Lead Opinion
Michael Turner, a federal prisoner, appeals the district court’s dismissal of his 28 U.S.C. § 2241 petition for a writ of habeas corpus, arguing that his § 2241 petition is cognizable under the savings clause of 28 U.S.C. § 2255 because intervening changes in the law have rendered § 2255 “inadequate or ineffective to test the legality of his detention.” § 2255(e). Specifically, Turner argues that he no longer qualifies for an enhanced sentence pursuant to the Armed Career Criminal Act (ACCA), 18 U.S.C. § 924(e), because under law passed down since his initial § 2255 motion, the offenses that formed the predicate for the enhancement no longer qualify as “violent felonies” under the ACCA. Finding no error in the district court’s classification of Turner’s convictions as violent felonies under § 924(e), we affirm.
I. Background and Procedural History
In 2004, Turner pleaded guilty, pursuant to a written plea agreement, to possession of a firearm by a convicted felon, in violation of 18 U.S.C. §§ 922(g) and 924(e). During his plea colloquy, Turner acknowledged that he had previously been convicted of: (1) aggravated battery, (2) shooting into a building, (3) battery on a law enforcement officer, and (4) possession of a firearm by a convicted felon. Turner repeatedly acknowledged that because he had previously been convicted of three qualifying violent felonies, he would be subject to a 15-year mandatory minimum sentence under the ACCA. See 18 U.S.C. § 924(e).
In preparation for Turner’s sentencing, the United States Probation Office prepared a Presentence Investigation Report (PSR), which detailed Turner’s long criminal history. Of particular relevance tо this appeal, the PSR included descriptions of Turner’s previous convictions for: (1) shooting into an occupied building and aggravated assault; (2) battery on a law enforcement officer; and (3) aggravated battery. With regard to the convictions for shooting into an occupied building and aggravated assault, the PSR explained that in 1981, Turner had fired two shots at a man standing outside of his home, and that one of the two shots had entered through the front window of the home. As to the conviction for battery on a law enforcement officer, the PSR relayed that in 1986, Turner fled from officers after an apparent drug transaction, resisted their attempt to subdue him, and pushed one of deputies against a wall, injuring her left
The PSR initially calculated Turner’s guideline range at 77 to 96 months; however, because he had three convictions for the violent felonies referenced above, Turner’s sentence was subject to the ACCA enhancement, which mandated a minimum sentence of 15 years’ imprisonment. See id. At his sentencing, Turner’s sole objection was that, because the convictions underlying the ACCA enhancement were not set out in the indictment, stipulated to in the plea agreement, or admitted at the plea colloquy, the application of the ACCA enhancement violated the teaсhings of Blakely v. Washington,
Turner timely appealed, again asserting his Blakely challenge. We affirmed, and the Supreme Court denied certiorari. See United States v. Turner,
Three years later, in March 2009, Turner filed pro se the § 2241 petition that forms the heart of the instant dispute. This time, however, Turner abandoned his Blakely challenge and argued that, in light of the Supreme Court’s decision in Begay v. United States,
II. Discussion
Turner wages a two-pronged attack upon the district court’s dismissal of his
1. The Intersection of §§ 2255 and 2241
“Typically, collateral attacks on the validity of a federal sentence must be brought under § 2255.” Darby v. Hawk-Sawyer,
What, then, must a petitioner demonstrate to open the portal of § 2241 through the § 2255 savings clause? We have previously indicated that the savings clause of § 2255 may permit a petitioner to bring a claim under § 2241 when: “1) th[e] claim is based upon a retroactively applicable Supreme Court decision; 2) the holding of that Supreme Court decision establishes the petitioner was convicted for a nonexistent offense; and, 3) circuit law squarely foreclosed such a claim at the time it otherwise should have been raised in the petitioner’s trial, appeal, or first § 2255 motion.” Wofford v. Scott,
At the same time, our decision in Gilbert explicitly left open the question of whether the savings clause would permit a prisoner to open the § 2241 portal if he claimed a “pure Begay error” — that is, an “error[ ] in the application of the ‘violent felony’ enhancement, as defined in [the ACCA,] 18 U.S.C. § 924(e)(2)(B), resulting in a higher statutory minimum and maximum sentence under § 924(e).” Id. at 1319 n. 20 (explaining that such an error “would necessarily have resulted in the defendant being sentenced to a term of imprisonment that exceeded what would have been the statutory maximum without the error”). The upshot of GilbeH, then, is that the last bastion in which a petitioner claiming an error in the application of the sentencing guidelines can possibly seek refuge through § 2241 is when his claims involve an intervening change in the law that renders erroneous the ACCA violent felony enhancement used to enhance his sentence beyond the statutory maximum.
Applying these principles to the facts at hand, we easily dispose of Turner’s Shepard claim. Shepard was decided before Turner’s initial § 2255 motion in this case; therefore, he had the opportunity to raise it in his § 2255 motion. Section 2255(e)’s “savings clause does not cover sentence claims that could have been raised in earlier proceedings.” Id. at 1319.
That leaves only Turner’s claim that, based on decisions passed down since his § 2255 motion, the predicate offenses underlying his ACCA enhancement no longer qualify as violent felonies, and he was therefore “sentenced to a term of imprisonment that exceeded what would have been the statutory maximum without the error.” Id. at 1319 n. 20. In other words, Turner claims the quintessential “pure Be-gay error.” Id.) see Begay,
To have any chance of success on his claim, Turner would have to show that he was erroneously classified as an armed career criminal and that, based on the wrongly imposed ACCA enhancement, he is serving a sentence in excess of the statutory maximum. Even then, we have expressly refused to say whether such a showing would be sufficient to open the portal to § 2241.
2. Violent Felonies Under the ACCA
The ACCA mandates a minimum sentence of 15 years’ imprisonment for any defendant convicted of being a felon in possession of a firearm and who has three previous convictions “for a violent felony or a serious drug offense, or both, committed on occasions different from one another.” § 924(e)(1). A “violent felony” is defined as:
[A]ny crime punishable by imprisonment for a term exceeding one year ... that—
(i) has as an element the use, attempted use, or threatened use of physical force against the person of another; or
(ii) is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another[.]
§ 924(e)(2)(B).
The first step in determining whether a prior conviction qualifies as a violent felony “is to identify the specific crime at issue, generally using a categorical approach.” United States v. Pantle,
[wjhen the law under which the defendant has been convicted contains statutory phrases that cover several different generic crimes, some of which require violent force and some of which do not, the “modified categorical approach” ... permits a court to determine which statutory phrase was the basis for the conviction by consulting the trial record— including charging documents, plea agreements, transcripts of plea colloquies, findings of fact and conclusions of law from a bench trial, and jury instructions and verdict forms.
Johnson v. United States,
Once we determine the precise statutory language upon which a previous conviction was based, we then determine whether the crime at issue constitutes a crime of violence under § 924(e)(2)(B). See Alexander,
Several Supreme Court decisions in recent years have added significantly to the precedent we rely upon in determining whether a given offense qualifies as a violent felony. For example, in Begay the Court explained that the presence of the enumerated offenses — burglary, arson, extortion, and those crimes involving the use of explosives — before the residual clause implies that the ACCA residual clause “covers only similar crimes [to those enumerated], rather than every crime that ‘presents a serious potential risk of physical injury to another.’ ”
Just three years after its decision in Begay, the Court sounded somewhat of a retreat from its decision in that case. In Sykes v. United States, the Court explained that “[i]n general, levels of risk divide crimes that qualify as violent felonies [under the residual provision] from
We recently enunciated our reconciliation of these two seemingly inconsistent decisions, explaining: “Sykes makes clear that Begay’s ‘purposeful, violent, and aggressive’ analysis does not apply to offenses that are not strict liability, negligence, or recklessness crimes.” United States v. Chitwood,
Applying these principles to the facts at hand, we first note that Turner’s primary argument — that his conviction for being a felon in possession of a firearm does not qualify as a violent felony — wholly misconstrues the record in this case and the offenses for which he was sentenced under the ACCA. The district judge adopted the findings of fact and guideline calculations of the PSR. The PSR listed three prior violent felonies as the basis for the ACCA enhancement: (1) Turner’s 1991 conviction for aggravated assault and shooting into an occupied building; (2) his 1986 conviction for battery on a law enforcement officer; and (3) his 1996 conviction for aggravated battery. Therefore, Turner’s previous conviction for being a felon in possession of a firearm did not serve as a predicate offense for purposes of the ACCA enhancement, and his argument in this regard must fail. Nonetheless, for the sake of completeness, we proceed to examine each of the predicate offenses underlying Turner’s ACCA enhancement in turn.
A. Aggravated Assault and Shooting into an Occupied Building
Turner’s convictions under Florida law for aggravated assault, Fla. Stat. § 784.021, and shooting into an occupied building, Fla. Stat. § 790.19, arose from the same incident; therefore, if either conviction constitutes a violent felony, it can serve as one of the three predicate offenses for purposes of the ACCA. See 18 U.S.C. § 924(e)(1) (requiring that the predicate offenses occur on “occasions different from one another”). In Florida, “[a]n ‘aggravated assault’ is an assault: (a) With a deadly weapon without intent to kill; or (b) With an intent to commit a felony.” Fla. Stat. § 784.021.
Turning to the facts at hand, the undisputed facts in the PSR reveal that Turner was convicted of aggravated assault for going to the victim’s home and firing a gun twice at the victim as he stood outside his home. Both shots missed, the second one only narrowly, and the bullet went through the front window of the home. Nonetheless, the underlying facts of Turner’s conviction are unnecessary to classify Florida aggravated assault as a violent felony here, because by its definitional terms, the offense necessarily includes an assault, which is “an intentional, unlawful threat by word or act to do violence to the person of another, coupled with an apparent ability to do so.” Id. (emphasis supplied). Therefore, a conviction under section 784.021 will always include “as an element the ... threatened use of physical force against the person of another,” § 924(e)(2)(B)(i), and Turner’s conviction for aggravated assault thus qualifies as a violent felony for purposes of the ACCA.
Turner’s conviction for shooting into an occupied building also qualifies as a violent felony. Florida Statute section 790.19 provides that “[w]hoever, wantonly or maliciously, shoots at, within, or into, or throws any [deadly] missile ... at, within, or in any public or private building, occupied or unoccupied ... shall be guilty of a felony.” For purposes of section 790.19, “ ‘wantonly’ means ... with the knowledge that damage is likely to be done to some person,” and “ ‘[mjaliciously’ means wrongfully, intentionally, ... and with the knowledge that injury or damage will or may be caused to another person or the property of another person.” State v. Kettell,
We think that under the categorical approach, when a person wantonly or maliciously shoots or throws any deadly missile at any building — occupied or unoccupied— there is a serious potential risk of physical injury sufficient to bring such conduct within the ambit of the residual clause. See Alexander,
Even if it did not qualify under the traditional categorical approach, Turner’s conviction for shooting into an occupied building would still constitute a violent felony under the modified categorical approach. The PSR reveals that Turner shot twice at a man and that, upon missing him, the second bullet entered the front window of the man’s home. Turner’s conviction therefore necessarily includes the wanton or malicious firing of a gun at an occupied building. The Supreme Court has opined that the ACCA’s residual clause is intended to ensure increased penalties apply to those individuals who “show an increased likelihood that thе offender is the kind of person who might deliberately point the gun and pull the trigger.” Begay,
B. Battery on a Law Enforcement Officer
In Florida, a person commits a battery if he: “(1) Actually and intentionally touches or strikes another person against the will of the other; or (2) Intentionally causes bodily harm to another person.” Fla. Stat. § 784.03(l)(a). Though battery is ordinarily a misdemeanor, battery against a law-enforcement officer is a felony. Fla. Stat. § 784.07(2)(b).
The Supreme Court recently held that Florida’s felony battery offense is not categorically a crime of violence under the ACCA’s elements clause. See Johnson,
Furthermore, and even if Turner’s conviction did not qualify under the elements clause, our result would be the same, because Florida battery on a law enforcement officer also qualifies as a violent felony under the residual clause. See Rozier v. United States,
Two of our sister circuits have held that similar offenses involving battery on a law enforcement officer constitute crimes of violence or violent felonies under the residual clause. See United States v. Dancy,
The Supreme Court’s recent decision in Sykes confirms our view in this regard. In Sykes, the Court held that vehicular flight from a law enforcement officer was a violent felony under the residual clause, in part because “[c]onfrontation with police is the expected result of vehicle flight. It places property and persons at serious risk of injury.”
C. Aggravated Battery
Having determined that Turner’s first two convictions qualify as violent felonies under the ACCA, his final predicate conviction — for aggravated battery — falls neatly into place. In Florida, a person commits aggravated battery by committing a battery: (1) that intentionally or knowingly causes great bodily harm, permanent disability, or disfigurement; (2) while using a deadly weapon; or (3) upon a victim whom the offender knows to be pregnant. Fla. Stat. § 784.045.
We need not belabor the point here because Turner’s conviction — -which stemmed from his stabbing a man in the chest — is indubitably a violent felony under the elements clause. Using the modified categorical approach, and because the victim of the crime was a male, we can rule out battery upon a pregnant female as the basis for Turner’s conviction. That leaves only two potential bases for Turner’s conviction, one of which involves the intentional or knowing causation of great bodily harm, and the other which involves the use of a deadly weapon. Either way, the crime “has as an element the use, attempted use, or threatened use of physical force,” § 924(e)(2)(B)(i), indeed, “violent force — that is, force capable of causing physical pain or injury to another person.” Johnson,
III. Conclusion
In Gilbert, we left open the question whether a petitioner could open the portal to § 2241 via the savings clause of § 2255 if he could make a showing of “pure Begay error” — that is, a showing that errors in the application of the ACCA’s violent felony enhancement “resulted in the defendant being sentenced to a term of imprisonment that exceeded what would have been the statutory maximum without the error.” Gilbert,
AFFIRMED.
Notes
. Pursuant to Bonner v. City of Prichard,
. Even if a petitioner succeeds in making Wofford's three-part showing, he would then need to demonstrate "actual innocence” of the crime for which he was convicted to demonstrate an entitlement to relief.
. We harbor some doubt as to whether such a showing, even if properly made, would permit opening the § 2241 portal. After all, the savings clause will only apply if a petitioner can make a showing of actual innocence, and we have previously suggested that "for the actual innocence exception to apply in the noncapi-tal sentencing context, a movant must show that he is factually innocent of the conduct or underlying crime that serves as the predicate for the enhanced sentence.” McKay v. United States,
. The definition of "violent felony” under the ACCA is virtually identical to the definition of "crime of violence” for purposes of the career offender enhancement of § 4B1.1 of the United States Sentencing Guidelines (USSG), "so that decisions about one apply to the other.” Gilbert,
. Though we technically examine the statute as it existed at the time of the relevant conviction, for ease of access we cite throughout this opinion to the present statute, unless the statute or statutes of conviction have been revised in relevant part since the time of Turner’s conviction for that offense.
. Even if it did not qualify under the traditional categorical approach, Turner’s conviction in this case would certainly qualify under the modified categorical approach. The PSR leaves no doubt that Turner was convicted of an assault carried out with a firearm — a deadly weapon — and we have held that assault with a deadly weapon is included in “the generic crime of 'aggravated assault’ so as to qualify as a 'crime of violence’ ” or a violent felony for purposes of sentencing. See United States v. Palomino Garcia,
. Doubtless, Florida aggravatеd battery would also qualify as a violent felony under the residual clause. See Sykes,
Concurrence Opinion
concurring:
I concur because the law of this circuit requires that I must. I write separately to endorse the idea expressed in footnote 3 that § 2255 is “literally” inadequate and ineffective to test the legality of an erroneously imposed ACCA-enhanced sentence in excess of the statutory maximum, thereby opening the portal to habeas relief under § 2241. I disassociate myself, however, from the dicta also expressed in the footnote that guideline enhancements and the guideline sentences for the underlying crimes — like ducks and donkeys — are not the same things, and, therefore, should not be treated the same. Tell this to the petitioner who is literally factually innocent of the sentencing enhancement — that is, he is not, nor has he ever been, guilty of three prior violent felonies. Tell him that the error in the enhancement is beyond our power to fix because it is a duck not a donkey.
Distinguishing between ducks and donkeys is a meaningless exercise when, behind the curtain, both are the government. It is the government that unlawfully deprives us of our liberty when it applies an invalid enhancement to a sentence. It is the government that is forbidden to do so by the Constitution.
If our government can incarcerate people for time beyond that provided for by law simply because we call the incarceration a duck instead of a donkey, there is no constitutional guarantee against deprivation of liberty in this country.
