*1
Smith
complaint,
interpreted
as
dissenters
orders the School District
Carnegie-Illi
v.
Thomas
See
proposed.
comply
Jersey
decision
the New
(3d Cir.1949)
Corp.,
nois Steel
could upon set of facts damage
compensatory relief could be
granted for violation the Constitution or the laws of the United States. We hold no REVAK, Michael Petitioner, stage more at this of the case.5 Diamonds also contend dis- in neglecting trict court erred to include in NATIONAL MINES CORPORATION judgment the final prejudg- an award of Republic Old Companies, ment liquidated interest on the amounts Respondent, they have been awarded as reimbursement of expenses their son’s residential placement. District, The School Director, Office of Workers’ claim, addressing the merits of that coun- Compensation Programs, ters that the Diamonds it in waived Party-in-Interest. trial court. Since remand on counter- No. 86-3211. claim is required for the already reasons forth, set prejudg- we conclude that United States Court of Appeals, ment open interest claim should be left Third Circuit. consideration the district court in the Argued Oct. 1986. first instance. Decided Dec.
V. Opinion Rehearing 6, 1987. March Rehearing Rehearing En Conclusion Banc 3, 1987. April Denied In the appeal School District’s we will affirm the judgment of the district court
insofar as it dismisses the School District’s joins portion opin- Becker in this private right damages is a there action for understanding panel ion on the that the under section 504 of un- the Rehabilitation Act judgment question, reserved on the which was der circumstances of this case. argued briefed, adequately of whether *2 Gilardi, (argued), Coo- John P. Gismondi Gismondi, Pa., Pittsburgh, peti-
per and
tioner.
Jones,
(argued),
Eric
Jr.
Christo-
John
Wildfire,
Thompson,
L.
Tillman and
pher
Pa.,
Corp.
Pittsburgh,
National
George
(argued),
R.
Kenneth S. Sollars
Shire,
Salem,
O’Neill,
S.
J. Michael
Donald
Holzman,
Labor,
Dept,
Thomas L.
U.S.
Solicitor,
D.C.,
Washington,
Office
Compensa-
Director, Office of Workers’
.
Programs.
tion
GIBBONS, BECKER,
Before
Circuit
FULLAM,
Judge.*
District
Judges, and
OPINION
THE
OF
COURT
BECKER,
Judge.
Circuit
petition
This
for review of decision
Benefits
Board of the
order
Review
denying
U.S.
petitioner
Revak for bene-
claim
Michael
Lung Benefits Act as
fits under the Black
amended,
seq., requires
901 et
30 U.S.C. §§
question
that has divided
us
answer
Law
Circuits:
an Administrative
conflicting
in decid-
Judge
balance
presump-
the interim
to invoke
whether
pneumoconio-
due to
tion
total
Fullam,
Pennsylvania, sitting
designation.
John
Chief
*The Honorable
P.
United
States District
for the Eastern District
hearing
information for a
before an
727.-
AU.
pursuant
sis disease
hearing
April 18,
place
That
took
the AU find the
203(a), must
long
ad-
as the claimant
triggered
hearing,
presented
At
qualifying evidence
piece of
single
duces a
treating physicians,
of one of his
Dr. Peter
disability.
reasons
For
establishing
Kaplan.
report,
Kaplan
Dr.
ex-
balancing
follow, we conclude that the
pressed his view that Revak suffered not
*3
this case
the AU in
procedure applied
pneumoconiosis
from
from
but
bronchial
entitled
improper and that Revak was
was
stated,
Kaplan
however,
asthma. Dr.
disability
the basis
on
to a
expo-
was
condition
related
Revak’s
ventilatory
qualifying
function
either of his
his coal
employment.
sure in
mine
He also
report.
qualifying
his
study
medical
or of
“working
that Revak’s
in coal
stated
mines
claim was dismissed
Because Revak’s
may
produce
and
exacerbate his illness
an
balancing proce-
the basis
a
the AU on
addition,
present-
attack.”
In
Revak
acute
dure,
affirmed,
BRB
will re-
and the
report
deposition of
ed the
and
Dr. Naresh
remand the
the BRB and
verse the order
I. Bhatt. Dr.
Revak
Bhatt
found
to be
case for reconsideration.
permanently
and
disabled
as a re-
pneumoconiosis
mining
sult of
to coal
due
employment.
I.
Revak,
years
worked
in un-
Countering
who
for 35
National Mines
mining,
derground
currently
years
presented
report
deposition
67
of Dr.
age.
began
coughing Ludwig
In
he
1960
to have
opined
Anderson. Dr. Anderson
spells, particularly
digging
when
near the
respiratory
that Revak’s
condition was not
symptoms
progres-
His
pneumoconiosis
mine-face.
became
but bronchial asthma. Dr.
During
sively worse.
the mid-1970’s he Anderson also
Revak
stated that
was not
leave
impairment.
often had to
the mine after
a
respiratory
disabled
He
coughing
In
however,
few hours
attacks.
agreed,
because
Revak
that when
was
1979,
placed
disability by
was
Revak
his
exposed to coal dust his condition was exac-
breath,
employer
shortness
aggravated,
agreed
because
or
he
erbated
also
mining
and he has
returned to
since
medically
it
be
advisable for
1981,
that time. From 1975 to
Revak was
to return
to an environment
hospitalized periodically
West
at the
Vir-
exposed
he would
be
coal dust.
University
ginia
Medical
and at Al-
Center
Additionally,
presented
National Mines
legheny
Hospital
Pittsburgh.
General
performed
number
medical studies
During
hospitalizations
of these
each
he
presented
All the x-ray
Revak.
diagnosed variously
having
was
as
chronic
negative
pneumoconiosis,
was
for
and none
bronchitis and/or bronchial asthma.
gas
yielded
the arterial blood
studies
May
Revak filed
seek-
this claim
enough
values low
pulmo-
to demonstrate
ing
resulting
for
disability
benefits
total
nary impairment
in accordance with the
from
under
provided
the Federal
Depart-
standards
Safety
Coal Mine Health and
applicable
Act
regulation. However,
ment’s
seq.
amended,
801 et
as
30 U.S.C.
perhaps
Na-
ventilatory
one and
two
§§
function
Corporation,
tional
yielded
his most immedi-
studies
did
results that
meet
employer,
ate
disputed
claim,
former
his
requirements
respiratory
or pulmonary
proceeded
parties
and the
gather
provided
regulations.1
disease
1. The
A.201
A.223
A.242-43
A.204-11
A.230
EXHIBIT DATE
yielded
bronchodilator)
(after
(after
6/3/80
bronchodilator)
bronchodilator)
3/26/75
2/28/79
(after
11/30/79
10/28/82
following
function
FEVj
results:
2.69
2.43
2.37
2.43
2.59
2.32
2.70
2.74
MW HGT TRACING
94.5
[99]
studies
67"
68"
67"
68"
67"
of record
Yes
Yes
Yes
Yes
No
the FEV
November
the MW
As the Director’s brief
our
produce qualifying
The June
AU found the November
qualifying under 20 CFR
vember
ues,
disposition
but
the rest
must
have been erroneous
equal to
1979
1980
study produced qualifying
equal
or less than 92. In view of
study
person
study
values
states, however,
matter,
study
to or less than 2.3 and
727.203(a)(2).
(Appendix
irrelevant.
height
arguably
values were non-
the status of the
because,
1979
67”
this find-
study
the No-
less,
val-
to invoke the
He refused
tions.
II.
(a)(2)
though at
even
subsection
tion under
for total
a claim
decide
must
An AU
ventilatory function studies
set
least one
727.203,
to 20 C.F.R.
pursuant
disability
values, because the ma-
yielded
"interim”
a claimant
permits
studies,
including
most
the two
jority of
arising
out
disability
total
sumption of
recent,
the AU refused
Finally,
did not.
shifting the
thereby
employment,
mine
coal
(a)(4)
presumption under
be-
pay-
ineligibility
proving
burden
Dr. Bhatt’s
found that
cause he
According to
employer.
ments
primar-
it
in that
not well reasoned
“relie[d]
accord
727.203(a),
AU must
non-qualifying
x-ray,
ily upon
negative
“who
miner
sumption of
study
not consider
gas
blood
[did]
for at
employment
engaged in coal
history
asthma.”
of bronchial
claimant’s
of four
meets one
and who
years”2
least
contrast,
Dr. Anderson’s
AU found
requirements:
Dr. Anderson
reasoned and
report well
biop-
(x-ray),
roentgenogram
(1) A chest
*4
in
qualified than Dr. Bhatt
addition.
more
the existence
sy,
autopsy establishes
or
opinion, the AU
Crediting
Anderson’s
Dr.
...;
pneumoconiosis
presumption and de-
refused to invoke
pres-
(2) Ventilatory studies establish
pneumoco-
Revak neither has
termined that
pulmo-
respiratory or
of a chronic
ence
by respirato-
a
totally
is
disabled
nor
niosis
(which
require-
meets the
nary disease
The BRB affirmed.
ry impairment.
410.412(a)(2) of
in
ments for duration
review, Revak claims
petition for
In his
title)
by values
as demonstrated
this
affirming
judg-
in
BRB erred
that the
equal to or less than
are
[certain
He
that the ALJ
AU.
claims
ment of the
regulation’s ta-
specified in
values
denying the interim
erred
ble];
evidence;
balancing of the
a
on the
basis
(3)
which demonstrate
gas studies
Blood
that the
ventila-
contends
impairment
in the
presence of an
re-
studies and Dr. Bhatt’s
tory study or
lung
alveoli
oxygen from
transfer of
port
invocation
mandate
as indicated
values
to the blood
points
also
as matter
law. Revak
tion
a
values
equal to
less than
are
or
[certain
in the record
regard to evidence
in this
undermining
tables];
specified
regulation’s
in the
finding
Dr.
that
the AU’s
(4)
including the
Other medical
Appellees,
report was unreliable.
Bhatt’s
exer-
opinion
physician
of a
documented
Director of the
Mines and the
National
judgment, estab-
cising reasoned medical
Compensation Pro-
Office of Workers’
presence
totally disabling
lishes the
quite properly
respond
the AU
grams,
that
pulmonary impairment;
or
respiratory
deciding not to
the evidence
balanced
Appellees also
invoke
case,
qualify-
supports
notwithstanding
that
this
contend
Dr. Bhatt’s re-
or
and the
that
study
studies
determination
AU’s
Revak,
reports
port
introduced
not credible.3
was
pre-
interim
AU refused
had
sumption. He found that Revak
failed
III.
(a)(1)
(a)(3)
satisfy
be-
subsections
to
to
nega-
refusing
invoke the
x-ray
cause all of the
weighed
sumption,
all of the evi-
the AU
gas studies did
tive and the arterial blood
categories:
in each of the relevant
regula-
dence
specified
values
in the
not meet the
employment.”
dispute
He
no
that Revak has met this
727.203.
then
2. There is
points
Kaplan
to the statements of both Dr.
requisite.
exposure
that Revak's
coal dust
Dr. Anderson
to
makes a second claim:
that the
3. Revak also
aggravated
symptoms
his
had exacerbated or
AU erred in his final determination that Revak
(or
not)
and that it would not
be medical-
by pneumoconiosis
is not
disabled
be-
ly
employment
advisable for Revak
return to
recognize
that the defini-
cause
AU failed
108-109,
97-98,
(Appendix at
near the mines
235).
the statute and
tion of
inability
We
that an
to return to the
note
regulations is
that
in common
broader than
satisfy
appear
mines would
the test for total
usage.
requirements
Revak claims
902(f)(1).
disability
ever,
set out in 30 U.S.C.
How-
demonstrating “any
are met
chronic
statute
agree
his
with Revak on
first
because
to,
impairment
pulmonary
significantly related
claim, we
not reach the second.
need
by,
exposure
aggravated
or
dust
in coal mine
studies,
case,
blood
ventilatory function
in this
sets forth
four distinct
x-rays,
deci-
studies,
reports. The
requirements, any
and medical
one of which if
gas
cate-
all the evidence
each
weigh
met establishes the interim
sion to
engaged
gory
long
than to invoke
claimant has
coal
rather
as a
single
(b),
item
years.
favorable
mining
of a
least
ten
Part
the basis
other evi-
import
rebutted
regardless
dence,
provides
if,
is
approach
taken in
considering
“all
evi-
accords
relevant medical
Director,
Workers’
dence,”
Engle v.
claim-
the AU determines that the
Office of
(6th
1n.
Compensation,
or
his
doing
could do
usual coal
ant
Engle
Cir.1986).
provided
work;
comparable,
court
no
gainful
or
work
reasoning
position,
however.
did not
in whole or in
arise
employment; or
part out of coal mine
banc,
Sitting in
the Fourth Circuit
not,
not,
pneu-
did
miner “does
or
Stapleton
adopted
contrary position
moconiosis.”
Westmoreland Coal
EXXON COMPANY, Corporation,
ING A.W.
Hanggeli, International Re Columbia Corporation, Corporation,
sources
and Gustavo Arias.
No. 86-3274. Appeals,
United States Court of
Third Circuit.
Argued Nov. 1986.
Decided Jan. sumption, repre- shifting such principle plays of the burdens important and that role shifting a rational of error. As sents the the risk claims determinations both under the interim reg- promulgating stated when presumption and Fed.Reg. otherwise.” 43 principle “The ulations: Act embodies the claimant, doubt to be resolved in favor of
