Lead Opinion
Opinion
The plaintiff, Andrea Meyers, appeals from the summary judgment rendered by the trial court in favor of the defendant, Livingston, Adler, Pulda, Mei-klejohn & Kelly, P.C. On appeal, the plaintiff claims that the court erred in granting the defendant’s motion for summary judgment on the ground that the action was commenced beyond the applicable statute of limitations. We affirm the judgment of the trial court.
The record reveals the following. The defendant represented the plaintiff in an
The plaintiff served a one count complaint on February 21, 2006. The plaintiff claimed that the defendant was not entitled to an attorney’s fee because its representation was unprofessional. She alleged that the defendant “breached its contract duties” to her by bringing about a settlement of the prior action in furtherance of Thibodeau’s interests and against the interests of the plaintiff.
The defendant filed a motion for summary judgment on the ground that the plaintiffs claim sounded in tort and was barred by the applicable three year statute of limitations; General Statutes § 52-577; or, in the alternative, that it was barred by the six year statute of limitations for contract claims. General Statutes § 52-576.
In January, 2010, the court granted the defendant’s motion to reargue the denial of its motion for summary judgment. At reargument, the defendant argued that the plaintiffs complaint sounded in tort, not contract. The court vacated its prior ruling in which it had denied the defendant’s motion for summary judgment and granted the motion for summary judgment, reasoning that the complaint sounded in tort and that the three year limitations period on tort actions had run. The court additionally found that if it were a contract action, it still was not commenced within the six year statute of limitations because the statute began to run on December 14,1999, the date on which the alleged injury was inflicted, more than six years before the action was brought in February, 2006.
We first set forth the applicable standard of review. “[T]he scope of our review of the granting of a motion for summary judgment is plenary. . . . In seeking summary judgment, it is the movant who has the burden of showing the nonexistence of any issue of fact. . . . Although the party seeking summary judgment has the burden of showing the nonexistence of any material fact ... a party opposing summary judgment must substantiate its adverse claim by showing that there is a genuine issue of material fact together with the evidence disclosing the existence of such an issue. . . . Summary judgment may be granted where the claim is barred by the statute of limitations.” (Citations omitted; internal quotation marks omitted.) Rosenfield v. I. David Marder & Associates, LLC,
The plaintiff claims that the court erred in granting the defendant’s motion for summary judgment based on its statute of limitations defense. The plaintiff contends that the court improperly determined that her cause of action had accrued on December 14, 1999. She asserts that her cause of action did not accrue until February 25, 2000, and thus service of the action on February 21, 2006, was within the six year statute of limitations for contract claims. Her argument appears to assume that her cause of action properly sounded in contract.
In order to resolve the plaintiffs claim, we must first examine the complaint to determine the nature of the cause of action raised. Whether the plaintiffs complaint sounds in tort, contract or both depends on the allegations in the complaint. “Interpretation of the pleadings is a question of law over which our review is plenary.” Weiner v. Clinton,
“Connecticut law recognizes that one may bring against an attorney an action sounding in both negligence and contract. ... At the same time, one cannot bring an action in both negligence and contract merely by couching a claim that one has breached a standard of care in the language of contract. . . . [T]ort claims cloaked in contractual language are, as a matter of law, not breach of contract claims.” (Citations omitted; internal quotation marks omitted.) Id., 383. “When a defendant’s liability to a plaintiff is premised, however, on principles of tort law . . . the plaintiff may not convert that liability into one sounding in contract merely by talismanically invoking
In her complaint, the plaintiff alleged that “[p]ursuant to the express and/or implied terms of the contract for legal services to represent the plaintiff in the lawsuit . . . [the defendant] owed to the plaintiff a duty of undivided loyalty and a duty to pursue and follow the plaintiffs interests, wishes and instructions in the prosecution of the lawsuit.” The complaint alleged that the defendant breached its “contract duties” in that it “pursued the interests of Diane [Thibodeau] in derogation of the interests, wishes and instructions of the plaintiff in bringing about the settlement of the lawsuit; and/or . . . failed and/or refused to follow the express wishes and instructions of the plaintiff to reject the settlement offer in the lawsuit and to continue to prosecute the lawsuit.”
A fair reading of the complaint reveals that the plaintiff did not allege a contract claim. In a true contract claim, “a plaintiff asserts that a defendant who is a professional breached an agreement to obtain a specific result.” Caffery v. Stillman,
Although the plaintiff invokes contract language in her complaint, analysis reveals that the claim functionally is one of professional negligence.
Because the sole cause of action in the complaint sounds in tort, it is governed by the three year statute of limitations set forth in § 52-577. We need not address the issue discussed by the plaintiff regarding the accrual date of her cause of action. Regardless of whether it accrued on February 25, 2000, or December 14, 1999, the plaintiffs initiation of an action in February, 2006, is well beyond the three year time bar.
The judgment is affirmed.
In this opinion LAVINE, J., concurred in the result.
Notes
There is no claim in the complaint that the filing of the motion to withdraw constituted a breach of the representation agreement.
The plaintiff specifically stated in her complaint that the defendant “breached its contract duties to the plaintiff in one or more of the following respects: (a) it pursued the interests of . . . [Thibodeau] in derogation of the interests, wishes and instructions of the plaintiff in bringing about a settlement of the lawsuit; and/or, (b) it failed and/or refused to follow the express wishes and instructions of the plaintiff to reject the settlement offer in the lawsuit and to continue to prosecute the lawsuit.”
The defendant argued that the alleged breach of contract occurred, if at all, on December 14, 1999.
The defendant argues that the complaint can properly be read to state a cause of action in tort only; to this extent, it implicitly claims that the court erred in finding that the action sounded in both contract and tort. We note that the defendant filed a preliminary statement of issues stating an intent to raise alternate grounds for affirmance. Although the preliminary statement of issues is phrased generally, it has not been contested, and the plaintiff had the opportunity to respond in a reply brief to the argument that the defendant made in its brief.
The contract does, of course, specifically require representation; the plaintiff’s claim is that the representation was executed unethically. This does not equate to no representation at all.
The dissent agrees that a claim alleging a failure to obtain a specific result pursuant to an agreement sounds in contract. Caffery v. Stillman, supra,
In Caffery, this court stated: “[T]he plaintiff claimed that the present case is indistinguishable from Hill v. Williams, [supra,
The concurrence is correct in noting that even if it were a contract claim, summary judgment is, nonetheless, appropriate.
Concurrence Opinion
concurring. I agree that the judgment of the trial court should be affirmed. With regard to motions for summary judgment, “[t]he judgment sought shall be rendered forthwith if the pleadings, affidavits and any other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Practice Book § 17-49.
Whether the action by the plaintiff, Andrea Meyers, sounds in contract or tort
Dissenting Opinion
dissenting. In affirming summary judgment, the majority concludes that the trial court correctly determined that the complaint by the plaintiff, Andrea Meyers, sounds in negligence and not contract and, therefore, the plaintiffs claim is time barred by General Statutes § 52-577. The basis of the court’s conclusion appears to be twofold: first, the complaint sounds in negligence, and, second, the plaintiff does not allege that the defendant, Livingston, Adler, Pulda, Meiklejohn & Kelly, P.C., breached its contract by failing to obtain a specific result and, therefore, did not allege a trae contract claim. I respectfully disagree with the majority’s reasoning and the conclusion it reaches. Because I believe the complaint adequately sets forth a contract claim that is governed by the six year statute of limitations in General Statutes § 52-576 and because the date on which the plaintiffs claim accrued is fact bound and contested, I would reverse the judgment of the trial court and remand for further proceedings.
It is axiomatic that the interpretation of pleadings is a question of law and, therefore, our assessment of the legal nature of the complaint on appeal is plenary. Montanaro v. Gorelick,
With regard to claims against attorneys, this court has previously held that not all such claims must necessarily be construed as sounding in tort. Mac’s Car City, Inc. v. DeNigris,
Unlike the majority, I believe a fair and liberal reading of the underlying complaint in the present case reveals that, although the complaint contains allegations that may sound in tort, it also contains allegations, based on express or implied contract, that the defendant refused to take specific action requested and directed by the plaintiff. In paragraph seven of the complaint, the plaintiff alleges that “[the defendant] breached its contract duties to the plaintiff in one or more of the following respects:
“(a) it pursued the interests of Diane [Thibodeau, another client who had similar claims against the same parties, as did the plaintiff] in derogation of the interests, wishes and instructions of the plaintiff in bringing about a settlement of the lawsuit;
“(b) it failed and/or refused to follow the express wishes and instructions of the plaintiff to reject the settlement offer in the lawsuit and to continue to prosecute the lawsuit.”
These claims, I believe, are not merely negligence claims cloaked in contract terms. Rather, I view them as claims that, contrary to express or implied agreement, the defendant failed to follow the plaintiffs instructions to take specific actions in regard to her case and settled against her interests.
In concluding that the complaint does not sound in contract, the majority appears to posit that a claim against an attorney is based in contract only if it alleges that the attorney failed to obtain a specific result. The majority states: “In a true contract claim, a plaintiff asserts that a defendant who is a professional breached an agreement to obtain a specific result. Caffery v. Stillman, [supra,
Respectfully, I believe the majority applies Caffery too broadly and takes the cited language out of its factual context. Certainly, as noted by Caffery, a claim that a defendant failed to obtain a specific result after agreeing to do so sets forth a contract claim. Caffery did not purport, however, to circumscribe the world of contract law as it relates to attorney defendants. Indeed, as this court recognized in Connecticut Education Assn., Inc. v. Milliman USA, Inc.,
My conclusion that the plaintiff adequately has set forth a breach of contract claim does not imply, of course, a belief that the plaintiff is entitled to prevail because that ultimate determination will require fact-finding after a fair hearing, a task beyond our ken on review. “It is well settled that the existence of a contract is a question of fact.” (Internal quotation marks omitted.) Stevenson Lumber Co.-Suffield, Inc. v. Chase Associates, Inc.,
Furthermore, my determination that the complaint adequately sets forth a contractual claim does not end the necessary analysis of whether summary judgment was correctly rendered. In the present case, the trial court determined that, even if the complaint sets forth a contractual claim, it arose more than six: years before the action was commenced and, therefore, was barred by § 52-576. In reaching its determination, however, I believe that the court incorrectly decided facts in dispute. The court concluded that the plaintiffs contract claim arose on December 14, 1999, the date on which the parties to the plaintiffs underlying claim put a settlement agreement on the record in court. The plaintiff claims, however, that the defendant’s contractual obligations to her continued beyond December 14, 1999, and did not accrue until February 25, 2000, the date on which she alleges she executed a settlement agreement under duress and the date on which she claims her fee dispute with the defendant arose.
Finally, the plaintiff claims that the defendant should be estopped from asserting that any contract based claims arose on December 14, 1999, because of its refusal to turn her file over to her until several months after the defendant moved to withdraw from its representation of her on the basis of a conflict of interest. As to this claim, the court determined that the defendant should not be estopped from asserting a statute of limitations defense because the plaintiff knew of her harm in December, 1999. In response, the plaintiff points out, however, that her estoppel claim is not premised on when she learned that counsel was acting against her wishes but rather on her claim that because the defendant unreasonably withheld her file from her for several months, the defendant should be deprived, as a sanction, from claiming that she should have earlier brought her action. Because the determination of the date on which the plaintiffs cause of action in contract accrued requires an evidentiary hearing, the issue of estoppel is not presently ripe for legal assessment. Rather, I would reverse the judgment of the court and remand the matter for further proceedings in accordance with law. If, on remand, the issue of estoppel again arises,
Accordingly, I respectfully dissent.
As the majority correctly points out, the plaintiff does not allege that the defendant failed to represent her at all. She does, however, allege that the defendant failed to take specific action on her behalf through her claim that the defendant failed to follow her wishes and instructions regarding settlement of the case. In light of the terms of the contract, I believe that this allegation, coupled with the plaintiffs request for remittance of the fees being held in escrow, adequately sets forth a claim founded in contract. Thus, although the plaintiffs complaint does not set forth the explicit allegation that the defendant’s refusal to follow her directions regarding settlement is the breach for which she seeks a return of fees held in escrow, I believe that claim is implicit in the allegations set forth by the plaintiff coupled with her request for payment of the fees held in escrow. While surely the complaint could have been more artfully and expressly drawn, its imprecision does not defeat its essence as a complaint founded in contract. In sum, construing the complaint broadly, I believe that it is reasonable to conclude that the plaintiffs contract claim is founded on the notion that the defendant’s alleged failure to follow her instructions regarding settlement resulted in an unsatisfactory resolution of her claims, contrary to the provision of the contract entitling the defendant to fees upon the claim’s satisfactory resolution.
I recognize that the complaint sets forth a claim for damages in addition to a return and remittance of fees. To the extent that the claim of relief for damages relates to the allegations of the complaint regarding the defendant’s alleged breach of duty of undivided loyalty, it may well be barred by § 52-577. To the extent that the majority holds that this claim is time barred, I agree.
It is important to note that, unlike a typical tort based malpractice claim, this one count complaint contains no allegations that the defendant’s conduct was negligent or that its performance was below a standard of competence. Taken as a whole, the complaint succeeds or fails as a contract claim.
An illustration of the confusion and uncertainty regarding this inquiry is suggested by the court’s rulings regarding the start date for purposes of applying the statute of limitations. The record reveals that on November 17, 2009, the court denied the defendant’s motion for summary judgment based on the statute of limitations with the notation: “The motion is denied because the date of suit, February 21, 2006 was within the statute of limitations. The statute began to run February 25, 2000.” Thereafter, on June 8, 2010, the court issued the following order: “The court finds that this is a legal malpractice action and not a breach of contract action. Further, the plaintiff became aware of her injury (conflict of interest) in December of 1999. This lawsuit was not brought until 2006, thereby violating the three year (tort) and six year (contract) statutes of limitations. The denial of the motion for summary judgment is vacated and summary judgment is granted for the above reasons.”
