Michael A. Garrett appeals from the district court’s denial of his motion under 28 U.S.C. § 2255, in which he claims ineffective assistance of counsel at his criminal trial, at sentencing, and on direct appeal, in violation of the Sixth Amendment. We affirm the district court. 1
I.
Garrett was indicted for conspiracy to possess with intent to distribute fifty or more grams of crack cocaine, in violation of 21 U.S.C. § 846, and attempted possession of crack cocaine with intent to distribute, in violation of 21 U.S.C. § 841. A jury found him guilty on both counts. His post-trial motions for a judgment of acquittal or, alternatively, for a new trial were denied. On April 1, 1991, Garrett was sentenced to 360 months of imprisonment and five years of supervised release on each charge, the sentences to run concurrently, and was assessed a $25,000.00 fine. He appealed the judgment, claiming that there existed insufficient evidence to support his conviction, and that prior acts of a co-defendant were improperly admitted by the trial court. The conviction was affirmed.
United States v. Garrett,
On October 12, 1990, Drug Enforcement Agency (“DEA”) Special Agent Carl Hicks and two detectives of the Platte County Sheriffs Office stopped a female suspect fitting a common drug cornier profile at the Kansas City International Airport. She gave her name as Gloria Hernandez and admitted that she was smuggling crack cocaine in her luggage, a search of which revealed almost eight kilograms of crack cocaine. She later admitted that her true name was Alicia Rodriguez. Trial Transcript at 61.
Rodriguez agreed to participate in a controlled delivery of the drugs. Her instructions, previously received from an unspecified source, were to check into a downtown motel “where a visiting black man would not stand out” and then contact “Mike,” who would come to pick up the drugs. Id. at 28. After cheeking into a motel accompanied by Agent Hicks and one of the detectives, Rodriguez made two telephone calls, conversed in Spanish, and during the second call wrote down two telephone numbers. Agent Hicks called the second number, which was for a personal paging service and included a personal identification number (“PIN”). After entering the PIN, he entered the motel’s telephone number and Rodriguez’s room number. Id. at 34-37.
Later, a person identifying himself as “Mike” called the motel, and the desk clerk transferred the call to Rodriguez’s room. The caller had a brief conversation with Rodriguez, during which he stated he was on his way to the motel. Within the next thirty to forty-five minutes, a person identifying himself as Mike made three additional phone calls to the desk clerk requesting directions to the motel. Approximately fifteen minutes after the last call, Garrett entered the motel and asked for directions to room 117. He was arrested as he walked toward room 117. A search of Garrett’s vehicle uncovered a mobile phone and a pager, in the electronic memory of which was stored the motel’s
*1300
telephone number and Rodriguez’s room number.
See
Prior to calling its first witness at trial, the prosecution informed the district court that it would not call Rodriguez as a witness because of concerns over her credibility. 2 Agent Hicks, however, was allowed to testify as to what Rodriguez told him about her involvement in a conspiracy to distribute drugs, including her statement that the drugs were to be picked up by a black man named “Mike.” 3 Defense counsel’s objections to the statements as hearsay were overruled by the district court. 4 Defense counsel proffered no instruction limiting the jury’s consideration of these statements to explaining why Agent Hicks did what he did, but, at the charging conference, proposed an instruction completely barring the use of Rodriguez’s statements against Garrett by the jury. Trial Tr. at 173-76.
After Hicks’ direct examination, the trial court sustained objections to defense counsel’s attempts to impeach Rodriguez’s credibility by questioning Agent Hicks about Rodriguez’s plea agreement with the government; the court did allow the fact that Rodriguez had recently entered into a plea agreement to be presented to the jury. 5
During its closing argument, the prosecution stated that, contrary to defense counsel’s assertions, Assistant United States Attorneys do not “go for convictions,” but rather take an oath “to do justice.” The prosecution then told the jury, “we come here before you asking you to do justice.” Trial Tr. at 207. There was no objection to this portion of the prosecution’s closing.
A pre-sentence investigation report (“PSI”) concluded that Garrett was accountable for all of the crack cocaine found in Rodriguez’s luggage. The district court asked defense counsel whether he had any *1301 objection to the PSI, and counsel indicated that he did not. Sentencing Tr. at 2. The court’s calculation of Garrett’s sentence under the Guidelines thus was based on the approximately eight kilograms of crack cocaine.
On April 12,1994, Garrett filed a motion to vacate his sentence under 28 U.S.C. § 2255. The motion asserted seven instances of ineffective assistance of counsel at trial, at sentencing, and on direct appeal.
Garrett argues that he was denied effective assistance at trial because his attorney: 1) did not move to exclude Rodriguez’s statements under Federal Rule of Evidence 403, as the danger of prejudice to him substantially outweighed the testimony’s probative value; 2) did not request an instruction pursuant to Federal Rule of Evidence 105, limiting the jury’s consideration of Rodriguez’s testimony to explaining the actions of Agent Hicks; and 3) did not object to the prosecution’s closing. Moreover, Garrett claims counsel was ineffective for failing to include the admission of Rodriguez’s statements as a ground for a new trial in his post-trial motions. He also argues that he received ineffective counsel at sentencing because his attorney did not object to that portion of the PSI which determined Garrett was responsible for all of the crack cocaine found in Rodriguez’s suitcases. Finally, he contends that counsel was ineffective in failing to appeal from the admission of Rodriguez’s statements, since they constituted inadmissible hearsay, and in failing to appeal from the district court’s refusal to permit more extensive impeachment of Rodriguez through Agent Hicks’s cross-examination.
II.
The Sixth Amendment guarantees a criminal defendant charged with a serious crime the right to
effective
assistance of counsel.
Driscoll v. Delo,
First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Strickland v. Washington,
With respect to the first element, there exists a strong presumption that counsel’s conduct falls within the wide range of professionally reasonable assistance and sound trial strategy.
Establishing prejudice is also not a simple task — a defendant must demonstrate that “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Whether Garrett’s Sixth Amendment rights were violated because he received ineffective assistance of counsel presents a legal question subject to de novo review.
Driscoll,
A Ineffective Assistance of Counsel at Trial
1. Lack of a Rule jOS Objection
The failure of Garrett’s attorney to move to exclude Rodriguez’s testimony under Federal Rule of Evidence 403
6
did not fall
*1302
outside the wide range of competent professional assistance. The trial judge had ruled that the testimony was not barred by the hearsay rule, as it was not offered to prove that a man named “Mike” was to pay for the crack cocaine, but to show the reasons for Agent Hicks’ behavior.
7
Since defense counsel had tested a most vulnerable aspect of Rodriguez’s statements, counsel may have reasonably determined that a Rule 403 objection would have been fruitless. The performance of an attorney is not deficient because the attorney failed to object to admissible evidence,
Anderson v. Goeke,
The lack of a Rule 403 objection, moreover, does not give rise to a reasonable probability that Garrett would have been found not guilty by the jury. Speculation as to what the district court would have done if presented with this motion is not equivalent to a showing of prejudice sufficient to undermine confidence in the outcome of the trial. Nor was the evidence against Garrett flimsy or unpersuasive. On direct appeal, this court acknowledged that the evidence against Garrett on the conspiracy charge was circumstantial and “not overwhelming,” but also observed that a reasonable fact-finder could have found Garrett guilty beyond a reasonable doubt based on the conversation between Rodriguez and Garrett, the obvious advance planning of the transaction’s details, and the circumstances surrounding Garrett’s arrival at the hotel.
2. Lack of a Limiting Instruction Request
Garrett contends that defense counsel’s failure to request an instruction limiting the jury’s consideration of Rodriguez’s testimony to an explanation of the actions of Agent Hicks represented deficient performance and resulted in prejudice to him. See Fed.R.Evid. 105. 8 Defense counsel did request a limiting instruction, based on Eighth Circuit Model Criminal Instruction 2.15, which limits a jury’s consideration of a co-defendant’s statements. The trial judge rejected it, apparently on the grounds that Instruction 2.15 did not apply in conspiracy cases. Trial Tr. at 173-75. The district court, in its opinion on Garrett’s § 2255 petition, determined that counsel may have reasonably believed that a limiting instruction would serve only to underscore the importance of the testimony, yet the transcript of the proceedings indicates that defense counsel was willing to take that risk.
A limiting instruction would certainly have been appropriate here. We have previously noted that “if a conspirator statement is both permissible background and highly prejudicial, otherwise inadmissible hearsay, fairness demands that the government find a way to get the background into evidence without the hearsay.” United
*1303
States v. Alonzo,
In
United States v. King,
That the other evidence against the defendant in
King
was characterized as “overwhelming,” and the evidence here was previously characterized by another panel of this Court as “not overwhelming,”
S. Lack of Objection to Prosecution Statements
Garrett also cites his counsel’s failure to object to statements made by the prosecutor during closing argument as exhibiting ineffective assistance. The remarks concerning the integrity of the prosecution
*1304
and their duty to do justice were clearly improper.
United States v. Jones,
However, Garrett’s claim is not one for prosecutorial misconduct, but for his counsel’s failure to object to the improper statements. Garrett relies on the finding of ineffective assistance of counsel based on a failure to object to inflammatory remarks by the prosecution in
Seehan v. Iowa,
Our duty as prosecutors in this ease has been to present the evidence as we developed it to you. We have a different type of duty than you would anticipate____ We represent the people of Iowa and Story County. In short, we represent you. We also represent the defendant because he is part of our society.
Id.
Sitting en bane, the court held that defense counsel did not provide ineffective assistance in failing to object.
Here, the objectionable statements were confined to one portion of the prosecution’s closing. Taken in context, they were not so egregious or “patently inflammatory” as to mandate an objection.
Cf. Seehan,
B. Ineffective Assistance of Counsel at Sentencing
In failing to object to the PSI, which concluded that he was accountable for all of the crack cocaine found in Rodriguez’s luggage, Garrett contends that defense counsel again failed to provide effective assistance. The district court found that this claim was procedurally barred because Garrett could have raised the claim on direct appeal, and further did not demonstrate cause and resultant prejudice from the omission of the claim on appeal.
Such a finding, however, denies the essence of Garrett’s complaints. Garrett could not have raised the sentencing issue on appeal because his counsel, in an alleged exhibition of deficient performance, failed to raise the issue before the district court. We have recognized that “[e]xcept in rare circumstances, claims of ineffective assistance of counsel should be raised for the first time in collateral proceedings under 28 U.S.C. § 2255 and not on direct appeal.”
United States v. Jackson,
Garrett argues that since he was only carrying $1,000.00, and Rodriguez stated *1305 that she was going to be paid $3,000.00 plus expenses, an objection to the PSI would have forced the government to prove that the “conspiracy” covered the entire amount of crack cocaine in Rodriguez’s luggage.
It is not reasonable to infer that Garrett was going to purchase only one-third of the drugs on the sole basis of the discrepancy between the cash found on Garrett and the amount claimed by Rodriguez. By the same token, it is not ineffective assistance to fail to object to a PSI that does not draw the unlikely conclusion that the amount of money that a defendant is carrying at the time of arrest conclusively determines the scope of the conspiracy.
If an objection had been raised, the government would have had to prove that the amount of cocaine Rodriguez possessed was attributable to Garrett by a preponderance of the evidence.
See United States v. Wise, 976
F.2d 393, 400 (8th Cir.1992) (en banc),
cert. denied,
C. Ineffective Assistance of Counsel cm Appeal
Garrett claims counsel made two constitutionally significant omissions in appealing his conviction; namely, 1) neglecting to argue on appeal that Rodriguez’s statements were inadmissible hearsay, and 2) failing to argue that the district court improperly refused to allow Garrett to impeach Rodriguez’s credibility through his cross-examination of Agent Hicks.
1. Hearsay
The question here is not whether counsel’s choice to omit the hearsay issue on appeal was an intelligent or effective decision, “but rather whether his decision was an unreasonable one which only an incompetent attorney would adopt.”
Stokes v. Armontrout,
The district court concluded that, since the evidence was not being used to prove the truth of the matter asserted and thus was not hearsay, appealing this issue would have been futile.
Garrett,
attach, to Appellant’s App. at 92a. It is true that if there is no merit to a claim, failure to raise it on appeal does not result in ineffective assistance under
Strickland. See Thompson v. Jones,
Garrett relies on
United States v. Azure,
This Circuit has consistently held that an out-of-court statement is not hearsay “if it is offered for the limited purpose of explaining why a police investigation was undertaken.”
United States v. Brown,
We find that counsel’s failure to appeal the district court’s hearsay ruling was not such an egregious error so as to indicate counsel was not functioning as counsel contemplated by the Sixth Amendment.
Strickland,
Our observations in
Simmons v. Lockhart,
Certainly previously appointed counsel might have chosen to press this issue on appeal, and such a choice would have been reasonable. It does not follow that the opposite choice — to drop the issue — was unreasonable. Law is an art, not a science, and many questions that attorneys must decide are questions of judgment and degree. Among the most difficult are decisions as to what issues to press on appeal---- It is possible to criticize his choice in hindsight. Perhaps a choice to press the issue would have been better. But we are dealing, after all, with fallible human beings, and a demand for perfection ... cannot be met.
Id. at 375.
2. Denial of Extensive Impeachment
Garrett’s final contention is that his counsel provided ineffective assistance by failing to appeal the district court’s refusal to allow impeachment of Rodriguez’s credibility through Agent Hicks. At trial, however, defense counsel did ask Agent Hicks if the government and Rodriguez had entered into a plea agreement, and that Agent Hicks did concede that they had entered into such an agreement approximately one week prior to trial. Trial Tr. at 52-53. Garrett contends that further questioning of Agent Hicks should have been permitted, so that the jury could have learned that Rodriguez was not called because the government believed her to be an unbelievable witness.
Counsel’s failure to appeal the impeachment issue is intimately connected to his failure to raise the hearsay issue, as demonstrated by the language of Federal Rule of Evidence 806: ‘When a hearsay statement ... has been admitted in evidence, the credibility of the declarant may be attacked, and if attacked may be supported, by evidence which would be admissible for those purposes if the declarant had testified as a witness” (emphasis added). Counsel, when *1307 deciding which issues to appeal, was faced with a clear and direct ruling by the district court that the testimony did not constitute hearsay at all, as well as a substantial amount of precedent supporting such a view under certain circumstances. If the testimony of Agent Hicks did not contain hearsay, impeachment of the declarant under Rule 806 would be impossible. Since we have determined that counsel’s failure to appeal the hearsay ruling did not fall below a standard of objective reasonableness, his failure to appeal the limitation of his attempts at impeachment similarly does not indicate constitutionally deficient performance. See infra Section II.C.l.
III.
We have carefully reviewed the entire record in this case and are satisfied that the defendant was not deprived of effective assistance of counsel and that there is no probability, but for the alleged unprofessional errors, that the result below would have been different.
For the reasons enumerated above, we affirm the judgment of the district court.
Notes
. The Honorable Scott O. Wright,-Senior United States District Judge for the Western District of Missouri.
. The following conversation regarding Rodriguez occurred out of the presence of the jury:
THE COURT: How's our witness?
[Prosecutor]: Our witness is fine, but we’re not calling her.
THE COURT: Oh, you're not?
[Prosecutor]: No, no. We basically told her she can withdraw her plea, the deal is off, that her lies have damaged her credibility too seriously for us to be able to call her.
Trial Tr. at 2.
. After she was arrested at the airport, Rodriguez agreed to talk to Agent Hicks without an attorney present. Agent Hicks testified on direct examination:
Q. What was the gist of the conversation after you advised her of her rights at the airport?
A. I asked her who she was taking the drugs to and she told me.
Q. What did she say?
[Defense counsel]: Objection, Your Honor, hearsay.
THE COURT: Overruled.
A. She said an individual by the name of Mike.
Q. Did she — what did you do then?
A. I asked her if she would follow through on a controlled delivery, in other words, trying to transport the drugs to Mike, and she said that she would.
Q. What happened then?
A. I asked her how the delivery was supposed to happen and she said that she was supposed to check into a motel in the downtown area. Her comment to me was a motel where a visiting black man would not stand out, and then she was supposed to page Mike on his 800 pager and he would come over to get the drugs.
Trial Tr. at 27-28.
. The district court stated in its opinion denying Garrett's § 2255 petition that Rodriguez’s statements were not offered to prove the truth of the matter asserted, but to explain the actions of Agent Hicks. Garrett v. United States, No. 94-0345-CV-W-5 (W.D.Mo. Feb. 9, 1995), attach, to Appellant’s App. at 86a, 91a.
. The following exchange occurred on defense counsel's cross-examination of Agent Hicks:
Q. You entered into a written plea agreement, the prosecution did, didn't they, Mr. Hicks?
A. Yes, they did.
Q. Okay.
A. But that's the prosecutor and the defense attorney.
Q. That's a plea agreement that was entered into what, approximately a week ago with her?
A. I believe it was about a week ago.
Q. And that plea agreement was—
THE COURT: Wait a minute. Wait a minute. Come up here.
BENCH CONFERENCE, ON THE RECORD THE COURT: If you’re not going to put her on as a witness, you don't need to get into that.
MR. FOX: Judge, I think I have a right to enter into questions whether she's a truthful person.
THE COURT: The objection will be sustained.
Trial Tr. at 52-53.
. Federal Rule of Evidence 403 states in relevant part:
Although relevant, evidence may be excluded if its probative value is substantially outweighed *1302 by the danger of unfair prejudice, confusion of the issues, or misleading the jury____
. It was unnecessary, however, to allow Rodriguez’s statements to be heard by the jury without modification. The jury would have been able to understand why Hicks went to a motel room absent Rodriguez’s statements explaining that "Mike,” presumably a black man, was to pick up the crack cocaine. See infra Section II.A.2; 8th Cir. Model Crim. Jury Inst. 2.15, committee cmts.
. Federal Rule of Evidence 105 reads:
When evidence which is admissible as to one party or for one purpose but not admissible as to another party or for another purpose is admitted, the court, upon request, shall restrict the evidence to its proper scope and instruct the juty accordingly.
.A close reading of the trial transcript gives rise to an inference that counsel's requested instruction may have been denied in part because the trial court believed that Rodriguez’s statements could be admitted as coconspirator declarations under Federal Rule of Evidence 801(d)(2)(E). Trial Tr. at 173-75. In its opinion denying Garrett’s § 2255 motion, however, the district court explained that Rodriguez's conversation with Agent Hicks was not admitted as an authorized statement, a statement of an agent, or a declaration by a co-conspirator. In fairness to counsel, it was not made clear at the charging conference that the statements were admitted because they explained the actions of Agent Hicks. In fact, the rejection of counsel's instruction seems to have been partially based on the erroneous notion that Instruction 2.15 could not be used at all in "conspiracy cases”; the committee comments state that the instruction is not applicable where the disputed evidence is admitted as a coconspirator declaration, "or in any other situation in which the codefendant’s statement may be directly admissible against the defendant.”
. The "harmless error” standard applied since the defendant claimed a violation of his confrontation rights on direct appeal.
. In a related vein, Garrett argues that his counsel’s performance was deficient because he did not dispute the admission of the "hearsay” testimony in his motion for acquittal or a new trial. Viewing the matter from counsel’s perspective immediately after trial, counsel had no reason to believe that the court would reverse its earlier ruling which allowed Rodriguez’s statements to become part of the record. Ineffective assistance should not be found under Strickland when counsel fails to perform those acts which clearly appear to be futile or fruitless at the time the decision must be made.
. This case is dissimilar to
United States
v.
Smith,
