Opinion
The pro se plaintiff, Eugene P. Mercer, incarcerated for felony murder,
The following factual and procedural history is relevant to our resolution of the plaintiffs appeal. The plaintiff commenced this action by way of a four count complaint, entitled by the plaintiff as “causes of action,” dated July 3, 2007, in which he alleged that the defendants violated Title II of the Americans with Disabilities Act (ADA), 42 U.S.C. § 12101 et seq.,
The plaintiff alleged that he is afflicted with two neurological disorders that affect his balance, coordination and ability to walk. The plaintiff further alleged that he requested a “modification of . . . rules, policies, practices and procedures” of Osborn Correctional Institution (Osborn) to allow him “access to practice a musical instrument on a daily basis, either by allowing access or allowing plaintiff to possess a portable keyboard with headphones for personal use as a specialized recreational activity,” but his request was denied by the defendants. The plaintiff stated that his request was denied because the defendants were engaged in intentional discrimination against him because of his physical disability. The plaintiff further stated that he is entitled to this “specialized recreational activity” because his disability prevents him from participating in “contact sports or activities” that nondisabled inmates have access to, such that he “is restricted to board games, weightlifting, library and the band program twice a week.” The plaintiff alleged that he filed a grievance and exhausted his administrative remedies with the department before filing his complaint.
On February 8, 2008, the defendants filed a motion to strike alleging that the plaintiff failed in each count to state a claim upon which relief can be granted. The court granted the motion to strike on December 5,2008, because the plaintiff never “alleged that he was treated differently from others as a result of his disability. In fact, he is requesting specific relief unavailable to others . ...” In accordance with Practice Book § 10-44,
The defendants filed their second motion to strike on June 19, 2009. In this motion, the defendants argued that the plaintiffs additional paragraph “does not add any substantive claims” and, like the plaintiffs original complaint, “fails to state a claim upon which relief can be granted . . . .” The defendants also argued that “monetary damages are not available when [the] plaintiff has failed to establish that the alleged ADA and [Rehabilitation Act] violations were motivated by discriminatory animus or ill will due to the disability.” Finally, the defendants incorporated all of their legal arguments previously made in their first motion to strike into their second motion to strike. The court granted the second motion to strike on July 12, 2010.
In the court’s memorandum of decision, dated July 12, 2010, it addressed the motion to strike in three parts — first addressing the counts related to money damages, then declaratory and injunctive relief and, finally, the constitutional claims. The court read the plaintiffs action against the defendants, state department employees,
On appeal, the plaintiff claims that the court erred in striking his (1) claims for monetary damage under Title II of the ADA for failing to plead facts that demonstrate discriminatory animus or ill will, (2) claims for declaratory and injunctive relief for failing to plead sufficient facts under the ADA and the Rehabilitation Act and (3) constitutional equal protection claims for failing to plead sufficient facts.
“The standard of review in an appeal challenging a trial court’s granting of a motion to strike is well established. Amotion to strike challenges the legal sufficiency of a pleading, and, consequently, requires no factual findings by the trial court. As a result, our review of the court’s ruling is plenary. . . . We take the facts to be those alleged in the complaint that has been stricken and we construe the
I
The first issue before us is whether the court erred in striking the plaintiffs claim for monetary damages under Title II of the ADA for failing to plead facts that demonstrate discriminatory animus or ill will. The trial court classified the plaintiffs complaint as an action against the state “ [b] ecause the complaint claims money damages against the defendants in their official capacity . . . .” Due to this classification, the question then became whether sovereign immunity applied to shield the state from the claim. Relying on Garcia v. S.U.N.Y. Health Sciences Center,
We briefly address the threshold assessment of the capacity in which the named defendants were sued. Although it is true that during the course of the litigation, it has been understood that the plaintiff sued the defendants in their official capacities, which is echoed in the plaintiffs complaint, “a statement by the plaintiff that he has sued the defendants in their official capacities is not dispositive of the issue and is a question of law over which our review is plenary . . . .” Mercer v. Strange,
“In Connecticut, we have long recognized the validity of the common-law principle that the state cannot be sued without its consent,” otherwise known as sovereign immunity. Horton v. Meskill,
In Garcia, the court addressed the interplay of sovereign immunity and private actions for money damages under the ADA. “Section 5 of the [fourteenth [amendment . . . does grant Congress the authority to abrogate the States’ sovereign immunity. . . . Thus, if Title II is a valid exercise of Congress’s § 5 power, then nonconsenting states may be hailed into federal court by private individuals seeking money damages.”
The issue of whether Title II of the ADA validly abrogated state sovereign immunity was addressed by the Supreme Court in United States v. Georgia,
The Second Circuit has not yet addressed the effect Georgia has on its previous holding in Garcia-, however, district courts have attempted to reconcile the two holdings. See Andino v. Fischer, 698 F. Sup. 2d 362, 377 n.2 (S.D.N.Y. 2010); Fox v. Poole, United States District Court, Docket No. 06-CV-148 (HS)(W.D.N.Y. August 12, 2008); Castells v. Fisher, United States District Court, Docket No. 05-CV-4866 (SJ) 2007 WL1100850 (E.D.N.Y. March 24, 2007). “The result is that it remains unclear whether the discriminatory animus requirement articulated in Garcia remains in place following Georgia. Nevertheless, because Garcia applied the discriminatory animus test in order to address the question of
Shortly after the decision in Georgia was issued, this court, in Mercer v. Strange,
“The [e]qual [protection [c]lause of the [f]ourteenth [ajmendment to the United States [constitution is essentially a direction that all persons similarly situated should be treated alike.” (Interna! quotation marks omitted.) Brooks v. Sweeney,
We therefore do not agree with the trial court’s holding that Georgia “did not disturb prior law in the Second Circuit
II
On appeal, the plaintiff claims that the trial court erred in striking his claims seeking declaratory and injunctive relief for failing to plead sufficient facts under the ADA and the Rehabilitation Act. The state of Connecticut retains fact pleading for civil complaints. Practice Book § 10-1 provides in relevant part: “Each pleading shall contain a plain and concise statement of the material facts on which the pleader relies . . . .” “A motion to strike is properly granted if the complaint alleges mere conclusions of law that axe unsupported by the facts alleged.” Novametrix Medical Systems, Inc. v. BOC Group, Inc.,
It is well established that “[s]ection 504 of the Rehabilitation Act and Title II of the ADA are applicable to inmates in state prisons.” Divine Allah v. Goord, 405 F. Sup. 2d 265, 274 (S.D.N.Y. 2005). A prisoner’s claim under Title II of the ADA consists of three elements, which the prisoner must establish: “(1) he or she is a ‘qualified individual with a disability’; (2) he or she is being excluded from participation in, or being denied the benefits of some service, program, or activity by reason of his or her disability; and (3) the entity [that] provides the service, program, or activity is a public entity.”
For a plaintiff to prevail on a claim under § 604 of the similar, but distinct, Rehabilitation Act, “the plaintiff must establish that (1) he is a ‘qualified individual’ with a disability, as that term is defined in the Rehabilitation Act, (2) he is ‘otherwise qualified’ to participate in the offered program or activity or to enjoy the services or benefits offered, (3) he is being denied the opportunity to participate in or benefit from the defendants’ services, programs or activities, or was otherwise discriminated against by the defendants by reason of his disability and (4) the defendants, or the entity they represent, receive federal financial assistance so as to be subject to the Rehabilitation Act.” Mercer v. Strange, supra,
Both the ADA and the Rehabilitation Act require the plaintiff to establish that he is a qualified individual with a disability. A “qualified individual with a disability” under the ADA is defined as “an individual with a disability who, with or without reasonable modifications to rules, policies, or practices, the removal of architectural, communication, or transportation barriers, or the provision of auxiliary aids and services, meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity.”
Under the ADA, the entity that provides the activity must be a public entity, while under the Rehabilitation Act the entity must receive federal financial assistance. Divine Allah v. Goord, supra, 406 F. Sup. 2d 274-75. A public entity is defined to include any state government, as well as any department of a state. 42 U.S.C. § 12131 (1) (A) and (B). Here, the entity in question is Osborn, a state prison, which is considered a public entity under the ADA. Divine Allah v. Goord, supra, 274. Furthermore, the plaintiff alleges in his complaint that “[t]he [department] is the recipient of federal financial funds. On information and belief, the [department] received [$450,000] in federal funds for the 2006 Prisoner Reentry Initiative.” The plaintiffs complaint therefore sufficiently alleges that the entity receives federal financial assistance in satisfaction of the Rehabilitation Act.
One element under the Rehabilitation Act that is not required under the ADA is that the plaintiff would be otherwise qualified to participate in the program, activity, services or benefits offered. Compare Mercer v. Strange, supra,
In his complaint, the plaintiff alleges that his “disabilities prohibit his equal access to the multitude of recreational activities provided to non-disabled general population inmates on an almost daily basis. . . . [T]he plaintiff is restricted to board games, weightlifting, library and the band program twice a week.” The plaintiff also quoted the defendants’ denial of his request that stated in relevant part: “Due to your ability to participate in [the weight
The plaintiff, therefore, alleges that but for his disability he would be able to participate in the other recreational activities. Furthermore, the plaintiff alleges to already have access to other recreational activities, such as weightlifting and band practice. When taken together, the facts necessarily implied from the plaintiffs allegations are sufficient to satisfy the Rehabilitation Act requirement that the plaintiff be otherwise qualified.
The final element that the plaintiff must sufficiently allege under both the ADA and the Rehabilitation Act is that the plaintiff is being excluded from participation in or denied the benefits of an activity by the defendants because of his disability.
“[T]he central puipose of the ADA and § 504 of the Rehabilitation Act is to assure that disabled individuals receive ‘evenhanded treatment’ in relation to the able-bodied.” Doe v. Pfrommer,
The trial court in the present case ruled that “[a]side from an allegation that he has no access to contact sports, an activity in which he does not seek to participate, the plaintiff does not allege that he is prevented from participating in any other available activity offered by the defendants.” Furthermore, the court found that “the [plaintiffs] complaint fails to properly allege
The plaintiffs ADA and Rehabilitation Act claims contain two stumbling blocks. Firstly, the plaintiffs alleged request is not a reasonable accommodation for access to the programs he cannot participate in because of his disability. The plaintiff is not requesting, for example, a special apparatus so as to participate in a contact sport activity. Instead, the plaintiff is requesting a completely different benefit, namely, the possession of a musical instrument in his cell. The plaintiffs requested accommodation is not to help him achieve access to an activity in which disabled inmates cannot participate; rather, it is a substantively different service. The plaintiffs access to the activities available to the nondisabled general population would not be facilitated by his possession of the keyboard. The defendants’ denial of the plaintiffs request is not a denial of a reasonable accommodation to enable meaningful access to the activities in which the plaintiff cannot engage.
The plaintiffs second stumbling block is his failure to allege that he is denied access to these activities by the defendants. “[N]o qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, orbe subjected to discrimination by any such entity.” (Emphasis added.) 42 U.S.C. § 12132. The plaintiff alleges in his complaint, however, that the “[plaintiffs disabilities prohibit his equal access to the multitude of recreational activities provided to [the] non-disabled general population inmates . . . .” The plaintiff is not alleging that his access to these activities was blocked by the defendants, but, rather, that his access was prevented by his disabilities. The plaintiffs complaint, therefore, lacks sufficient factual allegations to satisfy all of the elements both under the ADA and the Rehabilitation Act. Therefore, the court did not err in striking the plaintiffs claims for declaratory and injunctive relief for failing to plead sufficient facts under those statutes.
m
On appeal, the plaintiff claims that the court erred in striking his constitutional equal protection claims for failing to plead sufficient facts. The plaintiffs complaint alleges violations of the equal protection clause of the fourteenth amendment to the United States constitution and article first, § 20, of the Connecticut constitution, as amended by articles five and twenty-one of the amendments. The equal protection clause of the Connecticut constitution, article first, § 20, as amended by articles five and twenty-one of the amendments, provides: “No person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise or enjoyment of his or her civil or political rights because of religion, race, color, ancestry, national origin, sex or physical or mental disability.” “[F]ederal law, whether based upon statute or constitution, establishes a minimum national standard for the exercise of individual rights and does not inhibit state governments from affording higher levels of protection for such rights.” (Internal quotation marks omitted.) Bozrah v. Chmurynski,
“The [e]qual [protection [c]lause of the [f]ourteenth [a]mendment to the United States [constitution is essentially a direction that all persons similarly situated should be treated alike. ... A violation of equal protection by selective [treatment] arises if: (1) the person, compared with others similarly situated, was selectively treated; and (2) . . . such selective treatment was based on impermissible considerations such as race, religion, intent to inhibit or punish the exercise of constitutional rights, or malicious or bad faith intent to injure a person. . . .
“Although the prototypical equal protection claim involves discrimination against people based on their membership in a vulnerable class . . . the equal protection guarantee also extends to individuals who allege no specific class membership but are nonetheless subjected to invidious discrimination at the hands of government officials. . . . The [United States] Supreme Court [has] affirmed the validity of such class of one claims [when] the plaintiff alleges that she has been intentionally treated differently from others similarly situated and that there is no rational basis for the difference in treatment.” (Citation omitted; internal quotation marks omitted.) Brooks v. Sweeney, supra,
“[T]he analytical predicate [of an equal protection claim] is a determination of who are the persons . . . similarly situated. . . . [T]he requirement imposed [on] [plaintiffs claiming an equal protection violation [is that they] identify and relate specific instances [in which] persons situated similarly in all relevant aspects were treated differently . . . .” (Citation omitted; emphasis in original; internal quotation marks omitted.) Brooks v. Sweeney, supra,
In the plaintiffs substitute complaint, he alleges “that he is being treated differently from other inmates as a result of his disability. Reasonable accommodations in the area of recreational activities have been granted to other inmates. The plaintiff is being treated differently than others similarly situated.” The trial court concluded that the plaintiffs equal protection claim was legally insufficient because the plaintiff failed to allege any facts to support his claim. Specifically, there is no allegation that any other inmate was provided
“A motion to strike is properly granted if the complaint alleges mere conclusions of law that are unsupported by the facts alleged.” Novametrix Medical Systems, Inc. v. BOC Group, Inc., supra,
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
See State v. Mercer,
The following individuals were named as defendants: (1) Walter Champion, Americans with Disabilities Act (ADA) coordinator of Osborn Correctional Institution (Osborn); (2) Wanda White-Lewis, ADA director and director of field services for the department; (3) David Strange, warden of Osborn; (4) Patricia Wollenhaupt, nursing supervisor and medical ADA grievance coordinator at Osborn; and (5) Brian Hicock, health service administrator and ADA grievance coordinator at Osborn.
Title II of the ADA, codified at 42 U.S.C. § 12132, provides in relevant part: “[N]o qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.”
Section 504 of the Rehabilitation Act, codified at 29 U.S.C. § 794, provides in relevant part: “(a) No otherwise qualified individual with a disability in the United States . . . shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance . . . .”
The equal protection clause of the fourteenth amendment to the United States constitution provides in relevant part: “No State shall . . . deny to any person within its jurisdiction the equal protection of the laws.”
Article first, § 20, of the constitution of Connecticut, as amended by articles five and twenty-one of the amendments, provides in relevant part: “No person shall be denied the equal protection of the law . . . .”
Practice Book § 10-44 states in relevant part: “Within fifteen days after the granting of any motion to strike, the party whose pleading has been stricken may file a new pleading . . . .”
In the plaintiffs “Statement of Issues” he set forth the following two issues: “(1) Whether the trial court erred in striking [the] plaintiffs claims for failing to allege facts that demonstrate discriminatory animus” and “(2) Whether the trial court erred in striking [the] plaintiffs claims for failing to sufficiently plead facts to establish a cognizable equal protection claim.” The plaintiffs argument section of his brief set forth: ‘Whether the trial court erred in striking [the] plaintiffs claims for monetary damages because the plaintiff failed to plead facts that demonstrate discriminatory animus or ill will,” “Whether [the] plaintiffs allegations need to allege discriminatory animus,” “Whether [the] trial court erred in striking [the] plaintiffs claims for declaratory and injunctive relief,” “Whether discriminatory animus is required under the ADA and [Rehabilitation Act] for injunctive and declaratory relief,” “Whether the allegations have sufficiently plead[ed] facts to establish a cognizable equal protection claim” and “Whether [the] plaintiff need identify a ‘comparison class’ of similarly situated individuals in discrimination claims under reasonable accommodation theory.” We have reframed these issues so that they better represent the plaintiffs claims on appeal.
Title 42 of the United States Code, § 12202, has been accepted by the United States Supreme Court “as an unequivocal expression of Congress’s intent to abrogate state sovereign immunity. See Board of Trustees of [University of Alabama] v. Garrett,
Section 5 of the fourteenth amendment to the United States constitution states: “The Congress shallhavepowerto enforce, by appropriate legislation, the provisions of this article.”
We should note that the plaintiff in Mercer v. Strange is the same plaintiff in this instant action. In Mercer, the plaintiff similarly sought relief under the ADA, the Rehabilitation Act, the equal protection clause of the fourteenth amendment to the United States constitution and article first, § 20, of the constitution of Connecticut, as amended by articles five and twenty-one of the amendments, for the defendants’ denial of his request to be placed in a single cell in the back of one correctional institution housing facility. Mercer v. Strange, supra,
We will address the sufficiency of the plaintiffs pleading regarding the alleged fourteenth amendment violation in part in of this opinion.
Because of the significant overlap between the ADA and the Rehabilitation Act, we will address simultaneously the plaintiffs complaint requesting iivjunctive and declaratory relief under both the ADA and the Rehabilitation Act and make distinctions as necessary.
Sovereign immunity with respect to the plaintiffs claims for declaratory and injunctive relief under the Rehabilitation Act is not implicated because the state of Connecticut knowingly and intentionally waived its sovereign immunity when it accepted these federal funds. See Mercer v. Strange, supra,
The Rehabilitation Act has the requirement that the exclusion be “solely” by reason of the disability. 29 U.S.C. § 794 (a).
