*1 HUDGENS, Appellant, Michael A. GIBSON, Acting D.
Sloan Affairs, Appellee.
of Veterans 13-0370.
No. Appeals States Court
United
for Veterans Claims.
Argued April 2014.
Decided June
DAVIS, Judge: Army veteran A. Michael Hudgens appeals through counsel a De 26, 2012, cember decision of the Board (Board) (1) that, Appeals part, Veterans disability rating greater denied a than 10% degenerative joint for right disease of the accompanying knee with limitation of ex (2) 25, 2009; prior tension to November a disability rating greater denied than 10% instability for right prior of the knee (3) 2008; upheld November and of Mr. Hudgens’s disability reduction 10% rating right instability for knee from No vember 2009.1 November appeal, Hudgens argues, among On Mr. things, other that the Board erred in con 4.71a, cluding Diagnostic that 38 C.F.R. (DC) not apply Code 5055 does A replacements. panel knee decision is appropriate as this is an issue of first Derwinski, impression. See Frankel v. (1990). the rea 25-26 For below, stated of the sons the decision part part Board will be in reversed and in set aside for and matters remanded adjudication. further III, Columbia, Thomas E. Andrews I. BACKGROUND Carolina, appellant. South for the Army Mr. served in the U.S. August 1977 to 1980. He August from Kirsehner, Nathan P. with whom Will A. In injured right his knee service. Counsel, Gunn, Quinn, General David L. right unicompartmental he underwent a Counsel, Acting Assistant General Rebecca arthroplasty, replace- Baird, Deputy A. Assistant General Coun- Hudgens applied In for ment. Zimmer, sel, Washing- P. all of and Justin disability compensation for his knee. ton, brief, D.C., appel- were on the for the (RO) office him a 10% regional awarded lee. disability rating degenerative joint for dis- KASOLD, ease, In right injury. claimed as Judge, Before Chief and DAVIS, rating, another 10% Judges. the RO awarded LANCE rating jurisdiction disability upon individual unem- 1. The Court notes that it lacks based ployability, these matters were re- over the claims of entitlement to service because damage manded the Board. See 38 U.S.C. connection for nerve of the cervical 7252(a), 7266(a); Principi, 17 degenera- §§ Breeden v. spine and increased evaluations for (a instability right Board remand joint tive disease represent a final decision over November "does from jurisdiction”). appellant's entitlement to a total which this Court has issue of the and in a 2009 VA appeal In instability. expressed on knee this time based Bulle- and Pension Service right Compensation reduced the the RO tin, should not consider to a noncom- and that the Court instability from 10% Secre- as evidence of the effective November pensable rating, tary’s regulatory interpretation. *3 Second, that the Hudgens argues Mr. Board, argued Hudgens Mr. Before the the reduction of upholding erred in by analogy under Board he be rated should instability (“Knee right for knee rating his 10% replacement (prothesis)”). DC 5055 of contains evidence it because the record to do so because The Board declined by was not discussed only instability to applies determined that DC Secretary concedes that the the Board. The replacement of prosthetic “the total stating that there was knee re- Board erred joint,” partial and not to instability the record of where Hudgens’s. as Mr. The evidence placements such stating note a June 2009 medical the RO’s reduction of includes upheld Board also on ex- Hudgens’s that Mr. dislocated rating right knee insta- Hudgens’s Mr. November 2009 medical note to Novem- tension and a bility from November gave out. stating that his knee buckled ber 2009. However, that re- argues reversal, mand, rather than is warranted. II. THE PARTIES’ ARGUMENTS Third, Hudgens argues that arguments three Mr. Mr. raises First, addressing whether a he that the Board Board erred appeal. argues un- applies higher disability was warranted concluding erred in DC semilunar, where, dislo- (“Cartilage, der only replacements to total knee DC cated, ‘locking,’ applies frequent episodes it to all knee plain language, its joint.”), into the where pain, find the and effusion replacements. Should Court by the evidence. The regulatory language ambiguous, Mr. Hud- the issue was raised ap- is not Secretary argues should resolve that DC 5258 gens argues that Court veteran. there is no evidence of plicable doubt in favor of the because interpretive However, the Secre- cartilage. If the Court should reach issue dislocated that remand is warranted Secretary’s interpretation regulation, tary of its concedes higher whether a for the Board to discuss Hudgens urges the Court to consider under disability rating have awarded ben- was warranted DC that 11 Board decisions semilunar, of, removal (“Cartilage, based on efits under DC 5055 applies which to the remov- only symptomatic”), while 3 Board decisions replacements, from the knee. (including appeal) cartilage the one here on have al of denied benefits on the basis that DC replacements. to total knee III. ANALYSIS
applies plain that the Secretary responds The A. Interpretation DC that it language of DC 5055 shows 1. Partial knee total, joint. If the compound to 5055. not covered DC language ambiguous, find the Court should language of DC 50552 plain that the must The Secretary argues Court replace- apply as does not regulatory interpretation defer to his joint: replacement of knee part, DC Prosthetic In relevant 5055 states: replacement (prosthesis). "5055 Knee interpretation begins promote to harmonize with context and Regulatory
ments.
of the words used.
plain meaning
legislative
with the
policy). DC
DC 5055’s
Gardner,
Brown
in the
neighbor
regulatory subpart
titled
(1994);
552,
2. Partial Replacements Knee surgery ‘analogous’ was to total knee by
Rated Analogy replacement, and that he is entitled to a 30 percent ‘minimum’ ... rating under [DC] Although the Board did not err 5055.”); Derwinski, 1 Vet. in determining plain that the language of Schafrath (1991) (Board App. must consider DC 5055 to total knee prostheses, and applicable provisions remand is discuss all of law nonetheless warranted for the Board to adequately they “po address Mr. and where are made whether Hudgens’s partial replacement tentially applicable through should the assertions 3, 1992) case,” (noting parte may the ex nature of Board be considered in a the Board is
proceedings explaining "[questions and that not bound these decisions and must still effect, by, of making fairness would arise a decide a case "on the basis of the individual precedential decision [Board] when the De- light applicable proce- facts of the case in partment opportunity present has no to and law”). dure and substantive position proceeding. defend its in the Fur- ther, may VA appeal a decision to [Board] weight placing In substantial on the fact [U]niformity the [Court].... will be achieved Secretary any that the has not taken action important questions through on precedent de- decisions, respect with to these 11 Board cisions of the United States Court of Veterans dissent seems to do no more than invite the otherwise, Appeals."). Stated is Secretary to initiate clear and unmistakable establishing policy; tasked with VA the Board proceedings currently error in cases not be- following is poli- tasked with such established We, however, fore the Court. extend no such cy. (providing See 38 C.F.R. 20.1303 invitation. although "prior appeals other remand, record”). Secretary argues for reversal The in the raised and issues to remedy Mr. as “VA’s failure address is the adequately proper failure to Board’s renders its all analogy argument law and consider Hudgens’s observe applicable inadequate bases of reasons or statement renders reduction relevant evidence ” Id.; Tuck warrants remand. and ab initio.’ decisions ... ‘void severance West, Vet.App. er v. Vet.App. King (remand the Board “where appropriate (hold (2014); Schafrath, Vet.App. at 596 law, to incorrectly applied the failed has inadequate ing provided the Board of reasons adequate an statement provide uphold decision to reasons or bases for its determinations, or where for its or bases appellant’s rating, the reduction All otherwise inadequate”); the record is Board decision and remand reversing the day v. ing [the] the case “with instructions (Board’s to adequate “must be statement disability rating ... be rein appellant’s pre to claimant understand enable case, “a reduction stated” it was because decision, as well for the Board’s cise basis case”). Accordingly increase not an Court”). in this facilitate review as to uphold rating re Board’s decision Rating B. Reduction this be reversed and matter duction will pre to reinstate remanded orders agree, the Board with parties As the vious Id. rating. of Mr. upholding reduction erred insta right 10% Hudgens’s
bility. The Board found that
reduction
Rating
Increased
C.
there
no evi
was warranted because
was
argues
Mr.
instability,
the record
but
dence
whether a
addressing
Board
in not
erred
that, during the relevant
evidence
includes
un
higher disability rating was warranted
knees buckled and
period,
Hudgens’s
semilunar,
(“Cartilage,
dislo
der DC
(R.
526), and
gave out
at
dislocated
cated,
‘locking,’
frequent episodes
700).
(R.
The Board failed
extension
joint”),
into the
when
pain, and effusion
this favorable
Gutierrez
address
evidence.
raised
evidence of
the issue was
Principi,
dislocation,
swelling,
pain.
Secre
(Board’s
reasoning flawed
it fails
when
that the Board should have
tary disagrees
adequately
support
evidence in
discuss
evi
applied
5258 because there
claim).
of rea
Accordingly, its statement
However,
cartilage.
dence of dislocated
inadequate,
specific
its
or bases is
sons
*7
concedes,
warranted
Secretary
remand is
instability
of knee
is
finding of no evidence
higher
whether a
for the
to discuss
Board
Id.;
Butts v.
clearly erroneous.
rating was warranted under DC
disability
(1993) (en
532,
Vet.App.
5
534
of,
semilunar,
(“Cartilage,
5259
removal
banc) (Court
findings
reviews
fact under
which
when there
symptomatic”),
re
“clearly
the
erroneous” standard of
the
symptoms
are
associated with
removal
Derwinski,
49,
view);
Vet.App.
v.
1
Gilbert
cartilage.
Schafrath,
See
of semilunar
(“
finding
“clearly
A
is
errone
(Board
all
must
Vet.App. at
discuss
although there is evidence to
ous” when
by
evi
reasonably raised
the
regulations
it,
reviewing court on the en
the
support
dence). Although the Board mentioned
and
tire evidence is left with
definite
5259,
failed
address
evidence
it
that a
has been
firm conviction
mistake
”
dislocation, swelling,
pain
right
and
knee
(quoting United States
committed.’
not
Co.,
explain why they
evidence
Gypsum
of,
(1948))).
semilunar,
sympto-
removal
525,
Although
“cartilage,
Id. On
Hudgens may
KASOLD,
Judge,
in
dissenting
Chief
address, his argument
and the Board must
part
concurring
part:
5258,
of DC
as
regarding
applicability
respectfully
majori-
I
dissent from the
argument or evidence
any
well as
other
4.71a,
ty’s
that
decision
38 C.F.R.
of the remanded matter.
support
offered
(2013),
not apply
does
529,
Kay
Principi,
See
Vet.App.
replacements. That
anything
DC 5055 is
(2002).
scope
but clear in its
is reflected
question
fact that it does not answer the
CONCLUSION
IY.
to whether it covers
total knee re-
Upon
foregoing,
consideration of the
placements
par-
or whether it also covers
26,
part
that
of the Board’s December
See,
e.g.,
Bell Atl.
replacements.
tial knee
disability
denied a
decision
FCC,
Tel. Cos. v.
131 F.3d
degenerative
rating greater than 10% for
(D.C.Cir.1997) (noting
ambiguity
is a
joint
right
disease of the
with accom-
question pre-
conclusion reached when the
panying
prior
limitation of extension
sented is not answered “at the level of
November
denied
dis-
Ambiguity also is re-
language”).
literal
greater than 10% for insta-
ability rating
appellant
flected
the fact the
has sub-
right
prior
to November
bility of
rating partial
mitted 11 Board decisions
ASIDE,
the matter
2008 is SET
replacements
under DC
as well
adjudication.
REMANDED for
further
Secretary
fact that
as the
stated at
Board’s
part
uphold-
That
of the
decision
argument
identify only
oral
that he could
Hudgens’s
of Mr.
10%
ing the reduction
finding
ap-
Board decisions
that DC 5055
disability rating
right
instability
24, plies only
replacements,
to total knee
from November
to November
being
now on
2009, REVERSED,
appeal
the Board decision
is
and the matter is
3.7
REMANDED for the Board to reinstate
of the
reported
majority’s
year, while this case involves 14
7. The
concern that the Board de-
in the record and their cita-
interpreting
cisions are not
Kyhn
tion to
majority
question,
and the
of those are
(Fed.Cir.2013), which held that
the Court
contrary
Secretary’s interpretation
to the
instance,
per-
find
in the first
cannot
facts
litigation. Tropf
preferred in this
noted that
plexing.
DC 5055 addresses knee
Because
"unchallenged
practice
historical
any
to it be-
without
reference
practice
evidence that the
is not
ing
replacements,
limited to full knee
we can
’,”
(emphasis
'correct
n. 1
judicial
take
notice how the
and should
added),
regula-
in the context of a
but that is
interpreted this DC. See Smith v.
Board has
practice.
support
De-
tion
does
Derwinski,
(1991) (Court
efforts,
majority’s
they
cre-
spite the
cannot
subject
"may
judicial
take
notice of facts not
exist;
clarity
clarity does not
ate
where
ignore
dispute”). To
to reasonable
*8
(DC 5055)
question
regulation
in this case
interpretations
ignore the
Board’s
is to
histo-
scope
decidedly unclear in its
as it could
is
ry
interpretation
of
this DC and to foster
of
replacements, and
partial
cover full or
knee
inequitable
application.
inconsistent
and
only sup-
interpretations
the Board's varied
majority's
Express
The
citations to Federal
The
port that conclusion.
Board
Holowecki,
Corp. v.
552 U.S.
128 S.Ct.
interpreta-
reflect that there is
consistent
(2008)
Tropf
10
and
v.
170 L.Ed.2d
any
Given the lack of
con-
Nicholson,
(2006)
tion of DC 5055.
Vet.App.
inap-
20
317
interpretation, we should
Brown
degree
sistent
posite.
of
Holowecki involved some
Gardner,
175,000
inconsistency
inquiries per
115 S.Ct.
in over
v.
See
opinions.
General
tary,
con-
or VA
Counsel
clarity
of
in DC 5055 is
The lack
7104(c). Here,
§
there is no
Secretary has
fact that the
U.S.C.
firmed
the
(until
judicial ruling
or
to-
being
specific
statute
that no action
informed the Court
There
day)
the issue before the Court.
errant
on
modify
purportedly
the 11
taken to
or in-
opinion
General Counsel
and unmis-
is no VA
based on clear
only
Secretary. We have
error,
struction of the
they
or
are other-
takable
because
many, many years
erroneous,
regulation
a
written
says
which
much
clearly
wise
11 Board decisions that
ago, and at least
Secretary’s litigation position—
about the
partial
to cover
interpreted DC 5055
scope
the
have
majority’s
the
decision—that
and
only 3 that have
replacements and
Succinctly
face.
knee
of
5055 is clear on its
DC
(1)
solely to total
it as limited
stated,
interpreted
“Knee re-
DC 5055 addresses
replacements.8
knee
nothing
and
the
placement (prosthesis)”
replacement
it to total
DC restricts
circumstances, there is no
such
Under
partial
replacement,
to a
opposed
as
regulation
that the
any finding
room for
(2)
interpreted
the Board has
DC 5055
and
clearly
replace-
is limited to total knee
times,
replacements
full knee
to address
ments,
and there should be no room
at other
and
ruling
permits
inequitable ap-
an
any
times,
interpreta-
with the more consistent
on the
dependant
of DC 5055
plication
being
tion
DC
particular
judge
veterans law
whim of the
replacements!
decision,
rendering
particularly
a Board
Secretary
the
does not intend
renders the final decision for when
The Board
clearly
would be
erroneous
Secretary
questions
all
in matters
correct what
the
benefits,
he
would
subject
presumably
decisions—action
affecting
provision
the
of
regulation
clearly
if the
were
limited
such bene-
take
governing
to the statutes
replacements,
purported
as
judicial rulings, as well as
to total
fits and related
See Secretary
litigation.9
in this
instructions of the Seere-
regulations,
VA
reasonable);
(1994),
Vet.App.
v.
noted in the text
was
Webb
567
(Board may
§
(stating
7111
revise decisions
the [Gardner ]
U.S.C.
canon ‘mod
on clear and unmistakable error
analysis’)”);
based
the traditional
ifies]
Chevron
7103(c)
(CUE));
same);
(essentially
Brown,
(Fed.
§
1516,
Smith v.
35 F.3d
1523
may
Cir.1994)
§
revise Board de-
(Secretary
5109A
(noting that the canons of statu
CUE).
cisions based on
tory interpretation apply to interpreting
regulations).
generally
Although deference
is due
Secretary
interpretation
of his own
stated,
Succinctly
in the face of inconsis
the Board
reflect
regulations,
decisions
tent interpretations of a regulation, there
Secretary
that the
not have a consis
does
is no basis to defer to the Secretary’s
Chevron, U.S.A.,
tent interpretation. See
proffered interpretation, see Thomas Jef
Inc.,
Council,
Inc. v. Natural Res.
Def.
Shalala,
504, 515,
Univ. v.
512 U.S.
ferson
837, 842-43,
2778,
U.S.
104 S.Ct.
2381,
114 S.Ct.
As noted decision, I would Gard I that even when accordingly, majority note biguous; ner, disability reverse the reduction the Board consid- applies, should readju- for the matter rating, and remand to another rating by analogy whether er I further therewith. dication consistent disability rat- higher a provide would panel our note that because here, where DC might the case ing, as be holding would be such a precedential, overlap with 38 C.F.R. appears unless Secretary until and binding on the (2013). a, Accord- § 4.71 5256-5263 DCs necessary process he undertook the majori- part ingly, agree I Org. See Nat’l regulation. his revising decision, the reversal of the including ty Advocates, Sec’y Inc. v. Veter Veterans rating, and the remand. reduced (Fed. 1328, 1331-32 Affairs, ans Cir.2013) a change that in order to (noting Court deci precedential after
sion, Secretary must follow notice-and- requirements);
eomment Suozzi (“VA is bound controlling precedential deci
to follow the Court.”).
sions of this
