Lead Opinion
OPINION OF THE COURT
This matter comes on before this court on an appeal by plaintiff Michael Kopec (“Kopec”) from the district court’s order entered on October 22, 2002, granting summary judgment in favor of defendant Officer Tyrone Tate (“Officer Tate”) in this action principally brought under 42 U.S.C. § 1983 (“section 1983”). For the reasons stated herein, we hold, contrary to the district court, that Officer Tate is not entitled to qualified immunity on Kopec’s excessive force claim and therefore we will reverse the district court’s order granting
I. BACKGROUND
In the evening of February 2, 2000, Ko-pec and his girlfriend, Pamela Smith (whom Kopec later married), trespassed onto the frozen lake at the Sherry Lake Apartment Complex in Conshohocken (Whitemarsh Township), Montgomery County, Pennsylvania.
Although Officer Tate did not intend to charge them with trespassing, he did seek to record their names, addresses, and phone numbers for his report and he advised Kopec that he needed this information for that purpose. Kopec nevertheless refused to provide this information, though Officer Tate repeatedly asked for it, and Kopec instructed his girlfriend not to do so either. Officer Tate became annoyed with Kopec and then arrested him for disorderly conduct, and handcuffed him behind his back.
Within about ten seconds of being handcuffed, Kopec began to lose feeling in his right hand and, as a consequence, asked Officer Tate to loosen the handcuffs, but Officer Tate did not do so. Kopec then asked if “this is what he does when people don’t give him information.” Officer Tate did not answer. A. 30.
Officer Tate took Kopec to his police car several feet away and left him alongside it as he went to interview Pamela Kopec, who was close by. As Officer Tate walked away, Kopec told him the pain was unbearable and begged him to loosen the handcuffs. Again, Officer Tate did not comply with Kopec’s request. Kopec began to faint from the pain caused by the handcuffs and then fell to the ground. He asked Officer Tate to remove the handcuffs because he had lost feeling in his right hand. Officer Tate said “I will be there in a minute,” and did not go to Kopec immediately. A. 31. Kopec asked him again either to loosen or remove the handcuffs while Kopec was groaning due to excruciating pain. Officer Tate heard Kopec, but took no steps to assist him. According to Kopec, it took Officer Tate about ten minutes from the time he had handcuffed Kopec finally to loosen the handcuffs.
Kopec concedes that he was trespassing in violation of 18 Pa. Cons.Stat. Ann. § 3503(b)(l)(iii) (West Supp.2003) and that Officer Tate lawfully was able to arrest and handcuff him. Nevertheless Kopec subsequently brought this action against Officer Tate, alleging that the officer’s acts violated section 1983 and were tortious under Pennsylvania law.
On Officer Tate’s motion the district court granted summary judgment in his
II. JURISDICTION AND STANDARD OF REVIEW
A. Jurisdiction
The district court had jurisdiction pursuant to 28 U.S.C. §§ 1331, 1343, and 1367 in that the complaint alleged federal civil rights claims under 42 U.S.C. § 1983 and supplemental state law claims. Inasmuch as Kopec’s appeal was timely we have jurisdiction pursuant to 28 U.S.C. § 1291.
B. Standard of Review
We exercise de novo review of the district court’s grant of summary judgment. See Kneipp v. Tedder,
III. DISCUSSION
A. Qualified Immunity on a Section 1983 Claim
42 U.S.C. § 1983 provides:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress....
Thus, section 1983 provides a remedy for deprivations of rights established else
Qualified immunity is intended to shield government officials performing discretionary functions, including police officers, “from liability from civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
The Supreme Court held in Saucier v. Katz,
If, however, “a violation could be made out on a favorable view of the parties’ submissions, the next sequential step is to ask whether the right was clearly established.” Saucier,
B. Excessive Force
Our first inquiry on Officer Tate’s claim of qualified immunity is whether the facts Kopec asserts, taken in the light most favorable to him, show that Officer Tate violated Kopec’s Fourth Amendment rights. “To state a claim for excessive force as an unreasonable seizure under the Fourth Amendment, a plaintiff must show that a ‘seizure’ occurred and that it was unreasonable.” Estate of Smith,
The test of reasonableness under the Fourth Amendment is whether under the totality of the circumstances, “the' officers’ actions are ‘objectively reasonable’ in light of the facts and circumstances confronting them, without regard to their underlying intent or motivations.” Graham v. Connor,
[t]he ‘reasonableness’ of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight.... The calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgments—in circumstances that are tense, uncertain, and rapidly evolving—about the amount of force that is necessary in a particular situation.
Graham,
Kopec alleges that Officer Tate placed handcuffs on him that were excessively tight and failed to respond to Ko-pec’s repeated requests for them to be loosened. He estimates that it took Officer Tate ten minutes to loosen the handcuffs despite the severe pain they were causing and his efforts to secure their release. As a result, Kopec claims that he suffered permanent nerve damage to his right wrist. These facts, if credited, would establish that Officer Tate’s use of force was excessive in violation of the Fourth Amendment.
In reaching our conclusion that Kopec has asserted facts that if proven would establish that there had been a violation of his constitutional rights, we point out that Officer Tate faced rather benign circumstances that hardly justified his failure to respond more promptly to Kopec’s entreaties, at least to the extent to ascertain if the handcuffs were too tight. Officer Tate was not, after all, in the midst of a dangerous situation involving a serious crime or armed criminals. Accordingly, this opinion should not be overread as we do not intend to open the floodgates to a torrent of handcuff claims. Thus, if Officer Tate had been engaged in apprehending other persons or other imperative matters when Kopec asked him to loosen the handcuffs our result might have been- different.
With respect to the second inquiry on qualified immunity, it cannot be said as a matter of law that a reasonable officer would not have known that this conduct was in violation of the Fourth Amendment even though it appears that neither the Supreme Court nor this court has ruled that a police officer may be using constitutionally excessive force in tightening handcuffs.
In reaching our result we point out that other courts of appeals have made determinations consistent with ours. See, e.g., Martin v. Heideman,
IV. CONCLUSION
For the foregoing reasons, we will reverse the order of the district court en
Notes
. On this appeal from an order granting summary judgment against him we are stating the facts from Kopec’s perspective. At trial the events may appear in a different light.
. Kopec in his brief indicates that he and his girlfriend "were frolicking on the ice” and thus the characterization of their conduct is his. Brief of Appellant at 4.
.Officer Tate recalls the period as being between four and eight minutes.
. Kopec also sued the Township of Whitem-arsh which obtained a summary judgment on an uncontested motion but Kopec has not appealed from this disposition and thus the township is out of the case.
. Kopec has waived any challenge to the district court's ruling with regard to his state law claims as in his brief he merely makes passing reference to these claims, stating that "[pllaintiff has also made a state tort claim pertaining to these circumstances” and "Officer Tate's conduct is actionable as a state tort under 42 Pa.C.S.A. § 8542.” See Brief of Appellant at 9, 11. Kopec's failure sufficiently to raise this issue waives it on this appeal. See Laborers’ Int’l Union v. Foster Wheeler Corp.,
Moreover, although he included a First Amendment argument in his brief, Kopec informed us at oral argument that he had abandoned that argument because his action properly was characterized as a Fourth Amendment excessive force claim. Thus, the only remaining issue on appeal is whether the district court properly granted summary judgment on Kopec's Fourth Amendment claim against Officer Tate.
. Neither party cites a case from the Supreme Court or this court directly addressing the issue. Indeed, Kopec in his brief indicates that he "has not found a case from the Third Circuit that discusses excessively tight handcuffs at the inception of an arrest or when a police officer purposefully left excessively tight handcuffs on a suspect over time,” brief
. This case is distinguishable from Hannula v. City of Lakewood,
Dissenting Opinion
Dissenting.
I respectfully dissent from the majority opinion because I believe that the facts, even when viewed in the light most favorable to Kopec, fail to demonstrate that Officer Tate deprived Kopec of the protections of the Fourth Amendment right to be free from the use of excessive force during an arrest. Caselaw establishes that tight handcuffing alone is insufficient to state a claim of excessive force. E.g. Burchett v. Kiefer,
Yet even if the facts were sufficient to state a claim of excessive force, I would still be in dissent because I believe that Officer Tate should be entitled to qualified immunity. The Supreme Court has repeatedly instructed that the determination of qualified immunity requires particularizing the constitutional right “in light of the specific context of the case.” Saucier v. Katz,
I would, therefore, affirm the District Court’s grant of summary judgment in favor of Officer Tate.
I.
As the Supreme Court instructed in Saucier,
In some circumstances, however, tight handcuffing may give rise to a Fourth Amendment violation. See Herzog v. Village of Winnetka,
For example, in Palmer v. Sanderson,
The importance of the notice effected by a plaintiffs complaints that handcuffs are too tight and painful was demonstrated in Burchett,
The Burchett Court recognized that “applying handcuffs so tightly that the detainee’s hands become numb and turn blue certainly raises concerns of excessive force.” Id. at 944. Furthermore, the Court acknowledged that its own precedents allowed a plaintiff to get to a jury by showing that “officers handcuffed the plaintiff excessively and unnecessarily tightly and ignored the plaintiffs pleas that the handcuffs were too tight.” Id. at 944-45 (citing Kostrzewa,
II.
In determining whether the record in this case presents facts sufficient to demonstrate a claim of excessive force, I consider those facts, as the majority also has, in the light most favorable to Kopec. See Saucier,
It is undisputed that Officer Tate apprehended Kopec and Smith while they were trespassing on private property around 11 p.m. on a cold, snowy night. Thus, he had probable cause to arrest them. Officer Tate advised Kopec and Smith, however, that “he was going to let, [them] go and it was no big deal and that he needed [their] names and addresses” to fill out a report. Kopec inexplicably refused to cooperate with this simple request. Officer Tate then explained why he needed the information. Kopec still refused to provide any information to Officer Tate, prompting the officer to advise the pair that they were “not in trouble and that it was just procedure.” Kopec was unmoved. Officer Tate then arrested and handcuffed Kopec.
According to Kopec, the officer
placed the cuffs on me. We were about 30 feet from Ms cruiser. Put the cuffs on behind my back and we started to walk towards his cruiser.
And in a very short time, within about ten seconds, I began to lose feeling in my right hand. And I asked if he could loosen the handcuff, that it was too tight. And we continued walking towards the cruiser and I asked him if this is what he does when people don’t give him information.
* * * * * *
He ignored me. We got to the cruiser, to the back door, and he spun me, turned me around so that my back was facing the back door. And he proceeded to walk back to Pam the 30 feet.
And I asked him again. The pain became unbearable to me and I asked him if could take the handcuff[s] off and again asked if this is what he did to get information out from people.
The officer proceeded to interview Smith. Kopec fell to his knees and groaned: “Get the cuffs off, I can’t feel my hand.” Kopec then stated that the pain was “unbearable.” Officer Tate acknowledged the complaint and informed Kopec that he would “be there in a minute.” Kopec groaned again: “Get these cuffs off, I can’t feel anything right now.” Officer Tate stopped interviewing Smith, returned to the cruiser, and assisted Kopec up off the ground. In order to assess the restrictiveness of the cuffs, Officer Tate escorted Kopec to the rear of the cruiser and laid him on the trunk to view the restraints. Officer Tate asked him if it was permissible to remove Kopec’s gloves. After Kopec assented, Tate loosened the cuffs.
Kopec’s initial statement to Officer Tate did not communicate anything more than a complaint about tightness. From the perspective of a reasonable officer, it would not have been unusual for an arrestee to initially request that the cuffs be adjusted or loosened. Handcuffs, by their very nature, are restrictive, uncomfortable, and unfamiliar to most individuals. Although Kopec affirmed during his deposition that he experienced a loss of feeling within about ten seconds of being cuffed, careful reading of his testimony reveals that he did not express this to Officer Tate.
Kopec’s second request to have the cuffs removed was also devoid of any suggestion that the cuffs were too restrictive or were causing him pain. Although Kopec testified to the effect that he experienced unbearable pain, he did not advise Officer Tate of that fact. Rather, Kopec testified that he “asked him if he could take the handcuff[s] off and again asked if this is what he did to get information out from people.” From a reasonable officer’s viewpoint, this second request to remove the cuffs, together with the repeated inquiry about Officer Tate’s tactics for obtaining information, could reasonably be viewed as theatrics by Kopec protesting his arrest and the application of handcuffs.
When Kopec fell to the ground, groaned, and stated that he could not feel his hand, Officer Tate was, for the first time, put on notice that the force applied by the cuffs may have been excessive. In light of Ko-pec’s earlier conduct, a reasonable officer would have had reason to question the genuineness of this complaint. Because this complaint may have been theatrics and because Officer Tate was legitimately engaged in interviewing Smith, it was not unreasonable for Officer Tate to proceed with the task in which he was already engaged. Indeed, interviewing Smith was necessary because of Kopec’s refusal to provide any information whatsoever. When Kopec groaned again and demanded that Officer Tate remove the cuffs because he was unable to feel his hand, Officer Tate interrupted his interview of Smith
Viewed from the perspective of a reasonable officer, Tate’s conduct was not, in my view, unreasonable. He was constitutionally permitted to apply some force in arresting Kopec. After receiving notice that the force applied by the cuffs may have been excessive, Officer Tate responded reasonably.
I acknowledge that there was a brief delay in responding to Kopec’s complaints. That delay, however, was not unreasonable in the absence of any indication of pain or suffering in Kopec’s initial statements that would have conveyed to Tate that the force was excessive under the circumstances. Once Kopec fell to the ground and demanded the removal of the cuffs claiming a lack of feeling in his hand, Officer Tate advised that he would “be there in a minute” and responded within a reasonable period of time.
In my view, the totality of the circumstances considered by the majority has not adequately taken into account the fact that there was only one officer at the scene, and that he was occupied with another task'that was a legitimate police duty. In explaining its assessment of the attendant circumstances, the majority points out that Officer Tate “faced rather benign circumstances that hardly justified his failure to respond more promptly to Kopec’s entreaties .... Officer Tate was not, after all, in the midst of a dangerous situation involving a serious crime or armed criminals.” Maj. at 777. I agree that Officer Tate was not immediately confronted with a dangerous situation. Yet from the perspective of a reasonable officer, on the scene alone and dealing with two trespassers who were inexplicably unresponsive to his inquiries, there was justification for the officer’s refusal to immediately indulge Ko-pec’s initial requests so that the interview with Smith might continue.
In sum, I conclude that Kopec has failed to establish that there was a violation of his Fourth Amendment right to be free from the use of excessive force. Ordinarily, in the absence of a constitutional violation, “there is no necessity for further inquiries concerning qualified immunity.” Saucier,
III.
The Supreme Court has repeatedly instructed that the determination of qualified immunity requires particularizing the constitutional right and determining the contours of that right. See Saucier,
[t]he relevant, dispositive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.... If the law did not put the officer on notice that his conduct would be clearly unlawful, summary judgment based on qualified immunity is appropriate.
Saucier,
In Bennett v. Murphy,
Supreme Court qualified immunity jurisprudence has long required that courts undertake a particularized inquiry. In the seminal case of Anderson, the Supreme Court observed that the determination of whether there is qualified immunity “depends substantially upon the level of generality at which the relevant ‘legal rule’ is to be identified.”
more particularized, and hence, more relevant sense: The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. This is not to say an official action is protected by qualified immunity unless the very action in question has previously been held unlawful, but it is to say that in the light of pre-existing law the unlawfulness must be apparent.
Id. (citations omitted) (emphasis added).
Subsequently, in Wilson v. Layne,
[i]t could plausibly be asserted that any violation of the Fourth Amendment is “clearly established,” since it is clearly established that the protections of the Fourth Amendment apply to the actions of police.... However, as we explained in Anderson, the right allegedly violated must be defined at the appropriate level of specificity before a court can determine if it was clearly established. In this case, the appropriate question is theobjective inquiry whether a reasonable officer could have believed that bringing members of the media into a home during the execution of an arrest warrant was lawful, in light of clearly established law and the information the officers possessed.
Most recently, in Hope v. Pelzer,
Accordingly, consistent with Hope, Saucier, Wilson and Anderson, I consider what the contours of the right were at the time of Kopec’s arrest and whether they were sufficiently clear to put Officer Tate on notice that his conduct would violate the Fourth Amendment right to be free from the use of excessive force. Saucier,
In February 2000, only a handful of cases of § 1983 claims involving tight handcuffing were extant. See Carter v. Morris,
Prior to the incident at issue in this case, the easelaw did not provide any guidance with respect to how quickly an officer must respond to a complaint that handcuffs have been applied too tightly. Nor was there any guidance in the cases as to how an officer should prioritize his response when there are other tasks in which he is legitimately engaged or may be required to undertake at the time.
In light of this easelaw, I conclude that Tate could have reasonably believed that his response to Kopec’s complaints was lawful. To put it another way, I believe the law did not put Officer Tate on notice that he had to respond immediately to Kopec’s complaint that the handcuffs were too tight. Nor was there any easelaw providing Officer Tate with fair notice that he must stop engaging in the legitimate police task at hand, ie., interviewing Smith, in order to assess whether the handcuffs were too tight. Because the easelaw did not provide Tate with notice that his response was unlawful, he should be entitled to qualified immunity. See Hope,
In summary, I conclude that the facts fail to demonstrate a violation of the Fourth Amendment right to be free from the use of excessive force. Even if the facts did state a claim of excessive force, Officer Tate should be entitled to qualified immunity. Accordingly, I would affirm the District Court’s order granting summary judgment for Officer Tate.
. See also Braun v. Baldwin,
. See Kukla v. Hulm,
