opinion by Judge BETTY B. FLETCHER. Dissent by Judge O’SCANNLAIN.
OPINION
This case poses the question of when a federal habeas petitioner’s state-court petition for post-conviction relief counts as “properly filed” and as “pending” for the purposes of tolling the Anti terrorism and Effective Death Penalty Act’s (“AED-
I. FACTUAL BACKGROUND
In 1980, an Oregon state court sentenced Jenkins to four consecutive twenty-year sentences following his conviction for robbery, kidnaping, sodomy, attempted murder, and two counts of rape. His conviction became final in 1981. Since then, Jenkins has filed four post-conviction petitions in state court, only the last of which is relevant here. Jenkins filed his fourth amended post-conviction petition in Oregon state court on March 13 or 14, 1996. The state replied immediately with a motion to dismiss alleging that (1) the petition was time-barred by Oregon Revised Statutes (“ORS”) § 138.510(3), and (2) the petition was a “successive” petition barred by
Roughly one month later, on April 24, 1996, the AEDPA took effect. See Pub.L. No. 104-132,110 Stat. 1214. Because Jenkins’ state court conviction had become final prior to that date, the one-year statute of limitations imposed under
On August 8, 1996, the Oregon post-conviction court issued a letter ruling granting the state’s motion to dismiss Jenkins’ fourth amended petition for post-conviction relief. The court offered no explanation for its dismissal and did not indicate the grounds on which the state prevailed: its timeliness argument or its claim that Jenkins’ petition was successive. The post-conviction court entered the judgment of dismissal on September 9,1996.
Under Oregon law, Jenkins’ notice of appeal from this decision should have been filed by October 9, 1996. However, Jenkins’ attorney was unaware of the September 9 judgment until January 28, 1997. Although it was normal practice for the court clerk to mail a copy of a judgment once it was entered, a new court employee apparently did not do so in Jenkins’ case.
On March 4, 1997, the Oregon Court of Appeals denied Jenkins’ motion to file a delayed appeal “without prejudice to seeking post-conviction relief’ because the request for leave to file the delayed notice of appeal was filed more than ninety days after the September 9 entry of the order of judgment.
Jenkins petitioned for review of this order. The Oregon Supreme Court denied Jenkins’ petition without comment on May 27, 1997. Jenkins filed his federal habeas corpus petition on May 11, 1998.
The district court had jurisdiction over Jenkins’ petition pursuant to
II. DISCUSSION
A. Standard of Review
We review de novo a district court’s dismissal of a
B. Application of AEDPA Statute of Limitations
AEDPA’s provisions apply to this case because Jenkins’ petition was filed after the Act’s April 24, 1996 effective date. Lopez v. Thompson,
Jenkins contends that he is entitled to statutory tolling sufficient to render his
1. Was Jenkins’ petition “properly filed”?
In Artuz v. Bennett,
Bennett noted that a petition is technically filed “when it is delivered to, and accepted by, the appropriate court officer for placement into the official record.” Id. The court determined that such a petition is “properly filed” for
when its delivery and acceptance are in compliance with the applicable laws and rules governing filings. These usually prescribe, for example, the form of the document, the time limits upon its delivery, the court and office in which it must be lodged, and the requisite filing fee.
Id. The Court expressly distinguished between statutes that place a condition on filing, as opposed to statutes that impose a condition to obtaining relief. Id. at 11,
Although the Bennett Court clarified that the
Following the Court’s decision in Bennett, this court withdrew Dictado I and replaced it with Dictado v. Ducharme,
Dictado II followed Smith. We held that if a state’s rule governing timely commencement of post-conviction relief proceedings contains exceptions that require the state courts to examine the merits of the petition before dismissing, the petition, even if it is ultimately found to be untimely, should be regarded as “properly filed” since the state statute “does not impose an absolute bar to filing.” Dictado II,
Applying the rule in Dictado II, we determined that Washington state statutes governing successive petitions imposed a “condition to obtaining relief’ under Bennett, rather than a condition to filing. Id. at 727. We based our conclusion on the fact that the statute “disfavors successive petitions, but allows a state court to consider a successive petition” under certain circumstances. Id. Because Washington’s
In its motion to dismiss Jenkins’ fourth amended petition for post-conviction relief, the state argued that the petition was barred under Oregon’s statutes governing both timeliness and successive petitions. The post-conviction court dismissed the petition without identifying the basis for its ruling. Consistent with Bennett and Dictado II, we must determine whether Oregon’s statute governing the timeliness of post-conviction petition filings imposes a condition to filing. The relevant portions of
(2) A petition pursuant toORS 138.510 to 138.680 [Oregon’s Post Conviction Hearing Act] must be filed within two years of the following, unless the court on hearing a subsequent petition finds grounds for relief asserted which could not reasonably have been raised in the original or amended petition:
(a) If no appeal is taken, the date the judgment or order on the conviction was entered in the register.
(b) If an appeal is taken, the date the appeal is final in the Oregon appellate courts.
(3) A one-year filing period shall apply retroactively to petitions filed by persons whose convictions and appeals became final before August 5, 1989, and any such petitions must be filed within one year after November 4, 1993. A person whose post-conviction petition was dismissed prior to November 4, 1993, cannot file another post-conviction petition involving the same case.
Jenkins’ conviction became final in 1981.
The state counters that the statute’s terms make clear that Jenkins falls under
[t]he 120-day limit, when combined with the exception, provides a reasonable opportunity to seek post-conviction relief. We do not hold that any time limit, no matter how short, would be permissible in this context, but we do hold that the 120 day period of limitation inORS 138.510(2) , which incorporates an exception in certain circumstances, does not prevent the available procedure from being reasonable for persons who seek redress.
Id. at 225 (emphasis in original).
The plaintiff in Wallis read Bartz to say that a statutory limitation period was unconstitutional unless it provided an “escape clause” allowing later petitions on a showing of good cause. Wallis,
Although the Wallis court rejected the state’s claim that the escape clause contained in subsection (2) applied to petitions governed by subsection (3) and concluded that the absence of the “escape clause” to the one-year limitation period in subsection (3) was not fatal, id. at 195, the fact that the court did not make this clear until 1998 — two years after the state post-conviction court dismissed Jenkins’ petition— coupled with the fact that the state itself believed that the subsection (2) escape clause applied to petitions filed pursuant to subsection (3) supports Jenkins’ claim that there was no absolute bar on filings like his in 1996.
After Wallis it is now clear that subsection (3) would apply to Jenkins without the benefit of the subsection (2) escape clause, and under Bennett and Dictado II, subsection (3), as understood post -Wallis, therefore imposes a bar to filing whose violation would render a petition improperly filed for
We now turn to Oregon’s successive petition statute,
All grounds for relief claimed by petitioner in a petition pursuant toORS 138.510 to 138.680 must be asserted in the original or amended petition, and any grounds not so asserted are deemed waived unless the court on hearing a subsequent 'petition finds grounds for relief asserted therein which could not reasonably have been raised in the original or amended petition.
(Emphasis added.) The statute includes an exception requiring a court to consider whether a petition asserts permissible grounds for relief before the court dismisses on procedural grounds. Thus, under Bennett and Dictado II,
Therefore, because
2. Was Jenkins’ petition “pending” through May 27, 1997?
The state contends that Jenkins’ state post-conviction petition was not “pending” within the meaning of
In Nino, the court concluded that AEDPA’s statute of limitations must be tolled during “all of the time during which a state prisoner is attempting, through proper use of state court procedures, to exhaust state court remedies with regard to a particular post-conviction application.”
The Supreme Court recently underscored the importance of permitting states the fullest opportunity to consider a petition for post-conviction relief before requiring that a petitioner take his case to federal court. In Carey v. Saffold,
Saffold therefore requires that we answer a threshold question: Was a procedure “available” to Jenkins? Here, the Oregon Court of Appeals and the Oregon Supreme Court considered Jenkins’ motion to file a delayed appeal pursuant to
(4)(a) Upon motion of a defendant, the Court of Appeals shall grant the defendant leave to file a notice of appeal after the time limits described in subsections (1) to (3) of this section if:
(A) The defendant, by clear and convincing evidence, shows that the failure to file a timely notice of appeal is not attributable to the defendant personally; and
(B) The defendant shows a colorable claim of error in the proceeding from which the appeal is taken.
(c) The request for leave to file a notice of appeal after the time limits prescribed in subsections (1) to (3) of this section shall be filed no later than 90 days after entry of the order or judgment being appealed and shall be accompanied by the notice of appeal sought to be filed[.]
(e) The denial of a motion under paragraph (a) shall be a bar to post-conviction relief underORS 138.510 to 138.680*1155 on the same ground, unless the court provides otherwise.
Because Jenkins did not receive notice of the state post-conviction court’s entry of judgment until more than ninety days after it had occurred, he could not possibly have complied with
The question, then, is whether or not Jenkins’ equitable request for permission to file a late notice of appeal invoked a procedure “available” to him in light of the requirement that we broadly interpret when a petition might be “pending” for purposes of statutory tolling. See Nino,
The record shows that Jenkins— placed in a very difficult position due to the state post-conviction court’s failure to timely notify him of the decision in his case — made a reasoned argument to the Oregon Court of Appeals that the statute of limitations imposed in subsection (c) was not mandatory but permissive, and that the court should exercise its discretion to permit his late notice because his delay was entirely out of his control. The fact that the Oregon Court of Appeals ultimately disagreed with Jenkins’ argument — whether because it determined that the requirement was, in fact, mandatory or because it rejected his equitable claim on the merits is unclear — does not in and of itself demonstrate that Jenkins was not using available state court procedures properly when he filed his petition.
However, the district court never made any findings of fact on the issue of whether the state courts deemed Jenkins’ petition untimely. It simply never reached the issue. Although we conclude that Jenkins’ petition was properly filed, we remand, as requested by the petitioner, for the district court to determine whether it was “pending” and whether tolling applies. On remand, Jenkins may advance his claims and develop the record as to whether equitable tolling applies even if statutory tolling may not. See Lott v. Mueller,
Accordingly, we vacate the judgment of the district court and remand for further proceedings consistent with this opinion.
VACATED AND REMANDED.
Notes
. The state has been aware of Jenkins’ allegation about the court's failure to notify him of the judgment since at least April 25, 1997, when Jenkins filed his late petition for review in the Oregon Supreme Court. Jenkins reiterated his claim in both his opening brief and his supplemental brief in this case. The state has never contested Jenkins' claim.
. This filing date does not, however, take into account the effect of the "prison mailbox ’ rule,” which provides that a prisoner's federal habeas petition should be considered to have been filed when he gave it to prison authorities for mailing. See Houston v. Lack,
. The United States Supreme Court’s recent decision in Carey v. Saffold does not alter this conclusion. In Saffold, the Court stated that a hypothetical California Supreme Court ruling that a delay was “unreasonable” would have precluded tolling the federal habeas limitations period during that delay "regardless of whether [the California Supreme Court] also addressed the merits of the claim, or whether its timeliness ruling was 'entangled' with the merits.” Carey v. Saffold,
. At oral argument, the state specifically stated that it was not relying on the final statement in subsection (3) regarding petitions dismissed prior to November 4, 1993. We hold it to that concession here, and focus on the first sentence of subsection (3), on which the state does rely.
. The Oregon legislature increased the
. Following a 1998 decision, the "former practice of allowing post-conviction petitioners to file a late notice of appeal based on a showing of good cause” under
Dissenting Opinion
dissenting:
The court holds that Jenkins’s state post-conviction petition was “properly filed” within the meaning of
I
At issue, of course, is whether Jenkins is entitled to statutory tolling under
In the context of Jenkins’s petition for relief, we are thus confronted with the issue of whether a statute of limitations for the fifing of a state petition is properly classified as a “condition to fifing” or a “condition to obtaining relief.” If compliance with the timeliness requirement is a “condition to fifing,” then Jenkins is not entitled to statutory tolling for the pen-dency of his state petition for relief because it was not “properly filed” pursuant to
In Dictado v. Ducharme,
II
Turning to the case at hand, the Oregon statute of limitations for post-conviction petitions has two pertinent subsections. See
In 1992, before subsection (3) was enacted, the Oregon Supreme Court upheld the constitutionality of subsection (2). See Bartz v. State,
Extending the Oregon Supreme Court’s pronouncement in Bartz to this case, the majority remarkably recites that it was unclear whether a good cause exception also applied to subsection (3). The majority divines that an ambiguity existed until the Oregon Court of Appeals in Wallis v. Baldwin,
This argument might conceivably have some merit in some other circumstance, as where there was a genuine ambiguity in the state procedural rule and the record indicated that, before the clarifying decision, the state courts treated the rule as a “condition to obtaining relief’ rather than a “condition to filing.” However, there simply is no such ambiguity in this case. Subsection (3) required those convicted before August 5, 1989, who had not previously filed a petition for post-conviction relief, to file their petitions before November 4, 1994. That gave the petitioners over five years, which is ample for constitutional purposes, as the Wallis court duly recognized.
In evaluating the constitutionality of old subsection (2), the Oregon Supreme Court stated that “a reasonable time limitation may be placed on the assertion of a state constitutional claim.” Bartz,
Nevertheless, the majority interprets the Oregon Supreme Court’s holding in Bartz as injecting an ambiguity into the statutory scheme such that the plain meaning of subsection (3) is to be ignored. The majority infers from Bartz that any time limit without an express good cause exception would be unconstitutional. Accordingly, the majority reasons that until Wallis was handed down subsection (3) must be read to include such an exception, even though its text contains no such thing. This interpretation of Bartz stretches far beyond a reasonable limit and constitutes a stunning departure from the scheme enacted by the Oregon legislature. Indeed, since subsection (3) was enacted after Bartz, the Oregon Legislature knew of the holding in that case and understood, presumably better than we do, the import of Bartz.
Ill
Therefore, I must dissent from the conclusion that subsection (3) “was not an adequate state ground of decision for procedural bar purposes prior to Wallis.” Supra at 1153.
. It also seems to me that the bar contained in the second sentence of