MICCOSUKEE TRIBE OF INDIANS OF FLORIDA, а federally recognized Indian Tribe v. FLORIDA STATE ATHLETIC COMMISSION, Alvin Goodman, Florida State Athletic Commission, et al.
No. 99-13669.
United States Court of Appeals, Eleventh Circuit.
Sept. 13, 2000.
226 F.3d 1226
In his defense of the absolute majority requirement, Judge Mansfield said that it is not unfair, because “[i]n cases of exceptional importance, or where there is a conflict between circuits, it may be expected that the Supreme Court will grant certiorari and settle the questions in issue.” Zahn, 469 F.2d at 1041. We will see.
Reginald J. Clyne, Charlene Bellinger Honig, Clyne & Self, P.A., Coral Gables, FL, for Defendants-Appellees.
Before ANDERSON, Chief Judge, and DUBINA and SMITH*, Circuit Judges.
DUBINA, Circuit Judge:
Plaintiff, the Miccosukee Tribe of Indians of Florida (“Tribe“), filed suit against the Florida State Athletic Commission (“Florida Commission“) and several of its officials and representatives, alleging violations of the Professional Boxing Safety Act,
I. Background
The Tribe is a federally-recognized Indian tribe, exercising powers of self-governance. In December 1998, the Tribe established the Miccosukee Athletic Commission (“Miccosukee Commission“). The Miccosukee Commission regulates professional boxing matches held within the Miccosukee reservation. Florida has a similar entity—the Florida State Athletic Commission—to regulate professional boxing matches within Florida. Both the Miccosukee Commission and the Florida Commission license and appoint boxing officials and regulatory staff to officiate boxing matches. The Commissions employ many of the same officials.
Soon after the Tribe created the Miccosukee Commission, the Florida Commission threatened boxing officials with adverse employment action if they declined a state assignment in order to accept an assignment with the Miccosukee Commission. According to the Tribe, the Florida Commission has not similarly threatened boxing officials who accept assignments with non-Indian entities. In addition, the Florida Commission has attempted to tax boxing promoters who cоnduct professional boxing matches on the Miccosukee Reservation as if the matches occurred in Florida. Those taxes require, inter alia, that the promoter pay a tax on the sale of broadcasting rights and on the proceeds from a pay-per-view operator.
II. Discussion
A. Standing
The Tribe argues that the district court incorrectly found that the Tribe failed to allege an injury in fact and thereby lacked Article III standing to bring this lawsuit. This court reviews de novo a district court‘s order dismissing a complaint for lack of Article III standing. See Florida Ass‘n of Med. Equip. Dealers, Med-Health Care v. Apfel, 194 F.3d 1227, 1229 (11th Cir. 1999).
In order to establish Article III standing, a plaintiff must demonstrate: (1) an injury in fact; (2) a causal connection between the injury and the conduct complained of; and (3) that the injury is likely to be redressed by a favorable decision. See Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). An “injury in fact [consists of] an invasion of a legally protected interest which is (a) concrete and particularized and (b) actual or imminеnt,
1. Equal Protection Claim
With regard to the Tribe‘s Equal Protection claim, the district court correctly found that the Tribe‘s complaint fails to set forth a “particularized injury.” In its complaint, the Tribe asserts that the Florida Commission acted unconstitutionally by making oral and written threats of аdverse employment action against boxing officials if they declined a state boxing assignment in order to accept a Miccosukee boxing assignment. The Florida Commission, however, did not similarly threaten boxing officials who declined a state boxing assignment in order to accept an assignment from another state. The Tribe alleges that these actions “unequally and unfairly burdened the Tribe and its Commission,” (Compl. at ¶ 58), and “[t]he actions of the Defendants operatе to the detriment of the ... Tribe,” (Compl. at ¶ 64).
The Tribe, however, does not allege how the Florida Commission‘s actions have burdened it or operated to its detriment. For instance, the Tribe does not allege that the Florida Commission‘s actions prevented the Tribe from conducting any particular boxing match. The Tribe also does not allege that the Florida Commission prevented or even hindered its ability to hire, train, or procure boxing officials from within or outside of Florida for its matches. Nor does it allege that the Florida Commission‘s activities will have such an effect in the future.1 Nowhere in the complaint does the Tribe identify any particularized injury resulting from the Florida Commission‘s alleged misconduct.2 Instead, the Tribe‘s complaint only sets forth abstract injuries. Cf. Bennett v. Spear, 520 U.S. 154, 167-68, 117 S.Ct. 1154, 137 L.Ed.2d 281 (1997) (holding that the plaintiff adequately alleged an injury in fact where it alleged that it would receive less irrigation water from a Bureau as a result of restrictions imposed on the Bureau frоm the challenged agency opinion).
Even though the Tribe‘s complaint sets forth facts from which we could imagine an injury sufficient to satisfy Article III‘s standing requirements, we should not speculate concerning the existence of standing, nor should we imagine or piece together an injury sufficient to give plaintiff standing when it has demonstrated
2. Tax Claim
We now turn to the question of whether the Tribe has standing to challenge Florida‘s authority to tax a non-Indian boxing promoter on revenues gained from a boxing match conducted on the Tribe‘s reservation.3 The district court found that the Tribe lacked standing because it failed to allege an injury. In particulаr, the district court noted that the Tribe did not allege that the tax on promoters hindered the Tribe‘s efforts to conduct boxing matches or to collect its taxes. In turn, the district court found that absent these allegations, the Tribe acted as a third party challenging the imposition of a tax on promoters. Absent exceptional circumstances, a third party does not have standing to challenge injury to another party. See Warth, 422 U.S. at 499, 95 S.Ct. 2197.
Even though the Tribe does not allege thаt the tax hindered its ability to conduct boxing matches or to collect its boxing taxes, the Tribe has a legitimate basis for standing—that the state‘s tax on boxing promoters infringes upon the Tribe‘s sovereignty. The Supreme Court has consistently recognized that a tribe has an interest in protecting tribal self-government from the assertion by a state that it has regulatory or taxing authority over Indians and non-Indians conducting business on tribal reservations. See White Mountain Apache Tribe v. Bracker, 448 U.S. 136, 142, 100 S.Ct. 2578, 65 L.Ed.2d 665 (1980); see also Ramah Navajo Sch. Bd. v. Bureau of Revenue of New Mexico, 458 U.S. 832, 845, 102 S.Ct. 3394, 73 L.Ed.2d 1174 (1982) (upholding an Indian Tribe‘s challenge to а state‘s attempt to tax the gross receipts a non-Indian construction company received from constructing a school on reservation property to educate tribal children); Washington v. Confederated Tribes of the Colville Indian Reservation, 447 U.S. 134, 156-57, 100 S.Ct. 2069, 65 L.Ed.2d 10 (1980) (rejecting on the merits an Indian Tribe‘s claim that a state‘s attempt to tax on-reservation ciga-
In Bracker, the Supreme Court recognized “two independent but related barriers” to the assertion of state regulatory authority over commercial activity on an Indian reservation: (1) state authority may be pre-empted by federal law; or (2) interfere with a tribe‘s sovereignty. 448 U.S. at 142, 100 S.Ct. 2578. In particular, the Court explained that a state tax may unlawfully infringe “on the right of reservation Indians to make their own laws and be ruled by them.” Id.; see also Fisher v. District Court, 424 U.S. 382, 386, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976) (“The right of the Northern Cheyenne Tribe to govern itself independently of state law has been consistently protected by federal statute.“); Williams v. Lee, 358 U.S. 217, 223, 79 S.Ct. 269, 3 L.Ed.2d 251 (1959) (“There can be no doubt that to allow the exercise of state jurisdiction here would undermine the authority of the tribal courts over Reservation affairs and hence would infringe on the right of the Indians to govern themselves.“).
Moreover, the Supreme Court has explicitly held that when challenging a state‘s taxation of a business located on an Indian reservation, an Indian tribe satisfies Article III‘s injury requirement by alleging that the tax infringes upon its sovereignty. Seе Moe v. Confederated Salish & Kootenai Tribes of the Flathead Reservation, 425 U.S. 463, 468 n. 7, 96 S.Ct. 1634, 48 L.Ed.2d 96 (1976). In Moe, the Indian tribe challenged a Montana law that required stores located on Indian lands to collect Montana‘s cigarette sales tax on retail cigarette sales to both Indians and non-Indians. See id. at 467-68, 96 S.Ct. 1634. The Supreme Court stated that:
Our conclusions in Parts II and III, infra, that the District Court, with subject-matter jurisdiction over the Tribe‘s claims, properly entered injunctive relief in its favor implicitly embrace a finding that the Tribe, qua Tribe, has a discrete claim of injury with respect to these forms of state taxation so as to confer stаnding upon it apart from the monetary injury asserted by the individual Indian plaintiffs. Since the substantive interest which Congress has sought to protect is tribal self-government, such a conclusion is quite consistent with other doctrines of standing. See, e.g., Warth v. Seldin, 422 U.S. 490, 498-499, 95 S.Ct. 2197, 2205-2206, 45 L.Ed.2d 343, 354-355 (1975).
Id. at 468 n. 7, 96 S.Ct. 1634. Therefore, the Tribe‘s allegation that Florida‘s attempt to tax a non-Indian conducting business on its reservation violates the Tribe‘s right to self-governance satisfies the injury in fact requirement for standing. Thus, we reverse the district court‘s order dismissing the Tribe‘s tax claim.4
B. Eleventh Amendment Immunity
The Eleventh Amendment grants immunity to the states from suits in federal court. See Tuveson v. Florida Governor‘s Council on Indian Affairs, Inc., 734 F.2d 730, 732 (11th Cir. 1984). This immunity extends to state agencies, but does not extend to independent entities, such as counties or municipalities. See id. In determining whether the Eleventh Amendment provides immunity to a particular entity, this court examines the following factors: (1) how state law defines the entity; (2) what degree of control the state maintains over the entity; (3) where the entity derives its funds; and (4) who is responsible for judgments against the entity. See id. (citing Lake Country Estates, Inc. v. Tahoe Reg‘l Planning Agency, 440 U.S. 391, 401-02, 99 S.Ct. 1171, 1177, 59 L.Ed.2d 401 (1979)). After examining these four factors, we conclude that the Florida Commission is an arm of the state,
1. Characterization of the Florida Commission under State Law
Florida law clearly characterizes the Florida Commission as a state agency. Florida law defines an agency as, inter alia, a commission. See
2. Degree of State Control over the Florida Commission
The Tribe argues that the state exercises little control over the Florida Commission because the Commission may promulgate regulations and may conduct adjudications to suspend or revoke a license or permit. As prеviously noted, the APA applies to the Commission‘s rule making functions. Thus, the state has provided guidelines to limit the Commission‘s ability to make regulations and, consequently, has some control over the Commission‘s rule making powers. Although the APA does not apply to suspension or revocation adjudications, the state has not given the Commission unfettered discretion in this area. Instead, the state allows the Commission to suspend or revoke a license for a limited number of grounds. See
Moreover, other factors support the conclusion that the state controls the Florida Commission. The Governor and the State Senate select the Commission‘s members. See
3. Funding
The Tribe also contends that the Florida Commission is fiscally independent because it does not rely upon state funds to support its operations. Instead, the Commission raises its own funds to pay its expenses. See
Furthermore,
4. Responsibility for Judgments
The Tribe contends that the Florida Commission, rather than the state, is responsible for any judgments rendered against it.
As to the Tribe‘s claims that may fall outside of
Since all four factors support the conclusion that the Florida Commission is an arm of the state, the Florida Commission is entitled to Eleventh Amendment immunity from suit.12 See Schopler v. Bliss, 903 F.2d 1373, 1378-79 (11th Cir. 1990) (holding that the DPR and a board within the DPR were entitled to Eleventh Amendment Immunity).
III. Conclusion
We agree with the district court that the Tribe lacks standing to bring an Equal Protection claim because the Tribe fails to allege an injury in fact. We, however, hold that the Tribe does allege an injury in fact as to the tax claim. A state‘s attempt to levy a tax on a non-Indian who works on an Indian reservation infringes upon the Indian tribe‘s interest in self-government and this infringement satisfies the injury in fact requirement. Lastly, we affirm the district court‘s finding that the Florida Commission is an arm of the state, thereby entitling it to Eleventh Amendment Immunity.
AFFIRMED in part, REVERSED, in part, and REMANDED.
* Honorable Edward S. Smith, U.S. Circuit Judge for the Federal Circuit, sitting by designation.
