Lead Opinion
Opinion for the Court filed by Circuit Judge RANDOLPH.
Opinion concurring in part and dissenting in part filed by Circuit Judge TATEL.
In this class action by prisoners and former prisoners of the District of Columbia, brought under 42 U.S.C. § 1983, the district
I
We will deal first with the district court’s judgment that some, but not all, prisoners have a due process liberty interest in parole, an interest protected by the procedural rules imposed in the court’s order concerning the Board’s parole eligibility determinations.
A
Because the Constitution itself does not create any liberty interest in parole (see Greenholtz v. Nebraska Penal Inmates,
Whenever it shall appear to the Board of Parole that there is a reasonable probability that a prisoner will live and remain at liberty without violating the law, that his release is not incompatible with the welfare of society, and that he has served the minimum sentence ... the Board may authorize his release on parole.
D.C.Code § 24-204(a). We held in Price v. Barry,
While plaintiffs thus cannot establish a liberty interest stemming from the District’s parole statute, they say one may be derived from parole regulations the Board adopted in 1987 pursuant to its authority “to establish rules and regulations for its procedure.” D.C.Code § 24-201a (1987), superseded by D.C.Code §§ 24-204.1-.3. Like the statute, the regulations state that the Board may “release a prisoner on parole in its discretion” after the prisoner has served one-third of his sentence, provided that the prisoner substantially complied with prison rules, there was a reasonable probability the prisoner would not violate the law upon release, and releasing the prisoner would not be “incompatible with the welfare of society.” D.C.Mun.Regs. tit. 28, § 200.1.
The regulations establish a scoring system to guide the Board’s parole decisions. § 204.1. Each parole candidate is assigned a “Salient Factor Score” to assist in determining the risk of releasing the prisoner. As the regulations put it, the “SFS” serves as “one of the factors used in calculating parole eligibility pursuant to the provisions of this section.” § 204.2. To calculate the SFS, the
• Prior convictions and adjudications (ranging from 0-3),
• Prior commitments of more than thirty days (0-2),
• Age at the time of the commission of the current offense (0-2),
• Recent commitment-free period (0-1),
• Status of the prisoner at the time of commission of the current offense (0-1), and
• History of heroin or opiate dependence (0-1).
§ 204.4; App. 2-1, at 2-31 to -32. These categories and the determinants of the numerical values are described in detail in §§ 204.5-.16. The numerical values assigned to these six categories are added to determine the SFS, which can range from 0-10. App. 2-1, at 2-31 to -32. Prisoners with an SFS of 9-10 are regarded as low risk; those with scores of 6-8 are regarded as fair risk; those with scores of 4-5 are regarded as moderate risk; and those with scores of 0-3 are regarded as high risk. § 204.17; App. 2-1, at 2-32.
The Board modifies a prisoner’s risk category by adding or subtracting points for pre- and post-incarceration factors. Points are added if:
• The prisoner’s current conviction involved violence against a person, the use of a dangerous weapon, or drug distribution; or if the prisoner has two or more previous convictions for these types of crimes; or
• The prisoner has committed serious disciplinary infractions.
§ 204.18(a)-(h); App. 2-1, at 2-32 to -34. A point is subtracted if the inmate has demonstrated sustained achievement in prison programs, industries or work assignments. § 204.18(i); App. 2-1, at 2-33 to -34. Application of these pre- and post-incarceration factors to the prisoner’s risk category yields the “total point score,” which can range from 0-5. §§ 204.19-.20; App. 2-1, at 2-34. In initial parole hearings, the regulations state that adults with total point scores of 0-2 and youth offenders with a total point score of 0 “shall be granted” parole; adults with total points scores of 3-5 and youth offenders with total point scores of 1-5 “shall be denied” parole. §§ 204.19-20; App. 2-1, at 2-34, 2-36. In later parole hearings, the Board begins with the total point score from the previous hearing and either adds or subtracts one point depending upon whether the inmate’s institutional adjustment was negative or positive. Adult and youth offenders with point scores of 0-3 “shall be granted” parole; adult and youth offenders with point scores of 4-5 “shall be denied” parole. § 204.21; App. 2-2, at 2-37.
The regulations permit the Board to deviate from the outcome suggested by the total point score “in unusual circumstances.” § 204.22.
• Repeated failure under parole supervision,
• Current offense involves on-going criminal behavior,
• Lengthy history of criminally related alcohol abuse,
• History of repetitive sophisticated criminal behavior,
• Unusually extensive and serious prior record (at least five felony convictions), and
• Unusual cruelty to victims.
App. 2-1, at 2-34 to -35. The list in Appendix 2-1 also contains categories for “Other” and “Other change in circumstances.” Id. at 2-35. The Board supplemented these appendices with an “Addendum to Board Order” which laid out four additional factors that could justify deviating from the numerical guidelines.
B
By the time of the district court’s decision, the Supreme Court had settled on an approach to the Due Process Clause that made the existence, or lack thereof, of a liberty interest in parole turn on the language of the regulations governing parole. While there “is no constitutional or inherent right of a convicted person to be conditionally released before the expiration of a valid sentence” (Greenholtz,
Where the Supreme Court stands on this subject is no longer certain. Sandin v. Conner, — U.S. — ,
The Sandin test relates to claims dealing with the day-to-day management of prisons. It seems ill-fitted to parole eligibility determinations. Parole is, in the words of San-din, surely a “freedom from restraint” but the restraint itself will always be an “ordinary incident of prison life.” Id. In other words, if a prisoner is denied parole — if, in terms of Sandin, the prisoner is restrained— the prisoner will never suffer an “atypical” or “significant hardship” as compared to other prisoners. He will continue to serve his sentence under the same conditions as his fellow inmates. There is no room for an argument that the denial of parole always imposes extraordinary hardship by extending the length of incarceration, and therefore gives rise to a liberty interest protected by the Due Process Clause. That is simply a recasting of the argument — rejected in Greenholtz,
Where does this leave us? Sandin did not overrule Greenholtz or Allen or any other Supreme Court decision. — U.S. at -& n. 5,
Our independent review of the regulations leads us to doubt whether the district court correctly estimated the degree to which the numerical guidelines control the Board’s judgment. The first section of the chapter on parole recognizes the Board’s authority “to release a prisoner on parole in its discretion.” D.C.Mun.Regs. tit. 28, § 200.1 (emphasis added). The calculations done under the regulations are intended to “enable the Board to exercise its discretion when, and only when, release is not incompatible with the safety of the community.” § 204.1 (emphasis added). The regulations characterize the Salient Factor Score as “an actuarial parole prognosis aid to assess the degree of
“Other” is scarcely constraining language. It suggests the following interpretation: under the regulations, a prisoner with a low total point score shall be granted parole unless the Board, in the exercise of its discretion, believes there is some other reason for not granting him parole. The case of the lead plaintiff, Michael Ellis, is revealing in this regard. Ellis had been sentenced to 18-75 years for abducting women at gun point on three separate occasions and brutally raping them. Before January 1988, Ellis was a “serious management problem” who had to be repeatedly disciplined for misconduct. In the two years immediately preceding his initial parole hearing, Ellis avoided any disciplinary infractions and completed his General Equivalency Diploma, a Drug Alcohol Abuse Treatment Program, and several other self-help programs. Because Ellis had only a single prior criminal conviction, was only 21 years old at the time of the rapes, had not been imprisoned or otherwise restricted immediately prior to his conviction for those offenses, and was not addicted to heroin or opiates, Ellis received a Salient Factor Score of eight, indicating that he was a fair parole risk. Pursuant to the regulations, his risk level was adjusted up for the violence of his crimes, but was adjusted back down for his model conduct during the most recent two years of his imprisonment. In the end, he received a total point score of 1. According to the reasoning of the district court, this score entitled him to parole, subject to a high level of supervision. § 204.19(b). Instead, the Board refused to follow the indicated result and denied parole. In making this decision, the Board relied in part on one of the countervailing factors specifically listed in Appendix 2-1 and in the Board’s Addendum — the fact that Ellis’s offenses involved unusual cruelty to his victims. The Board was also concerned that a recent psychological assessment had described Ellis as “impulsive and rebellious with low tolerance for frustration and prone to act out with physical aggression.” This last factor was not listed in Appendix 2-1 or in the Board’s Addendum. But the Board apparently did not think this precluded it from relying on the unlisted factor. Instead, the Board invoked the residual category of “Other” as the basis for denying parole.
An opinion of the District of Columbia Court of Appeals, handed down after the district court decision in this case, ends all doubt about the meaning of the Board’s regulations. McRae v. Hyman,
Although we are not bound by the D.C.Court of Appeals’s interpretation of the Constitution, we must respect its construction of D.C. law. See Mills v. Rogers,
II
This brings us to the matter of parole revocation. Morrissey v. Brewer,
A
Under the Board’s regulations, whenever there is probable cause to believe that a parolee has committed a crime or otherwise violated the conditions of parole, the Board or a member of the Board may issue a warrant for the parolee’s arrest. D.C.Mun. Regs. tit. 28, §§ 217.1-.7. After the warrant is executed, the parolee “has the right to have a preliminary interview ... at or reasonably near the place of the alleged parole violation or arrest, without unnecessary delay.” § 219.1. In the preliminary interview, the parolee is informed of the parole conditions allegedly violated and is informed of his right “to written notice of the claimed violations ...; disclosure ... of evidence against him ...; and opportunity to be heard in person, to present witnesses and documentary evidence, and to confront and cross-examine adverse witnesses (unless the hearing officer specifically finds good cause for not allowing confrontation) at a hearing before the Board or a member of the Board; and a written statement of the Board’s final determination.” § 219.1(b). The parolee is also told of the “approximate timé, place, and purpose(s) of the revocation hearing.” § 219.1(c). Revocation hearings must be held “at or reasonably near the place of the alleged parole violation or arrest, within sixty (60) days of the preliminary interview.” § 219.3. Board policy requires that revocation hearings be held within 30 days after the Board is notified of the execution of a warrant.
In its memorandum opinion, the district court concluded that “[s]inee the defendants do not offer preliminary hearings to any alleged parole violators, they are in clear violation of the requirements of Morrissey.” Furthermore, because the evidence showed that “Defendants also deny revocation hearings within 60 and even 90 days to a small but significant number of alleged parole violators,” they were in “clear violation of Mor-rissey.”
B
1. Preliminary “hearings.” The first problem — one unfortunately not mentioned by the parties — is the incongruity between the district court’s opinion and its order. While the opinion speaks of the need for “preliminary hearings,” the order requires something different: the Board must “provide a prompt preliminary interview when a warrant issued by the Board has been executed against a parolee for a parole violation_” (emphasis added). As a matter of constitutional law, we cannot make sense of this portion of the injunction. The Board’s rules already grant each parolee the right to a preliminary interview, “without unnecessary delay.” § 219.1. There is no indication that the Board is ignoring the rule. One might suppose there is difference be
We suppose it is possible that the district court considered an interview and a hearing as synonymous, although the terms have always carried quite different legal connotations. In its opinion, the court spoke about allowing the parolee to “speak, present information, and question adverse witnesses.” This seems to assume that the Board must call witnesses, which is scarcely what one would expect to occur in an interview. As we have said, the parties make nothing of the terms of the court’s order. They pay attention only to the court’s opinion. Their arguments proceed on the assumption- that the court enjoined the Board to hold an eviden-tiary hearing for the purpose of determining whether probable cause supported the warrant. Even if that assumption is correct, we would still reverse this portion of the order.
In discussing what sort of informal process is required before parole can be revoked, the Morrissey Court began with the proposition that “due process is flexible and calls for such procedural protections as the particular situation demands.”
The Morrissey Court disclaimed any intent of imposing “an inflexible structure for- parole revocation procedures.” Id. at 490,
The following year, in Gagnon v. Scarpelli
A few years later, the Court said that no preliminary hearing is required if the parolee has already been convicted of a subsequent offense. Moody v. Daggett,
To this line of authority must be added Gerstein v. Pugh,
There is a close analogy between the procedures of the Board of Parole and the issuance of arrest warrants in criminal eases and there is a large difference between the situation here and the one presented in Morrissey. Parole violators in the District of Columbia are taken into custody for parole violations only after the Board of Parole or a member thereof issues a parole violator warrant based on a determination of probable cause to believe the parolee committed a new offense or violated a condition of release. D.C.Mun.Regs. tit. 28, §§ 217.3, 217.5, 217.7. In this respect, the Board functions as does a magistrate in deciding whether to issue an arrest warrant. The standard in both instances is the same— probable cause;, both proceedings are non-adversary; the evidence considered may be hearsay and in writing; live witnesses need not be called; and the target of the arrest is, for obvious reasons, not present.
Our only hesitation in pronouncing the District’s pre-revocation hearing procedures constitutionally sufficient stems from the second of Gerstein’s two grounds for distinguishing Morrissey. A preliminary parole revocation hearing, the Gerstein Court wrote, “more than the probable cause determination required by the Fourth Amendment, serves the purpose of gathering and preserving live testimony, since the final revocation hearing frequently is held some at some distance from the place where the violation occurred.”
At any raté, the Gerstein Court’s lone statement about the need for protecting against initial errors strikes us as an extremely thin reed on which to rest a constitutional mandate that the Board must hold evidentiary hearings to determine probable cause despite the Board’s already having made the necessary probable cause determinations in the same manner as magistrates issuing arrest warrants in criminal prosecutions. Morrissey,
2. Revocation Hearings. The final issue is presented by the district court’s order that the Board conduct all final parole revocation hearings within 90 days of the warrant’s execution, despite the fact that the Board has neither a policy nor a practice of refusing to provide revocation hearings within that time. The district court was impressed by evidence that the Board “den[ies] revocation hearings within 60 days and even within 90 days to a small but significant number of alleged parole violators.” This evidence cannot support the court’s order. See Rizzo v. Goode,
The District’s regulations require revocation hearings to be held within 60 days of the preliminary interview (§ 219.3), and the parties agree that Board policy requires revocation hearings to be held within 30 days after notice of a warrant’s execution. If the Board’s policy is followed, the District’s system clearly comports with due process. Morrissey,
Ill
We reverse the district court’s order requiring the District of Columbia Board of Parole to hold parole hearings far enough in advance of prisoners’ parole eligibility dates so that prisoners may be released on that date if the Board’s decisions are in favor of parole; requiring the Board to provide cer
Affirmed in part, reversed in part.
Notes
. The Ml text of D.C.Mun.Regs. tit. 28, § 200.1 is:
In accordance with D.C.Code, § 24-204 the Board shall be authorized to release a prisoner on parole in its discretion after he or she has served the minimum number of term or terms of the sentence imposed or after he has served one-third (¡6) of the term or terms for which he or she was sentenced, as the case may be, if the following criteria are met:
(a) The prisoner has observed substantially the rules of the institution;
(b) There is reasonable probability that the prisoner will live and remain at liberty without violating the law; and
(c) In the opinion of the Board, the release is not incompatible with the welfare of society.
. Section 204.22 reads in full:
The Board may, in unusual circumstances waive the SFS and the pre and post incarceration factors set forth in this chapter to grant or deny parole to a parole candidate. In that case, the Board shall specify in writing those factors which it used to depart from the strict application of the provisions of this chapter.
. The Addendum listed the following countervailing factors:
_50 The offender has had repeated failures under parole supervision.
_51 The instant offense(s) involve(s) on-going criminal behavior.
_52 The offender has a lengthy history of criminally-related alcohol abuse.
_53 The offender has a history of repetitive, sophisticated criminal behavior.
_54 The offender has an unusually extensive or serious prior record, including at least five felony convictions.
_55 The instant offense(s) involve(s) unusual cruelty to victim(s).
_56 The offender has engaged in repeated or extremely serious negative institutional behavior.
_57 The offender has a lengthy history of criminally-related substance abuse.
_58 The offender had the opportunity, but made little or no effort toward rehabilitation or preparation for remaining crime-free if released to the community.
_59 The offender needs program and/or rehabilitation services to minimize risk to .the communily when actually released to parole.
. This message was not lost on D.C. officials. On July 25, 1994, the D.C. Council amended §§ 204.19-.21 to replace the word “shall” with “may" and repealed Appendices 2-1 and 2-2. Technical Amendments Act of 1994, D.C.Act 10-302, § 52(c)-(f), 41 D.C.Reg. 5193, 5203. This legislation became effective on May 16, 1995,
. White v. Hyman,
. In the absence of a due process violation, the district court had no authority to order the Board to comply with its own procedures. The mere fact that a state or local government has established certain procedures does not mean that those procedures thereby become substantive liberty interests entitled to federal constitutional protection. Brandon v. District of Columbia Bd. of Parole,
. When the only basis for the warrant is the parolee's alleged commission of a new offense, the Board must make a "written determination” that:
there is probable cause to believe that the parolee has committed the crime for which he or she was arrested and as to the following:
(a) Risk to the community if the parolee is allowed to remain on parole;
(b) History of the parolee while under supervision;
(c) Whether the parolee has other outstanding criminal charges; and
(d) Seriousness of the offense for which the parolee has been arrested.
D.C.Mun.Regs: tit. 28, § 217.3.
. A District of Columbia parole officer must submit a request for a warrant to the Board, presenting the evidence upon which the request rests and giving a detailed report regarding the parolee's overall adjustment under parole supervision. D.C.Mun.Regs. tit. 28, § 213.10.
Concurrence Opinion
concurring in part and dissenting in part:
I concur in two portions of the court’s opinion. I agree that the district court properly refused to require the District of Columbia Board of Parole to comply with its own procedural regulations. I also agree that we cannot sustain the district court’s order requiring the Board to hold final revocation hearings within ninety days.
With respect to the court’s reversal of the district court’s requirement of timely parole hearings, I concur in the judgment and in part of the court’s reasoning. I agree with my colleagues that McRae v. Hyman,
The final issue in this case involves individuals who, after earning their release on parole, are later rearrested for allegedly violating the terms of their parole. Although some parolees are rearrested because, in the view of the Board or a member of the Board, probable cause exists to believe that they have committed other crimes, the District of Columbia parole regulations authorize rearrest when there is probable cause to believe that a parolee has violated even a minor condition of parole, D.C.Mun.Regs. tit. 28, § 217.5 (1987), such as keeping a parole officer informed of residence and work, see § 207.6(j), remaining within fixed- geographic limits, see § 207.6(c), and following “all instructions” of a parole officer, § 207.6(i). Because the court reverses the injunction’s requirement that the District of Columbia offer prompt preliminary hearings to parolees who are rearrested for violating parole conditions, individuals charged -with violating even minor conditions of parole may wait in jail for up to thirty days before having an opportunity to show that they have been wrongfully arrested — that is, that the Board lacked probable cause to believe that they violated a condition of parole. In my view, the District of Columbia regulations that permit this do not satisfy the due process requirements of Morrissey v. Brewer,
I.
In determining whether the District of Columbia parole regulations create a liberty interest in parole, my colleagues follow Greenholtz and Allen, but they do so hesitantly, suggesting that in light of the Supreme Court’s recent decision in Sandin, “[wjhere the Supreme Court stands on this subject is no longer certain.” Maj. op. at 1417. In my view, Sandin does and should leave Greenholtz and Allen in place. In San-din, the Court restricted its discussion to claims based on changes in conditions of confinement, nowhere suggesting that it was overruling or altering its parole precedents. Indeed, the. Court cited Allen immediately
In determining whether the appellees have a constitutionally protected liberty interest in parole, the key question is therefore whether the District of Columbia parole regulations require the Board to grant parole under certain circumstances. The D.C. Court of Appeals has recently made clear that it interprets the regulations as not ever requiring the Board to release a prisoner on parole. See McRae,
Were we called upon to interpret the regulations afresh, I would reach a different conclusion, the same conclusion that the district court reached. McRae and other D.C. Court of Appeals cases interpreting the parole regulations have focused on the regulations’ grants of considerable “discretion” to the Board without carefully considering what sort of discretion the regulations confer. The Supreme Court has distinguished between two types of discretion, one of which is perfectly compatible with the existence of a liberty interest. As the Supreme Court explained in Allen:
[T]he [Greenholtz] Court made a distinction between two entirely distinct uses of the term discretion. In one sense of the word, an official has discretion when he or she “is simply not bound by standards set by the authority in question.” In this sense, officials who have been told to parole whomever they wish have discretion- But the term discretion may instead signify that “an official must use judgment in applying the standards set him [or her] by authority”; in other words, an official has discretion when the standards set by a statutory or regulatory scheme “cannot be applied mechanically.” The Court determined in Greenholtz that the presence of official discretion in this sense is not incompatible with the existence of a liberty interest in parole release when release is required after the Board determines (in its broad discretion) that the necessary prerequisites exist.
Allen,
In my view, the language of the District of Columbia parole regulations in effect at the time of the district court order suggests that,
Section 204 of title 28 of the District of Columbia Municipal Regulations, entitled “Procedures for Granting Parole,” uses mandatory language throughout. It first provides:
As its criteria for determining whether an incarcerated individual shall be paroled or reparoled, the Board shall use the criteria set forth in this section and Appendices 2-1 and 2-2 to this chapter. These criteria consist of pre and post-incarceration factors which enable the Board to exercise its discretion when, and only when, release is not incompatible with the safety of the community. Any parole release decision falling outside the numerically determined guideline shall be explained by reference to the specific aggravating or mitigating factors as stated in Appendices 2-1 and 2-2.
D.C.Mun.Regs. tit. 28, § 204.1 (1987) (emphases added). Subsection 204.2 then provides that “[t]he Board shall assign each candidate for parole a salient factor score (SFS)” for use in calculating parole eligibility. § 204.2 (emphasis added). Subsection 204.4 states that “[f]or the purposes of calculating the SFS, the Board shall assign a numerical value to each” of six categories, including, for example, prior convictions and incarcerations. § 204.4 (emphasis added). For each of these six categories, the regulations instruct the Board that it “shall” or “shall not ” count or consider specific circumstances. § 204.5-.16 (emphases added). Appendix 2-1 of the regulations includes a score sheet for calculating the SFS. Subsection 204.17 provides that “[t]he Board shall use the parole candidate’s SFS to determine which [of four] risk categories] applies to the candidate.” § 204.17 (emphasis added). In accordance with Appendix 2-1, points are assigned to each risk category. The Board is then instructed that, in determining whether a candidate should be granted parole, it “shall consider” nine enumerated “pre and post incarceration factors” based on institutional behavior and whether the prisoner’s current or past convictions involved the use of violence, weapons, or drugs. § 204.18 (emphasis added). A scoresheet in Appendix 2-1 assigns points for each of these factors. The regulations then provide that, after the Board has assigned an inmate a score between 0 and 5, “[p]arole shall be granted” for certain scores, with the degree of supervision varying based on the score, and “[p]arole shall be .denied” for other scores. § 204.19-.21 (emphases added). Finally, subsection 204.22 of the regulations provides:
The Board may, in unusual circumstances, waive the SFS and the pre and post incarceration factors set forth in this chapter to grant or deny parole to a parole candidate. In that case, the Board shall specify in writing those factors which it used to depart from the strict application of the provisions of this chapter. ,
A “Decision Worksheet” in Appendix 2-1 lists possible reasons for a parole decision “outside of the Guidelines.” Among the reasons are specific items such as “[r]epeated failure under parole supervision,” as well as general fill-in-the-blank items such as “[o]ther” pre-incarceration factors and “[o]ther [post-incarceration] change in circumstances.”
Analyzed in terms of the two types of discretion discussed in Allen, these regulations seem to provide that the Board may, depending upon the circumstances, exercise both forms of discretion. When a prisoner’s case is unusual, the Board has free rein to decide whether or not to grant parole, provided that it state its reasons. In the ab
If we were free to interpret the regulations this way, they would give rise to a protected liberty interest in parole under Greenholtz and Allen. Because the D.C. Court of Appeals has authoritatively interpreted the regulations to provide that the Board is never required to abide by the numerical scoring system, however, I agree that the regulations do not create a liberty interest in parole.
II.
Unlike my colleagues, I believe that the Board’s failure to provide prompt preliminary hearings upon executing parole revocation warrants places it in violation of Morris-sey. Morrissey holds that the Due Process Clause entitles a person whose parole is revoked to two hearings: first, after a parolee’s arrest and detention for an alleged parole violation, a prompt “ ‘preliminary hearing to determine whether there is probable cause or reasonable ground to believe that the arrested parolee has committed acts that would constitute a violation of parole conditions,”
Although the District of Columbia Board of Parole has a policy requiring the Board to hold final revocation hearings within thirty days after the Board is notified that a parole warrant has been executed, the Board does not provide a preliminary hearing of the sort required in Morrissey. Instead, the District offers a “preliminary interview” at which the parolee receives notice of the parole conditions allegedly violated and is informed of what his or her rights will be at the subsequent parole revocation hearing. See D.C.Mun.Regs. tit. 28, § 219.1 (1987). Because the parolee has no opportunity to contest the finding of probable cause supporting the parole warrant, the interview does not satisfy the requirements of Morrissey. For this reason, the district court found the Board in violation of the Due Process Clause. Although the district court’s order required the District to hold “a prompt preliminary interview,” Ellis v. District of Columbia, No. 91-3041, at 2 (D.D.C. Mar. 30, 1995) (order), the opinion accompanying the order indicates that the district court actually intended to direct the Board to provide “the preliminary hearings required by Morrissey,” Ellis v. District of Columbia, No. 91-3041, slip op. at 40 (D.D.C. Mar. 30, 1995) (mem.). Because the parties seem to agree that what the district court’s order requires is a Morrissey-style preliminary hearing, were this court to share the appellees’ views of the due process issues in this case, we could easily resolve the discrepancy between the district court’s order and its opinion either by remanding for clarification or by modifying the order ourselves.
Even assuming that the district court’s order requires the Board to hold prompt preliminary hearings of the sort described in
The Court’s intention in Morrissey to impose a two-hearing requirement on all states is clear from Gagnon v. Scarpelli,
Specifically, we held that a parolee is entitled to two hearings, one a preliminary hearing at the time of his arrest and detention to determine whether there is probable cause to believe that he has committed a violation of his parole, and the other a somewhat more comprehensive hearing prior to the making of the final revocation decision.
Id. at 781-82,
In support of their efforts to limit Morris-sey to its facts, my colleagues point out that the Morrissey Court offered two justifications for the two-hearing requirement: that “[tjhere is typically a substantial time lag between the arrest” and the final parole revocation determination, and that “it may be that the parolee is arrested at a place distant from the state institution, to which he may be returned before the final [parole revocation] decision is made.” Morrissey,
I recognize that in Morrissey the Court did not intend to establish an absolutely inflexible scheme. Indeed, in Gagnon the Court stated that it did not “intend to fore
My colleagues regard as a constitutionally acceptable “creative solution” the District’s requirement of a pre-detention finding of probable cause by a neutral administrator and provision of a preliminary interview followed by a final revocation hearing within thirty days. Even if the Constitution permits states to “[c]onsolidat[e] the preliminary and final revocation hearings into a single proceeding,” see Maj. op. at 1424, I do not think that a thirty-day delay is constitutionally acceptable. Under Morrissey’s dual hearing structure, a wrongfully detained parolee must be given a prompt opportunity to contest the probable cause finding and perhaps regain his or her liberty. But under the District’s procedures, a parolee wrongfully detained — perhaps on account of a misunderstanding on the part of a parole officer as to- the parolee’s whereabouts or satisfaction of parole conditions — can sit in jail for thirty days with no opportunity to demonstrate that the Board lacks probable cause to believe that he or she violated the conditions of parole. To me, this does not satisfy Morris-sey’s, requirement of a preliminary hearing held “as promptly as convenient after arrest.” Morrissey,
Although the Ninth Circuit has ruled that a preliminary hearing is not required if a state provides a final parole revocation hearing within twenty-one days, see Pierre v. Washington State Bd. of Prison Terms & Paroles,
As my colleagues suggest, the holdings of Morrissey and Gerstein v. Pugh,
A further reason to follow Morrissey in spite of Gerstein lies in the different constitutional bases for the two decisions. While the Court based its holding in Morrissey on the Due Process Clause of the Fourteenth Amendment without mention of the Fourth Amendment, see Morrissey,
Whatever the merits of distinguishing between parole revocation proceedings and pretrial detention on the ground that the former is governed by the Due Process Clause while the latter is governed by the Fourth Amendment, the distinction may still be alive and well. In another context, in United States v. James Daniel Good Real Property,
If the Due Process Clause is what governs the process due in parole revocation procedures, then the Court’s recent holding in James Daniel Good that, absent exigent circumstances, the Due Process Clause requires the government to provide notice and an opportunity to be heard before seizing real property (presumably for even a day) in a civil forfeiture case, see 510 U.S. at-,
Although I thus agree with the district court that the Board’s failure to provide preliminary hearings violates Morrissey, I would modify the district court’s order to make it inapplicable to cases in which the basis for parole revocation is the parolee’s conviction of another offense. This modification would be necessary to conform the order to Moody’s holding that Morrissey’s preliminary hearing is not required in such circumstances. See Moody,
