Lead Opinion
Plaintiffs brought this action to enjoin the Secretary of State from placing on the November 2006 general election ballot an initiative — Initiative Petition 8 (2006) (IP 8) — that would amend the Oregon Constitution to permit the state to regulate campaign contributions and expenditures. Plaintiffs asserted that, as proposed, the initiative contained two or more constitutional amendments that, under the separate-vote requirement set out in Article XVII, section 1, of the Oregon Constitution, must be voted on separately.
We take the relevant facts from the Court of Appeals opinion:
“Defendant Delk, the chief petitioner for IP 8, gathered the requisite 25 elector signatures and submitted IP 8 to defendant Secretary of State for review. Defendant Secretary of State accepted comments on IP 8, including one from plaintiffs, who objected to IP 8 on the ground that it violates the separate-vote requirement of Article XVII, section 1. Defendant Secretary of State disagreed and engaged the Attorney General to draft a ballot title for IP 8. Defendant Secretary of State received no objections to the form of the ballot title and subsequently approved IP 8 for circulation.
“Plaintiffs then brought this action seeking declaratory and injunctive relief against defendant Secretary of State, again arguing that he should not have approved IP 8 for circulation, on the ground that it violates the separate-vote requirement. Defendant Delk intervened in the action and*292 raised several affirmative defenses, including lack of standing and failure to exhaust administrative remedies. Defendant Delk also joined defendant Secretary of State in asserting that IP 8 does not violate the separate-vote requirement of Article XVII, section 1. All parties agreed that there were no disputed issues of fact, and each moved for summary judgment. The trial court denied plaintiffs’ motion, granted defendants’, and entered judgment accordingly.”
Meyer,
As noted, plaintiffs appealed that judgment. In the decision that followed, the Court of Appeals held that (1) under this court’s decision in Foster v. Clark,
Turning to the merits, the Court of Appeals then examined the text of IP 8, the full text of which is as follows:
“Be it enacted by the People of the State of Oregon, there is added an Article II, Section 24, of the Constitution of Oregon, as follows:
“Notwithstanding any other provision of this Constitution, the people through the initiative process, or the Legislative Assembly by a three-fourths vote of both Houses, may enact and amend laws to prohibit or limit contributions and expenditures, of any type or description, to influence the outcome of any election.”2
To determine whether IP 8 violated the separate-vote requirement of Article XVII, section 1, the Court of Appeals drew on this court’s decision in Armatta v. Kitzhaber,
Ultimately, the Court of Appeals concluded that IP 8 proposed two or more substantive changes to the Oregon Constitution that were not closely related. To reach that conclusion, the Court of Appeals viewed IP 8 as two sets of proposed changes to the Oregon Constitution: one that would amend the right to freedom of expression set out in Article I, section 8, and one that would amend Article IV, section 25.
“The first proposed change is straightforward. [The initiative] would create an exception to Article I, section 8, for ‘laws to prohibit or limit contributions and expenditures, of any type or description, to influence the outcome of any election.’ Under IP 8, both the people, through the initiative process, and the legislature may enact such laws.”4
Id. at 308.
Respecting the second change, however, the court found the task more difficult:
“The proposed change to Article IV, section 25, is more complicated in that it would impact legislative power in several distinct ways. IP 8 provides that ‘the Legislative Assembly by a three-fourths vote of both Houses, may enact and amend laws to prohibit or limit contributions and expenditures, of any type or description, to influence the outcome of any election.’ Thus, under IP 8, the legislature would be prohibited from passing such laws, except by a three-fourths majority. It would also be prohibited from amending any such legislation that it passed, except by a three-fourths majority. Finally, it would be prohibited from amending any such legislation that was adopted by the people through the initiative process, except by a three-fourths majority. As an example, under IP 8, the people could adopt*294 legislation (by a simple majority under the initiative process) prohibiting campaign contributions, and the legislature would be powerless to amend that legislation, except by a three-fourths majority.
“We cannot say that the proposed change to Article IV, section 25 — which would have the profound effect of shifting the balance of power from the legislature to the people, through the initiative process, in matters related to campaign finance — is closely related to the change carving out an exception to Article I, section 8, for laws that prohibit or limit contributions and expenditures to influence the outcome of an election. We therefore conclude that IP 8 violates the separate-vote requirement in Article XVII, section 1.”
Id. at 308-09 (emphasis added). As a result, the Court of Appeals reversed the trial court’s judgment. Both the Secretary of State and intervenor sought review of that decision, which we allowed.
On review, intervenor reiterates his position on several preliminary matters. Intervenor first argues, as he did before the Court of Appeals, that the preenactment status of IP 8 renders the controversy nonjusticiable and that plaintiffs lack standing to bring the present action because they failed to exhaust their administrative remedies. The Court of Appeals found both those arguments unavailing. For the reasons stated in the Court of Appeals opinion, we agree with that court’s assessment of intervenor’s arguments regarding justiciability and standing and decline to examine those particular issues further.
The Secretary of State and intervenor also argue that the supermajority rule that IP 8 would add to Article IV, section 25, is not a substantive constitutional “change” in the same sense as this court used that term in Armatta. In addition, both the Secretary of State and intervenor argue, as
As noted, Article XVII, section 1, provides, in part:
“When two or more [constitutional] amendments shall be submitted in the manner aforesaid to the voters of this state at the same election, they shall be so submitted that each amendment shall be voted on separately.”
In Armatta, this court characterized that provision as setting out a “separate-vote” requirement for constitutional amendments that focused “both upon the proposed change to the constitution, as well as the procedural form of submitted amendments.”
Nearly 30 jurisdictions have separate-vote provisions in their constitutions that are similar to Oregon’s. Most of those jurisdictions have concluded that the provision should be interpreted similarly to the “single-subject” provisions set out in their respective state constitutions.
*296 “requires only a showing that the challenged provisions are reasonably germane to a common theme, purpose, or subject. The separate-vote provision does not impose a stricter standard requiring a showing of ‘close’ or ‘functional’ relatedness.”
Id. at 777.
In Oregon, however, the separate-vote requirement found in Article XVII, section 1, has a different application and is driven by a decidedly different rationale. As this court interpreted that provision in Armatta, the separate-vote requirement serves as a safeguard that is fundamental to the concept of a constitution.
What the court only implied in that passage in Armatta, however, it has made explicit elsewhere. For example, this court observed in State v. Stoneman,
“It is axiomatic that, among the various interests that the government of this state seeks to protect and promote, the interests represented by the state constitution are paramount to legislative ones.”
(Emphasis added.) In our view, that hierarchy of law always must be acknowledged and respected. Consistently with that view, this court expressly has held that Oregon’s separate-vote provision — which applies to only constitutional amendments — imposes a narrower requirement on the act of amending the constitution than does its counterpart, the single-subject rule, which applies equally to statutory as well as constitutional measures. Armatta,
As a threshold matter, a separate-vote analysis must focus on the “particular changes made to the constitution.” Swett v. Bradbury,
In this case, the Court of Appeals concluded that IP 8 proposes at least two changes to the Oregon Constitution, one aimed at the free expression provisions of Article I, section 8,
Thus far, our analysis and that of the Court of Appeals parallel each other. However, we begin to part company with the Court of Appeals when our inquiry turns to whether the potential changes in this case are closely related. In addressing that question, the Court of Appeals noted that the proposed change to Article IV, section 25, encompassed in IP 8 would “impact legislative power in several distinct ways,” Meyer,
In our view, however, several aspects of that reasoning are problematic. First, the particular “legislative power” that the Court of Appeals invoked in its opinion — i.e., the power to regulate campaign contributions and expenditures — is illusory; it does not presently exist. Since the inception of the Oregon Constitution, Article I, section 8, strictly has prohibited any legislation “restraining the free expression of opinion, or restricting the right to speak, write, or print freely on any subject whatever[.]” Under Oregon law, both campaign contributions and expenditures are forms of expression protected by that constitutional provision, thus making legislatively imposed limitations on individual political campaign contributions and expenditures impermissible. See Vannatta v. Keisling,
Second, even if the ability to enact campaign contribution and expenditure laws were a legal reality, describing the prospective changes to Article IV, section 25, as “shifting the balance of power from the legislature to the people” misapprehends the unitary nature of the legislative power in Oregon. Although two distinct entities may, indeed, enact laws in this state, the source of all legislative power is the people, and that power is exercised through a single legislative department. As this court put the matter long ago:
“By the adoption of the initiative and referendum into our constitution, the legislative department of the State is divided into two separate and distinct lawmaking bodies. There remains, however, as formerly, but one legislative department of the State. It operates, it is true, differently than before - one method by the enactment of laws directly, through that source of all legislative power, the people; and the other, as formerly, by their representatives [.]”
The Court of Appeals observed that this court has offered little guidance concerning what it means for provisions to be “closely related” under the separate-vote analysis, other than applying that criterion in a handful of cases. See Meyer,
Second, IP 8 is not a complicated measure. If adopted, IP 8 will do essentially two things: (1) create a general authority for both the people and the legislature to enact laws regulating campaign finances; but (2) condition the legislature’s ability in that regard through a supermajority procedural requirement. The supermajority requirement that IP 8 would place on the legislature both carries out and limits the general authority to enact contribution and expenditure laws that the measure would create. In other words, the supermajority requirement is a procedural condition on which the right to exercise substantive authority is predicated. Viewed in that manner, the constitutional changes proposed by IP 8 are “closely related” and therefore do not offend the Article XVII, section 1, separate-vote requirement.
The decision of the Court of Appeals is reversed. The judgment of the circuit court is affirmed.
Notes
Article XVII, section 1, provides, in part:
“When two or more [constitutional] amendments shall be submitted in the manner aforesaid to the voters of this state at the same election, they shall be so submitted that each amendment shall be voted on separately.”
We note that, if IP 8 is approved by the voters, Article II of the Oregon Constitution will have two sections numbered 24.
The text of both Article I, section 8, and Article IV, section 25, are set out post,
In Vannatta v. Keisling,
We also note, in passing, that this court has indicated in the past its general concern over eleventh-hour challenges to proposed measures that have qualified for the ballot — a concern that led this court to fashion strict timelines for any such challenges. See, e.g., State ex rel Keisling v. Norblad,
The single-subject requirement set out in Article IV, section l(2)(d), of the Oregon Constitution provides:
“An initiative petition shall include the full text of the proposed law or amendment to the Constitution. A proposed law or amendment to the Constitution shall embrace one subject only and matters properly connected therewith.”
Article I, section 8, provides:
“No law shall be passed restraining the free expression of opinion, or restricting the right to speak, write, or print freely on any subject whatever; but every person shall be responsible for the abuse of this right.”
Article TV, section 25, provides:
“(1) Exceptas otherwise provided in subsection (2) of this section, a majority of all the members elected to each House shall be necessary to pass every bill or Joint resolution.
“(2) Three-fifths of all members elected to each House shall be necessary to pass bills for raising revenue.
“(3) All bills, and Joint resolutions passed, shall be signed by the presiding officers of the respective houses.”
Dissenting Opinion
dissenting.
The Court of Appeals concluded that Initiative Petition 8 (2006) (IP 8) contained two or more amendments to the Oregon Constitution that must be submitted to and voted on separately by the voters as Article XVII, section 1, of the Oregon Constitution requires. I agree with that conclusion and, consequently, I respectfully dissent from the majority’s decision to reverse the Court of Appeals.
If we pause the legal analysis of this case at that point, it appears beyond question that IP 8 violates the unambiguous terms of Article XVII, section 1, which provides, in part:
“When two or more [constitutional] amendments shall be submitted in the manner aforesaid to the voters of this state at the same election, they shall be so submitted that each amendment shall be voted on separately.”
The purpose that underlies that provision is clear. The drafters of Article XVII, section 1, intended to preclude use of the practice known as “logrolling,” in which initiative drafters might join more than one constitutional amendment in a single initiative petition in order to secure sufficient affirmative votes for the entire package. The constitutional drafters chose to require the submission of each proposed constitutional amendment for a separate vote by the voters. That policy choice insures that the voters’ voice will be expressed in clear terms as to each proposed constitutional amendment. If we evaluate IP 8 under the unambiguous terms of Article XVII, section 1, it is difficult to conceive of a clearer violation of that constitutional requirement.
The majority, however, does not pause in its analysis at that point but proceeds to consider whether the multiple constitutional amendments contained in IP 8 are “closely related.” The phrase “closely related” does not appear in Article XVII, section 1, or in any other provision of the Oregon Constitution.
The majority purports to answer that criticism here by offering the following conclusions about IP 8. First, “IP 8 does not change different constitutional provisions that confer different fundamental rights on different groups of persons.” Id. at 301. Second, “the supermajority requirement is a procedural condition on which the right to exercise substantive authority is predicated.” Id. at 301.
I do not quarrel necessarily with the accuracy of those statements about IP 8. However, they do not convince me that IP 8 satisfies Article XVII, section 1. The majority’s first conclusion introduces criteria that water down the clear terms of Article XVII, section 1, to the point that those terms are unrecognizable. The majority’s second conclusion simply matches one subjective conclusion “closely related” — to another equally undefined conclusion — the term “procedural.”
I emphasize that I cannot tangibly demonstrate that my dissenting view is legally correct and that the majority opinion is legally erroneous, because the governing criterion under discussion — “closely related” — invites little more than
This court, in my view, intended the phrase “closely related” to explain why a proposed alteration of more than one phrase or clause of a constitutional provision nevertheless constituted a single amendment. The court’s goal in using that phrase was to implement Article XVII, section 1, not to undermine or alter the clear terms of that provision.
The unfortunate consequence of today’s decision is to shift the focus of the single vote inquiry away from the clear terms of Article XVII, section 1, to a court-created adjectival phrase that is, in effect, standardless. That shift will induce initiative drafters to combine multiple constitutional amendments in a way that purports to create some relationship— perhaps a close one — between separate proposed constitutional amendments. The proper focus, in the words of Article XVII, section 1, should be on the presence of more than one constitutional amendment, not on whether multiple amendments stand in some relationship to each other and, if so, whether that relationship, in the subjective opinion of judges, is “close.”
All parties concede that IP 8 modifies Oregon’s free speech provision, Article I, section 8. As the majority correctly concludes, IP 8 also changes Article IV, section 25, which provides, in part, that “a majority of all the members elected to each House shall be necessary to pass every bill or Joint resolution.” (Emphasis added.) It would do so by substituting a supermajority vote requirement for the existing majority vote requirement for the adoption or amendment of laws restricting campaign contributions and expenditures.
Those proposed changes do bear some relationship to each other, in that they each concern the financing of political campaigns in Oregon. But the issues that those proposed amendments raise are quite distinct. It is easy to imagine
I cannot conclude that there is a “close” relationship between two separate constitutional amendments, one that would alter a significant aspect of the free speech guarantee to all citizens in Oregon’s Bill of Rights, and one that would modify the constitutional voting requirements that now govern each house of the Oregon Legislature. The combination of those distinct constitutional amendments for a single vote by the electorate invites the very evil — logrolling—that the drafters of Article XVII, section 1, intended to prevent.
The Court of Appeals correctly concluded that IP 8 violates the separate-vote requirement in Article XVII, section l.
I also join in the majority’s conclusions that sustained the Court of Appeals’ rulings on the availability of a preelection challenge in this context and plaintiffs satisfaction of any applicable requirements regarding their standing to bring this action and their exhaustion of any applicable administrative remedies.
The majority criticizes the Court of Appeals’ reasoning with respect to that court’s apprehension about the tendency of IP 8 to shift legislative power between the state legislature and the voters exercising the power of initiative. I agree with that criticism. However, that criticism by the majority does not answer the Court of Appeals’ broader conclusion that IP 8 contains multiple amendments and violates Article XVII, section 1.
The majority also labels both amendments as “substantive” elsewhere in its opinion. Id. at 298.
The majority also refers in a footnote to the court’s creation in a past case of a timeline for a late challenge to a proposed measure. Id. at 294 n 5. The majority appears to assert that this case raises no issue regarding the timeliness of plaintiffs’ challenge. I agree and, therefore, see no purpose in discussing that case law or in inviting litigation of timeliness questions that may arise in other cases. For me, the question of what rules should govern the timely filing of litigation pertaining to an election is a matter for the legislature.
