Lead Opinion
Teva Pharmaceuticals USA, Inc. (“Teva”) appeals the final judgment of the United States District Court of Delaware, which, after a bench trial, found Merck & Co.’s (“Merck”) U.S. Patent No. 5,994,329 (issued Nov. 30, 1999) (“the ’329 patent”)
We disagree with the district court’s construction of the claim term “about” in claims 23 and 37 of the ’329 patent. Because we further hold claims 23 and 37 obvious in light of the prior art, we vacate the judgment of the district court and hold the claims invalid and not infringed.
I. BACKGROUND
A. ’329 Patent
Merck owns the ’329 patent. The ’329 patent, entitled “Method for Inhibiting Bone Resorption,” teaches a method of treating and preventing osteoporosis through less-than-daily administration of bisphosphonate compounds. ’329 patent, col. 1, 11. 15-25. The patent was filed on August 14, 1998, and Merck stipulated at trial that it would not allege an invention date prior to July 22,1997 for the claims at issue. Merck,
Bisphosphonates are a family of chemical compounds that are known to selectively inhibit the bone destruction process that contributes to osteoporosis and other bone diseases. ’329 patent, col. 1, 11. 45-50. Bisphosphonates include, among other compounds, alendronate, risedronate, tilu-dronate, pamidronate, ibandronate, zolen-dronate, and etidronate. Id. at col. 1, 11. 54-65; col. 2, 11. 28-31. At issue in this case are once-weekly dosages of alendro-nate monosodium trihydrate.
Bisphosphonates are not readily absorbed by the gastrointestinal (“GI”) tract. The medications thus require rigorous dosing instructions: a patient must take the medicine on an empty stomach and remain upright and fasting for thirty minutes after ingestion. ’329 patent, col. 2, 11. 3-24. In addition, the compounds are known to have adverse GI side effects that physicians believed to be related, in part, to (a) irritation to the patient’s esophagus, or (b) the size of the dose. Id. at col. 2, 11. 23-46.
Before the ’329 patent issued, standard osteoporosis treatments consisted of small daily doses of bisphosphonates to avoid GI complications. Id. at col. 1, 11. 54-61; col. 2, 11. 34-35, 44-46. According to the patent, however, the adverse GI side-effects resulting from repetitive irritation to the GI tract were the primary concern in the field. Id. at col. 2,11. 65-67; col. 3,1. 57-col. 4, 1. 13. The inventors trumpeted the reduced-frequency dosing schedule disclosed in the ’329 patent as decreasing the irritating effect of the compounds, as well as increasing patient compliance with the rigorous dosing instructions. Id. at col. 3, 11. 57-64; col. 4,11. 14-23.
This case involves dependent claims 23 and 37 of the ’329 patent. At trial, the parties agreed to cast the text of these claims in independent form, incorporating all the dependent limitations:
23. A method for treating osteoporosis in human comprising orally administering about 70 mg of alendronate monosodium trihydrate, on an alen-dronic acid basis, as a unit dosage according to a continuous schedule having a dosing interval of once-weekly.
37. A method for preventing osteoporosis in human comprising orally administering about 85 mg of alendro-nate monosodium trihydrate, on an alendronic acid basis, as a unit dosage according to a continuous schedule having a dosing interval of once-weekly.
’329 patent, col. 21, 11. 24-27 (claim 23) (emphasis added); col. 22, 11. 24-26 (claim 37) (emphasis added). We note that the only differences between claim 23 and claim 37 are (1) the dosage amount of alendronate monosodium trihydrate (70 mg or 35 mg) and (2) whether the method is directed to treating or preventing osteoporosis.
Merck has Food and Drug Administration (“FDA”) approval to market both a once-weekly and a relatively diminished daily dose of alendronate monosodium trihydrate, which it does under the trade name Fosamax. Merck,
B. Litigation
In late 2000, Teva amended an existing ANDA and sought FDA approval to market generic versions of Merck’s once-weekly Fosamax supplement in 35 mg and 70 mg quantities.
According to the trial court, Merck acted as its own lexicographer and through the specification redefined the ordinary meaning of “about” in claims 23 and 37-— which both parties agree has the ordinary meaning “approximately” — to something quite different. Merck,
Relying on this construction of “about,” the district court dismissed Teva’s allegations that the claims at issue were (1) anticipated by a July 1996 Lunar News article or (2) rendered obvious by an April 1996 Lunar News article combined with the July 1996 article.
[O]ne of the difficulties with alendronate is its low oral bioavailability. When taken with water in a fasting state, only about 0.8% of the oral dose is bioavailable. Even coffee or juice reduces this by 60%, and a meal reduces it by >85%. Alendronate must be taken, after an overnight fast, 30-60 minutes before breakfast. Subjects should remain seated or standing; a very small group of patients have reported some upper gastrointestinal distress if this is not done. This regime may be difficult for the elderly [to] maintain chronically. An intermittent treatment program (for example, once per week, or one week every three months), with higher oral dosing, needs to be tested.
Update: Bisphosphonate, Lunar News, Apr. 1996, at 31 (emphasis added).
The July 1996 Lunar News article further emphasizes the need for a once-weekly dose of Fosamax because “[s]ome United States physicians are reluctant to treat [patients with Fosamax] because of: a) side effects; b) difficulty of dosing; and c) high costs ($700/year).” The author suggests:
The difficulties with oral bisphospho-nates may favor their episodic {once/week) or cyclical (one week each month) administration. Even oral alen-dronate potentially could be given in a b0 or 80 mg dose once/week to avoid dosing problems and reduce costs.6
Update: Bisphosphonate, Lunar News, July 1996, at 23 (emphasis added).
Regarding anticipation, the trial court held the July 1996 article does not “expressly or inherently disclose the dosage amounts for alendronate in claims 23 and 37” because there was no evidence that 40 mg and 80 mg of alendronate contains “the same number of alendronate core molecules” as found in 35 mg and 70 mg, respectively, of alendronic acid. Merck,
As for obviousness, the district court concluded the suggestion of weekly treatment was not “clinically useful or obvious in July 1997 because of the known dose-related gastrointestinal side effects” associated with the daily formulation of Fosamax. Merck,
Finding the ’329 patent not invalid as anticipated or obvious, the district court delayed the effective date of the FDA approval of Teva’s ANDA until the ’329 patent expires and enjoined commercial sale of Teva’s generic treatment. Final Judgment Order at 1. This appeal followed. We have jurisdiction under 28 U.S.C. § 1295(a)(1).
A. Standard of Review
On appeal from a bench trial, this court reviews the district court’s conclusions of law de novo and findings of fact for clear error. Golden Blount, Inc. v. Robert H. Peterson Co.,
The court reviews claim construction, a question of law, de novo. Cybor Corp. v. FAS Techs., Inc.,
B. Claim Construction
In finding that Merck acted as its own lexicographer, the district court relied on the following passage from the specification:
Because of the mixed nomenclature currently in use by those or [sic] ordinary skill in the art, reference to a specific weight or percentage of bisphosphonate compound in the present invention is on an active weight basis unless otherwise indicated herein. For example the phrase “about 70 mg of bone resorption inhibiting bisphosphonate selected from the group consisting of alendronate, pharmaceutically acceptable salts thereof and mixtures thereof, on an alen-dronic acid weight basis” means that the amount of bisphosphonate compound selected is calculated based on 70 mg of alendronic acid.
’329 patent, col. 10, 1. 65 — col. 11, 1. 8 (emphasis added). According to the district court’s opinion, the patentee uses the phrase “about 35 [or 70] mg” to account for variations in the molecular weight of the different derivatives of alendronic acid and to deliver exactly 35 (or 70) mg of alendronic acid. Merck,
We reverse the district court’s construction of “about” and hold that such term should be given its ordinary meaning of “approximately.”
When a patentee acts as his own lexicographer in redefining the meaning of particular claim terms away from their ordinary meaning, he must clearly express that intent in the written description. See, e.g., Bell Atl. Network Servs. v. Covad Communications Group, Inc.,
The phrase’s ambiguity arises from the fact that it can easily be read as Teva
Unlike the limiting definition of “about” adopted by the district court, Teva’s interpretation of the paragraph in question would mean that “70 [or 35] mg” refers to the amount of the active compound to be administered rather than the amount of the derivative compound. The term “about” in the claims would then serve to modify the quantity of the active compound in a way consistent with its normal definition of “approximately.” Under this construction, the modifying phrase “about 70 [or 35] mg” would refer to approximately 70 (or 35) mg of alendronic acid.
The claim construction urged by Merck and adopted by the district court reads the sentence of the passage underlined above out of context. In the sentence before the highlighted sentence, the patentee informs those of ordinary skill in the art that, when the patent refers to a certain amount of a bisphosphonate compound, it is actually instructing them to administer a certain amount of the active component of the compound rather than the compound itself, i.e., that one should calculate the amount dispensed on an “active weight basis.” This preceding sentence thus acts to specify a common denominator to be used for all derivatives of alendronic acid. The underlined sentence merely gives a specific example — that of an alendronate derivative — to show what is meant by using the phrase “active weight basis.”
Given that the passage that Merck relies on is amenable to a second (and more reasonable) interpretation, we hold Merck did not clearly set out its own definition of “about” with “reasonable clarity, deliberateness, and precision,” and thus failed to act as its own lexicographer. In re Paulsen,
As further support for this conclusion, we note that other parts of the specification also suggest that “about” should be given its ordinary meaning of “approximately.” The specification repeatedly describes a range of acceptable dosage amounts, with the patentee emphasizing that unit dosages will vary. For example, the specification suggests that a once-weekly dosage amount could contain anywhere from about 17.5 mg to about 70 mg of any alendronate compound on an alen-dronate acid active basis, with about 35 mg and about 70 mg being only two examples of a unit dosage:
For once-weekly dosing, an oral unit dosage comprises from about 17.5 mg to about 70 mg of the alendronate compound, on an alendronic acid active weight basis. Examples of weekly oral dosages include a unit dosage which is useful for osteoporosis prevention comprising about 35 mg of the alendronate compound, and a unit dosage which is useful for treating osteoporosis comprising about 70 mg of the alendronate compound.
’329 patent, col. 12, 11. 56-63 (emphasis added). In addition to the above passage, at another point in the specification the range for the normal unit dosage is further widened to “about 8.75 to about 140 mg.” ’329 patent, col. 12, 11. 52-55 (stating that “a unit dosage typically comprises from about 8.75 mg to about 140 mg of an alendronate compound on an alendronic acid active weight basis”). The specification thus suggests the patentee contemplated a range of dosages, further compromising Merck’s proposition that it acted as its own lexicographer in defining “about” to mean “exactly.”
Finally, our construction of “about” eliminates the problem pointed out by Teva that the district court’s construction of the term “about” renders other parts of the claim superfluous. As Teva notes, the specification uses both the term “about” and “on an alendronic acid basis” at least 15 times to describe a dosage strength. If, as Merck urges, “about 35 [or 70] mg” means exactly 35 (or 70) mg of alendronic acid, then the oft-repeated phrase “on an alendronic acid active basis” would be unnecessary since such an understanding would be clear simply by using the term “about.” A claim construction that gives meaning to all the terms of the claim is preferred over one that does not do so. Elekta,
Because the patentee did not clearly redefine “about” in the specification, and because the district court construed the claim term in a manner inconsistent with the specification, we reverse the district court’s claim construction. We thus hold that the term “about” should be given its ordinary and accepted meaning of “approximately.”
C. Invalidity
In light of the corrected claim construction we find reversible error in the district court’s obviousness analysis. A patent claim is invalid “if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.”- 35 U.S.C. § 103(a) (2000). The ultimate issue of obviousness turns on four factual determinations: (1) the scope and content of the prior art, (2) the level of ordinary skill in the art, (3) the differences between the claimed invention and the prior art, and (4)
The central issue concerns the differences between the aspects of the invention, claimed at claims 23 and 37, and the teachings of the Lunar News articles. As the district court necessarily recognized, there are more similarities than differences. These claims, and the July 1996 article, both teach administering alendronate once a week instead of once a day. These claims read in light of the specification, and the July 1996 article, both indicate — and it has been conceded as known in the art at the time
The district court distinguished the two Lunar News articles on grounds that they failed to explain how the once-weekly dosing overcame concerns in the art with adverse GI side effects. Merck,
The district court found a second adverse GI side-effect related to the size of the dose, which Merck argued gave rise to “the expectation by physicians in the field during 1996-1997 that alendronate sodium at doses over 20 mg would not be well-tolerated in the prevention and treatment of osteoporosis.” Merck,
The district court’s only remaining distinction between the claimed invention and the two Lunar News articles goes to the probative value of the articles. The trial court wrote that it “[was] not persuaded that the two Lunar News articles, not published in peer-reviewed journals or authored by one skilled in the art, either alone or in combination, overcame the serious side effect concerns associated with higher dosage units of alendronate sodium.” Merck,
In short, the district court clearly erred in distinguishing the claimed invention from the two Lunar News articles offered as section 103 prior art. Contrary to the district court’s findings, these articles support the conclusion that Merck’s claims 23 and 37 are invalid as obvious.
For similar reasons we find the district court’s characterization of the scope and content of the prior art favors invalidating claims 23 and 37 as obvious. The district court described its larger task as identifying “a showing of the teaching or motivation to combine prior art references.” Merck,
The district court failed to ascertain the required motivation to combine references to achieve the claimed invention, and it ignored the plain teachings of the Lunar News articles. As the court stated, “the issue is when viewing the mosaic of prior art, whether those of ordinary skill in the art would have had the motivation to formulate a once-weekly seven-fold daily dose of alendronate, despite safety concerns.” Merck,
The Lunar News articles had clearly suggested the once-weekly dosing. They did so, as noted above, and as described in the ’329 patent, to avoid or minimize problems related to dosing frequency. And as shown above, the district court itself found this particular set of problems were of greatest concern in the art. Indeed, to the extent the district court finds Merck’s weekly-dosing idea non-obvious because it went against prevailing wisdom, the court must still explain why Merck and not Dr. Mazess should get credit for the idea. Because Merck’s idea added nothing to what came before, the district court’s answer comes down to nothing more than the credentials of the authors. In this case that difference is not enough to avoid invalidating the claims.
The district court answered its own question incorrectly, because its analysis of the prior art fails to credit its own distinction between the “safety concerns” from dosing frequency and dosing amount. As noted above, the claimed invention does not address the problems with the dosing
Thus, the scope and content of the prior art confirms that the invention claimed in claims 23 and 37 would have been obvious in view of the Lunar News articles. To the extent the district court interpreted the scope of the prior art otherwise, that was clear error.
We likewise find clear error in the district court’s conclusion that Dr. Mazess was not skilled in the relevant art. The district court failed to credit the evidence showing Mazess’s Lunar News was widely distributed among those working in the field of osteoporosis. Moreover, while we recognize the importance academic or professional training plays in establishing expert qualifications or the probative value of a section 103 reference, we think the district court failed to give proper credit to the fact that Dr. Mazess was an expert in osteoporosis. In focusing on Dr. Mazess’s academic training, the district court ignored its own finding that one of skill in the art would be someone “working in the field of, or doing research on, osteoporosis.” Thus, the district court erred in dismissing or minimizing the probative value of the Lunar News articles.
Finally, the district court erred in its weighing of secondary considerations of non-obviousness. Although the district court correctly found Merck’s once-weekly dosing of Fosamax was commercially successful, in this context that fact has minimal probative value on the issue of obviousness. Merck,
That rationale has no force in this case. In Graham the Supreme Court relied on the reasoning from a law review note discussing commercial success. See Graham,
In this case Merck had a right to exclude others from practicing the weekly-dosing of alendronate specified in claims 23 and 37, given (1) another patent covering the administration of alendronate sodium to treat osteoporosis, U.S. Pat. No. 4,621,077 (issued Nov. 4, 1986); and (2) its exclusive statutory right, in conjunction with FDA marketing approvals, to offer Fosamax at any dosage for the next five years. 21 U.S.C. § 355(e)(3)(D)(ii) (2000). Because market entry by others was precluded on those bases, the inference of non-obviousness of weekly-dosing, from evidence of commercial success, is weak. Although commercial success may have probative value for finding non-obviousness of Merck’s weekly-dosing regimen in some context, it is not enough to show the claims at bar are patentably distinct from the weekly-dosing ideas in the Lunar News articles. Thus, we conclude the district court misjudged this factor as confirming its conclusion of non-obviousness.
In short, we find the relevant Graham factors establish claims 23 and 37 of the ’329 patent are obvious in view of the April 1996 and July 1996 Lunar News articles. Thus, we reverse the district court and hold claims 23 and 37 invalid.
III. CONCLUSION
We reverse the district court’s claim construction and hold that “about” should be construed consistently with its ordinary meaning of “approximately.” In addition, we vacate the district court’s determination that the ’329 patent was not invalid as obvious. We hold claims 23 and 37 invalid as obvious and not infringed. The district court’s judgment of infringement is therefore
REVERSED.
COSTS
No costs.
Notes
. On appeal, Teva does not challenge the district court’s determination that the '329 patent is enforceable or that it would be infringed by Teva's proposed drug product.
. Teva filed one amendment for the once-weekly 70 mg dosage, and later filed another for the once-weekly 35 mg dosage. Merck,
. The present case relates to another action between the two parties involving Merck's daily formulation of Fosamax. The district court found Teva’s proposed generic daily al-endronate compound would infringe Merck's patent on that drug, and this court affirmed that decision. Merck & Co. v. Teva Pharms. USA, Inc.,
. That is, the trial court construed "the disputed claim terms ‘about 70/35 mg' to mean the equivalent of 70/35 mg of alendronic acid when taking into account molecular weight variances for its derivatives that carry accessories.” Merck,
. Lunar News is a quarterly newsletter distributed to approximately 15,000 to 20,000 physicians and others in the medical art by Lunar Corporation, a manufacturer of bone densito-metry equipment used to diagnose osteoporosis. Merck,
. Teva argues that the 40 mg and 80 mg amounts were recommended because 40 mg tablets of alendronate monosodium trihydrate were commercially available for those who suffer from Paget's disease, a bone disorder that also responds to bisphosphonate treatment. The standard daily dose of Fosamax is 5 mg or 10 mg. Exact multiples of the standard daily dose corresponding to the amount of Fosamax administered in a week, i.e., 35 mg or 70 mg, were not commercially available at the time of the 1996 Lunar News articles. Thus, Teva argues, the 40 mg and 80 mg dosages should be viewed as teaching the '329 patent's seven-fold increase in daily dosages (5 and 10 mg), in terms of the 40 mg doses then-available on the market.
. The dissent frames the dispute in terms of the entire phrase "about 70[35] mg of alen-dronate monosodiúm trihydrate, on an alen-dronic acid basis.” Post at 2:22-3:2. Not
It is correct to look first to those sources for the meaning at issue. See Vitronics,
Moreover, the dissent pursues a philosophical argument as to the deference which should be given to the trial court. Claim construction being a legal matter it is reviewed de novo and this is still the law notwithstanding the desire of some members of this court to consider creating an exception to that rule. See Cybor,
. Merck argues that the district court’s construction is supported by the fact that "about” was not used twice in the underlined sentence cited by Merck, i.e., that the specification does not state that "the amount of bisphosphonate compound selected is calculated based on about 70 mg of alendronic acid.” (emphasis added). While Merck's grammatical savvy is noted, we believe that the omission of a second "about” is likely an inadvertent error rather than the product of meticulous drafting.
. We also note that Examples 7 and 8 in the '329 patent do not contradict the construction we adopt on appeal because they are only examples of the tablets that could be prepared according to the patent. Neither example clearly states that the only embodiment of the claims would be the exact formulations described therein.
. It makes no difference to this conclusion whether the court begins with the claim construction set forth by the panel or the dissent. In either case, the district court erred in finding die '329 patent was not invalid as obvious in view of the Lunar News articles.
. See Merck,
. As the '329 patent states:
[I]t is found that the administration of a biphosphonate at a high relative dosage at a low relative dosing frequency causes less adverse gastrointestinal effects, particularly esophageal effects, compared to the administration of a low relative dosage at a high relative dosing frequency. ... Such administration methods of the present invention would be especially beneficial in treating patients that have been identified as suffering from or are susceptible to upper gastrointestinal disorders, e.g., gastrointestinal reflux disease (i.e."GERD”), esophagitis, dyspepsia (i.e. heartburn), ulcers, and other related disorders. In such patients conventional bisphosphonate therapy could potentially exacerbate or induce such upper gastrointestinal disorders.
'329 patent, col. 3, 1. 57 — col. 4, 1. 13 (emphasis added).
. Although the court is unsure whether an obviousness ruling can ever turn solely on the credentials of the inventors and prior art authors, where the prior art has been admitted, it need not decide that question here. As noted below, by the district court’s own functional definition (if not its actual finding) Dr. Mazess was one of skill in 'the art, and the Lunar News was widely circulated in the field.
Dissenting Opinion
dissenting.
This case shows the consequences of paying only lip service to the often-cited, but rarely-followed lexicographer rule and the basic jurisprudential principle of according trial courts proper deference.
Elect the Lexicographer Option at Your Own Risk
With this court’s claim constructions wavering between the plain meaning rule (often a subtle way for judges to impose their own semantic subjectivity on claim terms, see, e.g., K-2 v. Salomon,
The disputed term in claim 23 of the ’329 patent is the phrase “about 70 mg of alen-dronate monosodium trihydrate, on an al-endronic acid basis.” Similarly, the disputed term in claim 37 is the phrase “about 35 mg of alendronate monosodium trihydrate, on an alendronic acid basis.” Teva contends that this court should parse out one word in that phrase, “about,” and accord that single word its ordinary meaning of “approximately.” Merck, on the other hand, contends that the term “about” is inseparable from the entire phrase, which it defines under the lexicographer rule to account for the variability in the active ingredient weight that would result from the use of a salt of alendronic acid.
The specification shows the proper interpretation of the disputed phrase. See Vitronics Corp. v. Conceptronic, Inc.,
Because of the mixed nomenclature currently in use by those o[f] ordinary skill in the art, reference to a specific weight or percentage of a bisphosphonate compound in the present invention is on an acid active weight basis, unless otherwise indicated herein. For example, the phrase “about 70 mg of a bone resorption inhibiting bisphosphonate selected from the group consisting of alendro-nate, pharmaceutically acceptable salts thereof, and mixtures thereof, on an al-endronic acid active weight basis” means that the amount of the bisphosphonatecompound selected is calculated based on 70 mg of alendronic acid.
’329 patent, col. 10,1. 65 — col. 11,1. 8.
In a passage that classically invokes this court’s lexicographer doctrine, the paten-tee clearly, deliberately, and precisely defined the phrase “about 70 mg of a bone resorption inhibiting bisphosphonate selected from the group consisting of alen-dronate, pharmaceutically acceptable salts thereof, and mixtures thereof, on an alen-dronic acid active weight basis.” The pat-entee set forth that entire term with quotations, including the word “about” and then stated unambiguously that the “phrase ... means that the amount of the bisphosphonate compound selected is calculated based on 70 mg of alendronic acid.” ’329 patent, col. 11,11. 2 — 8 (emphases added). The choice of the words “phrase” and “means,” combined with the use of quotation marks to set the phrase off from the rest of the sentence, unmistakably notify a reader of the patent that the patentee exercised the option to define the entire phrase without respect to its ordinary meaning as understood by one of ordinary skill in the art at the time of the invention. See Multiform Desiccants, Inc. v. Medzam Ltd.,
To underscore the choice to define the phrase as a lexicographer, the patentee explains the reason that this phrase needs definition — “[b]ecause of the mixed nomenclature currently in use by those o[f] ordinary skill in the art.” ’329 patent, col. 10,11. 65-66. Therefore, even a casual reader, let alone one with skill in this art, would immediately recognize that the patentee intended to avoid any ambiguity inherent in “mixed nomenclature” by explicitly defining the entire phrase. See Paulsen,
The language of this definition explains further the scientific reason that an express definition is necessary. Alendronate monosodium trihydrate is a bisphospho-nate selected from the group consisting of alendronic acid, pharmaceutically acceptable salts thereof, and mixtures thereof. A salt or a mixture may require a different weight to achieve the same number of bisphosphonate molecules present in 70 mg of alendronate.
The patentee did not leave this difference vague, however, but instructed that the precise dose in claim 23 — “about 70 mg of alendronate monosodium trihydrate, on an alendronic acid basis” — means that the amount of alendronate monosodium trihydrate is calculated based on 70 mg of alendronic acid. Similarly, the disputed language of claim 37 — “about 35 mg of al-endronate monosodium trihydrate, on an alendronic acid basis” — means that the amount of alendronate monosodium trih-ydrate is calculated based on 35 mg of al-endronic acid. The word “about” in the defined phrase takes into account the variability of the weight of the active ingredient that would result from using different salts of alendronic acid in the tablets, instead of the acid itself. In other words, a heavier salt would require more by weight to achieve the same number of alendro-nate molecules. For example, about 70 mg of alendronate sodium, on an alendronic acid active basis, contains the same number of molecules of alendronate as 70 mg of alendronic acid, regardless of the actual weight of the alendronate sodium in the tablet.
With respect to the word “about,” the patentee included that word in the entire
Throughout the patent, the applicant remained faithful to the disputed phrases in claims 23 and 37 consistent with the specified lexicography, thus completely dispelling any notion of ambiguity in the term “about.” In particular, Examples 7 and 8 corroborate the express definition. Example 7 states that “[tjablets containing about 35 mg of alendronate, on an alendronic acid active basis, are prepared using the following weights of ingredients” and lists alendronate monosodium trihydrate requiring a mass of 45.68 mg. See ’329 patent, col. 19,11.14 — 21. Similarly, example 8 states that “[a] liquid formulation containing about 70 mg of alendronate mo-nosodium trihydrate, on an alendronic acid active basis, per about 75 mL of liquid is prepared using the following weights of ingredients” and lists alendronate monoso-dium trihydrate having a mass of 91.35 mg. Id. at col. 19, 11. 44 — 52. In these examples, the applicant supplied an exact weight that equates with “about 70 mg of alendronate ... on an alendronic acid active basis.” Accordingly, the district court did not err in construing “the disputed claim terms ‘about 70/35 mg’ to mean the equivalent of 70/35 mg of alendronic acid when taking into account molecular weight variances for its derivatives that carry accessories.” Merck,
Deference to Trial Courts: Time for “Truth in Advertising?”
This is the classic “close case,” so close in fact that ultimately two federal judges (one of whom conducted an entire bench trial on this issue) and the United States Patent and Trademark Office agreed with Merck & Co., and two federal judges agreed with Teva Pharmaceuticals. The United States District Court of Delaware tried this case from March 4 — 7, 2003, then issued a 75-page opinion analyzing the claims and arguments in consummate and accurate detail. Merck & Co. v. Teva Pharms. USA Inc.,
This court often hears criticism from district court judges that its reversal rate on claim construction issues far exceeds that of other circuit courts. See, e.g., Symposium, The Law, Technology and the Future of the Federal Circuit: A Panel Discussion: Claim Construction from the Perspective of the District Judge, 54 Case W. Res. L.Rev. 671 (2003) (Symposium I) (district judges discussing problems with this court’s high reversal rate on claim construction issues); see Gregory J. Wallace, Note, Toward Certainty and Uniformity in Patent Infringement Cases after Festo and Markman: A Proposal for a Specialized Patent Trial Court unth a Rule of Greater Deference, 77 S. Cal. L.Rev. 1383, 1391 (2004) (discussing various studies regarding this court’s reversal rate on claim construction issues). In response, nearly every judge on this court has publicly professed to accord some level of deference to district courts regardless of this court’s de novo review of claim construction issues. See, e.g., Symposium I at 680 (a district court judge stating “I have certainly heard a number of federal circuit judges agree, that the CAFC gives some deference to a well-reasoned opinion, as a practical matter”); Symposium, The Past, Present and Futu/re of the Federal Circuit: Judicial Constellations: Guiding Principles as Navigational Aids, 54 Case W. Res. L.Rev. 757, 761 (2004) (judge of the Federal Circuit stating: “Review is really not de novo after all. It is unfortunate that there is no label in between de novo and clear error review. Functionally, claim construction falls in this middle ground.”). Either the Federal Circuit accords deference in accordance with its public protestations or it does not in accordance with its legal standard barring any deference. If the former, this court has a “truth in advertising” problem. Its actual practice clashes with its professed legal duty. If the latter, this court has a different kind of “truth in advertising” problem.
In this case, this court eschews all deference, a particularly striking choice in the face of a very close case and a district court whose diligent and intelligent process and resolution earned more respect than it received. I am not entirely sure which aspect of the “truth in advertising” problem this case illustrates, but it certainly makes any protestations of deference in fact sound rather hollow.
