Lead Opinion
Opinion by Judge THOMPSON; Dissent by Judge REINHARDT.
Michael Edward Vansickel appeals the judgment of the district court denying his habeas petition under 28 U.S.C. § 2254. Vansickel was tried and convicted of first degree murder with the special circumstance of lying in wait. During jury selection, he was erroneously denied half of his peremptory challenges, but he failed to contemporaneously object.
This case presents the question whether the erroneous denial of peremptory challenges provided for by state statute violates a defendant’s due process rights under the United States Constitution. It also presents the question whether, if a federal constitutional violation occurs in this circumstance, automatic reversal of the defendant’s state court conviction is required, or whether, when the defendant has procedurally defaulted on his federal constitutional claim in state court, he must establish cause and prejudice for the default.
We have jurisdiction pursuant to 28 U.S.C. § 2253, and we affirm the district court’s denial of the writ. We hold that Vansickel’s constitutional rights were violated because he did not receive the full complement of peremptory challenges he was entitled to under California law. However, Vansickel procedurally defaulted his claim in state court and this bars federal habeas review unless he can demonstrate both cause and prejudice, which he cannot.
I
BACKGROUND
Vansickel and Mark Howard, the victim, were in a car that crashed into a drainage ditch in Corning, California. When the police arrived they found Howard in the car; he had been shot in the head at close range by a .22 caliber revolver.
A resident saw Vansickel running across a nearby lawn and heard him say that his friend had been shot, he did not do it, and not to call the police. When the police arrived, they found Vansickel lying in a driveway. As they approached, Vansickel told them that he had the murder weapon. He then displayed a gun, a Ruger .22-caliber revolver, wrapped in a blood-soaked shirt. The officers took cover and ordered Vansick-el to drop the gun. Vansickel fired a shot and then dropped the gun and surrendered. He had broken his hip during the car accident and was taken to a hospital.
When Vansickel was questioned at the hospital, he claimed that a third person, Dan, had been in the car and had shot Howard. However, Vansickel later told his former girlfriend that he had “put two rounds into Mark [Howard]” and he had made up the story about Dan. Vansickel further disсredited his claims of innocence by sending letters from jail that were admitted into evidence at trial. In one of the letters, Vansickel stated: “I think I fucked up by telling them that there was one more person in the car and that he shot Mark. I gave them a fony [sic] description an [sic] what he was wearing.” Later in the same letter, he wrote, “I had to say something] to the cops so I made up this Dan.... ” At trial Vansickel conceded he had shot Howard.
Following his conviction, Vansickel filed a motion for a new trial because during jury selection he was denied half of his peremptory challenges. Under California Code of
The state court judge had discussed jury selection with counsel at a pretrial conference. Recollections of what transpired at the conference conflict, however it is clear that both the court and defense counsel agreed that the defense was entitled to ten peremp-tories. The judge recalled that defense counsel stated it was his understanding he was entitled to ten peremptories and the court agreed. Defense counsel recalled that he asked the court how many peremptories he was entitled to, and the court said ten. The prosecuting attorney remained silent.
During jury selection, Vansickel exercised the ten peremptory challenges. After Van-sickel’s tenth challenge, the court stated, “I think we have a jury, Counsel.” Both the prosecutor and the defense agreed.
Aftеr the verdict, but prior to sentencing, the court realized it had erroneously denied Vansickel his full allotment of peremptory challenges. The court immediately contacted the prosecutor and defense counsel and revealed the error.
Vansickel then moved for a new trial and presented evidence that he had been dissatisfied with the composition of the jury. Van-sickel argued he would have used the additional peremptory challenges. In support of this argument, defense counsel presented a jury chart which had an asterisk next to juror number two, Mr. Frank. Defense counsel argued' that he would have challenged Mr. Frank, who was a pharmacist, because Vansickel tested positive for illegal drug use after the murder, and defense counsel did not want a pharmacist on the jury. Furthеr, defense counsel argued he would have used two more peremptory challenges to try to put on the jury two other potential jurors from the jury pool who he felt would be more sympathetic to the defense.
The trial court denied the motion for a new trial. The court reasoned that because defense counsel failed to make a contemporaneous objection to the loss of peremptory challenges, the court could only grant the motion if Vansickel demonstrated prejudice.. The court found no prejudice. The court stated it could see no logic in defense counsel’s argument that because juror number two, Mr. Frank, was a pharmacist he would have a strong feeling about someone with drugs in their system. Further, Vansickel’s use of illegal drugs was not a major part of thе case. The court dismissed as “the merest speculation” defense counsel’s argument that he would have used peremptories to try to put two other persons on the jury. The court stated that if these two potential jurors had been drawn and on voir dire they turned out to be as favorable to the defense as defense counsel claimed, the prosecution most likely would have used its peremptories to strike them.
The California Court of Appeal affirmed the trial court. It determined that Vansick-el’s failure to timely object required that he demonstrate prejudice. The standard for prejudice under California law is miscarriage of justice. The Court of Appeal held that Vansickel could not demonstrate prejudice for essentially the same reasons relied on by the trial court. It cоncluded that Mr. Franks’s occupation as a pharmacist was not prejudicial because drugs were not a significant part of the case and Vansickel did not present any evidence that drugs affected his mental state at the time of the murder. Further, it was mere speculation that the two prospective jurors Vansickel wanted to put on the jury would ever have been sworn. Finally, the appellate court concluded that the overwhelming evidence against Vansickel supported the conclusion that no miscarriage of justice occurred. The California Supreme Court denied review. Vansickel then filed state habeas petitions in the California Court of Appeal and in the California Supreme Court. Both courts denied the petitions. He then filed his federal habeas petition in thе district court.
A. Due Process Violation
The first issue we address is whether denial of peremptory challenges provided for by a state statute violates a state criminal defendant’s federal constitutional rights.
The Supreme Court has stated that “peremptory challenges are not of constitutional dimension.” Ross v. Oklahoma,
In United States v. Martinez-Salazar,
In Baker, the defendants alleged their Fifth Amendment due process rights were violated by the district court’s refusal to ask supplemental voir dire questions to probe prospective jurors for bias. Baker,
In Siripongs, the petitioner argued that the trial court applied the wrong standard during voir dire to determine “death prone” jurors. Siripongs,
In Martinez-Salazar, we distinguished Si-ripongs stating: “Siripongs cannot stand for the proposition that the loss of a peremptory challenge never violates due process because Ross and Baker make clear that some such losses do indeed violate due process.” Martinez-Salazar,
We concluded in Martinez-Salazar that the erroneous denial of peremptory chal
California Code of Civil Procedure § 231 creates a statutory right to twenty peremptory challenges when a defendant faces a sentence of death or life imprisonment. Vansiekel was entitled to twenty peremptory challenges and he only received ten. This state right to peremptory challenges is a state-created liberty interest protected by the Fourteenth Amendment to the Constitution. “[T]he failure of a state to abide by its own statutory commands may implicate a liberty interest protected by the Fourteenth Amendment against arbitrary deprivation by a state.” Fetterly v. Paskett,
Applying these principles, we conclude that Vansickel’s federal constitutional rights were violated. See Martinez-Salazar,
Vansiekel, however, failed to timely object to the denial of his statutory allotment of peremptories in state court. By failing to object, he procedurally defaulted on the federal constitutional claim he raises in this habeas proceeding.
B. Procedural Default
Federal habeas review of a claim is barred in all cases where a state prisoner has defaulted his federal claim in state court pursuant to an adequate and independent state procedural rule. Coleman v. Thompson,
To determine whether Vansickel’s claim was procedurally barred, we look to the California Court of Appeal’s opinion because it is the last reasoned state court opinion. See Ylst v. Nunnemaker,
Because the California court found Van-sickel’s claim procedurally barred under state law, to obtain habeas relief under feder
C. Cause and Prejudice
If a claim is procedurally barred by an adequate and independent state ground, as it is in the present case, in appropriate circumstances a federal court may still review the merits of the defaulted claim. “The doctrine of procedural default is based on comity, not jurisdiction, and the federal courts retain the power to consider the merits of procedurally defaulted claims.” Harmon v. Ryan,
1. Cause
The existence of cause for a procedural default “must ordinarily turn on whether the prisoner can show that some objective factor external to the defense impeded counsel’s efforts to comply with the State’s procedural rule.” Murray v. Carrier,
We are presented with a rather unusual instance of claimed ineffective assistance because both the prosecutor and the court shared in defense counsel’s error. Nevertheless, Vansickel argues that his counsel’s ignorance of the law and resulting failure to object to the loss of half of his allotted peremptory challenges constitutes ineffective assistance.
Attorney inadvertence or ignorance of the law does not establish cause for a procedural default. Murray,
In thе present case, it appears defense counsel’s ignorance of the law probably would not constitute cause to excuse the procedural default. But even if it would, we hold that Vansickel cannot establish prejudice because there is no reasonable probability that but for counsel’s error, the result of the trial would have been different. See White v. Lewis,
2. Prejudice
Vansickel asks us to apply the prejudice standard set forth in Hines v. Enomoto,
If we were to measure prejudice under the Hines standard, Vansickel would indeed be able to demonstrate prejudice. Defense counsel had placed an asterisk next to Juror Franks’s name and the trial court was persuaded that he would have challenged Franks if he had been aware of the remaining challenges. However, Hines was decided in 1981 prior to the Supreme Court’s decision in Strickland v. Washington,
Strickland held that to establish prejudice, a habeas petitioner must demonstrate “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceedings would have been different. A reasonable probability is a probability sufficient
Vansickel has not demonstrated that if he had been allowed to use additional perempto-ries to strike Juror Franks or to attempt to put two other persons from the jury pool on the jury, the outcome of his case would have been different. The evidence against Van-sickel was overwhelming. He was found at the murder scene with the murder weapon in his hand. He admitted to his former girlfriend that he had shot Howard. In the letters he wrote in jail, he stated that he fabricated the story about Dan. Further, at trial he conceded that he had, in fact, shot Howard.
In sum, Vansickel failed to demonstrate that the denial of peremptory challenges “had a substantial and injurious effect or influence in determining the jury’s verdict.” Brecht,
D. Automatic Reversal
We distinguish this case from our recent opinions holding that erroneous denial of a peremptory challenge requires automatic reversal. See Martinez-Salazar,
In Annigoni, the district court erroneously refused to allow Annigoni to use one of his peremptory challenges to strike a potential juror. Annigoni,
In Martinez-Salazar, the defendant was forced to use onе of his peremptory challenges to strike a juror after the court erroneously refused to strike the juror for cause.
Unlike Annigoni, Martinez-Salazar, and Turner, Vansickel’s case is not a direct federal 'appeal where we review the error after a contemporaneous objection has been made. Vansickel is before us on habeas review of his state court conviction after he failed to make a timely objection to the error in state court. The applicable analysis for this state court procedural default is cause and prejudice. Wainwright v. Sykes,
II
CONCLUSION
Although we hold that Vansiekel’s federal due process rights wеre violated by the erroneous denial of half of the peremptory challenges to which he was entitled under California law, his failure to timely object precludes our consideration of whether automatic reversal would apply to his conviction. Because Vansickel procedurally defaulted his federal constitutional claim in state court, he is required to establish cause and prejudice to excuse his state court default. He has not done so.
AFFIRMED.
Notes
. Section 231(a) reads: "In criminal cases, if the offense charged is punishable with death, or with imprisonment in the state prison for life, the defendant is entitled to 20 and the people 20 peremptory challenges.” Cal.Civ.Proc.Code § 231(a) (West 1997).
. The district court relied upon a report and recommendation from the magistrate judge. Thе court agreed with the magistrate judge's determination that there was a due process violation and procedural default, but disagreed with the magistrate judge's conclusion that there was cause and prejudice to overcome the procedural bar.
. Hines was decided prior to the Supreme Court’s decision in Ross v. Oklahoma, 487 U.S. 81,
. This analysis is similar to the prejudice analysis applied by the California Appellate Court. The appellate court applied the “miscarriage of justice” standard and concluded that it was not reasonably probable that Vansickel would have received a mоre favorable result if there had been no error. In light of the entire record and the overwhelming evidence against Vansickel, the error did not result in a miscarriage of justice.
Dissenting Opinion
dissenting:
The majority acknowledges that the trial court’s erroneous denial of half of Vansickel’s
Because the majority glosses over the reasons courts have adopted the automatic reversal rule in jury composition eases, I briefly outline them here. This circuit has held that the remedy for improper denial of peremptory challenges is automatic reversal, because “it would be virtually impossible to determine whether the denial of а peremptory challenge was harmless.” United States v. Annigoni,
Instead of being required to demonstrate an effect on his verdict, Vansickel should, under our precedent, be required to establish only “that his state counsel would have challenged another juror or jurors had he been aware of the remaining challenges.” Hines v. Enomoto,
Here, although Vansickel did not receive the jury he was entitled to and was thereby deprived of his right to a fair trial, the majority nonetheless holds that in view of his counsel’s procedural default our rules do not apply and that in order to establish prejudice Vansickel must prove that his counsel’s error actually affected the outcome of the proceeding.
The majority reaches its untenable position by arguing that the procedural default at issue here involves Strickland error and that Strickland precludes the use of the presumed prejudice rule. The majority is wrong. It misconceives the nature of the Strickland error rule. Contrary to the majority’s assumption, the prejudice inquiry as articulated in Strickland is not limited solely to ascertaining the error’s effect on the result of a trial — rather, “the ultimate focus, of the inquiry must be on the fundamental fairness of the proceeding whose result is being challenged.” Strickland,
When it is not possible or practical to analyze prejudice on a case-by-case basis and a presumption of prejudice is required in order to protect an important substantive right, the Strickland prejudice inquiry necessitates application of the presumed prejudice rule. The Eighth Circuit recently held that when a counsel’s performance has led to an error that is “not amenable to harmless error analysis, but require[s] automatic reversal,” prejudice must also be presumed for purposes of the Strickland analysis. See McGurk v. Stenberg,
The impracticability of attempting to analyze the effect of jury composition error
[T]he question is, not were [the jurors] right in their judgment, regardless of the error or its effect upon the verdict. It is rather what effect the error had or reasonably may be taken to have had upon the jury’s decision.... The inquiry cannot be merely whether there was enough to support the result, apart from the phase affected by the error. It is rather, even so, whether the error itself had substantial influence.
Kotteakos v. United States,
The majority also suggests, without so holding, that Vansickel probably could not demonstrate cause for his default because his lawyer was not constitutionally ineffective. This is clearly wrong: defense counsel missed the most elementary statutory protection provided to defendants. He unknowingly forfeitеd half of Vansickel’s guaranteed allotment of peremptory challenges, “one of the most important of the rights secured to the accused,” Pointer v. United States,
By requiring Vansickel to demonstrate that the erroneous denial of half of his rightful allotment of peremptory challenges substantially influenced the outcome of his case, the majority has demanded an impossible showing and therefore erected an insurmountable barrier to vindication of an important constitutional right. Because rendering a constitutional right unenforceable is an unacceptable result, the presumption of prejudice that normally applies in a case in which a criminal defendant has been denied statutorily guaranteed peremptory challenges applies equally in the case of Strickland error. In jury comрosition cases, whatever the context, the impossibility of proof of prejudice is identical. By concluding otherwise, and
. Our court’s application of a rule of automatic reversal is in accord with the conclusion of other circuits to consider this question. See United States v. Underwood,
. A defendant may make such a showing by demonstrating that he used all of the peremptory challenges that were provided to him. See Martinez-Salazar,
. Vansickel makes a strong argument that the state's rule should not be treated as a procedural bar. California case law entitles a defendant who has objected to an improper denial of a jury challenge to automatic reversal, but otherwise requires a demonstration of prejudice. See People v. Caro,
. However, courts are not in agreement on this issue. In a case decided almost simultaneously with its decision in McGurk, indeed only six days earlier, the Eighth Circuit reached a contrary result. In Young v. Bowersox,
