*1 remand to the district court therefore We evidentiary hearing to determine permanently has moved
whether Gaudin If the district determines
Hawaii. relocated, her action is has
that Gaudin
moot; then the district court wish previous to vacate its
consider whether v. Madison Sch. Distr.
judgment. See Doe (9th Cir.1999)
No. 177 F.3d
(en banc). deny the motion to Since evidentiary and remand for an
dismiss
hearing, we do not reach the merits of the However, if
appeal at this time. the dis action
trict determines Gaudin’s moot, any shall subsequent appeal
is not assigned to panel. DENIED; RE-
Motion to Dismiss proceedings.
MANDED for further REESE, Petitioner-Appellant,
Michael
George BALDWIN, Respondent- H.
Appellee.
No. 01-35153.
United States Court of
Ninth Circuit.
Argued and Submitted Nov.
Filed March *2 NELSON, HUG, T.G.
Before: *3 GOULD, Judges. Circuit GOULD; Judge Dissent Opinion by Judge NELSON. T.G.
GOULD, Judge. Circuit OVERVIEW (“Reese”) ap- Petitioner Michael Reese ruling that his peals the district court claim of ineffective assistance § 2254 habeas because of lack of procedurally defaulted The is whether Reese exhaustion. issue the state courts to the adequately alerted federal nature of his claims. We reverse court, concluding that Reese district presented his federal claims courts, further and we remand for proceedings petition. on his habeas
PROCEDURAL HISTORY I. Conviction and Direct story pertinent ap- The convicted on peal begins when Reese was kidnaping two and one count of counts of sodomy Oregon state court. attempted The trial court sentenced Reese as a dan- the court gerous offender. This allowed sentencing guide- from the usual depart lines. The court issued a determinate sen- thirty years kidnaping tence of on the meant that Reese would counts. That thirty years have to serve the entire with- The court eligibility parole. out for also years sentenced Reese to three on the Balske, N. Dennis Assistant Federal count, sodomy attempted a determinate Portland, Defender, OR, Public for the consecutively sentence to be served petitioner-appellant. a kidnaping Facing one on the counts. Rocklin, Attorney B. Robert Assistant thirty-three year possibil- sentence with no General, Salem, OR, respondent- for the ity parole, Reese thus far had not fared appellee. well. The affirmed the convictions. But it remanded for re- time, This attorney proceeded pro se. required Oregon law sentencing because alone, the trial facing pro to indicate what se Reese sentencing court have been had danger- sentence would Reese as a presumptive court did not sentence dangerous a Instead, sentenced as not been sentenced Reese the court ous offender. offender, court hadn’t done. which the trial kidnaping on the Reese to 260 months law, have been Reese could Under convictions, year the three consecu- plus pre- after he served eligible parole attempted sodomy. tive term for term, and so this omission sumptive kidnaping sentence was length of on Reese’s tenure as impact potential guidelines, though from the departure convict. an- being dangerous offender. Yet again remand the court time, this first On had not fared well. other *4 thirty years on the Reese to sentenced appeal on the second Appeals Court of dangerous as a .offender. kidnaping counts Reese when sentenced as a stated that the specified time the court also And this dangerous eligible offender could be the court would presumptive sentence that years, presumptive after 11 the parole Reese to imposed if it had found have remand, in third But on sen- term. However, as dangerous a offender. dangerous the court abandoned tencing, this appeals, the mill of further grist for departure, basis for offender status as the by the specified presumptive sentence grounds. departed on other the sen- departure was also a from court again for appealed his sentence Reese differently, tencing guidelines. Stated an appointed third time and was still it would have that the court said sentence pro appeal counsel. But Reese’s other departure from the sentenc- issued absent appellate ill ceeded under an star. Reese’s dangerous a offender ing guidelines for champion posi declined to counsel from the sen- departure was itself also a and filed a brief with tion Balfour Reese had not guidelines. Again, tencing Appeals suggesting Oregon Court fared well. merit. The issues had no appellate pre- for the departure But this use of.a of the Oregon’s version system Balfour un- permissible sentence was not sumptive in An briefing system announced Anders law, Oregon Court of Oregon der California, 386 U.S. ders v. resentencing. again remanded (1967), 1396, 18 which through 493 L.Ed.2d court noted that the correct appeals The they con counsel claims appointed guidelines sentence under the presumptive clude are frivolous.1 been be- departure should have without v. 121 months. See State tween and 130 Oregon Reese, 317, 319 Or.App. 128 876 P.2d Reese’s sentence appeal third affirmed (1994). opinion. written See State without Reese, Or.App. 894 P.2d sentencing after second
On the third by did not seek review Reese remand, sentencing ap- Thus ends the Court. represent different counsel pointed appeal. of Reese’s direct objected saga then to the new Reese Reese. Anders, Oregon's system does not system, counsel files nounced
1. Under the Balfour
Instead,
notifying
feels the
the court
counsel
coun-
require
brief
to withdraw.
counsel
signs
appeal lacks merit. Counsel writes
help
appellant
hand to
sel remains on
brief,
gives a
A of the
which
statement of
Part
might
any
appellant
want to raise.
issues
history.
procedural
Counsel in-
facts and
Anders,
an
Additionally, unlike in
any
appellant wishes to
cludes
issues that the
presented with a
brief does
Balfour
brief,
signed
in Part B the
which is
raise
independent
engage
review of the
in its own
system
Contrary
an-
appellant.
to the
(1983).”3
With the only the court’s de- We review district in federal court a habeas Reese filed procedurally that Reese de- termination tion and later an amended claims, appel- ineffective assistance of faulted his among other ineffective alleging, claim.8 appeal. direct late counsel assistance of counsel on duct, convenience, jury improper parts improper waiver of relevant 5.For we set forth *6 investigation. argument petition, including the full imprisonment is Petitioner asserts his petition: section of the Petitioner in violation of ORS 138.530. of reasons for reversal of Court Statement eighth alleges that the sentence violates his of rights against unusu- cruel and amendment Appeals should decision of the Court of Moreover, punishment. since Petitioner al following reason: Peti- be reversed for by and threatened he was coerced asserts subject to several errors tioner was right by jury, to trial counsel to waive his case, including improper respect to this 5th, his 6th and 14th Petitioner believes sentencing, ineffective assistance of both rights have been violated. amendment counsel, appellate trial court and misconduct, prosecutorial improper waiver judge granted magistrate would have 6. The jury improper investigation. Oregon's held she would have relief because system Because we unconstitutional. Statement of Facts Balfour only that Reese exhausted his claim alleges find trial court errors re- ... Petitioner counsel, ineffective assistance sentencing, lated to in that the Petitioner to rule on the constitu- do not have occasion dangerous offender received an unlawful system. tionality of the Moreover, alleges sentence. Petitioner Balfour improper respect to claims error with on our 7. The district court based its decision trial, jury provide a waiver of a failure to Crawford, opinion Lyons 232 F.3d v. recent trial, impartial improper fair and resentenc- (9th Cir.2000). Lyons In we held that 666 counsel, inad- ing, inadequate assistance of presentation to state courts strict rules for fair inadequate appel- equate investigation and Lyons, petitioners. 232 applied pro to se See late counsel. F.3d at 669. Argument upon petitioner is The sentence levied Accordingly, we do not now have occasion subject improper in that Petitioner was the ineffective assis- to review the merits of case, any respect to this claim or other several errors with tance of sentencing, petition. including improper ineffective in Reese's habeas claims contained default, counsel, procedural a defaulted prosecutorial If there was miscon- assistance of 1190 failed to exhaust state “if petitioner of Review
I. Standard
the court to which
remedies and
of a
court’s dismissal
The district
present
required
tioner would
habeas claim on
§ 2254
28 U.S.C.
to meet
the exhaustion
claims in order
presents is
default
procedural
ground
find the claims
would now
requirement
de novo. See
that we review
sues of law
Thomp-
v.
barred.” Coleman
proeedurally
702,
Kernan,
704
244 F.3d
La
v.
Crosse
722,
1,
2546,
son,
111
735 n.
S.Ct.
501 U.S.
Cir.2001).
(9th
(1991); see also O’Sulli-
If a habeas
claim,
(emphasis origi
...” Id. at 669
proeedurally
a
it
de
one
haust
federal
nal).
defaulted
proeedurally
A claim is
faulted.
here,
can be made
a
serious contention of cause
claim could be considered
with
show-
right
showing
to counsel on his
ing
prejudice,
that
since Reese
no
of cause and
or a
Annenakis, 222
appeals. See Ellis v.
refusing
claim would result in a
PCR
to hear the
Cir.2000).
(9th
justice."
Reese does not
miscarriage
F.3d
633
"fundamental
See
722, 749-50,
jus-
miscarriage
argue
a fundamental
Thompson,
U.S.
that
Coleman v.
501
procedural default.
would result from a
L.Ed.2d 640
No
tice
115
1191
Lyons’s requirement
of ex-
apparent
com
that
parties agree that Reese
The
court, but the
Lyons
with
at the PCR
a
must be
plied
plicitly presenting
federal claim
satisfy
that Reese did not
argues
state
highest
satisfied at the
levels of the state
Appeals and
Lyons
at the
system
possibilities
court
to ensure that
we must
Supreme Court. So
resolving
the state courts
federal
issues
petitioner
a habeas
must
decide whether
truly
relating
prisoners
to state
have been
Lyons
a state
every
with
at
level of
comply
A
a lower
request
exhausted.9
court
complying
or if
at one level—
system
court
prospects
exhaust
alone is not sufficient to
enough.
court—is
PCR
on a
claim. To
of state court relief
federal
rule,
Lyons
scope
of the
assessing
In
highest
requires
exhaust
that
state
Lyons,
in
noteworthy
it is
that
specifically
court must be alerted to
authority
tioner never cited
federal
presented.
federal nature of the claim
any
at
level of the state courts.
his claims
Court has
United States
Lyons
id. at 667.
courts in
See
state
petitioner
give
that a habeas
must
said
any explicitly
never were alerted to
opportunity”
state courts “one full
to de-
contrast,
In
it cannot be denied
issue.
out “one
carrying
cide a federal claim
explicitly
that Reese
alerted
PCR
complete round” of
state’s
supra,
federal claim. See
n. 2.
court to
properly
in order to
exhaust a
process
addition,
In
the PCR court decided
O’Sullivan,
claim.
at
119
U.S.
law,
citing
case
first
claim based
Lyons
petitioner
S.Ct. 1728.
held that
Strickland
general
on the
of effective
issue
trial,
Jones
then
only by
raising
assistance at
both
can exhaust
Barnes on effective assistance on
appeal.
the claim explicitly indicating
supra,
See
accompanying
n. 3 and
text.
Lyons,
claim is a federal one.
232 F.3d at
And so we must address
underlying
policies
669. The federalism
Lyons requirement
for fair
is
presentation
and the concerns that underlie
exhaustion
explicit
met
assertion of a federal
Lyons argue persuasively
explicitness
alone,
law violation at the PCR court level
merely
any
at
one state
necessary
Lyons requires
or whether
some level
level,
highest
instead at the
but
explicit
stages
at later
assertion
Following
court that hears such claims.
appellate process.
Lyons, we hold that a habe-
clarifying
in
To exhaust a claim the state
the state’s
petitioner
as
must indicate to
must,
courts,
petitioner
a habeas
addi
federal na-
highest
specifically
court the
Lyons,
complying
tion to
to exhaust
it.
ture of a claim
order
court,
if
even
highest
claim to the state’s
claim ex-
Accordingly, presenting
discretionary
has
control over
is not
at the PCR court
itself
plicitly
O’Sullivan, its docket. See
sufficient for exhaustion.
Lyons
If
ment from the PCR court on the federal
Lyons
fairly
Reese satisfied
presented
case,
is asked to review—in this
the Ore-
gon
here,
Court of
Oregon Supreme
his claims
decision. But
Court.
Court of Appeals
granted
cited the
federal constitution in
summary
affirmance and did not speak
argument
section
Su-
except by
merits
affirming what the
preme
petition,
Court
but did
explicitly
so
PCR court had said. We conclude that it
to support
claims other than ineffec-
that,
is appropriate
presume
when faced
tive assistance of
counsel. Here
with a summary affirmance from the Ore-
part
is the
petition offering
gon
Su-
“Moreover,
authority:
since Peti-
preme Court would have read the PCR
tioner asserts he was coerced and threat-
court’s substantive
Any
decision.
other
ened
counsel to waive
right
to trial
conclusion would not do
ap-
credit to the
by jury,
5th,
Petitioner believes his
6th pellate
process.
review
For whatever var-
and 14th
rights
amendment
have been vio-
iations
be appropriate under discre-
lated.”
tionary
procedures,
an appellate
court cannot fairly review a decision with-
A difficulty for Reese is that this
out knowing its content.
sentence offers citations to support only
Perhaps might
argued
it
be
to the con-
counsel,
those claims involving trial
trary that
Court,
the Oregon Supreme
appellate counsel. The rule is settled that
having only discretionary jurisdiction, need
citation to
authority
for one claim
not read the underlying
opinion
be-
in a
petition
habeas
is not transferred to
deciding
fore
accept
whether to
an appeal.
all the other claims
in
peti
contained
Oregon Supreme
might
Court
decide
tion.
Lyons,
See
1194
circumstances,
pre-
it must be
Edwards Under these
upon
claims].”
to
nity
pass
[his
446, 453,
that,
deciding
deny
529
to
dis-
Carpenter,
sumed
before
(2000)
(emphasis
review,
case, reasons, majority (e) find the legal A brief related to each argument support missing from claim in review, reason if asserted for desired. Thus, fairly presented tion. (f) A specific why statement of reasons Court importance have presented issues me, majority’s opinion. To is not fair beyond particular require case and presentation. decision Court. A good (g) copy There are of the requiring reasons decision Court including citation of law supporting opinion facts and the court’s 152, 162-63, 1998, 8,627 Gray petitions 3. 5.In review were Netherlands supreme filed for state court review (1996). in Cali- 116 S.Ct. 135 L.Ed.2d Arizona; fornia; 1,366 1,146 Washing- ton; Oregon. See State 962 in See, e.g., Gray, Statistics, 1998, Caseload National Center for 2074; Shumway, at 987. 223 F.3d State Courts 1196-1204 Petitioner-Appellant, KILLIAN, Gloria concurring opin- any dissenting *12 ions.6
Thus, require rules also procedural support for a presentation legal POOLE, Warden, Respondent- Susan every petition for review. Appellee. rules note is the fact Worthy of appeals’ the court of deci- require also No. 00-16477. re- petition but do not accompany sion decision to accom- quire lower court’s States Court of United makes sense— petition. This pany Ninth Circuit. all, Court will after of the court im- reviewing the decision Dec. 2001. Argued Submitted grant if it to mediately below decides rule undermines review. This Filed March case, majority this assumption however, that the trial deci- naturally
will look court’s deciding grant
sion when rule does not
petition for trial court require opinion
even
accompany petition. I
By dissenting, do not mean diminish disturbing history of this case.
parade lawyers assigned Reese and representation
the mistakes made in his However, un-
are an embarrassment.' history of case does not
fortunate
merit the creation of an odd unreason- presenta- of fair exception
able rules good
tion. are for those There reasons adage
rules. “hard make The old cases I law” here. apply
bad seems dissent. 9.05(3). R.App.
6. Or. P.
