Miсhael-Ryan KRUGER, Special Administrator of the Estate of Andrea Kruger, Plaintiff-Appellant v. State of NEBRASKA; Robert Houston, Retired Director, Department of Correctional Services, in his official and individual capacities; Cameron White, Behavioral Health Administrator, Department of Correctional Services, in his official and individual capacities; Dr. Randy Kohl, in his official and individual capacities; Department of Corrections, Defendants-Appellees.
No. 15-1427
United States Court of Appeals, Eighth Circuit
April 7, 2016
Denied May 11, 2016
820 F.3d 295
David A. Lopez, AAG, argued, Ryan Post, AAG, on the brief, Linсoln, NE, for Defendants-Appellees.
Before RILEY, Chief Judge, BEAM and KELLY, Circuit Judges.
RILEY, Chief Judge.
Nikko Jenkins was released from prison in July 2013 after serving ten and one-half years of a twenty-one-year sentence. About three weeks after his release, he killed four people in Omaha, Nebraska, including Andrea Kruger. After Andrea‘s death, her husband, Michael-Ryan Kruger, as special administrator for Andrea‘s
Kruger alleged deliberate indifference, violation of Andrea‘s substantive due process rights under the Fourteenth Amendment to the United States Constitution, see
I. BACKGROUND4
Kruger‘s complaint alleged “the State of Nebraska released Jenkins, a violent and dangerous criminal, from incarceration” before he had served his full term even though “Jenkins repeatedly exhibited signs of serious mental health issues.” According to Kruger, Dr. Baker evaluated Jenkins numerous times between 2009 and 2013, and Jenkins repeatedly told Dr. Baker about his delusional and violent thoughts. Jenkins informed Dr. Baker “he had been hearing the voice of an Egyptian god who told him to harm others” and “he often had violent thoughts, and fe[lt] he w[ould] hurt others when released.” Kruger also pled “Jenkins repeatedly told staff evaluators he did not want to be released into the community because he will kill people.” Less than six months before Jenkins‘s release, Dr. Baker reported Jenkins “had a mental illness” and he “was an imminent danger to hurt somebody.” She recommended a civil commitment. Jenkins‘s family, friends, and Jenkins himself made repeated requests for civil commitment to the Johnson County (Nebraska) Attorney. Jenkins stated to department employees “he wanted to be committed someplaсe to get mental help because he would kill people if he did not receive the mental help and was released.”
Kruger alleged “[s]ometime in spring of 2013, ... Houston gave White a list of inmates and told him to change all clinical recommendations from inpatient to outpatient treatment so that [the inmates] would be eligible for release from the Department.” According to Kruger, Jenkins was on this list of inmates, so “White4
Kruger also alleged that in the mоnths before Jenkins‘s release, the Johnson County Attorney and the State‘s Public Counsel were investigating whether to pursue having Jenkins civilly committed upon his release. During this time, department employees met with the Public Counsel to discuss Jenkins. Dr. Mark Weilage, the department‘s Assistant Behavioral Health Administrator, spoke by phone with the Deputy Johnson County Attorney about Jenkins. No defendants ever disclosed Dr. Baker‘s evaluation—which, according to Kruger, could have provided a medical basis for civil commitment—during the meeting with the Public Counsel, the phone call with the Deputy County Attorney, or at any other time.
Kruger charged the dеfendants with “acting with deliberate indifference to Andrea Kruger‘s constitutional rights” by:
- Failing to properly enforce, apply, interpret, calculate, implement and comply with the rules, regulations, policies, procedures and laws regarding the detainment, sentencing, detention, incarceration, commitment and release of inmates.
- Failing to properly comply with rules, regulations, policies, procedures and/or laws with respect to “good time” credited to inmates for good behavior while incarcerated.
- Failing to deduct and/or alter “good time” credit from an inmate‘s sentenсe after the inmate had exhibited violent and/or insubordinate conduct during the inmate‘s term of incarceration and/or engaged in other conduct, which violates established policies, procedures, and/or rules.
In support of his state law negligence claim against the state, Kruger alleged the defendants “had a duty to Andrea Kruger in that ... [t]he magnitude of the risk of harm to Andrea Kruger was great as Nikko Jenkins had informed employees, contractors, officers and/or agents of the State of Nebraska that he intended to commit murders.” Further, “[t]he State was the only entity that had the opportunity and ability to exеrcise care to protect Andrea Kruger by not releasing Nikko Jenkins,” and it was foreseeable Jenkins would harm Kruger if he were released.
The original defendants removed the case to federal court. After Kruger amended his complaint, the state and the department officials moved to dismiss, pursuant to
The district court dismissed Kruger‘s state law claims against the depаrtment officials in their individual capacities because the challenged actions undisputedly
II. DISCUSSION
We review de novo the district court‘s ruling on a motion to dismiss. See Christiansen v. W. Branch Cmty. Sch. Dist., 674 F.3d 927, 933-34 (8th Cir. 2012).
A. Section 1983 Claims
1. Waiver
First, we address Kruger‘s assertion “the defendants have waived the sovereign immunity defensе by removing this case from state court.” Kruger asserts more generally that the defendants “waived any immunity defenses:” Kruger relies on Lapides v. Board of Regents of University System of Georgia, 535 U.S. 613, 616, 122 S.Ct. 1640, 152 L.Ed.2d 806 (2002), a case in which state officials removed the plaintiff‘s state and federal claims against them in their personal and official capacities to federal court. The state then argued it was immune from suit in federal court under the Eleventh Amendment even though “a state statute had waived sovereign immunity from state-law suits in state court.” Id. The Supreme Court rejected this argument, concluding a state may not remove a case tо federal court and then attempt to assert immunity that would not have been available in state court. Id. at 619-20, 122 S.Ct. 1640. The Lapides court explained its holding was limited “to the context of state-law claims, in respect to which the State has explicitly waived immunity from state-court proceedings.” Id. at 617-18, 122 S.Ct. 1640. The Lapides court‘s decision itself does not necessarily apply to federal claims or state claims in which the state has not waived immunity in state courts. See id.
The fact that the defendants’ removal of this case to federal court may have waived their Eleventh Amendment immunity from suit in federal court with respect to any state law claims for which thе state had waived immunity in state court does not necessarily mean they waived their other immunities: sovereign immunity from state law claims for which the state has not waived immunity and qualified immunity from the
2. Section 1983 Claims—Department Officials’ Individual Capacities
Kruger next contends “the individual defendants did not have qualified
An official sued under
Plumhoff v. Rickard, 572 U.S. 765, 134 S.Ct. 2012, 2023, 188 L.Ed.2d 1056 (2014) (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 735, 131 S.Ct. 2074, 2080, 179 L.Ed.2d 1149 (2011)). Kruger claims he met this test because “[a]t this stage of the proceedings, all allegations in the Second Amended Complaint must be taken as true. Kruger pled that [Andrea] had the constitutional right to freely associate and travel about the City of Omaha, and to not be deprived of that liberty interеst by State actions.”
As the district court explained, this is incorrect. Although the facts alleged in the complaint must be taken as true at this stage of the proceedings, they still must plausibly state a claim for relief. See Bell Atl. Corp., 550 U.S. at 555-56, 127 S.Ct. 1955. The district court was not required to take as true the dubious legal conclusions that there are constitutional rights to “freely associate and travel about the City of Omaha” which are “clearly established” and of which “any reasonable official” would have been aware. Plumhoff, 134 S.Ct. at 2023 (quoting al-Kidd, 563 U.S. at 731, 131 S.Ct. at 2074).
Kruger proclaims “the State had a duty to the public at large to not release a known and violent criminal.” In fact, “there is no general substantive due process right to be protected against the release of criminals from confinement, even if that release violates state law.” Lovins v. Lee, 53 F.3d 1208, 1209 (11th Cir. 1995). Kruger‘s proclaimed duty is not clearly established.
There are two exceptions, neither of which applies here. First, the special relationship exception applies to limited circumstances where “the Constitution imposes upon the State affirmative duties of care and protection with respect to particular individuals.” DeShaney v. Winnebago Cty. Dep‘t of Soc. Servs., 489 U.S. 189, 197-99, 109 S.Ct. 998, 103 L.Ed.2d 249 (1989) (emphasis added). This includes the duty “to provide adequate medical care to incarcerated prisoners” and “to provide involuntarily committed mental patients with such services as are necessary to ensure their ‘reasonable safety’ from themselves and others.” Id. at 198-99, 109 S.Ct. 998 (quoting Youngberg v. Romeo, 457 U.S. 307, 324, 102 S.Ct. 2452, 73 L.Ed.2d 28 (1982)). DeShaney illustrates the narrow reach of this exception. See id. There, the Supreme Court rejected a
The second exception is “the state-created-danger” exception. This exception would apply if Kruger showed:
(1) that [Andrea] was a member of “a limited, precisely definable group,” (2) that the [defendants‘] conduct put her at a “significant risk of serious, immediate, and proximate harm,” (3) that the risk was “obvious or known” to the [defendants], (4) that the [defendants] “acted recklessly in conscious disregard of the risk,” and (5) that in total, the [defendants‘] conduct “shocks the conscience.”
See Fields v. Abbott, 652 F.3d 886, 891 (8th Cir. 2011) (quoting Hart v. City of Little Rock, 432 F.3d 801, 805 (8th Cir. 2005)). The district court found this exception did not apply because “Andrea was not a member of a limited, precisely definable group.” Id. We agree with the district court‘s conclusion that “[m]embership in the general public” does not suffice.
Kruger asks us to “reconsider the state-created-danger doctrine,” citing our decision in Freeman v. Ferguson, which involved a
The allegation here that the defendants increased the danger to the general public distinguishes this case from Freeman. See, e.g., Davis v. Fulton County, 90 F.3d 1346, 1351-52 (8th Cir. 1996) (determining that duty jailer did not create a danger particular to an elderly shopkeeper who worked near the jail when the jailer permitted a pretrial detainee to go outside the jail to perform chores and the detainee raped the shopkeeper). In Freeman, the police allegedly deliberately ignored reports from two individuals who reported a danger from domestic violence that was specific to them. Freeman, 911 F.2d at 53-55. Freeman does not require we reverse the district court‘s order granting the defendants’ motion to dismiss Kruger‘s
B. State Law Negligence Claims
1. Negligence Claims—Department Officials’ Individual Capacities
Kruger seems to have abandoned his state law claims against the department officials in their individual capacities. The district court correctly dismissed these claims because the department officials’ actions were taken while they were acting in the scope of their employment, a fact Kruger himself pled. The STCA lim-
2. Negligence Claims—Department Officials’ Official Capacities
a. STCA Discretionary Function Exception
The district court dismissed Kruger‘s state law claims against the department officials in their official capacities upon concluding they did not fall within the STCA‘s limited sovereign immunity waiver. See
The discretionary function provision of the STCA provides:
The State Tort Claims Act shall not apply to ... [a]ny claim based upon an act or omission of an employee of the state, exercising due care, in the execution of a statute, rule, or regulation ... or based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a state agency or an employee of the state, whether or not the discretion is abused.
The discretionary function exception “extends only to the basic policy decisions made in governmental activity, and not to ministerial activities implementing such policy decisions.... [T]he state is liable for negligence of its employees at the operational level, where there is no room for policy judgment.” Id. Distinguishing a ministerial from a discretionary function involves a two-step inquiry. Id. at 289. First, does the conduct “involve[] an element of judgment or choice” or does a “statute, regulation, or policy specifically prescribe[] a course of action for an employee to follow“? Id. Second, if “the challenged conduct involves an element of judgment” is it “the kind that the discretionary function exception was designed to shield“? Id.
i. Discharge Date Calculation
The district court concluded the department officials’ calculation of Jenkins‘s release date was a discretionary function because Nebraska statute
On appeal, Kruger asserts his claim should not have been dismissed be-6
While Jenkins had been sentenced to serve 21 years for his crimes, he was released from prison after serving 10 and 1/2 years. The State of Nebraska failed to properly calculate and/or apply “good time” for Jenkins in ordering his release on July 30, 2013.
Kruger did not plead (1) what crimes Jenkins was convicted of, (2) whether those crimes carried mandatory minimum sentences, (3) what those sentences were, or (4) when Jenkins should have been eligible for release. Without this information, there is no way to evaluate the plausibility of whether a mathematical error occurred. Even if Kruger is correct in asserting that the discretionary function exception does not apply to mathematical sentence calculations, we conclude Kruger failed to plead facts stating a plausible claim for relief. See Bell Atl. Corp., 550 U.S. at 555-56, 127 S.Ct. 1955.
ii. Psychiatric Report and Civil Commitment Decisions
Second, the district court determined the decision not to seek civil commitment for Jenkins was a discretionary function, citing Nebraska law providing:
Any person who believes that another person is mentally ill and dangerous may communicate such belief to the county attorney.... If the county attorney concurs that suсh person is mentally ill and dangerous and that neither voluntary hospitalization nor other treatment alternatives less restrictive of the subject‘s liberty than inpatient or outpatient treatment ordered by a mental health board is available or would suffice to prevent the harm described in section 71-908, he or she shall file a petition as provided in this section.
On appeal, Kruger asserts the department officials had a mandatory duty to provide Dr. Baker‘s psychiatric evaluation of Jenkins to the Johnson County Attorney and the Public Counsel, thus making this duty a non-discretionary function. Kruger‘s argument that the department оfficials had a mandatory duty to provide the report to the county attorney is foreclosed by Holloway v. State, 293 Neb. 12, 875 N.W.2d 435, 443-48 (2016), in7
Kruger also proposes “[t]he State had a mandatory legal duty to turn over Dr. Baker‘s psychiatric report” to the Public Counsel. Nebraska Statute section
Kruger briefly mentions section
b. Due Care Exception
Alternatively, Kruger suggests that even if the defendants’ actions were discretionary functions, the discretionary function exception does not apply because it only applies to discretionary functions carried out with due care. See Doe v. Omaha Pub. Sch. Dist., 273 Neb. 79, 727 N.W.2d 447, 458 (2007) (recognizing the existence of a statutory due care exception under
III. CONCLUSION
The judgment of the district court is affirmed.
KELLY, Circuit Judge, concurring.
Unlike the “special relationship” exception, the “state-created-danger” exception is not extensively discussed in DeShaney, 489 U.S. at 197-99, 109 S.Ct. 998, but rather is circuit developed. While the elements of this judicially-created theory vary somewhat among the courts, in ordеr to state a claim based on “state-created-danger,” most require a plaintiff to articulate something like “a limited, precisely definable group” at risk. Fields, 652 F.3d at 891 (quoting Hart, 432 F.3d at 805); see also, e.g., Ray v. Owens, 622 Fed.Appx. 97, 99 (3d Cir. 2015) (unpublished per curiam) (holding that harm must be “foreseeable and fairly direct” and there must be “a special relationship between the [victim] and the state“); Doe ex rel. Magee v. Covington Cty. Sch. Dist. ex rel. Keys, 675 F.3d 849, 864-66 (5th Cir. 2012)
I recognize that membership in the general public does not suffice to establish a limited, precisely definable group. See Davis, 90 F.3d at 1351. Because Kruger has failed to plead anything more than a statement that the general public was at risk—Jenkins threatened to kill “people,” “others,” and “Christians, Jews, women and children” and “eat people, specifically Christians and Catholics“—I must concur in the opinion here as to Kruger‘s
The lack of a consistent or decisive answer to those questions that makes sense in every factual scenario makes it troubling to dismiss this type of case at such an early stage. This is especially so here: If you consider the possibility that the other elements of the “state-created-danger” theory are met, the duty of the State would likely be the same whether there was a named victim or not—to civilly commit Nikko Jenkins. Therefore, I question, under circumstances such as these, whether the simple public-versus-precisely-definable-group dichotomy is a useful one, and I would not find it inconsistent with DeShaney to rethink or refine it. Nor would such refinement necessarily be foreclosed by Martinez v. State of Cal., 444 U.S. 277, 285, 100 S.Ct. 553, 62 L.Ed.2d 481 (1980) (Defendant was “not aware that [the] decedent, as distinguished frоm the public at large, faced any special danger.“). Moreover, the changes the court could reasonably consider would not open the floodgates to liability and litigation, for each of the other elements for establishing the “state-created-danger” theory in support of a
Establishing a constitutional violation in this setting may be more difficult than bringing a claim based on state tort law that the state could very wеll expand, and understandably and justifiably so. See DeShaney, 489 U.S. at 203, 109 S.Ct. 998 (noting that the State may change tort law if the people wish to expand liability); Rivera, 402 F.3d at 35-36 (“[C]ourts must be careful to distinguish between conventional torts and constitutional violations.” (quoting Soto v. Flores, 103 F.3d 1056, 1064 (1st Cir. 1997))). Yet the merits of these few and far between claims are worth considering, and not dismissing out of hand. While tragic circumstances themselves must not dictate judicial outcomes adverse to the law, it is precisely the unusual fact pattern that can challenge the wisdom of reflexively rejecting a claim that does not quite fit into the current legal mold. This may be such a case, and one in which we have the opportunity to reevaluate, within the bounds of Supreme Court precedent, the efficacy of that current mold.
